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XML Financial, LLC

SEC CIK
0001800465
Latest filing
Jul 24, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Oct 20, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
391
+16 vs. Q2 2025
Portfolio value
$1.23B
+$76.1M (+6.6%) vs. Q2 2025
Filed
Oct 20, 2025
SEC
Holdings of XML Financial, LLC in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF1,588,681$50.7M4.1%−7,307−0.5%Reduced–
iShares Russell 1000 Growth ETF464287614ETF81,096$38.0M3.1%−390.0%Reduced–
Schwab U.S. Large-Cap Value ETF808524409ETF1,220,524$35.5M2.9%+15,853+1.3%Added–
iShares Core Dividend Growth ETF46434V621ETF508,226$34.6M2.8%+3,777+0.7%Added–
MSFTMicrosoft CorpStock60,484$31.3M2.6%−575−0.9%ReducedHistory
AAPLApple Inc.Stock121,920$31.0M2.5%−1,017−0.8%ReducedHistory
iShares Tr464287622RUS 1000 ETF84,513$30.9M2.5%−714−0.8%Reduced–
Vanguard Information Technology ETF92204A702ETF36,592$27.3M2.2%+362+1.0%Added–
iShares Russell Midcap ETF464287499ETF244,819$23.6M1.9%−5,694−2.3%Reduced–
iShares Core S&P 500 ETF464287200ETF34,004$22.8M1.9%+218+0.6%Added–
PTYPIMCO Corporate & Income Opportunity FundCOM1,543,341$22.3M1.8%+30,977+2.0%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF254,418$20.1M1.6%+254,418New–
BRK.BBerkshire Hathaway IncStock37,612$18.9M1.5%−1,484−3.8%ReducedHistory
PIMCO ETF Tr72201R817INV GRD CRP BD182,084$18.0M1.5%+14,614+8.7%Added–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF188,551$17.1M1.4%−4,122−2.1%Reduced–
iShares Core S&P Small Cap ETF464287804ETF128,830$15.3M1.2%−1,369−1.1%Reduced–
GLDSPDR Gold TrustETF41,436$14.7M1.2%−3,286−7.3%ReducedHistory
iShares Tr464287788U.S. FINLS ETF111,852$14.2M1.2%+428+0.4%Added–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG104,050$13.6M1.1%−1,039−1.0%Reduced–
JPMJPMorgan Chase & CoStock42,871$13.5M1.1%−1,500−3.4%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF65,897$13.4M1.1%+317+0.5%Added–
JNJJohnson & JohnsonStock68,646$12.7M1.0%−1,586−2.3%ReducedHistory
SPDR Series Trust78464A805ST STR PR SP1500155,439$12.5M1.0%+2,780+1.8%Added–
AMZNAmazon Com IncStock56,129$12.3M1.0%−253−0.4%ReducedHistory
QCOMQualcomm IncStock73,817$12.3M1.0%−2,513−3.3%ReducedHistory
BACBank of America CorpStock235,138$12.1M1.0%−7,137−2.9%ReducedHistory
NVDANVIDIA CorpStock63,119$11.8M1.0%+5,125+8.8%AddedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF81,435$11.6M0.9%−322−0.4%Reduced–
Schwab US Dividend Equity ETF808524797ETF420,814$11.5M0.9%+232+0.1%Added–
Pacer US Cash Cows 100 ETF69374H881ETF195,570$11.2M0.9%+1,987+1.0%Added–
CSCOCisco Systems, Inc.Stock152,006$10.4M0.8%−5,319−3.4%ReducedHistory
iShares Russell 2000 ETF464287655ETF42,201$10.2M0.8%+630+1.5%Added–
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU507,182$10.2M0.8%+25,633+5.3%Added–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL198,312$9.81M0.8%+110+0.1%Added–
IBMInternational Business Machines CorpStock33,637$9.49M0.8%−917−2.7%ReducedHistory
RTXRTX CorpStock56,680$9.48M0.8%−1,953−3.3%ReducedHistory
iShares Russell Mid-Cap Value ETF464287473ETF66,540$9.29M0.8%+560+0.8%Added–
Vanguard High Dividend Yield Index ETF921946406ETF63,737$8.98M0.7%+379+0.6%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF29,148$8.56M0.7%−139−0.5%Reduced–
SPDR Index Shs FDS78463X152ST STR SP N AM131,167$8.47M0.7%+5,987+4.8%Added–
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF330,116$8.32M0.7%+21,442+6.9%Added–
Goldman Sachs ETF Tr38149W630NASDA 100 ETF154,480$8.10M0.7%−777−0.5%Reduced–
KMIKinder Morgan, Inc.Stock283,099$8.01M0.7%−13,575−4.6%ReducedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM346,216$7.78M0.6%+32,510+10.4%AddedHistory
GOOGLAlphabet Inc.Stock31,433$7.64M0.6%+853+2.8%AddedHistory
SPDR Series Trust78464A672ST INTER ETF256,380$7.41M0.6%+14,876+6.2%Added–
Invesco QQQ Trust Series I46090E103ETF12,103$7.27M0.6%+796+7.0%Added–
VZVerizon Communications IncStock162,649$7.15M0.6%−6,756−4.0%ReducedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF164,821$7.05M0.6%+359+0.2%Added–
CVXChevron CorpStock45,081$7.00M0.6%−577−1.3%ReducedHistory
ULUnilever PLCSPON ADR NEW117,276$6.95M0.6%−6,196−5.0%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF20,019$6.41M0.5%−536−2.6%Reduced–
First Tr Exchange-Traded FD33733E856FT VEST GOLD265,911$6.37M0.5%+2,966+1.1%Added–
TAT&T Inc.Stock221,775$6.26M0.5%+2,442+1.1%AddedHistory
AMGNAmgen IncStock22,143$6.25M0.5%−126−0.6%ReducedHistory
MRKMerck & Co., Inc.Stock70,015$5.88M0.5%−2,291−3.2%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF47,369$5.72M0.5%−191−0.4%Reduced–
XOMExxonMobil Holdings CorpCOM49,880$5.62M0.5%−1,112−2.2%ReducedHistory
Global X FDS37954Y616S&P 500 QLT ETF156,778$5.52M0.4%+156,778New–
iShares Core U.S. Aggregate Bond ETF464287226ETF54,642$5.48M0.4%+2,412+4.6%Added–
iShares Tr464287630RUS 2000 VAL ETF30,894$5.46M0.4%−381−1.2%Reduced–
EMREmerson Electric CoStock41,460$5.44M0.4%−815−1.9%ReducedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF62,993$5.30M0.4%+183+0.3%Added–
iShares Tr464288687PFD AND INCM SEC166,512$5.27M0.4%−3,114−1.8%Reduced–
SPYSPDR S&P 500 ETF TrustETF7,648$5.09M0.4%+322+4.4%AddedHistory
iShares Tr464288158SHRT NAT MUN ETF47,081$5.03M0.4%+43,771+1,322.4%Added–
GOOGAlphabet Inc.Stock20,631$5.02M0.4%−999−4.6%ReducedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF50,557$5.01M0.4%+7,336+17.0%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF19,263$4.90M0.4%+13,705+246.6%Added–
Vanguard S&P 500 ETF922908363ETF7,681$4.70M0.4%+1,242+19.3%Added–
Innovator ETFs Trust45782C284US SML CP PWR B150,120$4.65M0.4%−1,615−1.1%Reduced–
WisdomTree Tr97717X651US S CAP QTY DIV92,449$4.62M0.4%−1,059−1.1%Reduced–
GOODGladstone Commercial CorpCOM368,358$4.54M0.4%−29,985−7.5%ReducedHistory
Global X FDS37954Y475S&P 500 COVERED113,649$4.46M0.4%+4,520+4.1%Added–
Vanguard Morningstar Value ETF922908744ETF22,292$4.16M0.3%+209+0.9%Added–
LMTLockheed Martin CorpStock8,261$4.12M0.3%−532−6.1%ReducedHistory
COSTCostco Wholesale CorpStock4,397$4.07M0.3%−120−2.7%ReducedHistory
CVSCVS Health CorpStock53,600$4.04M0.3%−4,885−8.4%ReducedHistory
ORCLOracle CorpStock13,837$3.89M0.3%−1,675−10.8%ReducedHistory
TFCTruist Financial CorpCOM84,664$3.87M0.3%−4,815−5.4%ReducedHistory
GSGoldman Sachs Group IncStock4,817$3.84M0.3%−93−1.9%ReducedHistory
iShares MSCI Eafe ETF464287465ETF40,727$3.80M0.3%−1,182−2.8%Reduced–
EPDEnterprise Products Partners L.P.Stock118,035$3.69M0.3%+2,200+1.9%AddedHistory
AVGOBroadcom Inc.Stock10,991$3.63M0.3%+490+4.7%AddedHistory
PFEPfizer IncStock141,133$3.60M0.3%−6,480−4.4%ReducedHistory
CMICummins IncStock8,378$3.54M0.3%−600−6.7%ReducedHistory
HDHome Depot, Inc.Stock8,645$3.50M0.3%+1,375+18.9%AddedHistory
Exchange Listed FDS Tr30151E806SABA INT RATE149,881$3.41M0.3%+24,779+19.8%Added–
LHXL3HARRIS Technologies, Inc.Stock10,722$3.27M0.3%−90−0.8%ReducedHistory
AMATApplied Materials IncStock14,842$3.04M0.2%+1,273+9.4%AddedHistory
USBUS Bancorp DECOM NEW61,618$2.98M0.2%−3,651−5.6%ReducedHistory
BXBlackstone Inc.COM16,929$2.89M0.2%+511+3.1%AddedHistory
OHIOmega Healthcare Investors IncCOM66,702$2.82M0.2%00.0%UnchangedHistory
PSAPublic StorageCOM9,736$2.81M0.2%+783+8.7%AddedHistory
WMTWalmart Inc.Stock27,156$2.80M0.2%−302−1.1%ReducedHistory
UPSUnited Parcel Service IncStock32,274$2.70M0.2%−5,800−15.2%ReducedHistory
BMYBristol Myers Squibb CoStock59,062$2.66M0.2%−3,525−5.6%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF39,538$2.58M0.2%−980−2.4%Reduced–
DDominion Energy, IncStock41,927$2.56M0.2%−2,909−6.5%ReducedHistory
ABBVAbbVie Inc.Stock10,992$2.55M0.2%−217−1.9%ReducedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of XML Financial, LLC in Q3 2025
SecurityClassPutsCalls
BPBP PLCADR–$103.4K

Sold out since Q2 2025 (16)

Positions held at the end of Q2 2025 that are gone from this filing.

Positions of XML Financial, LLC sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
Vanguard Total Bond Market ETF921937835ETF293,210$21.6M1.9%–
MSTRStrategy IncStock1,510$610.4K0.1%History
WYNNWynn Resorts LtdCOM6,320$592.0K0.1%History
NOWServiceNow, Inc.Stock236$242.6K<0.1%History
WHRWhirlpool CorpStock2,215$224.6K<0.1%History
TTDTrade Desk, Inc.Stock3,020$217.4K<0.1%History
SLMSLM CorpCOM6,537$214.4K<0.1%History
DKNGDraftKings Inc.Stock4,973$213.3K<0.1%History
AROCArchrock, Inc.COM8,150$202.4K<0.1%History
ONDSOndas Inc.COM NEW100,000$192.0K<0.1%History
NPVNuveen Virginia Quality Municipal Income FundCOM15,350$172.8K<0.1%History
ARHSArhaus, Inc.COM CL A17,941$155.5K<0.1%History
MAVPioneer Municipal High Income Advantage Fund, Inc.COM14,500$120.3K<0.1%History
WULFTerawulf Inc.COM15,000$65.7K<0.1%History
MMTAberdeen Multi-Market Income FundSH BEN INT10,690$50.2K<0.1%History
LMP Cap & Income FD Inc50208A110RIGHT 07/11/202525,470$1.81K<0.1%–