XML Financial, LLC
- SEC CIK
- 0001800465
- Latest filing
- Jul 24, 2026
Holdings in Q3 2025
Holdings as of Sep 30, 2025, filed Oct 20, 2025. Long positions only; changes compare share counts with Q2 2025.
- Positions
- 391
- +16 vs. Q2 2025
- Portfolio value
- $1.23B
- +$76.1M (+6.6%) vs. Q2 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PAVMPAVmed Inc. | COM NEW | 10,067 | $4.34K | <0.1% | 00.0% | Unchanged | History |
| HRTXHeron Therapeutics, Inc. | COM | 10,000 | $12.6K | <0.1% | 00.0% | Unchanged | History |
| IOVAIovance Biotherapeutics, Inc. | COM | 12,500 | $27.1K | <0.1% | −10,500−45.7% | Reduced | History |
| FNKOFunko, Inc. | COM CL A | 14,000 | $48.2K | <0.1% | 00.0% | Unchanged | History |
| MGNXMacrogenics Inc | COM | 32,336 | $54.3K | <0.1% | 00.0% | Unchanged | History |
| COMPCompass, Inc. | CL A | 11,185 | $89.8K | <0.1% | 00.0% | Unchanged | History |
| BPBP PLC | ADR | 3,077 | $106.0K | <0.1% | +3,077 | New | History |
| IAEVoya Asia Pacific High Dividend Equity Income Fund | COM | 15,551 | $116.6K | <0.1% | 00.0% | Unchanged | History |
| RITMRithm Capital Corp. | REIT | 10,500 | $119.6K | <0.1% | +10,500 | New | History |
| CHWCalamos Global Dynamic Income Fund | COM | 17,200 | $129.7K | <0.1% | 00.0% | Unchanged | History |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 12,100 | $150.9K | <0.1% | +1,420+13.3% | Added | History |
| RMIRiverNorth Opportunistic Municipal Income Fund, Inc. | COM | 10,500 | $153.5K | <0.1% | −3,000−22.2% | Reduced | History |
| DNPDNP Select Income Fund Inc | COM | 16,073 | $160.9K | <0.1% | +298+1.9% | Added | History |
| RFMZRiverNorth Flexible Municipal Income Fund II, Inc. | COM | 13,000 | $169.7K | <0.1% | +13,000 | New | History |
| LUCDLucid Diagnostics Inc. | COM | 178,795 | $180.6K | <0.1% | 00.0% | Unchanged | History |
| CPRXCatalyst Pharmaceuticals, Inc. | COM | 10,000 | $197.0K | <0.1% | 00.0% | Unchanged | History |
| FMNFederated Hermes Premier Municipal Income Fund | COM | 17,920 | $197.8K | <0.1% | 00.0% | Unchanged | History |
| STXSeagate Technology Holdings plc | ORD SHS | 849 | $200.4K | <0.1% | +849 | New | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 841 | $201.5K | <0.1% | +841 | New | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 4,329 | $202.2K | <0.1% | +4,329 | New | – |
| CCICrown Castle Inc. | REIT | 2,100 | $202.6K | <0.1% | −100−4.5% | Reduced | History |
| iShares Ibonds Dec 2028 Term Corporate ETF46435U515 | ETF | 8,057 | $205.6K | <0.1% | +8,057 | New | – |
| AFLAflac Inc | Stock | 1,850 | $206.6K | <0.1% | +1,850 | New | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 17,000 | $208.9K | <0.1% | 00.0% | Unchanged | History |
| MRVLMarvell Technology, Inc. | COM | 2,490 | $209.3K | <0.1% | +2,490 | New | History |
| SAPSAP SE | ADR | 785 | $209.8K | <0.1% | 00.0% | Unchanged | History |
| Pacer Trendpilot US Large Cap ETF69374H105 | ETF | 3,846 | $210.6K | <0.1% | +3,846 | New | – |
| ABCLAbCellera Biologics Inc. | COM | 42,025 | $211.4K | <0.1% | +7,525+21.8% | Added | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 1,869 | $212.9K | <0.1% | 00.0% | Unchanged | – |
| First Tr Exchange-Traded Alp33737M300 | SML CP GRW ALP | 2,400 | $217.7K | <0.1% | +2,400 | New | – |
| IESCIES Holdings, Inc. | COM | 550 | $218.5K | <0.1% | +550 | New | History |
| VanEck Semiconductor ETF92189F676 | ETF | 675 | $220.3K | <0.1% | +675 | New | – |
| BNYBank of New York Mellon Corp | Stock | 2,055 | $223.9K | <0.1% | +2,055 | New | History |
| RBCRBC Bearings INC | COM | 580 | $226.4K | <0.1% | 00.0% | Unchanged | History |
| PWRQuanta Services, Inc. | COM | 550 | $227.9K | <0.1% | +550 | New | History |
| KHCKraft Heinz Co | Stock | 8,775 | $228.5K | <0.1% | 00.0% | Unchanged | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 25,129 | $228.9K | <0.1% | +7,257+40.6% | Added | History |
| CBSHCommerce Bancshares Inc | Stock | 3,928 | $234.7K | <0.1% | 00.0% | Unchanged | History |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 4,625 | $234.9K | <0.1% | −875−15.9% | Reduced | – |
| BCEBce Inc | COM NEW | 10,075 | $235.7K | <0.1% | −1,850−15.5% | Reduced | History |
| MSMorgan Stanley | Stock | 1,490 | $236.8K | <0.1% | 00.0% | Unchanged | History |
| WELLWelltower Inc. | REIT | 1,334 | $237.6K | <0.1% | 00.0% | Unchanged | History |
| iShares S&P 500 Value ETF464287408 | ETF | 1,171 | $241.8K | <0.1% | 00.0% | Unchanged | – |
| CRWDCrowdStrike Holdings, Inc. | Stock | 497 | $243.7K | <0.1% | +497 | New | History |
| INTUIntuit Inc. | Stock | 358 | $244.7K | <0.1% | 00.0% | Unchanged | History |
| SHOPShopify Inc. | Stock | 1,655 | $245.9K | <0.1% | +1,655 | New | History |
| TGTTarget Corp | Stock | 2,748 | $246.5K | <0.1% | +360+15.1% | Added | History |
| FFord Motor Co | Stock | 20,655 | $247.0K | <0.1% | +10,476+102.9% | Added | History |
| SEZLSezzle Inc. | COM | 3,115 | $247.7K | <0.1% | +490+18.7% | Added | History |
| AWKAmerican Water Works Company, Inc. | Stock | 1,788 | $248.9K | <0.1% | +100+5.9% | Added | History |
| State Street SPDR S&P Bank ETF78464A797 | ETF | 4,189 | $248.9K | <0.1% | +17+0.4% | Added | – |
| Fidelity Covington Trust316092386 | STOCK FOR INFL | 4,979 | $249.4K | <0.1% | +15+0.3% | Added | – |
| FEIMFrequency Electronics Inc | COM | 7,400 | $250.9K | <0.1% | +7,400 | New | History |
| PCARPaccar Inc | COM | 2,570 | $252.7K | <0.1% | +2,570 | New | History |
| EGBNEagle Bancorp Inc | COM | 12,567 | $254.1K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 5,070 | $257.3K | <0.1% | +14+0.3% | Added | – |
| KREFKKR Real Estate Finance Trust Inc. | COM | 28,950 | $260.6K | <0.1% | −1,950−6.3% | Reduced | History |
| iShares Ibonds Dec 2031 Term Corporate ETF46436E486 | ETF | 12,347 | $262.0K | <0.1% | +12,347 | New | – |
| PNCPNC Financial Services Group, Inc. | Stock | 1,307 | $262.6K | <0.1% | +1,307 | New | History |
| PPLPPL Corp | COM | 7,116 | $264.4K | <0.1% | +7,116 | New | History |
| AEPAmerican Electric Power Co Inc | Stock | 2,360 | $265.5K | <0.1% | 00.0% | Unchanged | History |
| Global X FDS37954Y459 | RUSSELL 2000 | 18,000 | $270.9K | <0.1% | +3,000+20.0% | Added | – |
| iShares Ibonds Dec 2030 Term Corporate ETF46436E726 | ETF | 12,238 | $271.1K | <0.1% | +12,238 | New | – |
| GPKGraphic Packaging Holding Co | COM | 13,880 | $271.6K | <0.1% | −4,625−25.0% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 2,490 | $273.4K | <0.1% | 00.0% | Unchanged | – |
| ALLAllstate Corp | Stock | 1,295 | $278.0K | <0.1% | 00.0% | Unchanged | History |
| DTEDte Energy Co | COM | 2,000 | $282.9K | <0.1% | 00.0% | Unchanged | History |
| DTMDT Midstream, Inc. | COMMON STOCK | 2,503 | $283.0K | <0.1% | 00.0% | Unchanged | History |
| KVUEKenvue Inc. | Stock | 17,450 | $283.2K | <0.1% | −9,350−34.9% | Reduced | History |
| ADMArcher-Daniels-Midland Co | Stock | 4,750 | $283.8K | <0.1% | 00.0% | Unchanged | History |
| APPAppLovin Corp | COM CL A | 395 | $283.8K | <0.1% | +395 | New | History |
| HEIHeico Corp | COM | 881 | $284.5K | <0.1% | +100+12.8% | Added | History |
| HOODRobinhood Markets, Inc. | Stock | 1,993 | $285.4K | <0.1% | +1,993 | New | History |
| SPDR Series Trust78468R770 | ST STR R1K YLD | 2,523 | $285.5K | <0.1% | −12−0.5% | Reduced | – |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 14,989 | $286.6K | <0.1% | 00.0% | Unchanged | – |
| AZOAutoZone Inc | COM | 68 | $291.7K | <0.1% | 00.0% | Unchanged | History |
| CUBECubeSmart | REIT | 7,195 | $292.5K | <0.1% | +87+1.2% | Added | History |
| CLHClean Harbors Inc | COM | 1,267 | $294.2K | <0.1% | 00.0% | Unchanged | History |
| RPMRPM International Inc | COM | 2,500 | $294.7K | <0.1% | 00.0% | Unchanged | History |
| Global X FDS37960A859 | DOW 30 CO CA ETF | 13,579 | $296.7K | <0.1% | −262,591−95.1% | Reduced | – |
| iShares Ibonds Dec 2032 Term Corporate ETF46436E312 | ETF | 11,675 | $299.1K | <0.1% | +11,675 | New | – |
| UBERUber Technologies, Inc | Stock | 3,060 | $299.8K | <0.1% | +65+2.2% | Added | History |
| Orla MNG Ltd New68634K106 | COM | 27,800 | $300.2K | <0.1% | +3,250+13.2% | Added | – |
| FETHFidelity Ethereum Fund | SHS | 7,250 | $301.2K | <0.1% | +7,250 | New | History |
| iShares Tr464288208 | MRGSTR MD CP ETF | 3,740 | $310.6K | <0.1% | 00.0% | Unchanged | – |
| ETNEaton Corp plc | Stock | 836 | $312.9K | <0.1% | 00.0% | Unchanged | History |
| Pgim ETF Tr69344A784 | SHRT DUR HGH YLD | 6,254 | $317.6K | <0.1% | +675+12.1% | Added | – |
| FUTUFutu Holdings Ltd | SPON ADS CL A | 1,840 | $320.0K | <0.1% | +1,840 | New | History |
| CPCanadian Pacific Kansas City Ltd | COM | 4,326 | $322.2K | <0.1% | 00.0% | Unchanged | History |
| MSIMotorola Solutions, Inc. | Stock | 715 | $327.1K | <0.1% | 00.0% | Unchanged | History |
| DEDeere & Co | Stock | 727 | $332.5K | <0.1% | +60+9.0% | Added | History |
| EMOClearBridge Energy Midstream Opportunity Fund Inc. | COM | 7,505 | $337.1K | <0.1% | 00.0% | Unchanged | History |
| GLTRabrdn Precious Metals Basket ETF Trust | PHYSCL PRECS MET | 2,050 | $339.2K | <0.1% | 00.0% | Unchanged | History |
| ARCCAres Capital Corp | CEF | 16,649 | $339.8K | <0.1% | +1,353+8.8% | Added | History |
| CRDOCredo Technology Group Holding Ltd | Stock | 2,350 | $342.2K | <0.1% | +2,350 | New | History |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 7,989 | $344.3K | <0.1% | 00.0% | Unchanged | – |
| CEGConstellation Energy Corp | Stock | 1,051 | $345.9K | <0.1% | +120+12.9% | Added | History |
| AXONAxon Enterprise, Inc. | COM | 483 | $346.6K | <0.1% | +38+8.5% | Added | History |
| Vanguard Real Estate ETF922908553 | ETF | 3,793 | $346.8K | <0.1% | −400−9.5% | Reduced | – |
| Vanguard Wellington FD921935870 | SHORT TRM TAX EX | 3,415 | $348.1K | <0.1% | 00.0% | Unchanged | – |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BPBP PLC | ADR | – | $103.4K |
Sold out since Q2 2025 (16)
Positions held at the end of Q2 2025 that are gone from this filing.
| Security | Class | Shares in Q2 2025 | Value in Q2 2025 | % of portfolio in Q2 2025 | History |
|---|---|---|---|---|---|
| Vanguard Total Bond Market ETF921937835 | ETF | 293,210 | $21.6M | 1.9% | – |
| MSTRStrategy Inc | Stock | 1,510 | $610.4K | 0.1% | History |
| WYNNWynn Resorts Ltd | COM | 6,320 | $592.0K | 0.1% | History |
| NOWServiceNow, Inc. | Stock | 236 | $242.6K | <0.1% | History |
| WHRWhirlpool Corp | Stock | 2,215 | $224.6K | <0.1% | History |
| TTDTrade Desk, Inc. | Stock | 3,020 | $217.4K | <0.1% | History |
| SLMSLM Corp | COM | 6,537 | $214.4K | <0.1% | History |
| DKNGDraftKings Inc. | Stock | 4,973 | $213.3K | <0.1% | History |
| AROCArchrock, Inc. | COM | 8,150 | $202.4K | <0.1% | History |
| ONDSOndas Inc. | COM NEW | 100,000 | $192.0K | <0.1% | History |
| NPVNuveen Virginia Quality Municipal Income Fund | COM | 15,350 | $172.8K | <0.1% | History |
| ARHSArhaus, Inc. | COM CL A | 17,941 | $155.5K | <0.1% | History |
| MAVPioneer Municipal High Income Advantage Fund, Inc. | COM | 14,500 | $120.3K | <0.1% | History |
| WULFTerawulf Inc. | COM | 15,000 | $65.7K | <0.1% | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 10,690 | $50.2K | <0.1% | History |
| LMP Cap & Income FD Inc50208A110 | RIGHT 07/11/2025 | 25,470 | $1.81K | <0.1% | – |