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XML Financial, LLC

SEC CIK
0001800465
Latest filing
Jul 24, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 2, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
331
+13 vs. Q4 2021
Portfolio value
$840.7M
+$10.4M (+1.3%) vs. Q4 2021
Filed
May 2, 2022
SEC
Holdings of XML Financial, LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock146,852$25.6M3.1%−10,074−6.4%ReducedHistory
iShares Russell Midcap ETF464287499ETF292,769$22.8M2.7%−1,032−0.4%Reduced–
MSFTMicrosoft CorpStock72,663$22.4M2.7%−2,285−3.0%ReducedHistory
iShares Core Dividend Growth ETF46434V621ETF364,675$19.5M2.3%+12,877+3.7%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF259,058$19.4M2.3%+7,724+3.1%AddedConverted for a 2-for-1 split–
iShares Tr464287622RUS 1000 ETF77,284$19.3M2.3%+210.0%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF262,284$18.7M2.2%+60,749+30.1%Added–
QCOMQualcomm IncStock94,502$14.4M1.7%+1,988+2.1%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF120,519$13.0M1.5%−180−0.1%Reduced–
BACBank of America CorpStock302,940$12.5M1.5%+1,882+0.6%AddedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF159,120$12.2M1.5%+5,819+3.8%Added–
Innovator ETFs Trust45782C417US EQTY PWR BUF386,050$11.3M1.3%+386,050New–
CVXChevron CorpStock67,144$10.9M1.3%−9,185−12.0%ReducedHistory
VZVerizon Communications IncStock214,549$10.9M1.3%+10,274+5.0%AddedHistory
CSCOCisco Systems, Inc.Stock192,361$10.7M1.3%+190.0%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF38,606$10.7M1.3%+3,229+9.1%Added–
Vanguard Total Bond Market ETF921937835ETF134,208$10.7M1.3%−3,135−2.3%Reduced–
Legg Mason ETF Invt52468L406FRANKLIN US LOW267,502$10.6M1.3%+5,180+2.0%Added–
CVSCVS Health CorpStock101,161$10.2M1.2%−569−0.6%ReducedHistory
iShares Tips Bond ETF464287176ETF81,727$10.2M1.2%+26,643+48.4%Added–
BRK.BBerkshire Hathaway IncStock28,340$10.0M1.2%+414+1.5%AddedHistory
iShares Russell 2000 ETF464287655ETF46,612$9.57M1.1%+840+1.8%Added–
iShares Russell 1000 Value ETF464287598ETF57,469$9.54M1.1%+2,221+4.0%Added–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG106,006$9.44M1.1%−994−0.9%Reduced–
iShares Russell Mid-Cap Value ETF464287473ETF76,058$9.10M1.1%+2,798+3.8%Added–
GOODGladstone Commercial CorpCOM400,127$8.81M1.0%+66,371+19.9%AddedHistory
UPSUnited Parcel Service IncStock40,174$8.62M1.0%+70+0.2%AddedHistory
PFEPfizer IncStock166,434$8.62M1.0%+769+0.5%AddedHistory
ABBVAbbVie Inc.Stock50,337$8.16M1.0%−118−0.2%ReducedHistory
iShares Tr464288414NATIONAL MUN ETF71,267$7.81M0.9%+1,814+2.6%Added–
INTCIntel CorpStock153,515$7.61M0.9%+9,108+6.3%AddedHistory
JNJJohnson & JohnsonStock42,689$7.57M0.9%+65+0.2%AddedHistory
iShares Core S&P 500 ETF464287200ETF16,398$7.44M0.9%+2,068+14.4%Added–
Vanguard Information Technology ETF92204A702ETF17,845$7.43M0.9%+3,291+22.6%Added–
Vanguard High Dividend Yield Index ETF921946406ETF65,447$7.35M0.9%+992+1.5%Added–
BMYBristol Myers Squibb CoStock99,347$7.25M0.9%−755−0.8%ReducedHistory
iShares Tr464287788U.S. FINLS ETF83,606$7.07M0.8%+25,803+44.6%Added–
KKellanovaStock108,851$7.02M0.8%+1,392+1.3%AddedHistory
JPMJPMorgan Chase & CoStock51,113$6.97M0.8%+5,408+11.8%AddedHistory
RTXRTX CorpStock69,991$6.93M0.8%−283−0.4%ReducedHistory
First Tr Exch Traded FD III33739N108MANAGD MUN ETF119,961$6.37M0.8%+9,690+8.8%Added–
TFCTruist Financial CorpCOM108,309$6.14M0.7%+343+0.3%AddedHistory
CCitigroup IncStock111,245$5.94M0.7%+1,294+1.2%AddedHistory
MRKMerck & Co., Inc.Stock71,822$5.89M0.7%−393−0.5%ReducedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF57,468$5.78M0.7%+2,765+5.1%Added–
AMGNAmgen IncStock23,718$5.74M0.7%+35+0.1%AddedHistory
Listed FDS Tr53656F623HORI KI INFL ETF170,915$5.69M0.7%−1,651−1.0%Reduced–
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF103,327$5.58M0.7%+6,328+6.5%Added–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF24,450$5.45M0.6%+834+3.5%Added–
DOWDow Inc.Stock84,406$5.38M0.6%+3,317+4.1%AddedHistory
MPCMarathon Petroleum CorpStock62,280$5.33M0.6%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL76,785$5.15M0.6%−785−1.0%Reduced–
IBMInternational Business Machines CorpStock39,546$5.14M0.6%−30.0%ReducedHistory
NEMNEWMONT CorpStock62,944$5.00M0.6%+604+1.0%AddedHistory
GLDSPDR Gold TrustETF26,157$4.72M0.6%+561+2.2%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF28,800$4.65M0.6%+944+3.4%Added–
SPDR Series Trust78464A805ST STR PR SP150082,923$4.61M0.5%+2,543+3.2%Added–
FDXFedEx CorpStock19,688$4.56M0.5%+2,550+14.9%AddedHistory
KMIKinder Morgan, Inc.Stock235,566$4.46M0.5%+14,804+6.7%AddedHistory
AMZNAmazon Com IncStock1,352$4.41M0.5%+153+12.8%AddedHistory
ABTAbbott LaboratoriesStock36,671$4.34M0.5%−108−0.3%ReducedHistory
DDominion Energy, IncStock50,855$4.32M0.5%−459−0.9%ReducedHistory
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM225,808$4.23M0.5%+88,183+64.1%AddedHistory
BTTBlackRock Municipal 2030 Target Term TrustCOM SHS BEN IN178,085$4.21M0.5%−8,400−4.5%ReducedHistory
BEPCBrookfield Renewable CorpCL A SUB VTG94,400$4.13M0.5%+27,650+41.4%AddedHistory
OHIOmega Healthcare Investors IncCOM130,686$4.07M0.5%+21,354+19.5%AddedHistory
XOMExxonMobil Holdings CorpCOM48,819$4.03M0.5%−969−1.9%ReducedHistory
ARK Innovation ETF00214Q104ETF60,534$4.01M0.5%−7,141−10.6%Reduced–
PRUPrudential Financial IncStock32,790$3.88M0.5%+979+3.1%AddedHistory
LMTLockheed Martin CorpStock8,648$3.82M0.5%+171+2.0%AddedHistory
iShares S&P 500 Growth ETF464287309ETF47,905$3.66M0.4%−114−0.2%Reduced–
iShares Russell 2000 Growth ETF464287648ETF14,206$3.63M0.4%+1,600+12.7%Added–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF78,079$3.43M0.4%−120.0%Reduced–
Managed Portfolio Series56167N720TORTOISE NRAM PI128,447$3.40M0.4%+128,447New–
iShares Core MSCI Total International Stock ETF46432F834ETF48,839$3.25M0.4%−623−1.3%Reduced–
CMICummins IncStock15,647$3.21M0.4%+1,210+8.4%AddedHistory
iShares Tr46434V803HDG MSCI EAFE93,045$3.16M0.4%−1,158−1.2%Reduced–
EMREmerson Electric CoStock31,316$3.07M0.4%+550+1.8%AddedHistory
ETXEaton Vance Municipal Income 2028 Term TrustSHS150,186$3.07M0.4%−1,250−0.8%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF38,115$3.01M0.4%+871+2.3%Added–
iShares MSCI Eafe ETF464287465ETF40,419$2.98M0.4%−1,968−4.6%Reduced–
IPInternational Paper CoCOM63,598$2.94M0.3%+5,248+9.0%AddedHistory
WPCW. P. Carey Inc.COM35,969$2.91M0.3%+2,649+8.0%AddedHistory
RGENRepligen CorpCOM68,178$2.87M0.3%00.0%UnchangedHistory
ORCLOracle CorpStock33,308$2.76M0.3%+70+0.2%AddedHistory
DISWalt Disney CoStock19,946$2.74M0.3%+737+3.8%AddedHistory
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT14,787$2.72M0.3%−840−5.4%Reduced–
EPDEnterprise Products Partners L.P.Stock103,585$2.67M0.3%+10,944+11.8%AddedHistory
GDGeneral Dynamics CorpStock11,076$2.67M0.3%+7+0.1%AddedHistory
TAT&T Inc.Stock111,905$2.64M0.3%−5,914−5.0%ReducedHistory
SPDR Series Trust78468R770ST STR R1K YLD25,399$2.58M0.3%+409+1.6%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF15,455$2.46M0.3%+5,672+58.0%Added–
Global X FDS37954Y475S&P 500 COVERED46,860$2.32M0.3%−49,723−51.5%Reduced–
NADNuveen Quality Municipal Income FundCOM173,587$2.32M0.3%−7,782−4.3%ReducedHistory
GOOGLAlphabet Inc.Stock832$2.31M0.3%+12+1.5%AddedHistory
WisdomTree Tr97717X651US S CAP QTY DIV51,346$2.29M0.3%+966+1.9%Added–
WELLWelltower Inc.REIT23,508$2.26M0.3%−399−1.7%ReducedHistory
iShares Tr464288687PFD AND INCM SEC61,437$2.24M0.3%+8,849+16.8%Added–
AMDAdvanced Micro Devices IncStock19,784$2.16M0.3%−121−0.6%ReducedHistory
UNPUnion Pacific CorpStock7,675$2.10M0.2%+5+0.1%AddedHistory

Sold out since Q4 2021 (11)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of XML Financial, LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
Innovator ETFs Trust45782C516EMRGNG MKT JAN24,261$718.0K0.1%–
PTYPIMCO Corporate & Income Opportunity FundCOM19,470$322.0K<0.1%History
PIMCO Active Bond Exchange-Traded Fund72201R775ETF2,885$316.0K<0.1%–
NFLXNetflix IncStock433$261.0K<0.1%History
PPGPPG Industries IncStock1,455$251.0K<0.1%History
WisdomTree Tr97717W604US SMALLCAP DIVD6,891$226.0K<0.1%–
GWWW.W. Grainger, Inc.Stock426$221.0K<0.1%History
NKENIKE, Inc.Stock1,311$219.0K<0.1%History
Invesco Exch Traded FD Tr II46138E149S&P SMLCP HELT1,157$208.0K<0.1%–
CLXClorox CoStock1,153$201.0K<0.1%History
NUVNuveen Municipal Value Fund IncCOM14,889$155.0K<0.1%History