XML Financial, LLC
- SEC CIK
- 0001800465
- Latest filing
- Jul 24, 2026
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed May 2, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 331
- +13 vs. Q4 2021
- Portfolio value
- $840.7M
- +$10.4M (+1.3%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Berkshire Grey I084656115 | EQUITY WRT | 20,000 | $8.00K | <0.1% | +10,000+100.0% | Added | – |
| DOMHDominari Holdings Inc. | COM | 20,000 | $9.00K | <0.1% | +20,000 | New | History |
| MFAMfa Financial, Inc. | COM | 10,649 | $43.0K | <0.1% | +10,649 | New | History |
| LEOBNY Mellon Strategic Municipals, Inc. | COM | 10,000 | $72.0K | <0.1% | 00.0% | Unchanged | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 15,030 | $80.0K | <0.1% | +15,030 | New | History |
| PRTSCarParts.com, Inc. | COM | 12,000 | $80.0K | <0.1% | 00.0% | Unchanged | History |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 14,250 | $101.0K | <0.1% | 00.0% | Unchanged | History |
| MHFWestern Asset Municipal High Income Fund Inc. | COM | 15,499 | $109.0K | <0.1% | 00.0% | Unchanged | History |
| SIRISirius XM Holdings Inc. | COM | 16,972 | $112.0K | <0.1% | +2,172+14.7% | Added | History |
| LUMNLumen Technologies, Inc. | Stock | 10,420 | $117.0K | <0.1% | +10,420 | New | History |
| VPVInvesco Pennsylvania Value Municipal Income Trust | COM | 10,152 | $119.0K | <0.1% | +10,152 | New | History |
| GLADGladstone Capital Corp | COM | 11,588 | $137.0K | <0.1% | +203+1.8% | Added | History |
| DNPDNP Select Income Fund Inc | COM | 12,848 | $152.0K | <0.1% | +205+1.6% | Added | History |
| CHWCalamos Global Dynamic Income Fund | COM | 17,200 | $153.0K | <0.1% | −1,250−6.8% | Reduced | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 17,797 | $153.0K | <0.1% | 00.0% | Unchanged | History |
| ETJEaton Vance Risk-Managed Diversified Equity Income Fund | COM | 15,578 | $154.0K | <0.1% | 00.0% | Unchanged | History |
| NBHNeuberger Municipal Fund Inc. | COM | 12,250 | $163.0K | <0.1% | 00.0% | Unchanged | History |
| MGNXMacrogenics Inc | COM | 19,152 | $169.0K | <0.1% | +3,480+22.2% | Added | History |
| FNKOFunko, Inc. | COM CL A | 10,000 | $173.0K | <0.1% | 00.0% | Unchanged | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 18,591 | $184.0K | <0.1% | −6,702−26.5% | Reduced | History |
| VKQInvesco Municipal Trust | COM | 16,477 | $190.0K | <0.1% | 00.0% | Unchanged | History |
| PAVMPAVmed Inc. | COM | 148,991 | $197.0K | <0.1% | +45,791+44.4% | Added | History |
| OKEONEOK Inc | COM | 2,874 | $203.0K | <0.1% | +2,874 | New | History |
| METMetlife Inc | Stock | 2,915 | $205.0K | <0.1% | +2,915 | New | History |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 12,401 | $207.0K | <0.1% | 00.0% | Unchanged | History |
| BLKBlackRock, Inc. | COM | 271 | $207.0K | <0.1% | +271 | New | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 2,989 | $208.0K | <0.1% | −13−0.4% | Reduced | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 4,741 | $208.0K | <0.1% | +36+0.8% | Added | – |
| PXDPioneer Natural Resources Co | COM | 845 | $211.0K | <0.1% | +845 | New | History |
| RMIRiverNorth Opportunistic Municipal Income Fund, Inc. | COM | 11,500 | $213.0K | <0.1% | +2,500+27.8% | Added | History |
| URIUnited Rentals, Inc. | COM | 600 | $213.0K | <0.1% | −85−12.4% | Reduced | History |
| KKRKKR & Co. Inc. | COM | 3,656 | $214.0K | <0.1% | +3,656 | New | History |
| ANETArista Networks, Inc. | COM | 1,540 | $214.0K | <0.1% | −600−28.0% | Reduced | History |
| LPLALPL Financial Holdings Inc. | COM | 1,175 | $215.0K | <0.1% | +1,175 | New | History |
| IAEVoya Asia Pacific High Dividend Equity Income Fund | COM | 26,836 | $218.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 5,733 | $220.0K | <0.1% | +472+9.0% | Added | – |
| UAUnder Armour, Inc. | CL C | 14,154 | $220.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 4,326 | $222.0K | <0.1% | +200+4.8% | Added | – |
| SHELShell plc | ADR | 4,099 | $225.0K | <0.1% | +4,099 | New | History |
| AXPAmerican Express Co | Stock | 1,234 | $231.0K | <0.1% | +1+0.1% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 3,067 | $234.0K | <0.1% | +3,067 | New | – |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 7,885 | $238.0K | <0.1% | −741−8.6% | Reduced | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,347 | $241.0K | <0.1% | +27+1.2% | Added | History |
| CSLCarlisle Companies Inc | COM | 985 | $242.0K | <0.1% | 00.0% | Unchanged | History |
| TMOThermo Fisher Scientific Inc. | Stock | 412 | $244.0K | <0.1% | 00.0% | Unchanged | History |
| IRMIron Mountain Inc | COM | 4,463 | $247.0K | <0.1% | −803−15.2% | Reduced | History |
| CPRXCatalyst Pharmaceuticals, Inc. | COM | 30,000 | $249.0K | <0.1% | −10,000−25.0% | Reduced | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 725 | $252.0K | <0.1% | +1+0.1% | Added | History |
| Vanguard World FD921910816 | MEGA GRWTH IND | 1,072 | $252.0K | <0.1% | −11−1.0% | Reduced | – |
| BYMBlackRock Municipal Income Quality Trust | COM | 19,116 | $253.0K | <0.1% | +633+3.4% | Added | History |
| BHPBHP Group Ltd | ADR | 3,290 | $254.0K | <0.1% | +3,290 | New | History |
| TXNTexas Instruments Inc | Stock | 1,393 | $256.0K | <0.1% | +48+3.6% | Added | History |
| iShares Tr464288208 | MRGSTR MD CP ETF | 3,828 | $258.0K | <0.1% | 00.0% | Unchanged | – |
| LOWLowes Companies Inc | Stock | 1,299 | $263.0K | <0.1% | +51+4.1% | Added | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 5,092 | $263.0K | <0.1% | −1,500−22.8% | Reduced | – |
| DTEDte Energy Co | COM | 2,000 | $264.0K | <0.1% | 00.0% | Unchanged | History |
| VMOInvesco Municipal Opportunity Trust | COM | 23,206 | $266.0K | <0.1% | 00.0% | Unchanged | History |
| JBLUJetBlue Airways Corp | COM | 17,863 | $267.0K | <0.1% | +17,863 | New | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 7,389 | $271.0K | <0.1% | +7,389 | New | – |
| ABNBAirbnb, Inc. | Stock | 1,592 | $273.0K | <0.1% | 00.0% | Unchanged | History |
| Innovator ETFs Trust45782C540 | US EQTY PWR BUF | 8,907 | $278.0K | <0.1% | 00.0% | Unchanged | – |
| CHHChoice Hotels International Inc | COM | 2,000 | $284.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,755 | $285.0K | <0.1% | +425+32.0% | Added | – |
| RPMRPM International Inc | COM | 3,501 | $285.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 4,981 | $287.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464287556 | ISHARES BIOTECH | 2,208 | $288.0K | <0.1% | +198+9.9% | Added | – |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 3,040 | $289.0K | <0.1% | +10.0% | Added | – |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 14,989 | $291.0K | <0.1% | 00.0% | Unchanged | – |
| FFord Motor Co | Stock | 17,266 | $292.0K | <0.1% | +60+0.3% | Added | History |
| METAMeta Platforms, Inc. | Stock | 1,316 | $293.0K | <0.1% | +139+11.8% | Added | History |
| BKNGBooking Holdings Inc. | Stock | 129 | $302.0K | <0.1% | +40+44.9% | Added | History |
| BPBP PLC | ADR | 10,377 | $305.0K | <0.1% | +1,322+14.6% | Added | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,231 | $305.0K | <0.1% | −4−0.3% | Reduced | – |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 5,759 | $305.0K | <0.1% | +227+4.1% | Added | – |
| ULUnilever PLC | SPON ADR NEW | 6,744 | $307.0K | <0.1% | +6,744 | New | History |
| Innovator U.S. Equity Ultra Buffer ETF - January45782C300 | ETF | 10,073 | $312.0K | <0.1% | 00.0% | Unchanged | – |
| COPConocoPhillips | Stock | 3,129 | $313.0K | <0.1% | +151+5.1% | Added | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 14,667 | $321.0K | <0.1% | +14,667 | New | History |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 7,003 | $322.0K | <0.1% | −191−2.7% | Reduced | – |
| NPVNuveen Virginia Quality Municipal Income Fund | COM | 23,212 | $330.0K | <0.1% | −2,000−7.9% | Reduced | History |
| ARCCAres Capital Corp | CEF | 15,800 | $331.0K | <0.1% | +330+2.1% | Added | History |
| GHIGreystone Housing Impact Investors LP | BEN UNIT CTF | 55,250 | $334.0K | <0.1% | +2,000+3.8% | Added | History |
| iShares S&P 500 Value ETF464287408 | ETF | 2,163 | $337.0K | <0.1% | 00.0% | Unchanged | – |
| Global X FDS37954Y467 | E COMMERCE ETF | 15,191 | $337.0K | <0.1% | 00.0% | Unchanged | – |
| STZConstellation Brands, Inc. | Stock | 1,471 | $339.0K | <0.1% | −153−9.4% | Reduced | History |
| DLRDigital Realty Trust, Inc. | COM | 2,449 | $347.0K | <0.1% | −74−2.9% | Reduced | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 5,248 | $348.0K | <0.1% | 00.0% | Unchanged | History |
| RFMRiverNorth Flexible Municipal Income Fund, Inc. | COM | 18,930 | $352.0K | <0.1% | +7,150+60.7% | Added | History |
| MPWRMonolithic Power Systems, Inc. | COM | 729 | $354.0K | <0.1% | 00.0% | Unchanged | History |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 25,736 | $356.0K | <0.1% | −10,000−28.0% | Reduced | History |
| CPCanadian Pacific Kansas City Ltd | COM | 4,326 | $357.0K | <0.1% | −256−5.6% | Reduced | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 4,387 | $368.0K | <0.1% | +4,387 | New | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 4,945 | $375.0K | <0.1% | −50,431−91.1% | Reduced | – |
| Townebank Portsmouth Va89214P109 | COM | 12,964 | $388.0K | <0.1% | 00.0% | Unchanged | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 34,731 | $389.0K | <0.1% | −700−2.0% | Reduced | History |
| ROPRoper Technologies Inc | Stock | 831 | $392.0K | <0.1% | 00.0% | Unchanged | History |
| BBWIBath & Body Works, Inc. | COM | 8,245 | $394.0K | <0.1% | +2,245+37.4% | Added | History |
| GEGeneral Electric Co | Stock | 4,451 | $407.0K | <0.1% | +890+25.0% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 986 | $409.0K | <0.1% | −91−8.4% | Reduced | – |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 8,199 | $409.0K | <0.1% | −6,329−43.6% | Reduced | – |
Sold out since Q4 2021 (11)
Positions held at the end of Q4 2021 that are gone from this filing.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| Innovator ETFs Trust45782C516 | EMRGNG MKT JAN | 24,261 | $718.0K | 0.1% | – |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 19,470 | $322.0K | <0.1% | History |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 2,885 | $316.0K | <0.1% | – |
| NFLXNetflix Inc | Stock | 433 | $261.0K | <0.1% | History |
| PPGPPG Industries Inc | Stock | 1,455 | $251.0K | <0.1% | History |
| WisdomTree Tr97717W604 | US SMALLCAP DIVD | 6,891 | $226.0K | <0.1% | – |
| GWWW.W. Grainger, Inc. | Stock | 426 | $221.0K | <0.1% | History |
| NKENIKE, Inc. | Stock | 1,311 | $219.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E149 | S&P SMLCP HELT | 1,157 | $208.0K | <0.1% | – |
| CLXClorox Co | Stock | 1,153 | $201.0K | <0.1% | History |
| NUVNuveen Municipal Value Fund Inc | COM | 14,889 | $155.0K | <0.1% | History |