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XML Financial, LLC

SEC CIK
0001800465
Latest filing
Jul 24, 2026

Holdings in Q1 2025

Holdings as of Mar 31, 2025, filed Apr 22, 2025. Long positions only; changes compare share counts with Q4 2024.

Institution overview
Positions
357
+1 vs. Q4 2024
Portfolio value
$1.07B
−$19.8M (−1.8%) vs. Q4 2024
Filed
Apr 22, 2025
SEC
Holdings of XML Financial, LLC in Q1 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF1,563,630$39.2M3.7%+15,015+1.0%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF1,169,593$31.1M2.9%−27,862−2.3%Reduced–
iShares Core Dividend Growth ETF46434V621ETF496,391$30.7M2.9%−7,544−1.5%Reduced–
AAPLApple Inc.Stock130,096$28.9M2.7%−1,095−0.8%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF77,153$27.9M2.6%−4,274−5.2%Reduced–
iShares Tr464287622RUS 1000 ETF85,903$26.3M2.5%−3,474−3.9%Reduced–
MSFTMicrosoft CorpStock61,027$22.9M2.1%+98+0.2%AddedHistory
iShares Russell Midcap ETF464287499ETF257,792$21.9M2.0%−16,120−5.9%Reduced–
PTYPIMCO Corporate & Income Opportunity FundCOM1,491,197$21.6M2.0%+35,234+2.4%AddedHistory
Vanguard Total Bond Market ETF921937835ETF288,482$21.2M2.0%+10,827+3.9%Added–
BRK.BBerkshire Hathaway IncStock38,557$20.5M1.9%−86−0.2%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF185,802$19.4M1.8%+31,168+20.2%Added–
Vanguard Information Technology ETF92204A702ETF35,217$19.1M1.8%+837+2.4%Added–
iShares Core S&P 500 ETF464287200ETF30,630$17.2M1.6%−408−1.3%Reduced–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF209,376$16.0M1.5%−709−0.3%Reduced–
PIMCO ETF Tr72201R817INV GRD CRP BD162,825$15.8M1.5%−3,293−2.0%Reduced–
GLDSPDR Gold TrustETF44,003$12.7M1.2%+931+2.2%AddedHistory
iShares Tr464287788U.S. FINLS ETF111,725$12.6M1.2%−1,142−1.0%Reduced–
iShares Russell 1000 Value ETF464287598ETF65,069$12.2M1.1%−4,503−6.5%Reduced–
QCOMQualcomm IncStock77,296$11.9M1.1%+167+0.2%AddedHistory
PIMCO ETF Tr72201R866INTER MUN BD ACT229,372$11.8M1.1%+2,883+1.3%Added–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG106,360$11.7M1.1%−1,595−1.5%Reduced–
JNJJohnson & JohnsonStock70,496$11.7M1.1%+959+1.4%AddedHistory
Schwab US Dividend Equity ETF808524797ETF415,541$11.6M1.1%+32,573+8.5%Added–
JPMJPMorgan Chase & CoStock45,104$11.1M1.0%−432−0.9%ReducedHistory
AMZNAmazon Com IncStock54,988$10.5M1.0%+1,369+2.6%AddedHistory
BACBank of America CorpStock245,048$10.2M1.0%−3,268−1.3%ReducedHistory
Pacer US Cash Cows 100 ETF69374H881ETF186,465$10.2M1.0%+9,292+5.2%Added–
Vanguard Mun BD FDS922907696SHORT TAX EXEMPT132,987$10.0M0.9%+132,987New–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL194,871$9.79M0.9%+20,932+12.0%Added–
CSCOCisco Systems, Inc.Stock157,568$9.72M0.9%−5,621−3.4%ReducedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF79,741$9.37M0.9%+440+0.6%Added–
SPDR Series Trust78464A805ST STR PR SP1500131,353$8.93M0.8%+8,525+6.9%Added–
IBMInternational Business Machines CorpStock34,582$8.60M0.8%+529+1.6%AddedHistory
KMIKinder Morgan, Inc.Stock296,479$8.46M0.8%−6,973−2.3%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF60,565$7.81M0.7%+880+1.5%Added–
RTXRTX CorpStock58,934$7.81M0.7%−341−0.6%ReducedHistory
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF308,373$7.63M0.7%−7,862−2.5%Reduced–
CVXChevron CorpStock45,581$7.63M0.7%+145+0.3%AddedHistory
ULUnilever PLCSPON ADR NEW124,557$7.42M0.7%−6,268−4.8%ReducedHistory
VZVerizon Communications IncStock162,994$7.39M0.7%−2,148−1.3%ReducedHistory
iShares Russell 2000 ETF464287655ETF36,928$7.37M0.7%−2,212−5.7%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF27,960$7.23M0.7%−1,250−4.3%Reduced–
SPDR Index Shs FDS78463X152ST STR SP N AM128,816$7.15M0.7%−4,004−3.0%Reduced–
Goldman Sachs ETF Tr38149W630NASDA 100 ETF154,601$6.90M0.6%+19,373+14.3%Added–
NVDANVIDIA CorpStock63,315$6.86M0.6%+3,910+6.6%AddedHistory
AMGNAmgen IncStock21,915$6.83M0.6%−252−1.1%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF26,179$6.69M0.6%−2,053−7.3%Reduced–
SPDR Series Trust78464A672ST INTER ETF230,659$6.59M0.6%−1,677−0.7%Reduced–
TAT&T Inc.Stock221,622$6.27M0.6%−1,458−0.7%ReducedHistory
MRKMerck & Co., Inc.Stock68,090$6.11M0.6%+100.0%AddedHistory
GOODGladstone Commercial CorpCOM407,543$6.11M0.6%+758+0.2%AddedHistory
Global X FDS37960A859DOW 30 CO CA ETF274,186$6.05M0.6%+29,259+11.9%Added–
XOMExxonMobil Holdings CorpCOM49,966$5.94M0.6%+1,682+3.5%AddedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF161,715$5.89M0.6%−4,442−2.7%Reduced–
Global X FDS37954Y483NASDAQ 100 COVER321,116$5.34M0.5%+46,506+16.9%Added–
First Tr Exchange-Traded FD33733E856FT VEST GOLD254,177$5.33M0.5%+27,919+12.3%Added–
iShares Russell Mid-Cap Value ETF464287473ETF41,844$5.27M0.5%+70.0%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF62,964$5.15M0.5%+6,491+11.5%Added–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM221,362$4.89M0.5%+197,038+810.1%AddedHistory
iShares Tr464288687PFD AND INCM SEC157,137$4.83M0.5%+8,272+5.6%Added–
EMREmerson Electric CoStock43,918$4.82M0.4%+373+0.9%AddedHistory
GOOGLAlphabet Inc.Stock30,368$4.70M0.4%+2,220+7.9%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF46,070$4.56M0.4%+3,221+7.5%Added–
iShares Tr464287630RUS 2000 VAL ETF29,775$4.50M0.4%−2,468−7.7%Reduced–
iShares S&P 500 Growth ETF464287309ETF48,295$4.48M0.4%+27+0.1%Added–
UPSUnited Parcel Service IncStock40,616$4.47M0.4%−818−2.0%ReducedHistory
BMYBristol Myers Squibb CoStock72,451$4.42M0.4%−2,617−3.5%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF9,198$4.31M0.4%+411+4.7%Added–
COSTCostco Wholesale CorpStock4,484$4.24M0.4%+249+5.9%AddedHistory
CVSCVS Health CorpStock61,096$4.14M0.4%−6,333−9.4%ReducedHistory
WisdomTree Tr97717X651US S CAP QTY DIV87,717$4.08M0.4%+4,736+5.7%Added–
EPDEnterprise Products Partners L.P.Stock116,335$3.97M0.4%+3,203+2.8%AddedHistory
LMTLockheed Martin CorpStock8,746$3.91M0.4%−47−0.5%ReducedHistory
PFEPfizer IncStock151,279$3.83M0.4%−6,172−3.9%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF6,851$3.83M0.4%+1,044+18.0%AddedHistory
TFCTruist Financial CorpCOM91,748$3.78M0.4%−5,729−5.9%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF21,473$3.71M0.3%+220+1.0%Added–
PSECProspect Capital CorpCOM898,508$3.68M0.3%−47,498−5.0%ReducedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF41,366$3.64M0.3%+5,196+14.4%Added–
GOOGAlphabet Inc.Stock22,040$3.44M0.3%+1,375+6.7%AddedHistory
iShares MSCI Eafe ETF464287465ETF41,630$3.40M0.3%−5,136−11.0%Reduced–
DOWDow Inc.Stock95,477$3.33M0.3%+4,953+5.5%AddedHistory
Vanguard S&P 500 ETF922908363ETF5,971$3.07M0.3%+153+2.6%Added–
IPInternational Paper CoCOM55,848$2.98M0.3%−2,721−4.6%ReducedHistory
CMICummins IncStock9,333$2.93M0.3%−380−3.9%ReducedHistory
USBUS Bancorp DECOM NEW68,000$2.87M0.3%+30.0%AddedHistory
PSAPublic StorageCOM9,054$2.71M0.3%+357+4.1%AddedHistory
OHIOmega Healthcare Investors IncCOM70,927$2.70M0.3%−4,909−6.5%ReducedHistory
HDHome Depot, Inc.Stock7,306$2.68M0.3%+24+0.3%AddedHistory
GSGoldman Sachs Group IncStock4,862$2.66M0.2%−77−1.6%ReducedHistory
ABTAbbott LaboratoriesStock19,787$2.62M0.2%−405−2.0%ReducedHistory
DDominion Energy, IncStock44,105$2.47M0.2%−3,656−7.7%ReducedHistory
ABBVAbbVie Inc.Stock11,670$2.45M0.2%−2,528−17.8%ReducedHistory
PRUPrudential Financial IncStock21,859$2.44M0.2%−677−3.0%ReducedHistory
BRK.ABerkshire Hathaway IncCL A3$2.40M0.2%00.0%UnchangedHistory
WMTWalmart Inc.Stock27,119$2.38M0.2%+551+2.1%AddedHistory
WPCW. P. Carey Inc.COM37,361$2.36M0.2%+898+2.5%AddedHistory
Managed Portfolio Series56167N720TORTOISE NRAM PI63,968$2.33M0.2%−5,383−7.8%Reduced–
LHXL3HARRIS Technologies, Inc.Stock11,028$2.31M0.2%+293+2.7%AddedHistory

Options (14)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of XML Financial, LLC in Q1 2025
SecurityClassPutsCalls
CRSCarpenter Technology CorpCOM–$996.5K
AAPLApple Inc.Stock–$133.3K
MSFTMicrosoft CorpStock–$112.6K
TSLATesla, Inc.Stock–$77.7K
AMGNAmgen IncStock–$62.3K
KMIKinder Morgan, Inc.Stock–$57.1K
CVSCVS Health CorpStock–$47.4K
NEMNEWMONT CorpStock–$43.5K
AMDAdvanced Micro Devices IncStock–$41.1K
RTXRTX CorpStock–$39.7K
CVXChevron CorpStock–$33.5K
CMICummins IncStock–$31.3K
DISWalt Disney CoStock–$29.6K
INTCIntel CorpStock–$11.4K

Sold out since Q4 2024 (27)

Positions held at the end of Q4 2024 that are gone from this filing.

Positions of XML Financial, LLC sold out since Q4 2024
SecurityClassShares in Q4 2024Value in Q4 2024% of portfolio in Q4 2024History
Pacer US Small Cap Cash Cows ETF69374H857ETF97,046$4.27M0.4%–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF40,945$2.09M0.2%–
DALDelta Air Lines, Inc.COM NEW5,778$349.6K<0.1%History
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF7,857$339.7K<0.1%–
MSMorgan StanleyStock2,612$328.4K<0.1%History
iShares Tr464288877EAFE VALUE ETF5,671$297.6K<0.1%–
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF3,113$275.9K<0.1%–
EDConsolidated Edison IncStock3,046$271.8K<0.1%History
Vanguard World FD921910816MEGA GRWTH IND771$264.9K<0.1%–
GLADGladstone Capital CorpCEF8,777$249.6K<0.1%History
NCLHNorwegian Cruise Line Holdings Ltd.SHS9,358$240.8K<0.1%History
NOWServiceNow, Inc.Stock225$238.5K<0.1%History
iShares Tr46428743220 YR TR BD ETF2,690$234.9K<0.1%–
Innovator ETFs Trust45782C540US EQTY PWR BUF5,973$229.5K<0.1%–
STTState Street CorpCOM2,332$228.9K<0.1%History
NKENIKE, Inc.Stock2,991$226.3K<0.1%History
Ssga Active ETF Tr78467V103ST STR REAL ETF8,235$222.5K<0.1%–
PPLPPL CorpCOM6,790$220.4K<0.1%History
iShares Tr46435G516ESG AW MSCI EAFE2,866$218.2K<0.1%–
ETXEaton Vance Municipal Income 2028 Term TrustSHS12,312$216.8K<0.1%History
Fidelity Covington Trust316092386STOCK FOR INFL4,886$211.8K<0.1%–
ADPAutomatic Data Processing IncStock700$204.9K<0.1%History
GILDGilead Sciences, Inc.Stock2,194$202.6K<0.1%History
IRENIREN LtdORDINARY SHARES20,000$196.4K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM15,307$142.8K<0.1%History
LEOBNY Mellon Strategic Municipals, Inc.COM10,000$60.4K<0.1%History
BNKKBonk, Inc.COM NEW10,219$7.36K<0.1%History