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XML Financial, LLC

SEC CIK
0001800465
Latest filing
Jul 24, 2026

Holdings in Q4 2024

Holdings as of Dec 31, 2024, filed Jan 17, 2025. Long positions only; changes compare share counts with Q3 2024.

Institution overview
Positions
356
+8 vs. Q3 2024
Portfolio value
$1.09B
+$12.8M (+1.2%) vs. Q3 2024
Filed
Jan 17, 2025
SEC
Holdings of XML Financial, LLC in Q4 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF1,548,615$43.2M4.0%+39,747+2.6%AddedConverted for a 4-for-1 split–
AAPLApple Inc.Stock131,191$32.9M3.0%+1,351+1.0%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF81,427$32.7M3.0%+333+0.4%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF1,197,455$31.2M2.9%+44,576+3.9%AddedConverted for a 3-for-1 split–
iShares Core Dividend Growth ETF46434V621ETF503,935$30.9M2.8%+32,908+7.0%Added–
iShares Tr464287622RUS 1000 ETF89,377$28.8M2.6%+6,281+7.6%Added–
MSFTMicrosoft CorpStock60,929$25.7M2.4%+1,252+2.1%AddedHistory
iShares Russell Midcap ETF464287499ETF273,912$24.2M2.2%−5,375−1.9%Reduced–
Vanguard Information Technology ETF92204A702ETF34,380$21.4M2.0%+1,694+5.2%Added–
PTYPIMCO Corporate & Income Opportunity FundCOM1,455,963$20.9M1.9%+53,557+3.8%AddedHistory
Vanguard Total Bond Market ETF921937835ETF277,655$20.0M1.8%+226+0.1%Added–
iShares Core S&P 500 ETF464287200ETF31,038$18.3M1.7%+2,067+7.1%Added–
iShares Core S&P Small Cap ETF464287804ETF154,634$17.8M1.6%+13,529+9.6%Added–
BRK.BBerkshire Hathaway IncStock38,643$17.5M1.6%+1,281+3.4%AddedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF210,085$16.4M1.5%−196−0.1%Reduced–
PIMCO ETF Tr72201R817INV GRD CRP BD166,118$15.8M1.4%+4,382+2.7%Added–
iShares Russell 1000 Value ETF464287598ETF69,572$12.9M1.2%+260+0.4%Added–
iShares Tr464287788U.S. FINLS ETF112,867$12.5M1.1%+1,262+1.1%Added–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG107,955$12.4M1.1%+1,689+1.6%Added–
QCOMQualcomm IncStock77,129$11.8M1.1%+385+0.5%AddedHistory
AMZNAmazon Com IncStock53,619$11.8M1.1%+705+1.3%AddedHistory
PIMCO ETF Tr72201R866INTER MUN BD ACT226,489$11.7M1.1%−786−0.3%Reduced–
JPMJPMorgan Chase & CoStock45,536$10.9M1.0%−1,709−3.6%ReducedHistory
BACBank of America CorpStock248,316$10.9M1.0%−4,140−1.6%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF382,968$10.5M1.0%+18,111+5.0%AddedConverted for a 3-for-1 split–
GLDSPDR Gold TrustETF43,072$10.4M1.0%+2,495+6.1%AddedHistory
JNJJohnson & JohnsonStock69,537$10.1M0.9%+420+0.6%AddedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF79,301$10.1M0.9%+503+0.6%Added–
Pacer US Cash Cows 100 ETF69374H881ETF177,173$10.0M0.9%+22,209+14.3%Added–
CSCOCisco Systems, Inc.Stock163,189$9.66M0.9%−3,795−2.3%ReducedHistory
SPDR Series Trust78464A805ST STR PR SP1500122,828$8.80M0.8%+1,969+1.6%Added–
iShares Russell 2000 ETF464287655ETF39,140$8.65M0.8%+608+1.6%Added–
Vanguard Mun BD FDS922907746TAX EXEMPT BD167,775$8.41M0.8%+11,118+7.1%Added–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL173,939$8.40M0.8%+337+0.2%Added–
KMIKinder Morgan, Inc.Stock303,452$8.31M0.8%−4,538−1.5%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF28,232$8.13M0.7%+7,945+39.2%Added–
NVDANVIDIA CorpStock59,405$7.98M0.7%+909+1.6%AddedHistory
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF316,235$7.80M0.7%+16,610+5.5%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF29,210$7.72M0.7%+1,774+6.5%Added–
Vanguard High Dividend Yield Index ETF921946406ETF59,685$7.62M0.7%−2,635−4.2%Reduced–
IBMInternational Business Machines CorpStock34,053$7.49M0.7%−371−1.1%ReducedHistory
ULUnilever PLCSPON ADR NEW130,825$7.42M0.7%−6,591−4.8%ReducedHistory
RTXRTX CorpStock59,275$6.86M0.6%−337−0.6%ReducedHistory
SPDR Index Shs FDS78463X152ST STR SP N AM132,820$6.79M0.6%+132,820New–
MRKMerck & Co., Inc.Stock68,080$6.77M0.6%+5,506+8.8%AddedHistory
Goldman Sachs ETF Tr38149W630NASDA 100 ETF135,228$6.63M0.6%+120,194+799.5%Added–
GOODGladstone Commercial CorpCOM406,785$6.61M0.6%−883−0.2%ReducedHistory
VZVerizon Communications IncStock165,142$6.60M0.6%−1,073−0.6%ReducedHistory
CVXChevron CorpStock45,436$6.58M0.6%+255+0.6%AddedHistory
SPDR Series Trust78464A672ST INTER ETF232,336$6.48M0.6%+3,656+1.6%Added–
AMGNAmgen IncStock22,167$5.78M0.5%−361−1.6%ReducedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF166,157$5.67M0.5%+3,311+2.0%Added–
Global X FDS37960A859DOW 30 CO CA ETF244,927$5.49M0.5%−7,814−3.1%Reduced–
iShares Russell Mid-Cap Value ETF464287473ETF41,837$5.41M0.5%−29−0.1%Reduced–
EMREmerson Electric CoStock43,545$5.40M0.5%−1,299−2.9%ReducedHistory
GOOGLAlphabet Inc.Stock28,148$5.33M0.5%+2,553+10.0%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF32,243$5.29M0.5%+462+1.5%Added–
UPSUnited Parcel Service IncStock41,434$5.22M0.5%−1,560−3.6%ReducedHistory
XOMExxonMobil Holdings CorpCOM48,284$5.19M0.5%+592+1.2%AddedHistory
TAT&T Inc.Stock223,080$5.08M0.5%−522−0.2%ReducedHistory
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF116,980$5.02M0.5%−9,592−7.6%Reduced–
Global X FDS37954Y483NASDAQ 100 COVER274,610$5.00M0.5%−2,090−0.8%Reduced–
iShares S&P 500 Growth ETF464287309ETF48,268$4.90M0.4%−4,767−9.0%Reduced–
iShares Tr464288687PFD AND INCM SEC148,865$4.68M0.4%+13,798+10.2%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF56,473$4.53M0.4%−637−1.1%Reduced–
Invesco QQQ Trust Series I46090E103ETF8,787$4.49M0.4%+603+7.4%Added–
LMTLockheed Martin CorpStock8,793$4.27M0.4%−91−1.0%ReducedHistory
First Tr Exchange-Traded FD33733E856FT VEST GOLD226,258$4.27M0.4%−4,538−2.0%Reduced–
Pacer US Small Cap Cash Cows ETF69374H857ETF97,046$4.27M0.4%+97,046New–
WisdomTree Tr97717X651US S CAP QTY DIV82,981$4.25M0.4%−2,313−2.7%Reduced–
BMYBristol Myers Squibb CoStock75,068$4.25M0.4%+583+0.8%AddedHistory
TFCTruist Financial CorpCOM97,477$4.23M0.4%−1,931−1.9%ReducedHistory
PFEPfizer IncStock157,451$4.18M0.4%−24,568−13.5%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF42,849$4.15M0.4%+3,211+8.1%Added–
PSECProspect Capital CorpCOM946,006$4.08M0.4%−1,098,442−53.7%ReducedHistory
GOOGAlphabet Inc.Stock20,665$3.94M0.4%+1,427+7.4%AddedHistory
COSTCostco Wholesale CorpStock4,235$3.88M0.4%+249+6.2%AddedHistory
DOWDow Inc.Stock90,524$3.63M0.3%−4,271−4.5%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF21,253$3.60M0.3%+778+3.8%Added–
EPDEnterprise Products Partners L.P.Stock113,132$3.55M0.3%+6,651+6.2%AddedHistory
iShares MSCI Eafe ETF464287465ETF46,766$3.54M0.3%+5,026+12.0%Added–
SPYSPDR S&P 500 ETF TrustETF5,807$3.40M0.3%+789+15.7%AddedHistory
CMICummins IncStock9,713$3.39M0.3%−650−6.3%ReducedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF36,170$3.35M0.3%+5,648+18.5%Added–
USBUS Bancorp DECOM NEW67,997$3.25M0.3%+1,671+2.5%AddedHistory
IPInternational Paper CoCOM58,569$3.15M0.3%−2,072−3.4%ReducedHistory
Vanguard S&P 500 ETF922908363ETF5,818$3.13M0.3%+2,712+87.3%Added–
CVSCVS Health CorpStock67,429$3.03M0.3%−12,822−16.0%ReducedHistory
OHIOmega Healthcare Investors IncCOM75,836$2.87M0.3%−1,465−1.9%ReducedHistory
FDXFedEx CorpStock10,179$2.86M0.3%−362−3.4%ReducedHistory
HDHome Depot, Inc.Stock7,282$2.83M0.3%+76+1.1%AddedHistory
GSGoldman Sachs Group IncStock4,939$2.83M0.3%−94−1.9%ReducedHistory
PRUPrudential Financial IncStock22,536$2.67M0.2%−1,140−4.8%ReducedHistory
PSAPublic StorageCOM8,697$2.60M0.2%+248+2.9%AddedHistory
BXBlackstone Inc.COM15,101$2.60M0.2%−209−1.4%ReducedHistory
DDominion Energy, IncStock47,761$2.57M0.2%−4,669−8.9%ReducedHistory
ORCLOracle CorpStock15,394$2.57M0.2%−1,844−10.7%ReducedHistory
ABBVAbbVie Inc.Stock14,198$2.52M0.2%+40.0%AddedHistory
WMTWalmart Inc.Stock26,568$2.40M0.2%+2,053+8.4%AddedHistory
Managed Portfolio Series56167N720TORTOISE NRAM PI69,351$2.36M0.2%−3,478−4.8%Reduced–

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of XML Financial, LLC in Q4 2024
SecurityClassPutsCalls
Invesco QQQ Trust Series I46090E103ETF$1.02M–
SPYSPDR S&P 500 ETF TrustETF$996.3K–

Sold out since Q3 2024 (15)

Positions held at the end of Q3 2024 that are gone from this filing.

Positions of XML Financial, LLC sold out since Q3 2024
SecurityClassShares in Q3 2024Value in Q3 2024% of portfolio in Q3 2024History
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF148,465$4.70M0.4%–
CECelanese CorpStock4,040$549.3K0.1%History
iShares Tr464287556ISHARES BIOTECH2,447$356.3K<0.1%–
GWWW.W. Grainger, Inc.Stock218$226.1K<0.1%History
CAGConagra Brands Inc.Stock6,883$223.8K<0.1%History
URIUnited Rentals, Inc.COM269$217.9K<0.1%History
MCHPMicrochip Technology IncStock2,667$214.2K<0.1%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF2,556$212.1K<0.1%–
AFLAflac IncStock1,855$207.4K<0.1%History
CBChubb LtdStock710$204.8K<0.1%History
LVSLas Vegas Sands CorpCOM4,020$202.3K<0.1%History
DKNGDraftKings Inc.Stock5,148$201.8K<0.1%History
ADBEAdobe Inc.Stock389$201.4K<0.1%History
GHIGreystone Housing Impact Investors LPBEN UNIT CTF14,208$199.3K<0.1%History
ATAIAtai Beckley N.V.SHS27,457$31.9K<0.1%History