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XML Financial, LLC

SEC CIK
0001800465
Latest filing
Jul 24, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Nov 1, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
348
+11 vs. Q2 2024
Portfolio value
$1.08B
+$83.8M (+8.4%) vs. Q2 2024
Filed
Nov 1, 2024
SEC
Holdings of XML Financial, LLC in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF377,217$39.3M3.6%+10,922+3.0%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF384,293$30.9M2.9%+12,675+3.4%Added–
iShares Russell 1000 Growth ETF464287614ETF81,094$30.4M2.8%+636+0.8%Added–
AAPLApple Inc.Stock129,840$30.3M2.8%−1,276−1.0%ReducedHistory
iShares Core Dividend Growth ETF46434V621ETF471,027$29.5M2.7%+21,053+4.7%Added–
iShares Tr464287622RUS 1000 ETF83,096$26.1M2.4%+540+0.7%Added–
MSFTMicrosoft CorpStock59,677$25.7M2.4%−2,672−4.3%ReducedHistory
iShares Russell Midcap ETF464287499ETF279,287$24.6M2.3%+6,892+2.5%Added–
Vanguard Total Bond Market ETF921937835ETF277,429$20.8M1.9%+55,731+25.1%Added–
PTYPIMCO Corporate & Income Opportunity FundCOM1,402,406$20.2M1.9%+92,709+7.1%AddedHistory
Vanguard Information Technology ETF92204A702ETF32,686$19.2M1.8%−3,871−10.6%Reduced–
BRK.BBerkshire Hathaway IncStock37,362$17.2M1.6%+2,469+7.1%AddedHistory
iShares Core S&P 500 ETF464287200ETF28,971$16.7M1.6%+1,777+6.5%Added–
iShares Core S&P Small Cap ETF464287804ETF141,105$16.5M1.5%+3,459+2.5%Added–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF210,281$16.1M1.5%+9,190+4.6%Added–
PIMCO ETF Tr72201R817INV GRD CRP BD161,736$16.1M1.5%+7,132+4.6%Added–
iShares Russell 1000 Value ETF464287598ETF69,312$13.2M1.2%+2,496+3.7%Added–
QCOMQualcomm IncStock76,744$13.1M1.2%−852−1.1%ReducedHistory
PIMCO ETF Tr72201R866INTER MUN BD ACT227,275$12.0M1.1%+62,063+37.6%Added–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG106,266$12.0M1.1%+481+0.5%Added–
iShares Tr464287788U.S. FINLS ETF111,605$11.6M1.1%+4,314+4.0%Added–
JNJJohnson & JohnsonStock69,117$11.2M1.0%+1,002+1.5%AddedHistory
PSECProspect Capital CorpCOM2,044,448$10.9M1.0%+153,180+8.1%AddedHistory
Schwab US Dividend Equity ETF808524797ETF121,619$10.3M1.0%+4,300+3.7%Added–
BACBank of America CorpStock252,456$10.0M0.9%−5,353−2.1%ReducedHistory
JPMJPMorgan Chase & CoStock47,245$9.96M0.9%−2,019−4.1%ReducedHistory
GLDSPDR Gold TrustETF40,577$9.86M0.9%+1,542+4.0%AddedHistory
AMZNAmazon Com IncStock52,914$9.86M0.9%+373+0.7%AddedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF78,798$9.24M0.9%+538+0.7%Added–
Pacer US Cash Cows 100 ETF69374H881ETF154,964$8.96M0.8%+25,905+20.1%Added–
ULUnilever PLCSPON ADR NEW137,416$8.93M0.8%−7,767−5.3%ReducedHistory
CSCOCisco Systems, Inc.Stock166,984$8.89M0.8%−4,993−2.9%ReducedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL173,602$8.78M0.8%+12,269+7.6%Added–
iShares Russell 2000 ETF464287655ETF38,532$8.51M0.8%+909+2.4%Added–
SPDR Series Trust78464A805ST STR PR SP1500120,859$8.47M0.8%+32,724+37.1%Added–
Vanguard Mun BD FDS922907746TAX EXEMPT BD156,657$8.01M0.7%+1,443+0.9%Added–
Vanguard High Dividend Yield Index ETF921946406ETF62,320$7.99M0.7%+736+1.2%Added–
IBMInternational Business Machines CorpStock34,424$7.61M0.7%−273−0.8%ReducedHistory
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF299,625$7.53M0.7%+1,360+0.5%Added–
VZVerizon Communications IncStock166,215$7.46M0.7%−12,268−6.9%ReducedHistory
AMGNAmgen IncStock22,528$7.26M0.7%+169+0.8%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF27,436$7.24M0.7%+768+2.9%Added–
RTXRTX CorpStock59,612$7.22M0.7%−494−0.8%ReducedHistory
MRKMerck & Co., Inc.Stock62,574$7.11M0.7%−1,290−2.0%ReducedHistory
NVDANVIDIA CorpStock58,496$7.10M0.7%+5,617+10.6%AddedHistory
Ssga Active ETF Tr78467V103ST STR REAL ETF246,653$7.09M0.7%+246,653New–
KMIKinder Morgan, Inc.Stock307,990$6.80M0.6%−6,090−1.9%ReducedHistory
CVXChevron CorpStock45,181$6.65M0.6%+2,510+5.9%AddedHistory
SPDR Series Trust78464A672ST INTER ETF228,680$6.65M0.6%+11,879+5.5%Added–
GOODGladstone Commercial CorpCOM407,668$6.62M0.6%−13,547−3.2%ReducedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF162,846$6.12M0.6%+3,401+2.1%Added–
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF126,572$6.02M0.6%+7,064+5.9%Added–
UPSUnited Parcel Service IncStock42,994$5.86M0.5%+2,140+5.2%AddedHistory
Global X FDS37960A859DOW 30 CO CA ETF252,741$5.82M0.5%+11,514+4.8%Added–
iShares Russell 2000 Growth ETF464287648ETF20,287$5.76M0.5%+1,216+6.4%Added–
XOMExxonMobil Holdings CorpCOM47,692$5.59M0.5%+454+1.0%AddedHistory
iShares Russell Mid-Cap Value ETF464287473ETF41,866$5.54M0.5%−385−0.9%Reduced–
iShares Tr464287630RUS 2000 VAL ETF31,781$5.30M0.5%−272−0.8%Reduced–
PFEPfizer IncStock182,019$5.27M0.5%+2,690+1.5%AddedHistory
LMTLockheed Martin CorpStock8,884$5.19M0.5%−266−2.9%ReducedHistory
DOWDow Inc.Stock94,795$5.18M0.5%−1,141−1.2%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF53,035$5.08M0.5%−267−0.5%Reduced–
CVSCVS Health CorpStock80,251$5.05M0.5%−4,113−4.9%ReducedHistory
Global X FDS37954Y483NASDAQ 100 COVER276,700$4.99M0.5%+18,562+7.2%Added–
First Tr Exchange-Traded FD33733E856FT VEST GOLD230,796$4.98M0.5%+14,850+6.9%Added–
TAT&T Inc.Stock223,602$4.92M0.5%+16,293+7.9%AddedHistory
EMREmerson Electric CoStock44,844$4.90M0.5%+7,988+21.7%AddedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF57,110$4.78M0.4%+2,799+5.2%Added–
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF148,465$4.70M0.4%+3,668+2.5%Added–
iShares Tr464288687PFD AND INCM SEC135,067$4.49M0.4%+17,151+14.5%Added–
WisdomTree Tr97717X651US S CAP QTY DIV85,294$4.40M0.4%+3,805+4.7%Added–
TFCTruist Financial CorpCOM99,408$4.25M0.4%−663−0.7%ReducedHistory
GOOGLAlphabet Inc.Stock25,595$4.24M0.4%+1,325+5.5%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF39,638$4.01M0.4%+2,873+7.8%Added–
Invesco QQQ Trust Series I46090E103ETF8,184$3.99M0.4%+314+4.0%Added–
BMYBristol Myers Squibb CoStock74,485$3.85M0.4%−4,511−5.7%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF20,475$3.57M0.3%+1,525+8.0%Added–
COSTCostco Wholesale CorpStock3,986$3.53M0.3%−1,395−25.9%ReducedHistory
iShares MSCI Eafe ETF464287465ETF41,740$3.49M0.3%−737−1.7%Reduced–
CMICummins IncStock10,363$3.36M0.3%−300−2.8%ReducedHistory
GOOGAlphabet Inc.Stock19,238$3.22M0.3%−565−2.9%ReducedHistory
OHIOmega Healthcare Investors IncCOM77,301$3.15M0.3%−6,889−8.2%ReducedHistory
EPDEnterprise Products Partners L.P.Stock106,481$3.10M0.3%+5,605+5.6%AddedHistory
PSAPublic StorageCOM8,449$3.07M0.3%+113+1.4%AddedHistory
USBUS Bancorp DECOM NEW66,326$3.03M0.3%+3,815+6.1%AddedHistory
DDominion Energy, IncStock52,430$3.03M0.3%−5,374−9.3%ReducedHistory
IPInternational Paper CoCOM60,641$2.96M0.3%−1,573−2.5%ReducedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF30,522$2.96M0.3%+6,802+28.7%Added–
ORCLOracle CorpStock17,238$2.94M0.3%−1,295−7.0%ReducedHistory
HDHome Depot, Inc.Stock7,206$2.92M0.3%+82+1.2%AddedHistory
FDXFedEx CorpStock10,541$2.88M0.3%−772−6.8%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF5,018$2.88M0.3%+66+1.3%AddedHistory
PRUPrudential Financial IncStock23,676$2.87M0.3%−430−1.8%ReducedHistory
NSANational Storage Affiliates TrustCOM SHS BEN IN58,990$2.84M0.3%−971−1.6%ReducedHistory
ABBVAbbVie Inc.Stock14,194$2.80M0.3%−165−1.1%ReducedHistory
AMATApplied Materials IncStock12,795$2.59M0.2%+238+1.9%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock10,502$2.50M0.2%+1,378+15.1%AddedHistory
GDGeneral Dynamics CorpStock8,252$2.49M0.2%−258−3.0%ReducedHistory
GSGoldman Sachs Group IncStock5,033$2.49M0.2%−118−2.3%ReducedHistory
PEPPepsiCo IncStock14,252$2.42M0.2%+358+2.6%AddedHistory

Sold out since Q2 2024 (12)

Positions held at the end of Q2 2024 that are gone from this filing.

Positions of XML Financial, LLC sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
SFBSServisFirst Bancshares, Inc.COM10,000$631.9K0.1%History
Flagstar Bank, National Association649445103COM134,079$431.7K<0.1%–
State Street SPDR S&P Semiconductor ETF78464A862ETF1,647$407.7K<0.1%–
DELLDell Technologies Inc.Stock1,654$228.1K<0.1%History
MCKMcKesson CorpStock366$213.9K<0.1%History
iShares Esg Aware US Aggregate Bond ETF46435U549ETF4,531$211.2K<0.1%–
VanEck Semiconductor ETF92189F676ETF793$206.8K<0.1%–
ETXEaton Vance Municipal Income 2028 Term TrustSHS11,023$206.1K<0.1%History
State Street Energy Select Sector SPDR ETF81369Y506ETF2,245$204.6K<0.1%–
RQICohen & Steers Quality Income Realty Fund IncCEF10,165$118.7K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM11,555$86.3K<0.1%History
SIRISirius XM Holdings Inc.COM11,069$31.3K<0.1%History