XML Financial, LLC
- SEC CIK
- 0001800465
- Latest filing
- Jul 24, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Nov 1, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 348
- +11 vs. Q2 2024
- Portfolio value
- $1.08B
- +$83.8M (+8.4%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PAVMPAVmed Inc. | COM NEW | 10,067 | $12.4K | <0.1% | 00.0% | Unchanged | History |
| BNKKBonk, Inc. | COM NEW | 10,219 | $12.5K | <0.1% | +10,219 | New | History |
| HRTXHeron Therapeutics, Inc. | COM | 10,000 | $19.9K | <0.1% | 00.0% | Unchanged | History |
| ATAIAtai Beckley N.V. | SHS | 27,457 | $31.9K | <0.1% | 00.0% | Unchanged | History |
| MGNXMacrogenics Inc | COM | 17,600 | $57.9K | <0.1% | +7,000+66.0% | Added | History |
| MMTAberdeen Multi-Market Income Fund | SH BEN INT | 13,175 | $64.2K | <0.1% | −945−6.7% | Reduced | History |
| LEOBNY Mellon Strategic Municipals, Inc. | COM | 10,310 | $67.1K | <0.1% | +10,310 | New | History |
| IAEVoya Asia Pacific High Dividend Equity Income Fund | COM | 15,551 | $106.5K | <0.1% | 00.0% | Unchanged | History |
| CHWCalamos Global Dynamic Income Fund | COM | 17,200 | $123.3K | <0.1% | 00.0% | Unchanged | History |
| IOVAIovance Biotherapeutics, Inc. | COM | 14,500 | $136.2K | <0.1% | +1,000+7.4% | Added | History |
| FNKOFunko, Inc. | COM CL A | 12,000 | $146.6K | <0.1% | 00.0% | Unchanged | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 11,153 | $149.3K | <0.1% | +11,153 | New | History |
| MAVPioneer Municipal High Income Advantage Fund, Inc. | COM | 17,500 | $154.7K | <0.1% | +17,500 | New | History |
| DNPDNP Select Income Fund Inc | COM | 16,890 | $169.6K | <0.1% | −2,199−11.5% | Reduced | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 20,571 | $177.9K | <0.1% | +4,837+30.7% | Added | History |
| GHIGreystone Housing Impact Investors LP | BEN UNIT CTF | 14,208 | $199.3K | <0.1% | −689−4.6% | Reduced | History |
| NPVNuveen Virginia Quality Municipal Income Fund | COM | 15,350 | $200.0K | <0.1% | 00.0% | Unchanged | History |
| KHCKraft Heinz Co | Stock | 5,721 | $200.9K | <0.1% | +5,721 | New | History |
| ADBEAdobe Inc. | Stock | 389 | $201.4K | <0.1% | −52−11.8% | Reduced | History |
| DKNGDraftKings Inc. | Stock | 5,148 | $201.8K | <0.1% | +5,148 | New | History |
| LVSLas Vegas Sands Corp | COM | 4,020 | $202.3K | <0.1% | +4,020 | New | History |
| INTUIntuit Inc. | Stock | 329 | $204.2K | <0.1% | −262−44.3% | Reduced | History |
| CBChubb Ltd | Stock | 710 | $204.8K | <0.1% | +710 | New | History |
| AFLAflac Inc | Stock | 1,855 | $207.4K | <0.1% | +1,855 | New | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 23,317 | $208.9K | <0.1% | −4,908−17.4% | Reduced | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 2,556 | $212.1K | <0.1% | +2,556 | New | – |
| RMIRiverNorth Opportunistic Municipal Income Fund, Inc. | COM | 13,000 | $212.3K | <0.1% | 00.0% | Unchanged | History |
| MCHPMicrochip Technology Inc | Stock | 2,667 | $214.2K | <0.1% | 00.0% | Unchanged | History |
| AZOAutoZone Inc | COM | 68 | $214.2K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 4,072 | $215.1K | <0.1% | −647−13.7% | Reduced | – |
| Fidelity Covington Trust316092386 | STOCK FOR INFL | 4,988 | $216.0K | <0.1% | −621−11.1% | Reduced | – |
| FFord Motor Co | Stock | 20,567 | $217.2K | <0.1% | −1,806−8.1% | Reduced | History |
| URIUnited Rentals, Inc. | COM | 269 | $217.9K | <0.1% | +269 | New | History |
| NFLXNetflix Inc | Stock | 308 | $218.5K | <0.1% | 00.0% | Unchanged | History |
| GLADGladstone Capital Corp | CEF | 9,255 | $222.6K | <0.1% | +150+1.6% | Added | History |
| CAGConagra Brands Inc. | Stock | 6,883 | $223.8K | <0.1% | +6,883 | New | History |
| GWWW.W. Grainger, Inc. | Stock | 218 | $226.1K | <0.1% | −13−5.6% | Reduced | History |
| WELLWelltower Inc. | REIT | 1,789 | $229.1K | <0.1% | +1,789 | New | History |
| PANWPalo Alto Networks Inc | Stock | 681 | $232.8K | <0.1% | +90+15.2% | Added | History |
| NKENIKE, Inc. | Stock | 2,682 | $237.1K | <0.1% | +2,682 | New | History |
| VLOValero Energy Corp | Stock | 1,760 | $237.7K | <0.1% | 00.0% | Unchanged | History |
| PPLPPL Corp | COM | 7,248 | $239.8K | <0.1% | +7,248 | New | History |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 2,863 | $241.0K | <0.1% | −243−7.8% | Reduced | – |
| PLTRPalantir Technologies Inc. | Stock | 6,597 | $245.4K | <0.1% | +6,597 | New | History |
| Vanguard World FD921910816 | MEGA GRWTH IND | 771 | $248.1K | <0.1% | +2+0.3% | Added | – |
| DTEDte Energy Co | COM | 2,000 | $256.8K | <0.1% | 00.0% | Unchanged | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 3,339 | $260.6K | <0.1% | +11+0.3% | Added | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 2,689 | $263.8K | <0.1% | +2,689 | New | – |
| JPMorgan Nasdaq Equity Premium Income ETF46654Q203 | ETF | 4,880 | $268.1K | <0.1% | +4,880 | New | – |
| CLXClorox Co | Stock | 1,663 | $270.9K | <0.1% | +3+0.2% | Added | History |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 5,934 | $276.2K | <0.1% | +19+0.3% | Added | – |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 3,112 | $277.7K | <0.1% | +10.0% | Added | – |
| State Street SPDR S&P Bank ETF78464A797 | ETF | 5,267 | $278.5K | <0.1% | +5,267 | New | – |
| IAUiShares Gold Trust | ETF | 5,702 | $283.4K | <0.1% | −670−10.5% | Reduced | History |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 14,989 | $287.2K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288208 | MRGSTR MD CP ETF | 3,805 | $289.3K | <0.1% | −23−0.6% | Reduced | – |
| DALDelta Air Lines, Inc. | COM NEW | 5,775 | $293.3K | <0.1% | −1,832−24.1% | Reduced | History |
| CLHClean Harbors Inc | COM | 1,230 | $297.3K | <0.1% | 00.0% | Unchanged | History |
| AEPAmerican Electric Power Co Inc | Stock | 2,921 | $299.7K | <0.1% | +106+3.8% | Added | History |
| RPMRPM International Inc | COM | 2,500 | $302.5K | <0.1% | 00.0% | Unchanged | History |
| Innovator ETFs Trust45782C540 | US EQTY PWR BUF | 7,957 | $304.8K | <0.1% | −1,352−14.5% | Reduced | – |
| AXPAmerican Express Co | Stock | 1,127 | $305.6K | <0.1% | +101+9.8% | Added | History |
| SPDR Series Trust78468R770 | ST STR R1K YLD | 2,743 | $307.6K | <0.1% | −22−0.8% | Reduced | – |
| GEHCGE HealthCare Technologies Inc. | Stock | 3,300 | $309.7K | <0.1% | −72−2.1% | Reduced | History |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 7,989 | $311.2K | <0.1% | 00.0% | Unchanged | – |
| WMBWilliams Companies, Inc. | COM | 6,850 | $312.7K | <0.1% | +302+4.6% | Added | History |
| EDConsolidated Edison Inc | Stock | 3,046 | $317.2K | <0.1% | −299−8.9% | Reduced | History |
| iShares Tr464288877 | EAFE VALUE ETF | 5,573 | $320.6K | <0.1% | 00.0% | Unchanged | – |
| FMNFederated Hermes Premier Municipal Income Fund | COM | 25,830 | $320.8K | <0.1% | +2,600+11.2% | Added | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 5,475 | $325.8K | <0.1% | +725+15.3% | Added | – |
| Innovator U.S. Equity Ultra Buffer ETF - January45782C300 | ETF | 8,573 | $326.2K | <0.1% | −1,193−12.2% | Reduced | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 3,520 | $337.6K | <0.1% | +39+1.1% | Added | History |
| GEVGE Vernova Inc. | Stock | 1,327 | $338.4K | <0.1% | +7+0.5% | Added | History |
| DEDeere & Co | Stock | 827 | $345.2K | <0.1% | +4+0.5% | Added | History |
| MSIMotorola Solutions, Inc. | Stock | 791 | $355.6K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287556 | ISHARES BIOTECH | 2,447 | $356.3K | <0.1% | −320−11.6% | Reduced | – |
| TMOThermo Fisher Scientific Inc. | Stock | 577 | $356.8K | <0.1% | +122+26.8% | Added | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 17,655 | $362.1K | <0.1% | −8,691−33.0% | Reduced | History |
| iShares Core S&P US Value ETF464287663 | ETF | 3,794 | $362.3K | <0.1% | +371+10.8% | Added | – |
| iShares S&P 500 Value ETF464287408 | ETF | 1,838 | $362.3K | <0.1% | +4+0.2% | Added | – |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 7,942 | $362.5K | <0.1% | +276+3.6% | Added | – |
| STZConstellation Brands, Inc. | Stock | 1,429 | $368.2K | <0.1% | −75−5.0% | Reduced | History |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 3,205 | $368.4K | <0.1% | +92+3.0% | Added | – |
| SPGIS&P Global Inc. | Stock | 723 | $373.5K | <0.1% | +65+9.9% | Added | History |
| iShares Semiconductor ETF464287523 | ETF | 1,623 | $374.2K | <0.1% | +1,623 | New | – |
| Principal Exchange Traded FD74255Y888 | SPECTRUM PFD | 20,347 | $382.7K | <0.1% | +237+1.2% | Added | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 3,605 | $382.8K | <0.1% | −626−14.8% | Reduced | – |
| ETNEaton Corp plc | Stock | 1,162 | $385.2K | <0.1% | +65+5.9% | Added | History |
| CPCanadian Pacific Kansas City Ltd | COM | 4,514 | $386.1K | <0.1% | +10.0% | Added | History |
| PMPhilip Morris International Inc. | Stock | 3,194 | $387.7K | <0.1% | −10,805−77.2% | Reduced | History |
| TGTTarget Corp | Stock | 2,503 | $390.2K | <0.1% | −17−0.7% | Reduced | History |
| CUBECubeSmart | REIT | 7,303 | $393.1K | <0.1% | +78+1.1% | Added | History |
| WisdomTree Tr97717W786 | INTL DIV EX FINL | 9,099 | $398.6K | <0.1% | +840+10.2% | Added | – |
| ROKRockwell Automation, Inc | Stock | 1,507 | $404.6K | <0.1% | −133−8.1% | Reduced | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 8,466 | $407.6K | <0.1% | 00.0% | Unchanged | – |
| RMMRiverNorth Managed Duration Municipal Income Fund, Inc. | COM | 25,399 | $408.2K | <0.1% | +1,399+5.8% | Added | History |
| COFCapital One Financial Corp | Stock | 2,736 | $409.7K | <0.1% | −24−0.9% | Reduced | History |
| Vanguard Whitehall FDS921946794 | INTL HIGH ETF | 5,750 | $422.2K | <0.1% | +2,500+76.9% | Added | – |
| AMTAmerican Tower Corp | REIT | 1,836 | $427.0K | <0.1% | +184+11.1% | Added | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 24,928 | $432.5K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2024 (12)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| SFBSServisFirst Bancshares, Inc. | COM | 10,000 | $631.9K | 0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 134,079 | $431.7K | <0.1% | – |
| State Street SPDR S&P Semiconductor ETF78464A862 | ETF | 1,647 | $407.7K | <0.1% | – |
| DELLDell Technologies Inc. | Stock | 1,654 | $228.1K | <0.1% | History |
| MCKMcKesson Corp | Stock | 366 | $213.9K | <0.1% | History |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 4,531 | $211.2K | <0.1% | – |
| VanEck Semiconductor ETF92189F676 | ETF | 793 | $206.8K | <0.1% | – |
| ETXEaton Vance Municipal Income 2028 Term Trust | SHS | 11,023 | $206.1K | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 2,245 | $204.6K | <0.1% | – |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 10,165 | $118.7K | <0.1% | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 11,555 | $86.3K | <0.1% | History |
| SIRISirius XM Holdings Inc. | COM | 11,069 | $31.3K | <0.1% | History |