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XML Financial, LLC

SEC CIK
0001800465
Latest filing
Jul 24, 2026

Holdings in Q1 2021

Holdings as of Mar 31, 2021, filed May 14, 2021. Long positions only.

Institution overview
Positions
213
No 13F data for Q4 2020
Portfolio value
$410.0M
No 13F data for Q4 2020
Filed
May 14, 2021
SEC

Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.

Holdings of XML Financial, LLC in Q1 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Russell Midcap ETF464287499ETF305,485$22.6M5.5%–––
iShares Tr464287622RUS 1000 ETF77,677$17.4M4.2%–––
Schwab U.S. Large-Cap Growth ETF808524300ETF133,886$17.4M4.2%–––
iShares Core Dividend Growth ETF46434V621ETF311,610$15.0M3.7%–––
iShares Core S&P Small Cap ETF464287804ETF113,887$12.4M3.0%–––
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF143,059$11.9M2.9%–––
Schwab U.S. Large-Cap Value ETF808524409ETF163,090$10.6M2.6%–––
Vanguard Total Bond Market ETF921937835ETF113,940$9.65M2.4%–––
AAPLApple Inc.Stock75,314$9.20M2.2%––History
iShares Russell 2000 ETF464287655ETF40,955$9.05M2.2%–––
ARK Innovation ETF00214Q104ETF74,080$8.89M2.2%–––
Legg Mason ETF Invt52468L406FRANKLIN US LOW247,141$8.64M2.1%–––
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG102,125$8.08M2.0%–––
iShares Russell 1000 Growth ETF464287614ETF32,908$8.00M2.0%–––
iShares Tr464288414NATIONAL MUN ETF64,613$7.50M1.8%–––
iShares Russell 1000 Value ETF464287598ETF48,640$7.37M1.8%–––
iShares Russell Mid-Cap Value ETF464287473ETF65,959$7.21M1.8%–––
Vanguard High Dividend Yield Index ETF921946406ETF59,915$6.06M1.5%–––
iShares Core MSCI Total International Stock ETF46432F834ETF83,960$5.90M1.4%–––
GLDSPDR Gold TrustETF33,819$5.41M1.3%––History
iShares Core S&P 500 ETF464287200ETF13,049$5.19M1.3%–––
SPDR Series Trust78468R739ST NUVE TERM ETF93,762$4.65M1.1%–––
CVXChevron CorpStock42,922$4.50M1.1%––History
iShares Russell Mid-Cap Growth ETF464287481ETF43,250$4.41M1.1%–––
iShares Tips Bond ETF464287176ETF32,167$4.04M1.0%–––
iShares Tr464287630RUS 2000 VAL ETF24,956$3.98M1.0%–––
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF84,169$3.97M1.0%–––
Innovator ETFs Trust45782C888US EQT BUFR APR130,327$3.92M1.0%–––
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL65,189$3.79M0.9%–––
Vanguard Information Technology ETF92204A702ETF9,883$3.54M0.9%–––
WisdomTree Tr97717W786INTL DIV EX FINL81,206$3.45M0.8%–––
Innovator ETFs Trust45782C516EMRGNG MKT JAN112,242$3.40M0.8%–––
iShares MSCI Eafe ETF464287465ETF43,859$3.33M0.8%–––
SPDR Series Trust78464A805ST STR PR SP150065,533$3.22M0.8%–––
MSFTMicrosoft CorpStock13,395$3.16M0.8%––History
iShares Tr464287788U.S. FINLS ETF41,763$3.13M0.8%–––
NIEVirtus Equity & Convertible Income FundCOM111,093$3.11M0.8%––History
iShares S&P 500 Growth ETF464287309ETF45,818$2.98M0.7%–––
iShares Russell 2000 Growth ETF464287648ETF9,723$2.92M0.7%–––
RGENRepligen CorpCOM67,866$2.91M0.7%––History
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT15,675$2.58M0.6%–––
JPMJPMorgan Chase & CoStock16,652$2.54M0.6%––History
BXMXNuveen S&P 500 BuyWrite Income FundCOM187,357$2.53M0.6%––History
JNJJohnson & JohnsonStock15,091$2.48M0.6%––History
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF64,118$2.47M0.6%–––
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF11,155$2.39M0.6%–––
AMZNAmazon Com IncStock734$2.27M0.6%––History
iShares Tr464287234MSCI EMG MKT ETF42,224$2.25M0.5%–––
PTYPIMCO Corporate & Income Opportunity FundCOM118,053$2.16M0.5%––History
SPDR Series Trust78468R770ST STR R1K YLD23,730$2.13M0.5%–––
WisdomTree Tr97717X651US S CAP QTY DIV44,508$2.05M0.5%–––
WPCW. P. Carey Inc.COM26,673$1.89M0.5%––History
BRK.BBerkshire Hathaway IncStock7,316$1.87M0.5%––History
EMREmerson Electric CoStock19,767$1.78M0.4%––History
VZVerizon Communications IncStock30,540$1.78M0.4%––History
TAT&T Inc.Stock57,212$1.73M0.4%––History
MDYSPDR S&P Midcap 400 ETF TrustETF3,598$1.71M0.4%––History
PSECProspect Capital CorpCOM212,997$1.63M0.4%––History
iShares Tr464288687PFD AND INCM SEC40,406$1.55M0.4%–––
CSCOCisco Systems, Inc.Stock27,945$1.45M0.4%––History
SPDR Series Trust78464A292ST STR PFD ETF33,134$1.44M0.4%–––
iShares Select Dividend ETF464287168ETF12,379$1.41M0.3%–––
iShares Core U.S. Aggregate Bond ETF464287226ETF12,409$1.41M0.3%–––
VanEck ETF Trust92189F429PREFERRED SECURT67,816$1.41M0.3%–––
SPYSPDR S&P 500 ETF TrustETF3,539$1.40M0.3%––History
DISWalt Disney CoStock7,203$1.33M0.3%––History
iShares Tr464288513IBOXX HI YD ETF15,233$1.33M0.3%–––
XOMExxonMobil Holdings CorpCOM23,671$1.32M0.3%––History
INTCIntel CorpStock19,896$1.27M0.3%––History
MOAltria Group, Inc.Stock24,804$1.27M0.3%––History
Schwab US Tips ETF808524870ETF20,445$1.25M0.3%–––
DDominion Energy, IncStock15,789$1.20M0.3%––History
MCDMcDonalds CorpStock5,336$1.20M0.3%––History
PMPhilip Morris International Inc.Stock13,252$1.18M0.3%––History
MGMMGM Resorts InternationalStock30,376$1.15M0.3%––History
State Street Technology Select Sector SPDR ETF81369Y803ETF8,313$1.10M0.3%–––
HDHome Depot, Inc.Stock3,612$1.10M0.3%––History
UNHUnitedHealth Group IncStock2,903$1.08M0.3%––History
RTXRTX CorpStock13,920$1.08M0.3%––History
MRKMerck & Co., Inc.Stock13,879$1.07M0.3%––History
VVisa Inc.Stock5,035$1.07M0.3%––History
iShares Tr464287119MORNINGSTAR GRWT3,586$1.03M0.3%–––
BABoeing CoStock3,925$1.00M0.2%––History
TSLATesla, Inc.Stock1,458$974.0K0.2%––History
SUNSunoco LPCOM UT REP LP30,548$973.0K0.2%––History
ORCLOracle CorpStock13,468$945.0K0.2%––History
EGBNEagle Bancorp IncCOM17,769$945.0K0.2%––History
MARMarriott International IncStock6,279$930.0K0.2%––History
AMATApplied Materials IncStock6,946$928.0K0.2%––History
PEPPepsiCo IncStock6,550$927.0K0.2%––History
AMWLAmerican Well CorpCL A52,668$915.0K0.2%––History
Vanguard Morningstar Small-Cap ETF922908751ETF4,259$912.0K0.2%–––
BPBP PLCADR37,030$902.0K0.2%––History
LMTLockheed Martin CorpStock2,412$891.0K0.2%––History
PGProcter & Gamble CoStock6,488$878.0K0.2%––History
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT5,714$810.0K0.2%–––
PFEPfizer IncStock22,329$809.0K0.2%––History
iShares Tr464287689RUSSELL 3000 ETF3,412$809.0K0.2%–––
iShares S&P 100 ETF464287101ETF4,362$784.0K0.2%–––
Flagstar Bank, National Association649445103COM61,871$781.0K0.2%–––

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of XML Financial, LLC in Q1 2021
SecurityClassPutsCalls
BABoeing CoStock–$204.0K