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XML Financial, LLC

SEC CIK
0001800465
Latest filing
Jul 24, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 10, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
226
+13 vs. Q1 2021
Portfolio value
$454.5M
+$44.5M (+10.9%) vs. Q1 2021
Filed
Aug 10, 2021
SEC
Holdings of XML Financial, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Russell Midcap ETF464287499ETF302,559$24.0M5.3%−2,926−1.0%Reduced–
Schwab U.S. Large-Cap Growth ETF808524300ETF137,615$20.1M4.4%+3,729+2.8%Added–
iShares Tr464287622RUS 1000 ETF78,497$19.0M4.2%+820+1.1%Added–
iShares Core Dividend Growth ETF46434V621ETF338,158$17.0M3.7%+26,548+8.5%Added–
iShares Core S&P Small Cap ETF464287804ETF117,386$13.3M2.9%+3,499+3.1%Added–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF147,390$12.8M2.8%+4,331+3.0%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF172,022$11.8M2.6%+8,932+5.5%Added–
Vanguard Total Bond Market ETF921937835ETF120,369$10.3M2.3%+6,429+5.6%Added–
AAPLApple Inc.Stock73,860$10.1M2.2%−1,454−1.9%ReducedHistory
ARK Innovation ETF00214Q104ETF75,799$9.91M2.2%+1,719+2.3%Added–
iShares Russell 2000 ETF464287655ETF43,064$9.88M2.2%+2,109+5.1%Added–
iShares Russell 1000 Growth ETF464287614ETF34,215$9.29M2.0%+1,307+4.0%Added–
Legg Mason ETF Invt52468L406FRANKLIN US LOW253,382$9.24M2.0%+6,241+2.5%Added–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG107,157$9.22M2.0%+5,032+4.9%Added–
iShares Russell 1000 Value ETF464287598ETF52,349$8.30M1.8%+3,709+7.6%Added–
iShares Russell Mid-Cap Value ETF464287473ETF69,793$8.03M1.8%+3,834+5.8%Added–
iShares Tr464288414NATIONAL MUN ETF63,547$7.45M1.6%−1,066−1.6%Reduced–
Vanguard High Dividend Yield Index ETF921946406ETF61,891$6.48M1.4%+1,976+3.3%Added–
iShares Core MSCI Total International Stock ETF46432F834ETF83,744$6.14M1.4%−216−0.3%Reduced–
iShares Core S&P 500 ETF464287200ETF13,794$5.93M1.3%+745+5.7%Added–
GLDSPDR Gold TrustETF34,626$5.74M1.3%+807+2.4%AddedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF50,020$5.66M1.2%+6,770+15.7%Added–
Vanguard Information Technology ETF92204A702ETF12,216$4.87M1.1%+2,333+23.6%Added–
CVXChevron CorpStock45,514$4.77M1.0%+2,592+6.0%AddedHistory
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF88,366$4.55M1.0%+4,197+5.0%Added–
SPDR Series Trust78468R739ST NUVE TERM ETF91,294$4.53M1.0%−2,468−2.6%Reduced–
iShares Tips Bond ETF464287176ETF35,272$4.51M1.0%+3,105+9.7%Added–
Listed FDS Tr53656F623HORI KI INFL ETF148,044$4.45M1.0%+148,044New–
iShares Tr464287630RUS 2000 VAL ETF26,421$4.38M1.0%+1,465+5.9%Added–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL70,548$4.30M0.9%+5,359+8.2%Added–
Innovator ETFs Trust45782C888US EQT BUFR APR129,910$4.12M0.9%−417−0.3%Reduced–
WisdomTree Tr97717W786INTL DIV EX FINL90,843$3.93M0.9%+9,637+11.9%Added–
SPDR Series Trust78464A805ST STR PR SP150072,460$3.84M0.8%+6,927+10.6%Added–
iShares Tr464287788U.S. FINLS ETF46,703$3.79M0.8%+4,940+11.8%Added–
MSFTMicrosoft CorpStock13,622$3.69M0.8%+227+1.7%AddedHistory
iShares MSCI Eafe ETF464287465ETF45,664$3.60M0.8%+1,805+4.1%Added–
iShares Russell 2000 Growth ETF464287648ETF11,109$3.46M0.8%+1,386+14.3%Added–
iShares S&P 500 Growth ETF464287309ETF47,106$3.43M0.8%+1,288+2.8%Added–
Innovator ETFs Trust45782C516EMRGNG MKT JAN110,337$3.43M0.8%−1,905−1.7%Reduced–
RGENRepligen CorpCOM68,178$3.05M0.7%+312+0.5%AddedHistory
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF12,702$3.00M0.7%+1,547+13.9%Added–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT15,675$2.89M0.6%00.0%Unchanged–
Schwab US Dividend Equity ETF808524797ETF35,949$2.72M0.6%+35,949New–
AMZNAmazon Com IncStock780$2.68M0.6%+46+6.3%AddedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF66,821$2.68M0.6%+2,703+4.2%Added–
JPMJPMorgan Chase & CoStock16,181$2.52M0.6%−471−2.8%ReducedHistory
JNJJohnson & JohnsonStock14,729$2.43M0.5%−362−2.4%ReducedHistory
PTYPIMCO Corporate & Income Opportunity FundCOM119,190$2.36M0.5%+1,137+1.0%AddedHistory
SPDR Series Trust78468R770ST STR R1K YLD24,815$2.35M0.5%+1,085+4.6%Added–
iShares Tr464287234MSCI EMG MKT ETF41,532$2.29M0.5%−692−1.6%Reduced–
WPCW. P. Carey Inc.COM28,207$2.10M0.5%+1,534+5.8%AddedHistory
BRK.BBerkshire Hathaway IncStock7,316$2.03M0.4%00.0%UnchangedHistory
EMREmerson Electric CoStock21,090$2.03M0.4%+1,323+6.7%AddedHistory
WisdomTree Tr97717X651US S CAP QTY DIV43,196$2.01M0.4%−1,312−2.9%Reduced–
iShares Tr464288281JPMORGAN USD EMG16,917$1.90M0.4%+16,917New–
PSECProspect Capital CorpCOM216,044$1.81M0.4%+3,047+1.4%AddedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF3,648$1.79M0.4%+50+1.4%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF15,069$1.74M0.4%+2,660+21.4%Added–
VZVerizon Communications IncStock30,657$1.72M0.4%+117+0.4%AddedHistory
iShares Tr464288687PFD AND INCM SEC42,414$1.67M0.4%+2,008+5.0%Added–
TAT&T Inc.Stock55,797$1.61M0.4%−1,415−2.5%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF3,518$1.51M0.3%−21−0.6%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF5,491$1.48M0.3%+5,491New–
CSCOCisco Systems, Inc.Stock27,475$1.46M0.3%−470−1.7%ReducedHistory
XOMExxonMobil Holdings CorpCOM23,084$1.46M0.3%−587−2.5%ReducedHistory
SPDR Series Trust78464A292ST STR PFD ETF32,808$1.45M0.3%−326−1.0%Reduced–
iShares Select Dividend ETF464287168ETF12,359$1.44M0.3%−20−0.2%Reduced–
INTCIntel CorpStock24,419$1.37M0.3%+4,523+22.7%AddedHistory
Schwab US Tips ETF808524870ETF21,546$1.35M0.3%+1,101+5.4%Added–
iShares Tr464288513IBOXX HI YD ETF15,217$1.34M0.3%−16−0.1%Reduced–
PMPhilip Morris International Inc.Stock13,411$1.33M0.3%+159+1.2%AddedHistory
MGMMGM Resorts InternationalStock30,450$1.30M0.3%+74+0.2%AddedHistory
HDHome Depot, Inc.Stock3,930$1.25M0.3%+318+8.8%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF8,301$1.23M0.3%−12−0.1%Reduced–
RTXRTX CorpStock13,982$1.19M0.3%+62+0.4%AddedHistory
MOAltria Group, Inc.Stock24,340$1.16M0.3%−464−1.9%ReducedHistory
iShares Tr464287119MORNINGSTAR GRWT17,930$1.16M0.3%00.0%UnchangedConverted for a 5-for-1 split–
SUNSunoco LPCOM UT REP LP30,730$1.16M0.3%+182+0.6%AddedHistory
VVisa Inc.Stock4,882$1.14M0.3%−153−3.0%ReducedHistory
MCDMcDonalds CorpStock4,874$1.13M0.2%−462−8.7%ReducedHistory
MRKMerck & Co., Inc.Stock14,033$1.09M0.2%+154+1.1%AddedHistory
ORCLOracle CorpStock13,484$1.05M0.2%+16+0.1%AddedHistory
DISWalt Disney CoStock5,877$1.03M0.2%−1,326−18.4%ReducedHistory
EGBNEagle Bancorp IncCOM18,344$1.03M0.2%+575+3.2%AddedHistory
DDominion Energy, IncStock13,856$1.02M0.2%−1,933−12.2%ReducedHistory
PEPPepsiCo IncStock6,791$1.01M0.2%+241+3.7%AddedHistory
AMATApplied Materials IncStock6,948$989.0K0.2%+20.0%AddedHistory
LMTLockheed Martin CorpStock2,602$985.0K0.2%+190+7.9%AddedHistory
BPBP PLCADR36,376$961.0K0.2%−654−1.8%ReducedHistory
BABoeing CoStock4,011$961.0K0.2%+86+2.2%AddedHistory
TSLATesla, Inc.Stock1,412$960.0K0.2%−46−3.2%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF4,250$957.0K0.2%−9−0.2%Reduced–
iShares Tr464287689RUSSELL 3000 ETF3,566$913.0K0.2%+154+4.5%Added–
iShares S&P 100 ETF464287101ETF4,647$912.0K0.2%+285+6.5%Added–
Invesco QQQ Trust Series I46090E103ETF2,507$888.0K0.2%+420+20.1%Added–
UNHUnitedHealth Group IncStock2,218$888.0K0.2%−685−23.6%ReducedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF12,613$883.0K0.2%+3,493+38.3%Added–
WisdomTree Tr97717X578EM EX ST-OWNED20,814$876.0K0.2%+5,078+32.3%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT5,717$862.0K0.2%+3+0.1%Added–
MARMarriott International IncStock6,279$857.0K0.2%00.0%UnchangedHistory

Sold out since Q1 2021 (4)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of XML Financial, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
BXMXNuveen S&P 500 BuyWrite Income FundCOM187,357$2.53M0.6%History
VanEck ETF Trust92189F429PREFERRED SECURT67,816$1.41M0.3%–
BXBlackstone Inc.COM2,930$218.0K0.1%History
WisdomTree Tr97717W505US MIDCAP DIVID5,006$202.0K<0.1%–