Skip to main content
Livermore
Livermore
ZHEN

XML Financial, LLC

SEC CIK
0001800465
Latest filing
Jul 24, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 10, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
226
+13 vs. Q1 2021
Portfolio value
$454.5M
+$44.5M (+10.9%) vs. Q1 2021
Filed
Aug 10, 2021
SEC
Holdings of XML Financial, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P U.S. Growth ETF464287671ETF8,421$850.0K0.2%00.0%Unchanged–
BRK.ABerkshire Hathaway IncCL A2$837.0K0.2%00.0%UnchangedHistory
PFEPfizer IncStock20,793$814.0K0.2%−1,536−6.9%ReducedHistory
GOOGLAlphabet Inc.Stock332$811.0K0.2%+32+10.7%AddedHistory
Pacer Trendpilot 100 ETF69374H303ETF14,527$805.0K0.2%+3,468+31.4%Added–
ABBVAbbVie Inc.Stock6,950$783.0K0.2%−47−0.7%ReducedHistory
QCOMQualcomm IncStock5,440$778.0K0.2%+64+1.2%AddedHistory
WFCWells Fargo & CompanyStock16,686$756.0K0.2%−29−0.2%ReducedHistory
CMCSAComcast CorpStock13,082$746.0K0.2%+73+0.6%AddedHistory
GOOGAlphabet Inc.Stock298$746.0K0.2%+10+3.5%AddedHistory
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR14,268$720.0K0.2%−911−6.0%Reduced–
PGProcter & Gamble CoStock5,311$717.0K0.2%−1,177−18.1%ReducedHistory
BACBank of America CorpStock17,354$716.0K0.2%−759−4.2%ReducedHistory
NVDANVIDIA CorpStock887$710.0K0.2%+12+1.4%AddedHistory
UALUnited Airlines Holdings, Inc.COM13,475$705.0K0.2%+911+7.3%AddedHistory
WCCWesco International IncCOM6,815$701.0K0.2%−30−0.4%ReducedHistory
USBUS Bancorp DECOM NEW12,295$700.0K0.2%+20+0.2%AddedHistory
Flagstar Bank, National Association649445103COM62,371$687.0K0.2%+500+0.8%Added–
ARK ETF Tr00214Q302GENOMIC REV ETF7,089$656.0K0.1%00.0%Unchanged–
SBUXStarbucks CorpStock5,850$654.0K0.1%+638+12.2%AddedHistory
DHRDanaher CorpStock2,432$653.0K0.1%+171+7.6%AddedHistory
PAVMPAVmed Inc.COM101,200$648.0K0.1%00.0%UnchangedHistory
AGCOAGCO CorpCOM4,954$646.0K0.1%+2,077+72.2%AddedHistory
NIEVirtus Equity & Convertible Income FundCOM21,027$636.0K0.1%−90,066−81.1%ReducedHistory
WMTWalmart Inc.Stock4,433$625.0K0.1%+20+0.5%AddedHistory
GSGoldman Sachs Group IncStock1,635$620.0K0.1%−1−0.1%ReducedHistory
MDLZMondelez International, Inc.Stock9,910$619.0K0.1%+81+0.8%AddedHistory
KOCoca Cola CoStock10,806$585.0K0.1%+3,786+53.9%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF2,600$579.0K0.1%+155+6.3%Added–
OLEDUniversal Display CorpCOM2,587$575.0K0.1%00.0%UnchangedHistory
FOCSFocus Financial Partners Inc.COM CL A11,782$571.0K0.1%−200−1.7%ReducedHistory
Principal Exchange Traded FD74255Y888SPECTRUM PFD27,509$570.0K0.1%+280+1.0%Added–
CATCaterpillar IncStock2,489$542.0K0.1%+27+1.1%AddedHistory
KMXCarMax IncCOM4,158$537.0K0.1%+110+2.7%AddedHistory
AMWLAmerican Well CorpCL A42,134$530.0K0.1%−10,534−20.0%ReducedHistory
NSCNorfolk Southern CorpStock1,986$527.0K0.1%+458+30.0%AddedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM19,340$526.0K0.1%−4,669−19.4%ReducedHistory
ABTAbbott LaboratoriesStock4,523$524.0K0.1%−11−0.2%ReducedHistory
Global X FDS37954Y467E COMMERCE ETF15,191$522.0K0.1%00.0%Unchanged–
Vanguard Morningstar Growth ETF922908736ETF1,805$518.0K0.1%+1+0.1%Added–
CORCencora, Inc.Stock4,513$517.0K0.1%+22+0.5%AddedHistory
NEENextera Energy IncStock6,889$505.0K0.1%−278−3.9%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM898$502.0K0.1%+3+0.3%AddedHistory
ACNAccenture plcStock1,698$501.0K0.1%00.0%UnchangedHistory
iShares Tr464287150CORE S&P TTL STK4,755$470.0K0.1%00.0%Unchanged–
iShares Tr464287721U.S. TECH ETF4,726$470.0K0.1%+1,054+28.7%Added–
iShares Tr46436E536US SML CP VALUE14,859$456.0K0.1%00.0%Unchanged–
CRMSalesforce, Inc.Stock1,851$452.0K0.1%−355−16.1%ReducedHistory
iShares Tr464287374NORTH AMERN NAT14,768$449.0K0.1%+1,970+15.4%Added–
GEGeneral Electric CoCOM33,351$449.0K0.1%−419−1.2%ReducedHistory
IBMInternational Business Machines CorpStock2,998$439.0K0.1%+300+11.1%AddedHistory
MMM3M CoStock2,204$438.0K0.1%−287−11.5%ReducedHistory
UNMUnum GroupStock15,200$432.0K0.1%+2,000+15.2%AddedHistory
WisdomTree Tr97717W604US SMALLCAP DIVD13,398$427.0K0.1%+3,418+34.2%Added–
AMGNAmgen IncStock1,745$425.0K0.1%+7+0.4%AddedHistory
CINFCincinnati Financial CorpCOM3,557$415.0K0.1%+21+0.6%AddedHistory
UNPUnion Pacific CorpStock1,863$410.0K0.1%+229+14.0%AddedHistory
METAMeta Platforms, Inc.Stock1,176$409.0K0.1%00.0%UnchangedHistory
BEPCBrookfield Renewable CorpCL A SUB VTG9,720$408.0K0.1%+250+2.6%AddedHistory
OMCOmnicom Group Inc.COM5,069$405.0K0.1%+5,069NewHistory
SCDLMP Capital & Income Fund Inc.COM27,378$395.0K0.1%00.0%UnchangedHistory
Townebank Portsmouth Va89214P109COM12,964$394.0K0.1%00.0%Unchanged–
ADMArcher-Daniels-Midland CoStock6,350$385.0K0.1%+6,350NewHistory
iShares Tr46435G425ESG AWR MSCI USA3,814$376.0K0.1%00.0%Unchanged–
MTBM&T Bank CorpCOM2,542$369.0K0.1%+19+0.8%AddedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,235$358.0K0.1%+4+0.3%Added–
ITWIllinois Tool Works IncStock1,503$336.0K0.1%+1,503NewHistory
STZConstellation Brands, Inc.Stock1,434$335.0K0.1%−32−2.2%ReducedHistory
TGTTarget CorpStock1,373$332.0K0.1%+2+0.1%AddedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF2,935$326.0K0.1%−112−3.7%Reduced–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF4,996$317.0K0.1%+1,342+36.7%Added–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF10,073$312.0K0.1%00.0%Unchanged–
COFCapital One Financial CorpStock1,944$301.0K0.1%+2+0.1%AddedHistory
iShares Tr46434V4070-5YR HI YL CP6,504$300.0K0.1%−417−6.0%Reduced–
ARCCAres Capital CorpCEF14,876$291.0K0.1%−15−0.1%ReducedHistory
HONHoneywell International IncCOM1,321$290.0K0.1%+250+23.3%AddedHistory
WMBWilliams Companies, Inc.COM10,764$286.0K0.1%+10,764NewHistory
CVSCVS Health CorpStock3,375$282.0K0.1%−290−7.9%ReducedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD5,091$282.0K0.1%+86+1.7%Added–
ProShares Tr74348A467S&P 500 DV ARIST3,016$273.0K0.1%+10.0%Added–
Innovator ETFs Trust45782C540US EQTY PWR BUF8,907$272.0K0.1%00.0%Unchanged–
CCLCarnival Corp Ltd.UNIT 99/99/999910,045$265.0K0.1%+802+8.7%AddedHistory
UAUnder Armour, Inc.CL C14,154$263.0K0.1%−205−1.4%ReducedHistory
MDTMedtronic plcStock2,108$262.0K0.1%−15−0.7%ReducedHistory
ROPRoper Technologies IncStock556$261.0K0.1%+16+3.0%AddedHistory
IAEVoya Asia Pacific High Dividend Equity Income FundCOM26,836$260.0K0.1%00.0%UnchangedHistory
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF8,832$257.0K0.1%00.0%Unchanged–
AVGOBroadcom Inc.Stock539$257.0K0.1%+5+0.9%AddedHistory
iShares Tr464288208MRGSTR MD CP ETF3,828$257.0K0.1%00.0%UnchangedConverted for a 4-for-1 split–
TFCTruist Financial CorpCOM4,637$257.0K0.1%+16+0.3%AddedHistory
Vanguard World FD921910816MEGA GRWTH IND1,106$256.0K0.1%00.0%Unchanged–
ABNBAirbnb, Inc.Stock1,592$244.0K0.1%+1,592NewHistory
iShares Global Clean Energy ETF464288224ETF10,384$244.0K0.1%+10,384New–
BDJBlackRock Enhanced Equity Dividend TrustCOM23,839$241.0K0.1%−4,310−15.3%ReducedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1694$240.0K0.1%+1+0.1%AddedHistory
COSTCostco Wholesale CorpStock604$239.0K0.1%+1+0.2%AddedHistory
NKENIKE, Inc.Stock1,525$236.0K0.1%+1,525NewHistory
iShares Core MSCI Eafe ETF46432F842ETF3,149$236.0K0.1%+27+0.9%Added–
Vanguard Malvern FDS922020805STRM INFPROIDX4,503$236.0K0.1%+200+4.6%Added–
PIMCO ETF Tr72201R866INTER MUN BD ACT4,150$236.0K0.1%+4,150New–

Sold out since Q1 2021 (4)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of XML Financial, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
BXMXNuveen S&P 500 BuyWrite Income FundCOM187,357$2.53M0.6%History
VanEck ETF Trust92189F429PREFERRED SECURT67,816$1.41M0.3%–
BXBlackstone Inc.COM2,930$218.0K0.1%History
WisdomTree Tr97717W505US MIDCAP DIVID5,006$202.0K<0.1%–