XML Financial, LLC
- SEC CIK
- 0001800465
- Latest filing
- Jul 24, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 1, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 312
- +86 vs. Q2 2021
- Portfolio value
- $748.6M
- +$294.1M (+64.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Russell Midcap ETF464287499 | ETF | 298,181 | $23.3M | 3.1% | −4,378−1.4% | Reduced | – |
| AAPLApple Inc. | Stock | 162,750 | $23.0M | 3.1% | +88,890+120.3% | Added | History |
| MSFTMicrosoft Corp | Stock | 76,624 | $21.6M | 2.9% | +63,002+462.5% | Added | History |
| iShares Tr464287622 | RUS 1000 ETF | 78,821 | $19.0M | 2.5% | +324+0.4% | Added | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 122,649 | $18.2M | 2.4% | −14,966−10.9% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 346,043 | $17.4M | 2.3% | +7,885+2.3% | Added | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 194,093 | $13.1M | 1.7% | +22,071+12.8% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 119,952 | $13.1M | 1.7% | +2,566+2.2% | Added | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 150,721 | $12.9M | 1.7% | +3,331+2.3% | Added | – |
| BACBank of America Corp | Stock | 300,688 | $12.8M | 1.7% | +283,334+1,632.7% | Added | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 139,123 | $11.9M | 1.6% | +18,754+15.6% | Added | – |
| QCOMQualcomm Inc | Stock | 91,786 | $11.8M | 1.6% | +86,346+1,587.2% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 189,310 | $10.3M | 1.4% | +161,835+589.0% | Added | History |
| VZVerizon Communications Inc | Stock | 184,011 | $9.94M | 1.3% | +153,354+500.2% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 44,460 | $9.73M | 1.3% | +1,396+3.2% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 35,437 | $9.71M | 1.3% | +1,222+3.6% | Added | – |
| Legg Mason ETF Invt52468L406 | FRANKLIN US LOW | 260,123 | $9.36M | 1.3% | +6,741+2.7% | Added | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 104,542 | $8.99M | 1.2% | −2,615−2.4% | Reduced | – |
| CVSCVS Health Corp | Stock | 101,889 | $8.65M | 1.2% | +98,514+2,918.9% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 53,723 | $8.41M | 1.1% | +1,374+2.6% | Added | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 72,173 | $8.17M | 1.1% | +2,380+3.4% | Added | – |
| INTCIntel Corp | Stock | 150,463 | $8.02M | 1.1% | +126,044+516.2% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 66,411 | $7.71M | 1.0% | +2,864+4.5% | Added | – |
| CVXChevron Corp | Stock | 75,874 | $7.70M | 1.0% | +30,360+66.7% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 28,082 | $7.67M | 1.0% | +20,766+283.8% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 45,576 | $7.46M | 1.0% | +29,395+181.7% | Added | History |
| ARK Innovation ETF00214Q104 | ETF | 67,086 | $7.42M | 1.0% | −8,713−11.5% | Reduced | – |
| UPSUnited Parcel Service Inc | Stock | 39,925 | $7.27M | 1.0% | +38,953+4,007.5% | Added | History |
| PFEPfizer Inc | Stock | 164,142 | $7.06M | 0.9% | +143,349+689.4% | Added | History |
| GOODGladstone Commercial Corp | COM | 334,901 | $7.04M | 0.9% | +334,901 | New | History |
| JNJJohnson & Johnson | Stock | 42,434 | $6.85M | 0.9% | +27,705+188.1% | Added | History |
| CCitigroup Inc | Stock | 97,588 | $6.85M | 0.9% | +97,588 | New | History |
| KKellanova | Stock | 104,469 | $6.68M | 0.9% | +104,469 | New | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 64,253 | $6.64M | 0.9% | +2,362+3.8% | Added | – |
| TFCTruist Financial Corp | COM | 108,364 | $6.36M | 0.8% | +103,727+2,236.9% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 14,276 | $6.15M | 0.8% | +482+3.5% | Added | – |
| RTXRTX Corp | Stock | 70,606 | $6.07M | 0.8% | +56,624+405.0% | Added | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 52,879 | $5.93M | 0.8% | +2,859+5.7% | Added | – |
| BMYBristol Myers Squibb Co | Stock | 94,146 | $5.57M | 0.7% | +94,146 | New | History |
| IBMInternational Business Machines Corp | Stock | 39,857 | $5.54M | 0.7% | +36,859+1,229.5% | Added | History |
| ABBVAbbVie Inc. | Stock | 50,442 | $5.44M | 0.7% | +43,492+625.8% | Added | History |
| MRKMerck & Co., Inc. | Stock | 71,940 | $5.40M | 0.7% | +57,907+412.6% | Added | History |
| Vanguard Information Technology ETF92204A702 | ETF | 13,422 | $5.39M | 0.7% | +1,206+9.9% | Added | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 22,589 | $5.34M | 0.7% | +9,887+77.8% | Added | – |
| AMGNAmgen Inc | Stock | 23,758 | $5.05M | 0.7% | +22,013+1,261.5% | Added | History |
| Listed FDS Tr53656F623 | HORI KI INFL ETF | 169,653 | $4.95M | 0.7% | +21,609+14.6% | Added | – |
| BTTBlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 191,085 | $4.88M | 0.7% | +191,085 | New | History |
| iShares Tips Bond ETF464287176 | ETF | 37,837 | $4.83M | 0.6% | +2,565+7.3% | Added | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 76,913 | $4.68M | 0.6% | +6,365+9.0% | Added | – |
| SPDR Index Shs FDS78463X749 | ST DOW GLOBA ETF | 91,261 | $4.66M | 0.6% | +2,895+3.3% | Added | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 93,247 | $4.61M | 0.6% | +1,953+2.1% | Added | – |
| ABTAbbott Laboratories | Stock | 37,433 | $4.42M | 0.6% | +32,910+727.6% | Added | History |
| RGENRepligen Corp | COM | 68,178 | $4.41M | 0.6% | 00.0% | Unchanged | History |
| DOWDow Inc. | Stock | 76,390 | $4.40M | 0.6% | +76,390 | New | History |
| iShares Tr464287630 | RUS 2000 VAL ETF | 27,135 | $4.35M | 0.6% | +714+2.7% | Added | – |
| iShares Tr464287788 | U.S. FINLS ETF | 50,378 | $4.16M | 0.6% | +3,675+7.9% | Added | – |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 76,903 | $4.09M | 0.5% | +4,443+6.1% | Added | – |
| TAT&T Inc. | Stock | 144,944 | $3.92M | 0.5% | +89,147+159.8% | Added | History |
| AMZNAmazon Com Inc | Stock | 1,183 | $3.89M | 0.5% | +403+51.7% | Added | History |
| MPCMarathon Petroleum Corp | Stock | 62,378 | $3.86M | 0.5% | +62,378 | New | History |
| First Tr Exchange-Traded FD33733E856 | FT VEST GOLD | 188,663 | $3.74M | 0.5% | +188,663 | New | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 53,427 | $3.68M | 0.5% | +40,814+323.6% | Added | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 48,005 | $3.55M | 0.5% | +899+1.9% | Added | – |
| DDominion Energy, Inc | Stock | 48,412 | $3.54M | 0.5% | +34,556+249.4% | Added | History |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 49,557 | $3.52M | 0.5% | −34,187−40.8% | Reduced | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 11,834 | $3.48M | 0.5% | +725+6.5% | Added | – |
| ETXEaton Vance Municipal Income 2028 Term Trust | SHS | 151,286 | $3.38M | 0.5% | +151,286 | New | History |
| PRUPrudential Financial Inc | Stock | 31,857 | $3.35M | 0.4% | +31,857 | New | History |
| iShares MSCI Eafe ETF464287465 | ETF | 42,721 | $3.33M | 0.4% | −2,943−6.4% | Reduced | – |
| DISWalt Disney Co | Stock | 18,699 | $3.16M | 0.4% | +12,822+218.2% | Added | History |
| CMICummins Inc | Stock | 13,862 | $3.11M | 0.4% | +13,862 | New | History |
| iShares Tr46434V803 | HDG MSCI EAFE | 90,456 | $3.11M | 0.4% | +90,456 | New | – |
| NEMNEWMONT Corp | Stock | 56,370 | $3.06M | 0.4% | +56,370 | New | History |
| MMDNYLI MacKay DefinedTerm Muni Opportunities Fund | COM | 137,625 | $3.01M | 0.4% | +137,625 | New | History |
| XOMExxonMobil Holdings Corp | COM | 51,088 | $3.00M | 0.4% | +28,004+121.3% | Added | History |
| FDXFedEx Corp | Stock | 13,649 | $2.99M | 0.4% | +13,649 | New | History |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 76,207 | $2.98M | 0.4% | +9,386+14.0% | Added | – |
| Invesco Exchange Traded FD T46137V266 | S&P500 PUR GWT | 15,174 | $2.92M | 0.4% | −501−3.2% | Reduced | – |
| ORCLOracle Corp | Stock | 33,272 | $2.90M | 0.4% | +19,788+146.8% | Added | History |
| EMREmerson Electric Co | Stock | 30,746 | $2.90M | 0.4% | +9,656+45.8% | Added | History |
| IPInternational Paper Co | COM | 50,727 | $2.84M | 0.4% | +50,727 | New | History |
| NADNuveen Quality Municipal Income Fund | COM | 179,580 | $2.81M | 0.4% | +179,580 | New | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 36,645 | $2.72M | 0.4% | +696+1.9% | Added | – |
| KMIKinder Morgan, Inc. | Stock | 159,861 | $2.67M | 0.4% | +159,861 | New | History |
| OHIOmega Healthcare Investors Inc | COM | 89,007 | $2.67M | 0.4% | +89,007 | New | History |
| LMTLockheed Martin Corp | Stock | 7,481 | $2.58M | 0.3% | +4,879+187.5% | Added | History |
| SPDR Series Trust78468R770 | ST STR R1K YLD | 24,841 | $2.31M | 0.3% | +26+0.1% | Added | – |
| WPCW. P. Carey Inc. | COM | 31,532 | $2.30M | 0.3% | +3,325+11.8% | Added | History |
| Vanguard Real Estate ETF922908553 | ETF | 22,390 | $2.28M | 0.3% | +22,390 | New | – |
| GLDSPDR Gold Trust | ETF | 13,792 | $2.27M | 0.3% | −20,834−60.2% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 825 | $2.21M | 0.3% | +493+148.5% | Added | History |
| GDGeneral Dynamics Corp | Stock | 11,077 | $2.17M | 0.3% | +11,077 | New | History |
| WisdomTree Tr97717X651 | US S CAP QTY DIV | 48,340 | $2.15M | 0.3% | +5,144+11.9% | Added | – |
| WisdomTree Tr97717W786 | INTL DIV EX FINL | 52,395 | $2.14M | 0.3% | −38,448−42.3% | Reduced | – |
| HDHome Depot, Inc. | Stock | 6,360 | $2.09M | 0.3% | +2,430+61.8% | Added | History |
| MAVPioneer Municipal High Income Advantage Fund, Inc. | COM | 176,400 | $2.05M | 0.3% | +176,400 | New | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 40,481 | $2.04M | 0.3% | −1,051−2.5% | Reduced | – |
| AMDAdvanced Micro Devices Inc | Stock | 19,645 | $2.02M | 0.3% | +19,645 | New | History |
| WELLWelltower Inc. | REIT | 23,941 | $1.97M | 0.3% | +23,941 | New | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 17,866 | $1.97M | 0.3% | +949+5.6% | Added | – |
Options (5)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2021 (4)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| iShares Global Clean Energy ETF464288224 | ETF | 10,384 | $244.0K | 0.1% | – |
| NKENIKE, Inc. | Stock | 1,525 | $236.0K | 0.1% | History |
| CLXClorox Co | Stock | 1,152 | $207.0K | <0.1% | History |
| Revolution Accelertn Acqu Co76156P114 | *W EXP 12/01/202 | 10,000 | $20.0K | <0.1% | – |