XML Financial, LLC
- SEC CIK
- 0001800465
- Latest filing
- Jul 24, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 1, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 312
- +86 vs. Q2 2021
- Portfolio value
- $748.6M
- +$294.1M (+64.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Berkshire Grey I084656115 | EQUITY WRT | 10,000 | $12.0K | <0.1% | +10,000 | New | – |
| Trident Acquisitions Corp89615T114 | *W EXP 05/09/202 | 14,000 | $28.0K | <0.1% | 00.0% | Unchanged | – |
| LEOBNY Mellon Strategic Municipals, Inc. | COM | 10,000 | $87.0K | <0.1% | +10,000 | New | History |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 14,250 | $114.0K | <0.1% | +14,250 | New | History |
| MHFWestern Asset Municipal High Income Fund Inc. | COM | 15,499 | $123.0K | <0.1% | +15,499 | New | History |
| GLADGladstone Capital Corp | COM | 11,196 | $127.0K | <0.1% | +188+1.7% | Added | History |
| DNPDNP Select Income Fund Inc | COM | 12,435 | $133.0K | <0.1% | +205+1.7% | Added | History |
| SIRISirius XM Holdings Inc. | COM | 25,208 | $154.0K | <0.1% | −169−0.7% | Reduced | History |
| CHWCalamos Global Dynamic Income Fund | COM | 17,200 | $165.0K | <0.1% | +17,200 | New | History |
| ETJEaton Vance Risk-Managed Diversified Equity Income Fund | COM | 15,578 | $167.0K | <0.1% | 00.0% | Unchanged | History |
| FFord Motor Co | Stock | 11,970 | $169.0K | <0.1% | 00.0% | Unchanged | History |
| NUVNuveen Municipal Value Fund Inc | COM | 14,889 | $169.0K | <0.1% | +14,889 | New | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 17,797 | $176.0K | <0.1% | 00.0% | Unchanged | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 18,045 | $177.0K | <0.1% | −5,794−24.3% | Reduced | History |
| FNKOFunko, Inc. | COM CL A | 10,000 | $182.0K | <0.1% | 00.0% | Unchanged | History |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 12,401 | $185.0K | <0.1% | +12,401 | New | History |
| PRTSCarParts.com, Inc. | COM | 12,000 | $187.0K | <0.1% | +12,000 | New | History |
| NBHNeuberger Municipal Fund Inc. | COM | 12,250 | $197.0K | <0.1% | +12,250 | New | History |
| SPHSuburban Propane Partners LP | UNIT LTD PARTN | 12,957 | $199.0K | <0.1% | −32−0.2% | Reduced | History |
| MAMastercard Inc | Stock | 577 | $201.0K | <0.1% | +577 | New | History |
| COPConocoPhillips | Stock | 3,027 | $205.0K | <0.1% | +3,027 | New | History |
| Invesco Exch Traded FD Tr II46138E149 | S&P SMLCP HELT | 1,120 | $205.0K | <0.1% | +1,120 | New | – |
| AXPAmerican Express Co | Stock | 1,232 | $206.0K | <0.1% | +1,232 | New | History |
| CSLCarlisle Companies Inc | COM | 1,050 | $209.0K | <0.1% | +1,050 | New | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 4,070 | $212.0K | <0.1% | −97−2.3% | Reduced | – |
| CPRXCatalyst Pharmaceuticals, Inc. | COM | 40,000 | $212.0K | <0.1% | 00.0% | Unchanged | History |
| HRCHill-Rom Holdings, Inc. | COM | 1,423 | $213.0K | <0.1% | +1,423 | New | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 3,945 | $214.0K | <0.1% | +3,945 | New | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,292 | $215.0K | <0.1% | +23+1.0% | Added | History |
| PENNPENN Entertainment, Inc. | COM | 3,008 | $218.0K | <0.1% | +8+0.3% | Added | History |
| VKQInvesco Municipal Trust | COM | 16,477 | $221.0K | <0.1% | +16,477 | New | History |
| PPGPPG Industries Inc | Stock | 1,555 | $222.0K | <0.1% | +1,555 | New | History |
| DTEDte Energy Co | COM | 2,000 | $223.0K | <0.1% | +2,000 | New | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 3,020 | $224.0K | <0.1% | −129−4.1% | Reduced | – |
| IRMIron Mountain Inc | COM | 5,209 | $226.0K | <0.1% | +65+1.3% | Added | History |
| RFMRiverNorth Flexible Municipal Income Fund, Inc. | COM | 9,780 | $229.0K | <0.1% | +9,780 | New | History |
| IAEVoya Asia Pacific High Dividend Equity Income Fund | COM | 26,836 | $231.0K | <0.1% | 00.0% | Unchanged | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 695 | $235.0K | <0.1% | +1+0.1% | Added | History |
| TMOThermo Fisher Scientific Inc. | Stock | 412 | $236.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 4,526 | $238.0K | <0.1% | +23+0.5% | Added | – |
| URIUnited Rentals, Inc. | COM | 685 | $240.0K | <0.1% | 00.0% | Unchanged | History |
| UAUnder Armour, Inc. | CL C | 14,154 | $248.0K | <0.1% | 00.0% | Unchanged | History |
| LOWLowes Companies Inc | Stock | 1,232 | $250.0K | <0.1% | +1,232 | New | History |
| NFLXNetflix Inc | Stock | 413 | $252.0K | <0.1% | +2+0.5% | Added | History |
| CHHChoice Hotels International Inc | COM | 2,000 | $253.0K | <0.1% | +2,000 | New | History |
| TXNTexas Instruments Inc | Stock | 1,326 | $255.0K | <0.1% | +159+13.6% | Added | History |
| iShares Tr464288208 | MRGSTR MD CP ETF | 3,828 | $255.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard World FD921910816 | MEGA GRWTH IND | 1,093 | $257.0K | <0.1% | −13−1.2% | Reduced | – |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 8,832 | $259.0K | <0.1% | 00.0% | Unchanged | – |
| PYPLPayPal Holdings, Inc. | Stock | 1,002 | $261.0K | <0.1% | +230+29.8% | Added | History |
| ABNBAirbnb, Inc. | Stock | 1,592 | $267.0K | <0.1% | 00.0% | Unchanged | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 3,017 | $267.0K | <0.1% | +10.0% | Added | – |
| RPMRPM International Inc | COM | 3,501 | $272.0K | <0.1% | +3,501 | New | History |
| BYMBlackRock Municipal Income Quality Trust | COM | 17,816 | $272.0K | <0.1% | +17,816 | New | History |
| LLYEli Lilly & Co | Stock | 1,186 | $274.0K | <0.1% | +1,186 | New | History |
| Innovator ETFs Trust45782C540 | US EQTY PWR BUF | 8,907 | $274.0K | <0.1% | 00.0% | Unchanged | – |
| RCLRoyal Caribbean Cruises Ltd | COM | 3,082 | $274.0K | <0.1% | +3,082 | New | History |
| WisdomTree Tr97717W604 | US SMALLCAP DIVD | 8,941 | $276.0K | <0.1% | −4,457−33.3% | Reduced | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 11,046 | $276.0K | <0.1% | +1,001+10.0% | Added | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 5,092 | $279.0K | <0.1% | +10.0% | Added | – |
| GHIGreystone Housing Impact Investors LP | BEN UNIT CTF | 46,750 | $279.0K | <0.1% | +46,750 | New | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 4,716 | $287.0K | <0.1% | −280−5.6% | Reduced | – |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 5,107 | $288.0K | <0.1% | +957+23.1% | Added | – |
| GTESGates Industrial Corp Ltd. | ORD SHS | 18,092 | $294.0K | <0.1% | +18,092 | New | History |
| iShares Tr46434V407 | 0-5YR HI YL CP | 6,578 | $301.0K | <0.1% | +74+1.1% | Added | – |
| ARCCAres Capital Corp | CEF | 15,176 | $309.0K | <0.1% | +300+2.0% | Added | History |
| SOSouthern Co | Stock | 5,028 | $312.0K | <0.1% | +5,028 | New | History |
| Innovator U.S. Equity Ultra Buffer ETF - January45782C300 | ETF | 10,073 | $313.0K | <0.1% | 00.0% | Unchanged | – |
| iShares S&P 500 Value ETF464287408 | ETF | 2,162 | $314.0K | <0.1% | +2,162 | New | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 5,248 | $315.0K | <0.1% | +5,248 | New | History |
| VMOInvesco Municipal Opportunity Trust | COM | 23,206 | $318.0K | <0.1% | +23,206 | New | History |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 2,954 | $327.0K | <0.1% | +19+0.6% | Added | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,235 | $346.0K | <0.1% | 00.0% | Unchanged | – |
| FLYYSpirit Aviation Holdings, Inc. | COM | 13,339 | $346.0K | <0.1% | +6,354+91.0% | Added | History |
| MPWRMonolithic Power Systems, Inc. | COM | 729 | $353.0K | <0.1% | +729 | New | History |
| DLRDigital Realty Trust, Inc. | COM | 2,448 | $354.0K | <0.1% | +2,448 | New | History |
| STZConstellation Brands, Inc. | Stock | 1,684 | $355.0K | <0.1% | +250+17.4% | Added | History |
| ITWIllinois Tool Works Inc | Stock | 1,738 | $359.0K | <0.1% | +235+15.6% | Added | History |
| OMCOmnicom Group Inc. | COM | 5,092 | $369.0K | <0.1% | +23+0.5% | Added | History |
| ROPRoper Technologies Inc | Stock | 831 | $371.0K | <0.1% | +275+49.5% | Added | History |
| TGTTarget Corp | Stock | 1,626 | $372.0K | <0.1% | +253+18.4% | Added | History |
| RMMRiverNorth Managed Duration Municipal Income Fund, Inc. | COM | 18,850 | $374.0K | <0.1% | +18,850 | New | History |
| BBWIBath & Body Works, Inc. | COM | 5,950 | $375.0K | 0.1% | +5,950 | New | History |
| Vanguard S&P 500 ETF922908363 | ETF | 957 | $377.0K | 0.1% | +957 | New | – |
| MTBM&T Bank Corp | COM | 2,560 | $382.0K | 0.1% | +18+0.7% | Added | History |
| AMWLAmerican Well Corp | CL A | 42,134 | $384.0K | 0.1% | 00.0% | Unchanged | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 3,907 | $385.0K | 0.1% | +93+2.4% | Added | – |
| RFMZRiverNorth Flexible Municipal Income Fund II, Inc. | COM | 19,250 | $390.0K | 0.1% | +19,250 | New | History |
| BFSSaul Centers, Inc. | COM | 8,888 | $392.0K | 0.1% | +8,888 | New | History |
| SYYSysco Corp | Stock | 5,053 | $397.0K | 0.1% | +5,053 | New | History |
| SNYSanofi | SPONSORED ADR | 8,231 | $397.0K | 0.1% | +8,231 | New | History |
| WMBWilliams Companies, Inc. | COM | 15,296 | $397.0K | 0.1% | +4,532+42.1% | Added | History |
| Townebank Portsmouth Va89214P109 | COM | 12,964 | $403.0K | 0.1% | 00.0% | Unchanged | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 42,119 | $404.0K | 0.1% | +42,119 | New | History |
| KSUKansas City Southern | COM NEW | 1,500 | $406.0K | 0.1% | +1,500 | New | History |
| CINFCincinnati Financial Corp | COM | 3,576 | $408.0K | 0.1% | +19+0.5% | Added | History |
| RSGRepublic Services, Inc. | COM | 3,400 | $408.0K | 0.1% | +3,400 | New | History |
| SCDLMP Capital & Income Fund Inc. | COM | 30,145 | $415.0K | 0.1% | +2,767+10.1% | Added | History |
| UNMUnum Group | Stock | 16,600 | $416.0K | 0.1% | +1,400+9.2% | Added | History |
| iShares Tr464287374 | NORTH AMERN NAT | 14,536 | $427.0K | 0.1% | −232−1.6% | Reduced | – |
Options (5)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2021 (4)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| iShares Global Clean Energy ETF464288224 | ETF | 10,384 | $244.0K | 0.1% | – |
| NKENIKE, Inc. | Stock | 1,525 | $236.0K | 0.1% | History |
| CLXClorox Co | Stock | 1,152 | $207.0K | <0.1% | History |
| Revolution Accelertn Acqu Co76156P114 | *W EXP 12/01/202 | 10,000 | $20.0K | <0.1% | – |