Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Somerville Kurt F | 3,110 | $643.0K | 0.09% | +65+2.1% | Added |
| Total Clarity Wealth Management, Inc. | 3,111 | $643.0K | 0.29% | +72+2.4% | Added |
| Investors Financial Group, LLC | 3,107 | $642.0K | 0.30% | +621+25.0% | Added |
| Quadrant Private Wealth Management, LLC | 3,090 | $639.0K | 0.24% | −20−0.6% | Reduced |
| Perigon Wealth Management, LLC | 3,087 | $638.0K | 0.05% | +205+7.1% | Added |
| Keb Asset Management, LLC | 3,079 | $637.0K | 0.41% | +3,079 | New |
| 626 Financial, LLC | 3,078 | $636.0K | 0.39% | +3,078 | New |
| Seeyond | 3,062 | $633.0K | 0.06% | 00.0% | Unchanged |
| Patton Albertson Miller Group, LLC | 3,063 | $633.0K | 0.10% | +60+2.0% | Added |
| Northstar Group, Inc. | 3,056 | $632.0K | 0.15% | 00.0% | Unchanged |
| Tiedemann Advisors, LLC | 3,047 | $631.0K | 0.03% | +5+0.2% | Added |
| Strategic Blueprint, LLC | 3,028 | $626.0K | 0.08% | +344+12.8% | Added |
| Stonebridge Capital Advisors LLC | 3,021 | $625.0K | 0.07% | −177−5.5% | Reduced |
| Sweet Financial Partners, LLC | 3,021 | $625.0K | 0.26% | +3,021 | New |
| Clear Perspective Advisors, LLC | 3,013 | $623.0K | 0.19% | +960+46.8% | Added |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $620.0K | 0.19% | 00.0% | Unchanged |
| NN Investment Partners Holdings N.V. | 3,000 | $620.0K | 0.00% | 00.0% | Unchanged |
| Cito Capital Group, LLC | 3,000 | $620.0K | 0.26% | 00.0% | Unchanged |
| Delphia (USA) Inc. | 2,992 | $619.0K | 0.66% | +2,992 | New |
| Nicolet Bankshares Inc | 2,989 | $618.0K | 0.14% | 00.0% | Unchanged |
| Girard Partners Ltd. | 2,985 | $617.0K | 0.07% | +101+3.5% | Added |
| Well Done, LLC | 2,985 | $617.0K | 0.12% | +2,985 | New |
| Arete Wealth Advisors, LLC | 2,966 | $614.0K | 0.05% | −412−12.2% | Reduced |
| CNB Bank | 2,968 | $614.0K | 0.34% | −140−4.5% | Reduced |
| Reynders McVeigh Capital Management, LLC | 2,968 | $614.0K | 0.03% | −72−2.4% | Reduced |
| DuPont Capital Management Corp | 2,964 | $613.0K | 0.02% | −2,171−42.3% | Reduced |
| LexAurum Advisors, LLC | 2,955 | $611.0K | 0.20% | −164−5.3% | Reduced |
| Live Oak Private Wealth LLC | 2,955 | $611.0K | 0.11% | −4−0.1% | Reduced |
| Marble Harbor Investment Counsel, LLC | 2,954 | $611.0K | 0.07% | +100+3.5% | Added |
| Cornerstone Wealth Management, LLC | 2,952 | $610.0K | 0.06% | +404+15.9% | Added |
| Steigerwald, Gordon & Koch Inc. | 2,936 | $607.0K | 0.09% | −40−1.3% | Reduced |
| Intercontinental Wealth Advisors, LLC | 2,936 | $607.0K | 0.13% | 00.0% | Unchanged |
| Lion Street Advisors, LLC | 2,926 | $605.0K | 0.30% | −3−0.1% | Reduced |
| 55I, LLC | 2,928 | $605.0K | 0.02% | +182+6.6% | Added |
| Wealthspan Partners, LLC | 2,927 | $605.0K | 0.53% | +2,927 | New |
| Diligent Investors, LLC | 2,920 | $604.0K | 0.17% | +628+27.4% | Added |
| Evergreen Capital Management LLC | 2,915 | $603.0K | 0.02% | +685+30.7% | Added |
| Abacus Planning Group, Inc. | 2,908 | $601.0K | 0.16% | +160+5.8% | Added |
| HCR Wealth Advisors | 2,901 | $600.0K | 0.09% | +54+1.9% | Added |
| Silicon Hills Wealth Management, LLC | 2,899 | $599.0K | 0.37% | 00.0% | Unchanged |
| Gray Wealth Management Inc. | 2,876 | $595.0K | 0.30% | +97+3.5% | Added |
| CWA Asset Management Group, LLC | 2,871 | $594.0K | 0.04% | +14+0.5% | Added |
| Pendal Group Limited | 2,870 | $593.0K | 0.00% | −5,895−67.3% | Reduced |
| First Command Bank | 3,085 | $593.0K | 0.10% | 00.0% | Unchanged |
| Gladstone Institutional Advisory LLC | 2,869 | $593.0K | 0.05% | +115+4.2% | Added |
| Eagle Bluffs Wealth Management LLC | 2,869 | $593.0K | 0.62% | +2,869 | New |
| Harvest Investment Services, LLC | 2,862 | $591.0K | 0.25% | −101−3.4% | Reduced |
| Virtue Capital Management, LLC | 2,852 | $590.0K | 0.09% | −275−8.8% | Reduced |
| Fulton Bank, N.A. | 2,850 | $589.0K | 0.03% | −266−8.5% | Reduced |
| Old Second National Bank of Aurora | 3,219 | $588.0K | 0.17% | +694+27.5% | Added |
| Kozak & Associates, Inc. | 2,778 | $588.0K | 0.38% | +763+37.9% | Added |
| Martin Capital Advisors, LLP | 2,845 | $588.0K | 0.36% | +2,845 | New |
| Quadrant Capital Group LLC | 2,836 | $586.0K | 0.07% | −110−3.7% | Reduced |
| VeraBank, N.A. | 2,835 | $586.0K | 0.30% | 00.0% | Unchanged |
| Mechanics Bank Trust Department | 2,828 | $585.0K | 0.09% | 00.0% | Unchanged |
| Ballast, Inc. | 2,833 | $585.0K | 0.23% | +2,833 | New |
| Meadow Creek Wealth Advisors LLC | 2,820 | $583.0K | 0.55% | +2,820 | New |
| MPS Loria Financial Planners, LLC | 2,808 | $580.0K | 0.24% | −196−6.5% | Reduced |
| Sound Financial Strategies Group, LLC | 2,801 | $579.0K | 0.29% | −44−1.5% | Reduced |
| Sippican Capital Advisors | 2,800 | $579.0K | 0.49% | 00.0% | Unchanged |
| Peavine Capital, LLC | 2,800 | $579.0K | 0.11% | 00.0% | Unchanged |
| Security National Bank | 2,797 | $578.0K | 0.13% | 00.0% | Unchanged |
| CPR Investments Inc. | 2,794 | $578.0K | 0.41% | +2,794 | New |
| Harel Insurance Investments & Financial Services Ltd. | 2,805 | $577.0K | 0.01% | −2,295−45.0% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 2,788 | $576.0K | 0.16% | −324−10.4% | Reduced |
| Taylor Hoffman Wealth Management | 2,773 | $573.0K | 0.22% | −25−0.9% | Reduced |
| Verity Asset Management, Inc. | 2,773 | $573.0K | 0.34% | +917+49.4% | Added |
| Parsec Financial Management, Inc. | 2,763 | $571.0K | 0.02% | 00.0% | Unchanged |
| Stephens Consulting, LLC | 2,761 | $570.8K | 0.48% | +2,761 | New |
| Benin Management CORP | 2,756 | $570.0K | 0.17% | 00.0% | Unchanged |
| Landaas & Co | 2,751 | $569.0K | 0.30% | 00.0% | Unchanged |
| Latitude Advisors, LLC | 2,751 | $569.0K | 0.16% | +53+2.0% | Added |
| Boston Financial Mangement LLC | 2,734 | $565.0K | 0.02% | −125−4.4% | Reduced |
| Toth Financial Advisory Corp | 2,733 | $565.0K | 0.08% | −18−0.7% | Reduced |
| Lifeworks Advisors, LLC | 2,731 | $565.0K | 0.45% | +2,731 | New |
| Flagship Harbor Advisors, LLC | 2,718 | $562.0K | 0.05% | +461+20.4% | Added |
| LCNB Corp | 2,717 | $562.0K | 0.26% | +392+16.9% | Added |
| Ferris Capital, LLC | 2,693 | $557.0K | 0.12% | 00.0% | Unchanged |
| Rossmore Private Capital | 2,693 | $557.0K | 0.09% | 00.0% | Unchanged |
| First Heartland Consultants, Inc. | 2,691 | $556.0K | 0.07% | +483+21.9% | Added |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,592 | $555.0K | 0.23% | 00.0% | Unchanged |
| Capstone Financial Advisors, Inc. | 2,684 | $555.0K | 0.04% | −28−1.0% | Reduced |
| Aspiriant, LLC | 2,690 | $555.0K | 0.03% | +264+10.9% | Added |
| Crawford Investment Counsel Inc | 2,678 | $554.0K | 0.01% | −96−3.5% | Reduced |
| AF Advisors, Inc. | 2,680 | $554.0K | 0.32% | 00.0% | Unchanged |
| Opes Wealth Management LLC | 2,666 | $551.0K | 0.17% | 00.0% | Unchanged |
| Corundum Group, Inc. | 2,664 | $551.0K | 0.36% | +424+18.9% | Added |
| Seelaus Asset Management LLC | 2,661 | $550.0K | 0.30% | 00.0% | Unchanged |
| All Season Financial Advisors, Inc. | 2,654 | $549.0K | 0.38% | +2,654 | New |
| Insight Advisors, LLC | 2,650 | $548.0K | 0.16% | −93−3.4% | Reduced |
| Kore Private Wealth LLC | 2,636 | $545.0K | 0.07% | +40+1.5% | Added |
| Windsor Capital Management, LLC | 2,620 | $541.0K | 0.16% | +10.0% | Added |
| Morse Asset Management, Inc | 2,614 | $540.0K | 0.12% | +200+8.3% | Added |
| LSV Asset Management | 2,600 | $538.0K | 0.00% | 00.0% | Unchanged |
| Bank of Nova Scotia Trust Co | 2,602 | $538.0K | 0.05% | +2+0.1% | Added |
| Perpetual Investment Management Ltd | 2,600 | $538.0K | 0.06% | 00.0% | Unchanged |
| Pine Haven Investment Counsel, Inc | 2,603 | $538.0K | 0.50% | +2,603 | New |
| Fractal Investments LLC | 2,591 | $536.0K | 0.19% | +2,591 | New |
| Heritage Wealth Advisors | 2,586 | $535.0K | 0.03% | 00.0% | Unchanged |
| Hamilton Capital, LLC | 2,583 | $534.0K | 0.04% | +2,583 | New |