Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| J. W. Coons Advisors, LLC | 2,580 | $533.0K | 0.16% | −996−27.9% | Reduced |
| Sound View Wealth Advisors Group, LLC | 2,567 | $531.0K | 0.10% | −61−2.3% | Reduced |
| BOK Financial Private Wealth, Inc. | 2,568 | $531.0K | 0.04% | +455+21.5% | Added |
| MONECO Advisors, LLC | 2,643 | $530.0K | 0.20% | +50+1.9% | Added |
| United Asset Strategies, Inc. | 2,565 | $530.0K | 0.06% | +601+30.6% | Added |
| Bath Savings Trust Co | 2,555 | $529.0K | 0.06% | +165+6.9% | Added |
| Bartlett & Co. Wealth Management LLC | 2,540 | $525.1K | 0.01% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 2,540 | $525.0K | 0.01% | 00.0% | Unchanged |
| Source Financial Advisors LLC | 2,528 | $523.0K | 0.14% | −10−0.4% | Reduced |
| Cozad Asset Management Inc | 2,521 | $521.0K | 0.07% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 2,518 | $521.0K | 0.14% | +651+34.9% | Added |
| Barings LLC | 2,517 | $520.0K | 0.01% | −2,172−46.3% | Reduced |
| Bordeaux Wealth Advisors LLC | 2,513 | $520.0K | 0.24% | +13+0.5% | Added |
| Zhang Financial LLC | 2,516 | $520.0K | 0.09% | +214+9.3% | Added |
| Carret Asset Management, LLC | 2,512 | $519.0K | 0.06% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 2,573 | $519.0K | 0.08% | +510+24.7% | Added |
| Crescent Grove Advisors, LLC | 2,509 | $519.0K | 0.05% | +1,123+81.0% | Added |
| Foundations Investment Advisors, LLC | 2,327 | $518.0K | 0.02% | −99−4.1% | Reduced |
| Wealth Effects LLC | 2,508 | $518.0K | 0.21% | +2,508 | New |
| 180 Wealth Advisors, LLC | 2,416 | $517.0K | 0.12% | +26+1.1% | Added |
| Concord Wealth Partners | 2,494 | $516.0K | 0.13% | +1,015+68.6% | Added |
| Trillium Asset Management, LLC | 2,489 | $515.0K | 0.01% | +29+1.2% | Added |
| Wedmont Private Capital | 2,269 | $515.0K | 0.16% | +2,269 | New |
| Claris Advisors, LLC | 2,479 | $513.0K | 0.54% | +2,479 | New |
| Bill Few Associates, Inc. | 2,474 | $512.0K | 0.27% | +2,474 | New |
| First National Bank of Hutchinson | 2,465 | $510.0K | 0.29% | +72+3.0% | Added |
| Intersect Capital LLC | 2,463 | $509.0K | 0.09% | −1,460−37.2% | Reduced |
| Tarbox Family Office, Inc. | 2,464 | $509.0K | 0.09% | 00.0% | Unchanged |
| Cahaba Wealth Management, Inc. | 2,463 | $509.0K | 0.07% | +68+2.8% | Added |
| First Citizens Financial Corp | 2,454 | $507.0K | 0.37% | −12−0.5% | Reduced |
| Proficio Capital Partners LLC | 2,455 | $507.0K | 0.07% | +80+3.4% | Added |
| Platform Technology Partners | 2,440 | $504.0K | 0.22% | +183+8.1% | Added |
| Mather Group, LLC. | 2,427 | $502.0K | 0.01% | +134+5.8% | Added |
| 9258 Wealth Management, LLC | 2,425 | $501.0K | 0.11% | −97−3.8% | Reduced |
| Shepherd Financial Partners LLC | 2,400 | $500.0K | 0.09% | +102+4.4% | Added |
| Patriot Financial Group Insurance Agency, LLC | 2,402 | $497.0K | 0.08% | +40+1.7% | Added |
| Ocean Capital Management, LLC | 2,400 | $496.0K | 0.19% | 00.0% | Unchanged |
| Day & Ennis, LLC | 2,394 | $495.0K | 0.16% | +218+10.0% | Added |
| Hills Bank & Trust Co | 2,389 | $494.0K | 0.07% | −75−3.0% | Reduced |
| Marcum Wealth, LLC | 2,386 | $493.0K | 0.07% | −524−18.0% | Reduced |
| Pitcairn Co | 2,386 | $493.0K | 0.03% | −146−5.8% | Reduced |
| Accurate Wealth Management, LLC | 2,411 | $492.0K | 0.41% | +62+2.6% | Added |
| Van Cleef Asset Management,Inc | 2,370 | $490.0K | 0.07% | 00.0% | Unchanged |
| Garner Asset Management Corp | 2,359 | $488.0K | 0.20% | 00.0% | Unchanged |
| Rockland Trust Co | 2,348 | $486.0K | 0.03% | +503+27.3% | Added |
| Summit Wealth Partners, LLC | 2,343 | $484.4K | 0.10% | 00.0% | Unchanged |
| Wayfinding Financial, LLC | 2,278 | $483.0K | 0.39% | +2,278 | New |
| W Advisors, LLC | 2,334 | $482.0K | 0.36% | +2,334 | New |
| Virtu Financial LLC | 2,327 | $481.0K | 0.05% | −8,830−79.1% | Reduced |
| Summit Financial Strategies, Inc. | 2,320 | $480.0K | 0.09% | −1,089−31.9% | Reduced |
| Acorn Wealth Advisors, LLC | 2,320 | $480.0K | 0.30% | +11+0.5% | Added |
| Montag A & Associates Inc | 2,315 | $479.0K | 0.02% | 00.0% | Unchanged |
| Wealthsource Partners, LLC | 2,313 | $478.0K | 0.04% | −880−27.6% | Reduced |
| Missouri Trust & Investment Co | 2,309 | $477.0K | 0.28% | +2,309 | New |
| Regent Investment Management LLC | 2,300 | $476.0K | 0.10% | 00.0% | Unchanged |
| First Affirmative Financial Network | 2,305 | $476.0K | 0.43% | +190+9.0% | Added |
| Mechanics Financial Corp | 2,300 | $476.0K | 0.23% | +2,300 | New |
| Astrantus Ltd | 2,300 | $476.0K | 0.36% | +2,300 | New |
| Wimmer Associates 1, LLC | 2,291 | $474.0K | 0.25% | +29+1.3% | Added |
| Alan B. Lancz & Associates, Inc. | 2,292 | $474.0K | 0.41% | +2,292 | New |
| First International Bank & Trust | 2,286 | $473.0K | 0.17% | +2,286 | New |
| Derbend Asset Management | 2,284 | $472.0K | 0.46% | 00.0% | Unchanged |
| Select Asset Management & Trust | 2,272 | $470.0K | 0.31% | 00.0% | Unchanged |
| Healthcare of Ontario Pension Plan Trust Fund | 2,271 | $470.0K | 0.00% | +2,271 | New |
| Aberdeen Wealth Management LLC | 2,266 | $468.0K | 0.31% | +66+3.0% | Added |
| Archford Capital Strategies, LLC | 2,260 | $467.0K | 0.11% | −66−2.8% | Reduced |
| Goepper Burkhardt LLC | 2,260 | $467.0K | 0.28% | 00.0% | Unchanged |
| Pluribus Labs, LLC | 2,254 | $466.0K | 0.49% | +2,254 | New |
| LVM Capital Management Ltd | 2,250 | $465.0K | 0.06% | 00.0% | Unchanged |
| Compton Capital Management Inc | 2,250 | $465.0K | 0.12% | +400+21.6% | Added |
| Balentine LLC | 2,247 | $465.0K | 0.02% | +925+70.0% | Added |
| Deuterium Capital Management, LLC | 2,251 | $465.0K | 0.69% | +2,251 | New |
| Vahanian & Associates Financial Planning Inc. | 2,250 | $465.0K | 0.37% | +2,250 | New |
| Full Sail Capital, LLC | 2,162 | $463.0K | 0.04% | 00.0% | Unchanged |
| Trust Co of Virginia | 2,242 | $463.0K | 0.05% | +93+4.3% | Added |
| Gillespie Robinson & Grimm Inc | 2,215 | $458.0K | 0.04% | +100+4.7% | Added |
| German American Bancorp, Inc. | 2,211 | $457.0K | 0.06% | −42−1.9% | Reduced |
| Evanson Asset Management, LLC | 2,205 | $456.0K | 0.04% | +10.0% | Added |
| Ridgecrest Wealth Partners, LLC | 2,204 | $456.0K | 0.22% | +77+3.6% | Added |
| Clear Street Markets LLC | 2,199 | $455.0K | 0.04% | −42,312−95.1% | Reduced |
| Tolleson Wealth Management, Inc. | 2,200 | $455.0K | 0.12% | 00.0% | Unchanged |
| NCM Capital Management, LLC | 2,200 | $455.0K | 0.40% | +2,200 | New |
| Heron Financial Group, LLC | 2,209 | $454.0K | 0.24% | +74+3.5% | Added |
| N.E.W. Advisory Services LLC | 2,190 | $453.0K | 0.07% | +61+2.9% | Added |
| Riverwater Partners LLC | 2,191 | $453.0K | 0.40% | +2,191 | New |
| Davidson Trust Co | 2,173 | $449.0K | 0.31% | 00.0% | Unchanged |
| Capital Planning Advisors, LLC | 2,166 | $448.0K | 0.09% | 00.0% | Unchanged |
| Fundamentun, LLC | 2,163 | $447.0K | 0.07% | −687−24.1% | Reduced |
| Mine & Arao Wealth Creation & Management, LLC. | 2,163 | $447.0K | 0.25% | +353+19.5% | Added |
| Advisors Management Group Inc | 2,155 | $446.0K | 0.13% | 00.0% | Unchanged |
| Summit Financial, LLC | 2,156 | $445.7K | 0.03% | +259+13.7% | Added |
| First Financial Corp | 2,145 | $444.0K | 0.27% | 00.0% | Unchanged |
| Rockwood Wealth Management, LLC | 2,147 | $443.9K | 0.20% | +2,147 | New |
| IFG Advisory, LLC | 2,141 | $442.0K | 0.04% | −896−29.5% | Reduced |
| Jones Financial Companies LLLP | 2,136 | $442.0K | 0.00% | −311−12.7% | Reduced |
| Ategra Capital Management, LLC | 2,136 | $441.7K | 0.20% | 00.0% | Unchanged |
| Townsend Asset Management Corp | 2,107 | $436.0K | 0.21% | 00.0% | Unchanged |
| Smith Anglin Financial, LLC | 2,111 | $436.0K | 0.07% | +7+0.3% | Added |
| Greenwich Wealth Management LLC | 2,102 | $435.0K | 0.04% | +41+2.0% | Added |
| Financial Consulate, Inc | 2,100 | $434.0K | 0.15% | +98+4.9% | Added |