Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Game Plan Financial Advisors, LLC | 2,095 | $433.0K | 0.23% | +110+5.5% | Added |
| Clear Creek Financial Management, LLC | 2,092 | $433.0K | 0.07% | +2,092 | New |
| Cooper Financial Group | 2,089 | $432.0K | 0.16% | −184−8.1% | Reduced |
| Sterling Investment Advisors, Ltd. | 2,085 | $431.0K | 0.12% | +10.0% | Added |
| Fort Sheridan Advisors LLC | 2,075 | $429.0K | 0.12% | +30+1.5% | Added |
| Quantitative Investment Management, LLC | 2,072 | $428.0K | 0.06% | +2,072 | New |
| Appleton Partners Inc | 2,065 | $427.0K | 0.03% | −351−14.5% | Reduced |
| Arcus Capital Partners, LLC | 2,063 | $427.0K | 0.14% | +79+4.0% | Added |
| GHP Investment Advisors, Inc. | 2,067 | $427.0K | 0.03% | +108+5.5% | Added |
| Burns J W & Co Inc | 2,065 | $427.0K | 0.06% | +115+5.9% | Added |
| Wall Street Access Asset Management, LLC | 2,064 | $426.0K | 0.23% | −2,020−49.5% | Reduced |
| Traverso Chambers Private Wealth Management, LLC | 2,062 | $426.0K | 0.13% | +62+3.1% | Added |
| Johnson Financial Group, Inc. | 2,058 | $425.0K | 0.03% | +43+2.1% | Added |
| Mountain Pacific Investment Advisers Inc | 2,047 | $423.0K | 0.02% | +16+0.8% | Added |
| SevenOneSeven Capital Management | 2,036 | $421.0K | 0.83% | +289+16.5% | Added |
| Barnett & Company, Inc. | 2,025 | $419.0K | 0.29% | −375−15.6% | Reduced |
| Plancorp, LLC | 2,024 | $419.0K | 0.03% | +345+20.5% | Added |
| Pacitti Group Inc. | 2,023 | $418.0K | 0.27% | +2+0.1% | Added |
| Clarus Wealth Advisors | 1,880 | $418.0K | 0.24% | +168+9.8% | Added |
| Bank Hapoalim BM | 2,018 | $417.0K | 0.04% | −100−4.7% | Reduced |
| McElhenny Sheffield Capital Management, LLC | 2,016 | $417.0K | 0.16% | −11−0.5% | Reduced |
| Clearstead Advisors, LLC | 2,017 | $417.0K | 0.03% | +79+4.1% | Added |
| Range Financial Group LLC | 2,011 | $416.0K | 0.27% | −39−1.9% | Reduced |
| Almanack Investment Partners, LLC. | 2,011 | $416.0K | 0.03% | −3−0.1% | Reduced |
| Trustco Bank Corp N Y | 2,013 | $416.0K | 0.36% | +50+2.5% | Added |
| Total Investment Management Inc | 2,014 | $416.0K | 0.07% | +104+5.4% | Added |
| Aaron Wealth Advisors | 2,007 | $414.0K | 0.12% | +224+12.6% | Added |
| First Community Trust NA | 2,000 | $413.5K | 0.34% | +2,000 | New |
| Bienville Capital Management, LLC | 2,000 | $413.0K | 0.30% | 00.0% | Unchanged |
| Kavar Capital Partners Group, LLC | 1,998 | $413.0K | 0.09% | +223+12.6% | Added |
| Lafayette Investments, Inc. | 2,000 | $413.0K | 0.10% | +300+17.6% | Added |
| Penobscot Wealth Management | 1,996 | $413.0K | 0.35% | +1,996 | New |
| Ironwood Investment Management LLC | 1,995 | $412.0K | 0.20% | 00.0% | Unchanged |
| Trinity Legacy Partners, LLC | 1,968 | $407.0K | 0.14% | +1,968 | New |
| Keel Point, LLC | 1,965 | $406.0K | 0.06% | +102+5.5% | Added |
| Beach Investment Counsel Inc | 1,961 | $405.0K | 0.05% | 00.0% | Unchanged |
| First Commonwealth Financial Corp | 1,957 | $405.0K | 0.13% | 00.0% | Unchanged |
| Intrust Bank NA | 1,955 | $404.0K | 0.05% | +36+1.9% | Added |
| Eads & Heald Wealth Management | 1,944 | $402.0K | 0.17% | −80−4.0% | Reduced |
| Acropolis Investment Management, LLC | 1,944 | $402.0K | 0.04% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 1,935 | $400.0K | 0.07% | −10−0.5% | Reduced |
| Forte Capital LLC | 1,919 | $397.0K | 0.05% | −340−15.1% | Reduced |
| BlueSky Wealth Advisors, LLC | 1,920 | $397.0K | 0.07% | 00.0% | Unchanged |
| Stokes Family Office, LLC | 1,914 | $396.0K | 0.05% | +178+10.3% | Added |
| Vigilare Wealth Management | 1,912 | $395.0K | 0.23% | 00.0% | Unchanged |
| Garrett Investment Advisors LLC | 1,907 | $394.0K | 0.10% | +11+0.6% | Added |
| StrategIQ Financial Group, LLC | 1,905 | $394.0K | 0.04% | +308+19.3% | Added |
| KLCM Advisors, Inc. | 1,904 | $394.0K | 0.09% | +1,904 | New |
| Boston Common Asset Management, LLC | 1,899 | $393.0K | 0.02% | +79+4.3% | Added |
| Northwest Bancshares, Inc. | 1,894 | $392.0K | 0.08% | +238+14.4% | Added |
| Mosaic Advisors LLC | 1,890 | $391.0K | 0.29% | −1,316−41.0% | Reduced |
| Intrua Financial, LLC | 1,889 | $391.0K | 0.07% | −133−6.6% | Reduced |
| Smithfield Trust Co | 1,887 | $391.0K | 0.02% | 00.0% | Unchanged |
| Edgestream Partners, L.P. | 1,882 | $389.0K | 0.02% | −13,361−87.7% | Reduced |
| Accredited Investors Inc. | 1,880 | $389.0K | 0.03% | +2+0.1% | Added |
| Cooper/Haims Advisors, LLC | 1,880 | $389.0K | 0.24% | +87+4.9% | Added |
| REDW Wealth LLC | 1,878 | $388.0K | 0.11% | +50+2.7% | Added |
| Magnus Financial Group LLC | 1,879 | $388.0K | 0.07% | +58+3.2% | Added |
| Mark Stevens | 1,877 | $388.0K | 0.04% | +122+7.0% | Added |
| Abacus Wealth Partners, LLC | 1,872 | $386.9K | 0.14% | −398−17.5% | Reduced |
| TrinityPoint Wealth, LLC | 1,868 | $386.0K | 0.07% | −13−0.7% | Reduced |
| McGowan Group Asset Management, Inc. | 1,866 | $386.0K | 0.07% | +1+0.1% | Added |
| Brightworth | 1,867 | $386.0K | 0.04% | +169+10.0% | Added |
| Berger Financial Group, Inc | 1,869 | $386.0K | 0.05% | +543+41.0% | Added |
| Independent Solutions Wealth Management, LLC | 1,864 | $385.4K | 0.09% | +1,864 | New |
| Assetmark, Inc | 1,861 | $385.0K | 0.00% | +852+84.4% | Added |
| BDO Wealth Advisors, LLC | 1,857 | $384.0K | 0.04% | −35−1.8% | Reduced |
| David Loasby | 1,850 | $383.0K | 0.05% | −464−20.1% | Reduced |
| Aft, Forsyth & Company, Inc. | 1,850 | $382.0K | 0.20% | 00.0% | Unchanged |
| FSB Premier Wealth Management, Inc. | 1,851 | $382.0K | 0.16% | +89+5.1% | Added |
| Highland Private Wealth Management | 1,847 | $382.0K | 0.05% | +175+10.5% | Added |
| Lake Street Financial LLC | 1,850 | $382.0K | 0.07% | +1,850 | New |
| Novare Capital Management LLC | 1,842 | $381.0K | 0.04% | −120−6.1% | Reduced |
| North Point Portfolio Managers Corp | 1,838 | $380.0K | 0.05% | −275−13.0% | Reduced |
| Benedict Financial Advisors Inc | 1,840 | $380.0K | 0.10% | +215+13.2% | Added |
| MBA Advisors LLC | 1,834 | $379.0K | 0.23% | +695+61.0% | Added |
| Mount Yale Investment Advisors, LLC | 1,827 | $378.0K | 0.04% | −126−6.5% | Reduced |
| Lehman & Derafelo Financial Resources LLC | 1,825 | $377.0K | 0.11% | 00.0% | Unchanged |
| Stewart & Patten Co LLC | 1,818 | $376.0K | 0.06% | 00.0% | Unchanged |
| GeoWealth Management, LLC | 1,827 | $376.0K | 0.03% | +42+2.4% | Added |
| Allegheny Financial Group LTD | 1,819 | $376.0K | 0.15% | +1,819 | New |
| Colonial River Wealth Management, LLC | 1,806 | $373.0K | 0.20% | +1,806 | New |
| Walter & Keenan Financial Consulting Co | 1,801 | $372.0K | 0.12% | 00.0% | Unchanged |
| Baker Boyer National Bank | 1,801 | $372.0K | 0.17% | +1,801 | New |
| Parkside Financial Bank & Trust | 1,797 | $371.0K | 0.09% | −343−16.0% | Reduced |
| Davidson Investment Advisors | 1,790 | $370.0K | 0.03% | 00.0% | Unchanged |
| Horst & Graben Wealth Management LLC | 1,792 | $370.0K | 0.09% | +10+0.6% | Added |
| Kaydan Wealth Management, Inc. | 1,786 | $369.2K | 0.14% | +1,786 | New |
| Shoker Investment Counsel, Inc. | 1,788 | $369.0K | 0.17% | +9+0.5% | Added |
| AIA Group Ltd | 1,779 | $368.0K | 0.02% | −596−25.1% | Reduced |
| Marks Group Wealth Management, Inc | 1,790 | $368.0K | 0.04% | +698+63.9% | Added |
| Clarus Group, Inc. | 1,900 | $367.0K | 0.25% | +2+0.1% | Added |
| Advisory Resource Group | 1,823 | $367.0K | 0.12% | 00.0% | Unchanged |
| Benchmark Wealth Management, LLC | 1,775 | $367.0K | 0.24% | 00.0% | Unchanged |
| Soltis Investment Advisors LLC | 1,771 | $366.0K | 0.05% | +22+1.3% | Added |
| Benjamin Edwards Inc | 1,761 | $364.0K | 0.12% | +1,518+624.7% | Added |
| MSH Capital Advisors LLC | 1,757 | $363.2K | 0.16% | +1,757 | New |
| Advisors Capital Management, LLC | 1,754 | $363.0K | 0.01% | −20−1.1% | Reduced |
| Marion Wealth Management | 1,755 | $363.0K | 0.17% | +1,755 | New |
| Check Capital Management Inc | 1,750 | $362.0K | 0.03% | 00.0% | Unchanged |