Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ramsay, Stattman, Vela & Price, Inc. | 1,750 | $362.0K | 0.08% | 00.0% | Unchanged |
| WealthShield Partners, LLC | 1,749 | $362.0K | 0.06% | +1,749 | New |
| qPULA Trading Management LP | 1,752 | $362.0K | 0.65% | +1,752 | New |
| Tobam | 1,735 | $359.0K | 0.02% | 00.0% | Unchanged |
| YHB Investment Advisors, Inc. | 1,736 | $359.0K | 0.03% | +121+7.5% | Added |
| Jupiter Asset Management Ltd | 1,738 | $358.0K | 0.00% | −144,947−98.8% | Reduced |
| WealthBridge Capital Management, LLC | 1,720 | $356.0K | 0.13% | +125+7.8% | Added |
| Hutchinson Capital Management | 1,716 | $355.0K | 0.08% | +8+0.5% | Added |
| NuWave Investment Management, LLC | 1,717 | $355.0K | 0.40% | +1,717 | New |
| Pinnacle Financial Group, LLC | 1,716 | $355.0K | 0.27% | +1,716 | New |
| BigSur Wealth Management LLC | 1,710 | $354.0K | 0.14% | 00.0% | Unchanged |
| Home Federal Bank of Tennessee | 1,709 | $353.0K | 0.12% | 00.0% | Unchanged |
| Addison Capital Co | 1,708 | $353.0K | 0.16% | +30+1.8% | Added |
| Landmark Financial Advisors, LLC | 1,709 | $353.0K | 0.16% | +342+25.0% | Added |
| Grove Bank & Trust | 1,701 | $352.0K | 0.07% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 1,702 | $352.0K | 0.08% | +63+3.8% | Added |
| American Research & Management Co. | 1,700 | $351.0K | 0.08% | 00.0% | Unchanged |
| Trinity Financial Advisors LLC | 1,700 | $351.0K | 0.21% | 00.0% | Unchanged |
| Wendell David Associates Inc | 1,682 | $348.0K | 0.04% | +29+1.8% | Added |
| Affinity Capital Advisors, LLC | 1,682 | $348.0K | 0.11% | +151+9.9% | Added |
| American Money Management, LLC | 1,679 | $347.0K | 0.09% | −103−5.8% | Reduced |
| Smith Chas P & Associates Pa Cpas | 1,678 | $347.0K | 0.02% | +31+1.9% | Added |
| Capital Advisors Inc | 1,678 | $347.0K | 0.01% | +115+7.4% | Added |
| First American Bank | 1,673 | $346.0K | 0.02% | −77−4.4% | Reduced |
| Raab & Moskowitz Asset Management LLC | 1,674 | $346.0K | 0.11% | +574+52.2% | Added |
| Sunburst Financial Group, LLC | 1,667 | $345.0K | 0.18% | +5+0.3% | Added |
| GYL Financial Synergies, LLC | 1,662 | $344.0K | 0.09% | +45+2.8% | Added |
| Kowal Investment Group, LLC | 1,666 | $344.0K | 0.10% | +364+28.0% | Added |
| Atlas Private Wealth Management | 1,665 | $344.0K | 0.19% | +1,665 | New |
| Annex Advisory Services, LLC | 1,660 | $343.0K | 0.02% | +373+29.0% | Added |
| Oxinas Partners Wealth Management LLC | 1,656 | $342.0K | 0.20% | +404+32.3% | Added |
| Schulhoff & Co Inc | 1,650 | $341.0K | 0.14% | −50−2.9% | Reduced |
| Lyell Wealth Management, LP | 1,648 | $341.0K | 0.04% | 00.0% | Unchanged |
| North Star Asset Management Inc | 1,643 | $340.0K | 0.02% | −994−37.7% | Reduced |
| Minot Wealth Management LLC | 1,629 | $337.0K | 0.06% | −7−0.4% | Reduced |
| Krilogy Financial LLC | 1,627 | $336.0K | 0.03% | −8,430−83.8% | Reduced |
| Titus Wealth Management | 1,625 | $336.0K | 0.15% | 00.0% | Unchanged |
| Fairfield, Bush & Co. | 1,620 | $335.0K | 0.16% | −5,000−75.5% | Reduced |
| Harvest Fund Management Co., Ltd | 1,625 | $335.0K | 0.06% | +539+49.6% | Added |
| Bremer Bank National Association | 1,617 | $334.0K | 0.06% | −496−23.5% | Reduced |
| Beddow Capital Management Inc | 1,615 | $334.0K | 0.19% | 00.0% | Unchanged |
| Vishria Bird Financial Group, LLC | 1,606 | $332.0K | 0.15% | 00.0% | Unchanged |
| Cornerstone Advisory, LLC | 1,603 | $332.0K | 0.05% | +109+7.3% | Added |
| C2C Wealth Management, LLC | 1,605 | $332.0K | 0.05% | +1,605 | New |
| IMS Capital Management | 1,600 | $331.0K | 0.17% | 00.0% | Unchanged |
| Signet Investment Advisory Group, Inc. | 1,600 | $331.0K | 0.19% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1,602 | $331.0K | 0.05% | +853+113.9% | Added |
| Icapital Wealth LLC | 1,600 | $331.0K | 0.13% | +1,600 | New |
| WealthTrust Axiom LLC | 1,600 | $330.0K | 0.11% | −74−4.4% | Reduced |
| Ledyard National Bank | 1,597 | $330.0K | 0.03% | −58−3.5% | Reduced |
| WESCAP Management Group, Inc. | 1,600 | $330.0K | 0.09% | 00.0% | Unchanged |
| Blodgett Wealth Advisors, LLC | 1,590 | $329.0K | 0.26% | +1,590 | New |
| Regent Peak Wealth Advisors LLC | 1,587 | $328.0K | 0.09% | +10+0.6% | Added |
| LifeSteps Financial, Inc. | 1,584 | $327.0K | 0.23% | +72+4.8% | Added |
| Pure Financial Advisors, Inc. | 1,583 | $327.0K | 0.02% | +95+6.4% | Added |
| Planning Center, Inc. | 1,594 | $327.0K | 0.26% | +1,594 | New |
| Regatta Capital Group, LLC | 1,581 | $327.0K | 0.11% | +1,581 | New |
| Eclectic Associates Inc | 1,576 | $326.0K | 0.21% | −250−13.7% | Reduced |
| Bender Robert & Associates | 1,697 | $326.0K | 0.09% | 00.0% | Unchanged |
| Cypress Capital Management LLC | 1,578 | $326.0K | 0.04% | +1,578 | New |
| Lakeside Advisors, INC. | 1,575 | $326.0K | 0.24% | +1,575 | New |
| Sanders Morris Harris LLC | 1,575 | $325.0K | 0.06% | 00.0% | Unchanged |
| Sanchez Wealth Management Group | 1,570 | $325.0K | 0.14% | +8+0.5% | Added |
| Aua Capital Management, LLC | 1,570 | $325.0K | 0.19% | +150+10.6% | Added |
| Fingerlakes Wealth Management, Inc. | 1,573 | $325.0K | 0.37% | +1,573 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 1,567 | $324.0K | 0.00% | −60,238−97.5% | Reduced |
| Kings Point Capital Management | 1,570 | $324.0K | 0.03% | −28−1.8% | Reduced |
| Sanford Advisory Services, LLC | 1,569 | $324.0K | 0.07% | 00.0% | Unchanged |
| Doyle Wealth Management | 1,565 | $324.0K | 0.02% | 00.0% | Unchanged |
| First Farmers & Merchants Bank / Trust | 1,565 | $324.0K | 0.32% | +1,565 | New |
| Polaris Wealth Advisory Group, LLC | 1,563 | $323.0K | 0.02% | 00.0% | Unchanged |
| ZWJ Investment Counsel Inc | 1,565 | $323.0K | 0.02% | +55+3.6% | Added |
| Jag Capital Management, LLC | 1,558 | $322.0K | 0.02% | 00.0% | Unchanged |
| Magnetar Financial LLC | 1,557 | $322.0K | 0.00% | +1,557 | New |
| Childress Capital Advisors, LLC | 1,552 | $321.0K | 0.13% | −528−25.4% | Reduced |
| Integrated Investment Consultants, LLC | 1,551 | $321.0K | 0.09% | −86−5.3% | Reduced |
| Altus Wealth Group LLC | 1,553 | $321.0K | 0.26% | +1+0.1% | Added |
| Beacon Financial Advisory LLC | 1,553 | $321.0K | 0.15% | +285+22.5% | Added |
| Burton Enright Welch | 1,548 | $320.0K | 0.21% | +1,548 | New |
| XTX Topco Ltd | 1,550 | $320.0K | 0.18% | −6,136−79.8% | Reduced |
| Tradition Wealth Management, LLC | 1,547 | $320.0K | 0.04% | −191−11.0% | Reduced |
| Weybosset Research & Management LLC | 1,550 | $320.0K | 0.12% | −50−3.1% | Reduced |
| Journey Strategic Wealth LLC | 1,550 | $320.0K | 0.03% | +1,550 | New |
| Charter Oak Capital Management, LLC | 1,544 | $319.0K | 0.04% | +108+7.5% | Added |
| Wells Trecaso Financial Group, LLC | 1,545 | $319.0K | 0.14% | +275+21.7% | Added |
| Operose Advisors LLC | 1,544 | $319.0K | 0.26% | +1,544 | New |
| Krane Funds Advisors LLC | 1,536 | $318.0K | 0.01% | −1,218−44.2% | Reduced |
| Smith Shellnut Wilson LLC | 1,536 | $318.0K | 0.16% | +39+2.6% | Added |
| Warther Private Wealth, LLC | 1,535 | $318.0K | 0.24% | +1,535 | New |
| Sugarloaf Wealth Management, LLC | 1,527 | $316.0K | 0.07% | +1+0.1% | Added |
| Camden National Bank | 1,525 | $316.0K | 0.06% | +25+1.7% | Added |
| Albion Financial Group | 1,529 | $316.0K | 0.03% | +506+49.5% | Added |
| WNY Asset Management, LLC | 1,522 | $315.0K | 0.09% | +11+0.7% | Added |
| Tennessee Valley Asset Management Partners | 1,523 | $315.0K | 0.11% | +101+7.1% | Added |
| Graham Capital Management, L.P. | 1,527 | $315.0K | 0.02% | +1,527 | New |
| Industrial Alliance Investment Management Inc. | 1,524 | $315.0K | 0.01% | +1,524 | New |
| Tyler-Stone Wealth Management | 1,524 | $315.0K | 0.17% | +1,524 | New |
| Continuum Advisory, LLC | 1,511 | $312.0K | 0.07% | +4+0.3% | Added |
| Fortitude Advisory Group L.L.C. | 1,510 | $312.0K | 0.16% | +1,510 | New |
| Echo45 Advisors LLC | 1,502 | $311.0K | 0.25% | +1,502 | New |