Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rbo & Co LLC | 1,500 | $310.0K | 0.05% | 00.0% | Unchanged |
| Chickasaw Capital Management LLC | 1,500 | $310.0K | 0.02% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 1,484 | $307.0K | 0.19% | +75+5.3% | Added |
| Brewin Dolphin Wealth Management Ltd | 1,480 | $306.0K | 0.03% | 00.0% | Unchanged |
| Bell Bank | 1,480 | $306.0K | 0.03% | 00.0% | Unchanged |
| Cadinha & Co LLC | 1,475 | $305.0K | 0.04% | −4,028−73.2% | Reduced |
| BNC Wealth Management, LLC | 1,474 | $305.0K | 0.14% | +1,474 | New |
| Waypoint Capital Advisors, LLC | 1,476 | $305.0K | 0.21% | +1,476 | New |
| Nadler Financial Group, Inc. | 1,469 | $304.0K | 0.04% | 00.0% | Unchanged |
| BBR Partners, LLC | 1,464 | $303.0K | 0.04% | −93−6.0% | Reduced |
| Curated Wealth Partners LLC | 1,453 | $303.0K | 0.10% | +50+3.6% | Added |
| Bedel Financial Consulting, Inc. | 1,468 | $303.0K | 0.09% | +91+6.6% | Added |
| Addison Advisors LLC | 1,467 | $303.0K | 0.19% | +663+82.5% | Added |
| Financial Partners Group, Inc | 1,498 | $302.0K | 0.07% | −38−2.5% | Reduced |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 1,458 | $301.0K | 0.05% | −386−20.9% | Reduced |
| Hohimer Wealth Management, LLC | 1,458 | $301.0K | 0.06% | 00.0% | Unchanged |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 1,452 | $300.0K | 0.02% | −15,055−91.2% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 1,450 | $300.0K | 0.02% | −630−30.3% | Reduced |
| Selective Wealth Management, Inc. | 1,450 | $300.0K | 0.12% | −100−6.5% | Reduced |
| ERTS Wealth Advisors, LLC | 1,450 | $299.0K | 0.07% | 00.0% | Unchanged |
| Winslow Asset Management Inc | 1,445 | $299.0K | 0.05% | 00.0% | Unchanged |
| DSC Advisors, L.P. | 1,445 | $299.0K | 0.35% | +258+21.7% | Added |
| Gould Asset Management LLC | 1,440 | $298.0K | 0.08% | +235+19.5% | Added |
| Prosperity Consulting Group, LLC | 1,453 | $298.0K | 0.22% | +1,453 | New |
| Strategic Equity Management | 1,438 | $297.0K | 0.09% | +8+0.6% | Added |
| Barr E S & Co | 1,435 | $297.0K | 0.02% | +1,435 | New |
| Cordatus Wealth Management LLC | 1,435 | $297.0K | 0.09% | +1,435 | New |
| Old Point Trust & Financial Services N A | 1,420 | $294.0K | 0.12% | 00.0% | Unchanged |
| Acima Private Wealth, LLC | 1,421 | $294.0K | 0.13% | 00.0% | Unchanged |
| Alerus Financial NA | 1,414 | $293.0K | 0.02% | −361−20.3% | Reduced |
| RMR Wealth Builders | 1,412 | $292.0K | 0.08% | −264−15.8% | Reduced |
| SFMG, LLC | 1,412 | $292.0K | 0.03% | −117−7.7% | Reduced |
| Acas, LLC | 1,411 | $292.0K | 0.43% | −20−1.4% | Reduced |
| Gradient Capital Advisors, LLC | 1,412 | $292.0K | 0.12% | 00.0% | Unchanged |
| GSB Wealth Management, LLC | 1,413 | $292.0K | 0.08% | +1,413 | New |
| Castle Rock Wealth Management, LLC | 1,356 | $291.0K | 0.12% | −128−8.6% | Reduced |
| ProVise Management Group, LLC | 1,409 | $291.0K | 0.03% | +52+3.8% | Added |
| Mission Financial Group, LLC | 507 | $290.6K | 0.27% | +507 | New |
| First National Corp | 1,405 | $290.0K | 0.06% | +38+2.8% | Added |
| New Jersey Better Educational Savings Trust | 1,400 | $289.0K | 0.64% | 00.0% | Unchanged |
| Oak Grove Capital LLC | 1,400 | $289.0K | 0.06% | +200+16.7% | Added |
| Thompson Davis & Co., Inc. | 1,400 | $289.0K | 0.24% | +1,400 | New |
| Frisch Financial Group, Inc. | 1,394 | $288.0K | 0.09% | +57+4.3% | Added |
| BCS Wealth Management | 1,395 | $288.0K | 0.10% | +1,395 | New |
| Northern Oak Wealth Management Inc | 1,389 | $287.0K | 0.03% | −20−1.4% | Reduced |
| Cortland Associates Inc | 1,387 | $287.0K | 0.03% | 00.0% | Unchanged |
| Waters Parkerson & Co., LLC | 1,388 | $287.0K | 0.02% | +44+3.3% | Added |
| Enterprise Financial Services Corp | 1,382 | $286.0K | 0.04% | −1,278−48.0% | Reduced |
| PBMares Wealth Management LLC | 1,381 | $286.0K | 0.12% | 00.0% | Unchanged |
| Marotta Asset Management | 1,381 | $285.5K | 0.06% | +1,381 | New |
| Valley National Advisers Inc | 1,379 | $285.0K | 0.05% | −323−19.0% | Reduced |
| Summit X, LLC | 1,373 | $285.0K | 0.07% | −204−12.9% | Reduced |
| Blankinship & Foster, LLC | 1,377 | $285.0K | 0.11% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 1,378 | $285.0K | 0.00% | +415+43.1% | Added |
| One Capital Management, LLC | 1,377 | $284.0K | 0.02% | −114−7.6% | Reduced |
| Mount Vernon Associates Inc | 1,376 | $284.0K | 0.25% | 00.0% | Unchanged |
| West Bancorporation Inc | 1,368 | $283.0K | 0.22% | +1,368 | New |
| Sovereign Financial Group, Inc. | 1,369 | $283.0K | 0.12% | +1,369 | New |
| Gerber Kawasaki Wealth & Investment Management | 1,366 | $282.0K | 0.02% | −100−6.8% | Reduced |
| Johanson Financial Advisors, Inc. | 1,364 | $282.0K | 0.09% | +5+0.4% | Added |
| Avestar Capital, LLC | 1,362 | $282.0K | 0.05% | +1,362 | New |
| CWS Financial Advisors, LLC | 1,360 | $281.0K | 0.10% | +1,360 | New |
| MUFG Securities EMEA plc | 1,354 | $280.0K | 0.01% | −75,280−98.2% | Reduced |
| Hall Laurie J Trustee | 1,355 | $280.0K | 0.10% | 00.0% | Unchanged |
| YorkBridge Wealth Partners, LLC | 1,355 | $280.0K | 0.06% | 00.0% | Unchanged |
| Comprehensive Financial Consultants Institutional, Inc. | 1,495 | $279.0K | 0.18% | +1,495 | New |
| Kalos Management, Inc. | 1,358 | $277.0K | 0.08% | +13+1.0% | Added |
| Coyle Financial Counsel LLC | 1,340 | $277.0K | 0.16% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 1,341 | $277.0K | 0.04% | +1+0.1% | Added |
| WestHill Financial Advisors, Inc. | 1,339 | $277.0K | 0.08% | +7+0.5% | Added |
| Eudaimonia Advisors LLC | 1,341 | $277.0K | 0.16% | +1,341 | New |
| Jmac Enterprises LLC | 1,376 | $277.0K | 0.07% | +1,376 | New |
| Zullo Investment Group, Inc. | 1,338 | $277.0K | 0.14% | +1,338 | New |
| Indie Asset Partners, LLC | 1,335 | $276.0K | 0.20% | +102+8.3% | Added |
| Lakeview Capital Partners, LLC | 1,328 | $275.0K | 0.16% | −432−24.5% | Reduced |
| West Family Investments, Inc. | 1,323 | $274.0K | 0.08% | +1,323 | New |
| Calton & Associates, Inc. | 1,318 | $272.0K | 0.07% | −110−7.7% | Reduced |
| Private Capital Group, LLC | 1,317 | $272.0K | 0.06% | −11−0.8% | Reduced |
| Monarch Capital Management Inc | 1,317 | $272.0K | 0.07% | 00.0% | Unchanged |
| Reilly Financial Advisors, LLC | 1,304 | $270.0K | 0.02% | −20−1.5% | Reduced |
| Sage Investment Advisers LLC | 1,308 | $270.0K | 0.35% | +1,308 | New |
| Marietta Investment Partners LLC | 1,300 | $269.0K | 0.06% | 00.0% | Unchanged |
| Northstar Asset Management LLC | 1,300 | $269.0K | 0.06% | 00.0% | Unchanged |
| Linscomb & Williams, Inc. | 1,303 | $269.0K | 0.01% | +188+16.9% | Added |
| Prelude Capital Management, LLC | 1,297 | $268.0K | 0.01% | −1,740−57.3% | Reduced |
| Chicago Partners Investment Group LLC | 1,343 | $268.0K | 0.02% | −143−9.6% | Reduced |
| Hollencrest Capital Management | 1,295 | $268.0K | 0.02% | +52+4.2% | Added |
| Means Investment Co., Inc. | 1,293 | $267.0K | 0.05% | −92−6.6% | Reduced |
| J2 Capital Management Inc | 1,292 | $267.0K | 0.25% | +1,292 | New |
| Exchange Capital Management, Inc. | 1,285 | $266.0K | 0.05% | +42+3.4% | Added |
| Guardian Wealth Management, Inc. | 1,288 | $266.0K | 0.26% | +1,288 | New |
| SJS Investment Consulting Inc. | 1,284 | $265.0K | 0.08% | +1,284 | New |
| Gyon Technologies Capital Management, LP | 1,276 | $264.0K | 0.05% | +1,276 | New |
| Tectonic Advisors LLC | 1,271 | $263.0K | 0.05% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 1,274 | $263.0K | 0.09% | +40+3.2% | Added |
| Destination Wealth Management | 1,267 | $262.0K | 0.01% | +1,267 | New |
| TFG Advisers LLC | 1,264 | $261.0K | 0.11% | +56+4.6% | Added |
| CX Institutional | 1,257 | $260.0K | 0.02% | +294+30.5% | Added |
| Relyea Zuckerberg Hanson LLC | 1,214 | $260.0K | 0.09% | +1,214 | New |
| PDS Planning, Inc | 1,252 | $259.0K | 0.05% | −68−5.2% | Reduced |