Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oliver Luxxe Assets LLC | 1,250 | $258.0K | 0.07% | 00.0% | Unchanged |
| West Michigan Advisors, LLC | 1,243 | $257.0K | 0.19% | +1,243 | New |
| Beaumont Financial Partners, LLC | 1,239 | $256.0K | 0.02% | 00.0% | Unchanged |
| Paulson Wealth Management Inc. | 1,240 | $256.0K | 0.11% | +45+3.8% | Added |
| Stelac Advisory Services LLC | 1,234 | $255.0K | 0.07% | +1,234 | New |
| OneAscent Wealth Management LLC | 1,235 | $255.0K | 0.64% | +1,235 | New |
| DCM Advisors, LLC | 1,225 | $254.0K | 0.07% | −1,783−59.3% | Reduced |
| FDx Advisors, Inc. | 1,229 | $254.0K | 0.01% | −59−4.6% | Reduced |
| ASB Consultores, LLC | 1,230 | $254.0K | 0.13% | +1,230 | New |
| Exencial Wealth Advisors, LLC | 1,222 | $253.0K | 0.01% | +69+6.0% | Added |
| Resource Consulting Group Inc | 1,223 | $253.0K | 0.09% | +1,223 | New |
| Chelsea Counsel Co | 1,217 | $252.0K | 0.11% | 00.0% | Unchanged |
| RKL Wealth Management LLC | 1,218 | $252.0K | 0.03% | 00.0% | Unchanged |
| Chemistry Wealth Management LLC | 1,220 | $252.0K | 0.21% | +1,220 | New |
| Next Level Private LLC | 1,220 | $252.0K | 0.21% | +1,220 | New |
| WoodTrust Financial Corp | 1,214 | $251.0K | 0.05% | 00.0% | Unchanged |
| Maxele Advisors, LLC | 1,210 | $250.2K | 0.29% | +1,210 | New |
| Bridgewater Advisors Inc. | 1,204 | $249.0K | 0.05% | −16−1.3% | Reduced |
| Greenline Partners, LLC | 1,205 | $249.0K | 0.05% | 00.0% | Unchanged |
| Winning Points Advisors, LLC | 1,830 | $249.0K | 0.18% | +1,830 | New |
| Yorktown Management & Research Co Inc | 1,200 | $248.0K | 0.17% | 00.0% | Unchanged |
| Constitution Capital LLC | 1,200 | $248.0K | 0.13% | 00.0% | Unchanged |
| Pinnacle Wealth Management Group, Inc. | 1,200 | $248.0K | 0.18% | 00.0% | Unchanged |
| Stockman Wealth Management, Inc. | 1,194 | $247.0K | 0.05% | +2+0.2% | Added |
| E Fund Management Co., Ltd. | 1,196 | $247.0K | 0.01% | +2+0.2% | Added |
| First Nebraska Trust Co | 1,192 | $246.4K | 0.03% | 00.0% | Unchanged |
| CJM Wealth Advisers, Ltd. | 1,191 | $246.2K | 0.18% | +1,191 | New |
| Center For Asset Management LLC | 1,191 | $246.0K | 0.18% | +1+0.1% | Added |
| TruWealth Advisors, LLC | 1,183 | $245.0K | 0.02% | −507−30.0% | Reduced |
| S.C. Financial Services, Inc. | 1,075 | $244.0K | 0.28% | +1,075 | New |
| Compass Financial Advisors LLC | 1,182 | $244.0K | 0.27% | +1,182 | New |
| Grimes & Company, Inc. | 1,174 | $243.0K | 0.01% | −293−20.0% | Reduced |
| CapWealth Advisors, LLC | 1,176 | $243.0K | 0.02% | +1,176 | New |
| Pacific Global Investment Management CO | 1,171 | $242.0K | 0.04% | +1+0.1% | Added |
| Secure Asset Management, LLC | 1,173 | $242.0K | 0.10% | +4+0.3% | Added |
| Joel Isaacson & Co., LLC | 1,167 | $241.0K | 0.02% | +1,167 | New |
| Canal Capital Management, LLC | 1,164 | $241.0K | 0.06% | +1,164 | New |
| Chesley Taft & Associates LLC | 1,160 | $240.0K | 0.01% | −50−4.1% | Reduced |
| Keebeck Alpha, LP | 1,160 | $240.0K | 0.09% | +1,160 | New |
| Highview Capital Management LLC | 1,160 | $240.0K | 0.16% | +1,160 | New |
| Baxter Bros Inc | 1,155 | $239.0K | 0.03% | 00.0% | Unchanged |
| Executive Wealth Management, LLC | 1,157 | $239.0K | 0.02% | +12+1.0% | Added |
| BlueCrest Capital Management Ltd | 1,154 | $239.0K | 0.01% | +1,154 | New |
| Royal Capital Wealth Management, LLC | 1,158 | $239.0K | 0.23% | +1,158 | New |
| Basepoint Wealth LLC | 1,152 | $238.1K | 0.23% | +1,152 | New |
| Quest Capital Management Inc | 1,149 | $238.0K | 0.04% | 00.0% | Unchanged |
| Bennicas & Associates, Inc. | 1,150 | $238.0K | 0.12% | +1,150 | New |
| Van Hulzen Asset Management, LLC | 1,152 | $238.0K | 0.03% | +1,152 | New |
| CFO4Life Group, LLC | 1,153 | $238.0K | 0.05% | +1,153 | New |
| Beacon Financial Group | 1,145 | $237.0K | 0.03% | −21,314−94.9% | Reduced |
| Kessler Investment Group, LLC | 1,143 | $236.0K | 0.13% | −748−39.6% | Reduced |
| Acorn Financial Advisory Services Inc | 1,139 | $235.0K | 0.05% | 00.0% | Unchanged |
| Markston International LLC | 1,137 | $235.0K | 0.24% | −5−0.4% | Reduced |
| Oakworth Capital, Inc. | 1,135 | $235.0K | 0.02% | 00.0% | Unchanged |
| Platte River Wealth Advisors, LLC | 1,070 | $235.0K | 0.08% | +1,070 | New |
| Canvas Wealth Advisors, LLC | 1,135 | $235.0K | 0.08% | +1,135 | New |
| Cheviot Value Management, LLC | 1,133 | $234.0K | 0.05% | 00.0% | Unchanged |
| Atalanta Sosnoff Capital, LLC | 1,131 | $234.0K | 0.01% | +36+3.3% | Added |
| Sittner & Nelson, LLC | 1,123 | $232.0K | 0.14% | +1+0.1% | Added |
| Eubel Brady & Suttman Asset Management Inc | 1,120 | $232.0K | 0.05% | +1,120 | New |
| Spring Capital Management, LLC | 1,120 | $232.0K | 0.18% | +1,120 | New |
| Capstone Wealth Management Group, LLC | 1,120 | $232.0K | 0.19% | +1,120 | New |
| Isthmus Partners, LLC | 1,107 | $229.0K | 0.04% | 00.0% | Unchanged |
| SkyOak Wealth, LLC | 1,109 | $229.0K | 0.06% | 00.0% | Unchanged |
| RDA Financial Network | 1,103 | $228.0K | 0.09% | −1,048−48.7% | Reduced |
| ARS Wealth Advisors Group, LLC | 1,105 | $228.0K | 0.04% | +60+5.7% | Added |
| Herold Advisors, Inc. | 1,100 | $227.0K | 0.09% | +200+22.2% | Added |
| Grace Capital | 1,100 | $227.0K | 0.13% | +300+37.5% | Added |
| Glassman Wealth Services | 1,100 | $227.0K | 0.04% | +551+100.4% | Added |
| Act Wealth Management, LLC | 1,091 | $226.0K | 0.13% | +65+6.3% | Added |
| Ellis Investment Partners, LLC | 1,094 | $226.0K | 0.05% | +3+0.3% | Added |
| Hourglass Capital, LLC | 1,092 | $226.0K | 0.08% | +1,092 | New |
| Consilium Wealth Advisory, LLC | 1,092 | $226.0K | 0.15% | +1,092 | New |
| Valmark Advisers, Inc. | 1,087 | $225.0K | 0.00% | −2−0.2% | Reduced |
| Alesco Advisors LLC | 1,084 | $224.0K | 0.01% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 1,083 | $224.0K | 0.04% | +5+0.5% | Added |
| Vista Finance, LLC | 1,086 | $224.0K | 0.23% | +1,086 | New |
| Anchor Capital Advisors LLC | 1,080 | $223.0K | 0.00% | 00.0% | Unchanged |
| Reitz Capital Advisors LLC | 1,025 | $223.0K | 0.16% | +1,025 | New |
| Montz Harcus Wealth Management LLC | 1,080 | $223.0K | 0.20% | +1,080 | New |
| Rede Wealth, LLC | 1,073 | $222.0K | 0.11% | −1,400−56.6% | Reduced |
| Sterling Manor Financial, LLC | 1,072 | $222.0K | 0.17% | −1,061−49.7% | Reduced |
| Morningstar Investment Services LLC | 1,076 | $222.0K | 0.00% | −179−14.3% | Reduced |
| Greylin Investment Mangement Inc | 1,075 | $222.0K | 0.04% | −25−2.3% | Reduced |
| Silvant Capital Management LLC | 1,076 | $222.0K | 0.04% | 00.0% | Unchanged |
| Warren Street Wealth Advisors, LLC | 1,072 | $222.0K | 0.21% | +1,072 | New |
| Meridian Wealth Advisors, LLC | 1,062 | $220.0K | 0.05% | −132−11.1% | Reduced |
| Mogy Joel R Investment Counsel Inc | 1,060 | $219.0K | 0.02% | 00.0% | Unchanged |
| Capital Advisors Wealth Management, LLC | 1,059 | $219.0K | 0.07% | +1+0.1% | Added |
| ACG Wealth | 1,057 | $218.0K | 0.03% | −878−45.4% | Reduced |
| Fiduciary Group LLC | 1,055 | $218.0K | 0.02% | 00.0% | Unchanged |
| Fulton Breakefield Broenniman LLC | 1,053 | $218.0K | 0.02% | +1+0.1% | Added |
| Elk River Wealth Management, LLC | 1,053 | $218.0K | 0.05% | 00.0% | Unchanged |
| Objective Capital Management, LLC | 1,056 | $218.0K | 0.15% | +1,056 | New |
| Bank of Stockton | 1,048 | $217.0K | 0.06% | 00.0% | Unchanged |
| Firethorn Wealth Partners, LLC | 1,048 | $217.0K | 0.16% | +1,048 | New |
| Berkshire Asset Management LLC | 1,041 | $215.0K | 0.01% | +1,041 | New |
| Winthrop Advisory Group LLC | 1,040 | $215.0K | 0.04% | +1,040 | New |
| Bar Harbor Trust Services | 1,024 | $212.0K | 0.06% | −151−12.9% | Reduced |
| Main Street Financial Solutions, LLC | 1,025 | $212.0K | 0.03% | +1,025 | New |