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Livermore
Livermore
ZHEN

NorthRock Partners, LLC

SEC CIK
0001632097
Latest filing
Aug 11, 2026

The latest 13F from NorthRock Partners, LLC covers Q2 2026 (filed Aug 11, 2026): 669 long positions worth $6.89B. The top 10 holdings make up 44.3% of the portfolio, and the largest is Vanguard S&P 500 ETF at 6.0%. Livermore has 28 filings on Form 13F from this institution, going back to Q1 2021.

What changed in Q2 2026

Share counts compared with Q1 2026: how many positions were new, added to, reduced or sold out, and the biggest buys and sells. Dollar amounts are estimated at the quarter-end prices implied by the filing.

Full comparison
New
62
Est. +$31.1M
Added
239
Est. +$353.6M
Reduced
330
Est. −$625.1M
Sold out
46
Est. −$24.0M

Top 5 holdings

Share of this quarter's portfolio value

  1. Vanguard S&P 500 ETF922908363
    6.0%$411.9M
  2. J P Morgan Exchange Traded F46654Q575
    5.9%$409.6M
  3. State Street SPDR Portfolio S&P 500 ETF78464A854
    5.9%$406.8M
  4. State Street SPDR Portfolio S&P 500 Value ETF78464A508
    4.3%$297.2M
  5. State Street SPDR Portfolio S&P 500 Growth ETF78464A409
    4.0%$276.9M

Biggest buys

New and added positions, by estimated amount bought

  1. AB Active ETFs Inc00039J889
    +$67.6MAdded
  2. iShares Tr46436E718
    +$49.7MAdded
  3. State Street SPDR Portfolio S&P 500 ETF78464A854
    +$40.9MAdded
  4. iShares Tr464288372
    +$27.1MAdded
  5. State Street SPDR Portfolio S&P 500 Value ETF78464A508
    +$18.4MAdded

Largest weight increases

New and added positions, by percentage points of the portfolio gained

  1. AB Active ETFs Inc00039J889
    +0.94 pp0.5% → 1.4%
  2. State Street SPDR Portfolio S&P 500 ETF78464A854
    +0.76 pp5.1% → 5.9%
  3. State Street SPDR Portfolio S&P 500 Growth ETF78464A409
    +0.55 pp3.5% → 4.0%
  4. iShares Tr46436E718
    +0.36 pp3.6% → 4.0%
  5. Vanguard S&P 500 ETF922908363
    +0.31 pp5.7% → 6.0%

Biggest sells

Reduced and sold-out positions, by estimated amount sold

  1. iShares Russell 1000 Growth ETF464287614
    −$144.6MReducedConverted for a 4-for-1 split
  2. J P Morgan Exchange Traded F46654Q575
    −$84.3MReduced
  3. Vanguard Information Technology ETF92204A702
    −$82.8MReducedConverted for a 8-for-1 split
  4. Vanguard Morningstar Growth ETF922908736
    −$43.2MReducedConverted for a 6-for-1 split
  5. J P Morgan Exchange Traded F46641Q654
    −$42.3MReduced

Largest weight decreases

Reduced and sold-out positions, by percentage points of the portfolio lost

  1. J P Morgan Exchange Traded F46654Q575
    −2.07 pp8.0% → 5.9%
  2. J P Morgan Exchange Traded F46641Q654
    −0.74 pp1.2% → 0.5%
  3. Vanguard Scottsdale FDS92206C102
    −0.62 pp4.6% → 4.0%
  4. iShares Tr46434V803
    −0.17 pp2.1% → 1.9%
  5. iShares S&P 500 Value ETF464287408
    −0.17 pp0.5% → 0.4%

Metrics

13F metrics for Q2 2026, computed only from the numbers in the filings. Definitions below.

Portfolio value
$6.89B
+$689.4M (+11.1%) vs. prior quarter
Positions
669
+16 vs. prior quarter
Top 10 concentration
44.3%
Top 10 as share of value
Turnover
5.9%
Q2 2026, one quarter
Average holding period
14.9 quarters
Weighted by value

How these are calculated

  • Portfolio value: the market value of all long positions in the 13F, as reported at quarter end, excluding options.
  • Top 10 concentration: the combined value of the 10 largest positions as a share of portfolio value.
  • Turnover: the smaller of this quarter's estimated purchases and estimated sales, divided by the average of this and last quarter's portfolio value. Estimates multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares); new positions use this quarter's value and sold-out positions last quarter's. Only positions reported in shares count, and it is not calculated when the previous quarter was not filed.
  • Average holding period: how many consecutive quarters each current position has been held (including this one; a quarter without the position or without a filing starts the count over), weighted by this quarter's value. Counting starts with the first 13F in Livermore (Q1 2021), so positions held before then are understated.

13F filings by quarter

22 quarters, going back to Q1 2021. Bars show each quarter's 13F portfolio value; quarters without a filing are left blank.

Peak $6.89B (Q2 2026)

Q1 2021: $1.10BQ2 2021: $1.20BQ3 2021: $1.22BQ4 2021: $1.33BQ1 2022: $1.11BQ2 2022: $962.1MQ3 2022: $860.4MQ4 2022: $878.6MQ1 2023: $939.3MQ2 2023: $913.1MQ3 2023: $956.3MQ4 2023: $2.38BQ1 2024: $2.60BQ2 2024: $2.66BQ3 2024: $3.04BQ4 2024: $3.06BQ1 2025: $2.98BQ2 2025: $3.84BQ3 2025: $5.53BQ4 2025: $5.92BQ1 2026: $6.20BQ2 2026: $6.89B
Q1 2021Q2 2026
13F filings of NorthRock Partners, LLC by quarter
QuarterFiledPositionsValueTop 3 holdingsChangesFiling
Q2 2026Aug 11, 2026669$6.89BVanguard S&P 500 ETFJ P Morgan Exchange Traded FState Street SPDR Portfolio S&P 500 ETFvs. Q1 2026SEC
Q1 2026May 15, 2026653$6.20BJ P Morgan Exchange Traded FVanguard S&P 500 ETFState Street SPDR Portfolio S&P 500 ETFvs. Q4 2025SEC
Q4 2025Feb 17, 2026600$5.92BJ P Morgan Exchange Traded FVanguard S&P 500 ETFState Street SPDR Portfolio S&P 500 ETFvs. Q3 2025SEC
Q3 2025Nov 14, 2025849$5.53BJ P Morgan Exchange Traded FState Street SPDR Portfolio S&P 500 ETFVanguard S&P 500 ETFvs. Q2 2025SEC
Q2 2025Nov 14, 2025Amended667$3.84BJ P Morgan Exchange Traded FState Street SPDR Portfolio S&P 500 ETFState Street SPDR Portfolio S&P 500 Value ETFvs. Q1 2025SEC
Q1 2025May 8, 2025841$2.98BState Street SPDR Portfolio S&P 500 Value ETFVanguard Scottsdale FDSState Street SPDR Portfolio S&P 500 ETFvs. Q4 2024SEC
Q4 2024Apr 22, 2025Amended765$3.06BState Street SPDR Portfolio S&P 500 Value ETFState Street SPDR Portfolio S&P 500 ETFVanguard Scottsdale FDSvs. Q3 2024SEC
Q3 2024Apr 22, 2025Amended826$3.04BSPYState Street SPDR Portfolio S&P 500 Value ETFAAPLvs. Q2 2024SEC
Q2 2024Apr 22, 2025Amended800$2.66BSPYState Street SPDR Portfolio S&P 500 Value ETFiShares Trvs. Q1 2024SEC
Q1 2024Apr 22, 2025Amended804$2.60BSPYState Street SPDR Portfolio S&P 500 Value ETFiShares Trvs. Q4 2023SEC
Q4 2023Apr 22, 2025Amended743$2.38BSPYState Street SPDR Portfolio S&P 500 Value ETFiShares Trvs. Q3 2023SEC
Q3 2023Oct 24, 2023348$956.3MSPYState Street SPDR Portfolio S&P 500 Value ETFiShares Trvs. Q2 2023SEC
Q2 2023Aug 2, 2023311$913.1MSPYState Street SPDR Portfolio S&P 500 Value ETFAAPLvs. Q1 2023SEC
Q1 2023May 4, 2023322$939.3MSPYState Street SPDR Portfolio S&P 500 Value ETFAAPLvs. Q4 2022SEC
Q4 2022Feb 1, 2023342$878.6MSPYState Street SPDR Portfolio S&P 500 Value ETFAAPLvs. Q3 2022SEC
Q3 2022Nov 2, 2022300$860.4MSPYState Street SPDR Portfolio S&P 500 Value ETFAAPLvs. Q2 2022SEC
Q2 2022Aug 4, 2022304$962.1MSPYState Street SPDR Portfolio S&P 500 Value ETFAAPLvs. Q1 2022SEC
Q1 2022May 5, 2022336$1.11BSPYState Street SPDR Portfolio S&P 500 Value ETFAAPLvs. Q4 2021SEC
Q4 2021Feb 7, 2022333$1.33BSPYState Street SPDR Portfolio S&P 500 Value ETFState Street SPDR Portfolio S&P 500 Growth ETFvs. Q3 2021SEC
Q3 2021Nov 12, 2021279$1.22BSPYState Street SPDR Portfolio S&P 500 Value ETFState Street SPDR Portfolio S&P 500 Growth ETFvs. Q2 2021SEC
Q2 2021Aug 12, 2021251$1.20BSPYState Street SPDR Portfolio S&P 500 Value ETFState Street SPDR Portfolio S&P 500 Growth ETFvs. Q1 2021SEC
Q1 2021May 11, 2021226$1.10BSPYState Street SPDR Portfolio S&P 500 Value ETFState Street SPDR Portfolio S&P 500 Growth ETF–SEC