NorthRock Partners, LLC
- SEC CIK
- 0001632097
- Latest filing
- Aug 11, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 11, 2021. Long positions only.
- Positions
- 226
- No 13F data for Q4 2020
- Portfolio value
- $1.10B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 520,049 | $206.1M | 18.8% | – | – | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 2,774,542 | $105.2M | 9.6% | – | – | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 1,221,626 | $68.9M | 6.3% | – | – | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 959,498 | $62.8M | 5.7% | – | – | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 724,066 | $59.4M | 5.4% | – | – | – |
| AAPLApple Inc. | Stock | 401,573 | $49.1M | 4.5% | – | – | History |
| MDLZMondelez International, Inc. | Stock | 825,701 | $48.3M | 4.4% | – | – | History |
| TGTTarget Corp | Stock | 229,189 | $45.4M | 4.1% | – | – | History |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 520,839 | $44.7M | 4.1% | – | – | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 566,235 | $42.5M | 3.9% | – | – | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 126,589 | $30.8M | 2.8% | – | – | – |
| PMPhilip Morris International Inc. | Stock | 313,023 | $27.8M | 2.5% | – | – | History |
| MOAltria Group, Inc. | Stock | 309,613 | $15.8M | 1.4% | – | – | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 256,645 | $13.0M | 1.2% | – | – | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 56,853 | $11.8M | 1.1% | – | – | – |
| AMPAmeriprise Financial Inc | COM | 47,480 | $11.0M | 1.0% | – | – | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 105,350 | $10.8M | 1.0% | – | – | – |
| iShares Tr464288877 | EAFE VALUE ETF | 192,030 | $9.79M | 0.9% | – | – | – |
| OBDCBlue Owl Capital Corp | COM | 678,474 | $9.34M | 0.9% | – | – | History |
| MSFTMicrosoft Corp | Stock | 32,910 | $7.76M | 0.7% | – | – | History |
| ABBVAbbVie Inc. | Stock | 65,194 | $7.05M | 0.6% | – | – | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 47,702 | $7.02M | 0.6% | – | – | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 38,735 | $5.87M | 0.5% | – | – | – |
| INTCIntel Corp | Stock | 87,495 | $5.60M | 0.5% | – | – | History |
| FSKFS KKR Capital Corp | COM | 278,637 | $5.53M | 0.5% | – | – | History |
| KHCKraft Heinz Co | Stock | 135,523 | $5.42M | 0.5% | – | – | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 121,408 | $4.93M | 0.4% | – | – | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 38,100 | $4.89M | 0.4% | – | – | – |
| JNJJohnson & Johnson | Stock | 29,261 | $4.81M | 0.4% | – | – | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 46,808 | $4.70M | 0.4% | – | – | – |
| AMZNAmazon Com Inc | Stock | 1,495 | $4.63M | 0.4% | – | – | History |
| GOOGLAlphabet Inc. | Stock | 2,087 | $4.30M | 0.4% | – | – | History |
| BRK.BBerkshire Hathaway Inc | Stock | 15,551 | $3.97M | 0.4% | – | – | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 12,227 | $3.90M | 0.4% | – | – | – |
| JPMJPMorgan Chase & Co | Stock | 24,706 | $3.76M | 0.3% | – | – | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 20,094 | $3.56M | 0.3% | – | – | – |
| TSLATesla, Inc. | Stock | 4,922 | $3.29M | 0.3% | – | – | History |
| PGProcter & Gamble Co | Stock | 23,797 | $3.22M | 0.3% | – | – | History |
| IBMInternational Business Machines Corp | Stock | 23,260 | $3.10M | 0.3% | – | – | History |
| BABoeing Co | Stock | 10,872 | $2.77M | 0.3% | – | – | History |
| ATIAti Inc | Stock | 128,796 | $2.71M | 0.2% | – | – | History |
| ABTAbbott Laboratories | Stock | 22,093 | $2.65M | 0.2% | – | – | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 9,321 | $2.40M | 0.2% | – | – | – |
| DISWalt Disney Co | Stock | 12,982 | $2.40M | 0.2% | – | – | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 18,869 | $2.23M | 0.2% | – | – | – |
| VZVerizon Communications Inc | Stock | 38,242 | $2.22M | 0.2% | – | – | History |
| Akers Biosciences Inc00973E409 | COM | 337,600 | $2.17M | 0.2% | – | – | – |
| MCDMcDonalds Corp | Stock | 9,519 | $2.13M | 0.2% | – | – | History |
| PEPPepsiCo Inc | Stock | 14,247 | $2.02M | 0.2% | – | – | History |
| Vanguard S&P 500 ETF922908363 | ETF | 5,368 | $1.96M | 0.2% | – | – | – |
| FS KKR Cap Corp II35952V303 | COM | 98,708 | $1.93M | 0.2% | – | – | – |
| TAT&T Inc. | Stock | 63,008 | $1.91M | 0.2% | – | – | History |
| HONHoneywell International Inc | COM | 8,785 | $1.91M | 0.2% | – | – | History |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 20,259 | $1.90M | 0.2% | – | – | – |
| iShares Tr464287846 | DOW JONES US ETF | 17,598 | $1.76M | 0.2% | – | – | – |
| MRKMerck & Co., Inc. | Stock | 22,607 | $1.74M | 0.2% | – | – | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 28,151 | $1.73M | 0.2% | – | – | – |
| ITWIllinois Tool Works Inc | Stock | 7,722 | $1.71M | 0.2% | – | – | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 3,452 | $1.64M | 0.1% | – | – | History |
| ARCCAres Capital Corp | CEF | 86,234 | $1.61M | 0.1% | – | – | History |
| BMOBank of Montreal | COM | 17,381 | $1.55M | 0.1% | – | – | History |
| BAXBaxter International Inc | Stock | 17,070 | $1.44M | 0.1% | – | – | History |
| EWEdwards Lifesciences Corp | Stock | 17,183 | $1.44M | 0.1% | – | – | History |
| Schwab Strategic Tr808524722 | 1000 INDEX ETF | 36,180 | $1.43M | 0.1% | – | – | – |
| HWKNHawkins Inc | COM | 42,331 | $1.42M | 0.1% | – | – | History |
| SBUXStarbucks Corp | Stock | 12,376 | $1.35M | 0.1% | – | – | History |
| PFEPfizer Inc | Stock | 36,901 | $1.34M | 0.1% | – | – | History |
| BACBank of America Corp | Stock | 34,482 | $1.33M | 0.1% | – | – | History |
| SOSouthern Co | Stock | 21,430 | $1.33M | 0.1% | – | – | History |
| UNHUnitedHealth Group Inc | Stock | 3,529 | $1.31M | 0.1% | – | – | History |
| MMM3M Co | Stock | 6,673 | $1.29M | 0.1% | – | – | History |
| PTPIPetros Pharmaceuticals, Inc. | COM | 337,531 | $1.26M | 0.1% | – | – | History |
| iShares Select Dividend ETF464287168 | ETF | 11,021 | $1.26M | 0.1% | – | – | – |
| GOOGAlphabet Inc. | Stock | 572 | $1.18M | 0.1% | – | – | History |
| iShares Core S&P 500 ETF464287200 | ETF | 2,775 | $1.10M | 0.1% | – | – | – |
| CSCOCisco Systems, Inc. | Stock | 20,222 | $1.05M | 0.1% | – | – | History |
| CENTACentral Garden & Pet Co | CL A NON-VTG | 20,000 | $1.04M | 0.1% | – | – | History |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 15,202 | $1.01M | 0.1% | – | – | – |
| iShares Tr464287762 | US HLTHCARE ETF | 3,847 | $971.0K | 0.1% | – | – | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 8,847 | $960.0K | 0.1% | – | – | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 12,882 | $928.0K | 0.1% | – | – | – |
| NFLXNetflix Inc | Stock | 1,718 | $896.0K | 0.1% | – | – | History |
| HDHome Depot, Inc. | Stock | 2,917 | $890.0K | 0.1% | – | – | History |
| KKellanova | Stock | 13,902 | $880.0K | 0.1% | – | – | History |
| RTXRTX Corp | Stock | 11,394 | $880.0K | 0.1% | – | – | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 7,931 | $867.0K | 0.1% | – | – | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 15,645 | $859.0K | 0.1% | – | – | History |
| XOMExxonMobil Holdings Corp | COM | 15,251 | $851.0K | 0.1% | – | – | History |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 8,339 | $840.0K | 0.1% | – | – | – |
| NVDANVIDIA Corp | Stock | 1,547 | $826.0K | 0.1% | – | – | History |
| PYPLPayPal Holdings, Inc. | Stock | 3,359 | $816.0K | 0.1% | – | – | History |
| KOCoca Cola Co | Stock | 14,848 | $783.0K | 0.1% | – | – | History |
| iShares Core High Dividend ETF46429B663 | ETF | 8,175 | $776.0K | 0.1% | – | – | – |
| WRAPWrap Technologies, Inc. | COM | 139,242 | $774.0K | 0.1% | – | – | History |
| iShares Tr464288802 | ESG OPTIMIZED | 8,801 | $773.0K | 0.1% | – | – | – |
| NKENIKE, Inc. | Stock | 5,795 | $770.0K | 0.1% | – | – | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 7,804 | $749.0K | 0.1% | – | – | – |
| AONAon plc | CL A | 3,139 | $722.0K | 0.1% | – | – | History |
| CVXChevron Corp | Stock | 6,839 | $717.0K | 0.1% | – | – | History |
| LOWLowes Companies Inc | Stock | 3,699 | $704.0K | 0.1% | – | – | History |
Options (8)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Kinross Gold Corp496902904 | CALL | – | $100.0K |
| Viacomcbs Inc92556H907 | CALL | – | $90.0K |
| Westrock Co96145D905 | CALL | – | $52.0K |
| Rambus Inc Del750917906 | CALL | – | $41.0K |
| Rite Aid Corp767754902 | CALL | – | $25.0K |
| Blackberry Ltd09228F903 | CALL | – | $24.0K |
| Kandi Technologies Group Inc483709901 | CALL | – | $9.00K |
| Eros STX Global CorporationG3788M904 | CALL | – | $5.00K |