NorthRock Partners, LLC
- SEC CIK
- 0001632097
- Latest filing
- Aug 11, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 12, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 251
- +25 vs. Q1 2021
- Portfolio value
- $1.20B
- +$97.9M (+8.9%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 540,913 | $231.5M | 19.3% | +20,864+4.0% | Added | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 2,834,238 | $112.1M | 9.4% | +59,696+2.2% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 1,287,116 | $81.0M | 6.8% | +65,490+5.4% | Added | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 950,681 | $64.2M | 5.4% | −8,817−0.9% | Reduced | – |
| TGTTarget Corp | Stock | 254,630 | $61.6M | 5.1% | +25,441+11.1% | Added | History |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 707,030 | $60.6M | 5.1% | −17,036−2.4% | Reduced | – |
| AAPLApple Inc. | Stock | 413,311 | $56.6M | 4.7% | +11,738+2.9% | Added | History |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 530,804 | $47.1M | 3.9% | +9,965+1.9% | Added | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 590,320 | $45.8M | 3.8% | +24,085+4.3% | Added | – |
| MDLZMondelez International, Inc. | Stock | 721,677 | $45.1M | 3.8% | −104,024−12.6% | Reduced | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 124,713 | $33.9M | 2.8% | −1,876−1.5% | Reduced | – |
| PMPhilip Morris International Inc. | Stock | 293,137 | $29.1M | 2.4% | −19,886−6.4% | Reduced | History |
| MOAltria Group, Inc. | Stock | 309,537 | $14.8M | 1.2% | −760.0% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 56,123 | $12.5M | 1.0% | −730−1.3% | Reduced | – |
| AMPAmeriprise Financial Inc | COM | 48,665 | $12.1M | 1.0% | +1,185+2.5% | Added | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 97,583 | $11.0M | 0.9% | −7,767−7.4% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 38,015 | $10.3M | 0.9% | +5,105+15.5% | Added | History |
| OBDCBlue Owl Capital Corp | COM | 676,787 | $9.66M | 0.8% | −1,687−0.2% | Reduced | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 180,667 | $9.17M | 0.8% | −75,978−29.6% | Reduced | – |
| QCLSQ/C Technologies, Inc. | COM | 1,448,180 | $9.12M | 0.8% | +1,448,180 | New | History |
| AMZNAmazon Com Inc | Stock | 2,351 | $8.09M | 0.7% | +856+57.3% | Added | History |
| ABBVAbbVie Inc. | Stock | 65,053 | $7.33M | 0.6% | −141−0.2% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 46,792 | $7.24M | 0.6% | −910−1.9% | Reduced | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 37,445 | $5.94M | 0.5% | −1,290−3.3% | Reduced | – |
| GOOGLAlphabet Inc. | Stock | 2,337 | $5.71M | 0.5% | +250+12.0% | Added | History |
| JNJJohnson & Johnson | Stock | 30,429 | $5.01M | 0.4% | +1,168+4.0% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 12,688 | $4.99M | 0.4% | +7,320+136.4% | Added | – |
| INTCIntel Corp | Stock | 88,380 | $4.96M | 0.4% | +885+1.0% | Added | History |
| KHCKraft Heinz Co | Stock | 115,864 | $4.72M | 0.4% | −19,659−14.5% | Reduced | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 35,434 | $4.70M | 0.4% | −2,666−7.0% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 15,771 | $4.38M | 0.4% | +220+1.4% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 12,105 | $4.29M | 0.4% | −122−1.0% | Reduced | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 37,448 | $4.02M | 0.3% | −9,360−20.0% | Reduced | – |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 20,054 | $3.78M | 0.3% | −40−0.2% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 24,178 | $3.76M | 0.3% | −528−2.1% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 25,045 | $3.67M | 0.3% | +1,785+7.7% | Added | History |
| TSLATesla, Inc. | Stock | 5,237 | $3.56M | 0.3% | +315+6.4% | Added | History |
| iShares Tr464288877 | EAFE VALUE ETF | 65,532 | $3.39M | 0.3% | −126,498−65.9% | Reduced | – |
| PGProcter & Gamble Co | Stock | 24,824 | $3.35M | 0.3% | +1,027+4.3% | Added | History |
| ABTAbbott Laboratories | Stock | 24,975 | $2.90M | 0.2% | +2,882+13.0% | Added | History |
| BABoeing Co | Stock | 12,077 | $2.89M | 0.2% | +1,205+11.1% | Added | History |
| ATIAti Inc | Stock | 128,851 | $2.69M | 0.2% | +550.0% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 9,197 | $2.64M | 0.2% | −124−1.3% | Reduced | – |
| DISWalt Disney Co | Stock | 13,789 | $2.42M | 0.2% | +807+6.2% | Added | History |
| MCDMcDonalds Corp | Stock | 10,459 | $2.42M | 0.2% | +940+9.9% | Added | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 19,094 | $2.33M | 0.2% | +225+1.2% | Added | – |
| VZVerizon Communications Inc | Stock | 38,554 | $2.16M | 0.2% | +312+0.8% | Added | History |
| PEPPepsiCo Inc | Stock | 14,067 | $2.08M | 0.2% | −180−1.3% | Reduced | History |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 20,075 | $1.96M | 0.2% | −184−0.9% | Reduced | – |
| HONHoneywell International Inc | COM | 8,886 | $1.95M | 0.2% | +101+1.1% | Added | History |
| iShares Tr464287846 | DOW JONES US ETF | 17,598 | $1.90M | 0.2% | 00.0% | Unchanged | – |
| MRKMerck & Co., Inc. | Stock | 23,390 | $1.82M | 0.2% | +783+3.5% | Added | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 28,259 | $1.80M | 0.2% | +108+0.4% | Added | – |
| BMOBank of Montreal | COM | 17,363 | $1.78M | 0.1% | −18−0.1% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 4,996 | $1.74M | 0.1% | +2,942+143.2% | Added | History |
| ITWIllinois Tool Works Inc | Stock | 7,638 | $1.71M | 0.1% | −84−1.1% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 675 | $1.69M | 0.1% | +103+18.0% | Added | History |
| ARCCAres Capital Corp | CEF | 85,594 | $1.68M | 0.1% | −640−0.7% | Reduced | History |
| EWEdwards Lifesciences Corp | Stock | 15,837 | $1.64M | 0.1% | −1,346−7.8% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 3,980 | $1.59M | 0.1% | +451+12.8% | Added | History |
| BACBank of America Corp | Stock | 38,031 | $1.57M | 0.1% | +3,549+10.3% | Added | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 3,138 | $1.54M | 0.1% | −314−9.1% | Reduced | History |
| Schwab Strategic Tr808524722 | 1000 INDEX ETF | 35,455 | $1.51M | 0.1% | −725−2.0% | Reduced | – |
| WFCWells Fargo & Company | Stock | 32,379 | $1.47M | 0.1% | +32,379 | New | History |
| SBUXStarbucks Corp | Stock | 12,597 | $1.41M | 0.1% | +221+1.8% | Added | History |
| MMM3M Co | Stock | 7,064 | $1.40M | 0.1% | +391+5.9% | Added | History |
| HWKNHawkins Inc | COM | 42,637 | $1.40M | 0.1% | +306+0.7% | Added | History |
| TAT&T Inc. | Stock | 48,239 | $1.39M | 0.1% | −14,769−23.4% | Reduced | History |
| BAXBaxter International Inc | Stock | 16,966 | $1.37M | 0.1% | −104−0.6% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 4,585 | $1.34M | 0.1% | +1,226+36.5% | Added | History |
| SOSouthern Co | Stock | 21,998 | $1.33M | 0.1% | +568+2.7% | Added | History |
| iShares Select Dividend ETF464287168 | ETF | 10,972 | $1.28M | 0.1% | −49−0.4% | Reduced | – |
| NVDANVIDIA Corp | Stock | 6,210 | $1.24M | 0.1% | +4,663+301.4% | Added | History |
| PFEPfizer Inc | Stock | 31,065 | $1.22M | 0.1% | −5,836−15.8% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 22,920 | $1.22M | 0.1% | +2,698+13.3% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 2,732 | $1.17M | 0.1% | −43−1.5% | Reduced | – |
| WRAPWrap Technologies, Inc. | COM | 139,198 | $1.09M | 0.1% | −440.0% | Reduced | History |
| HDHome Depot, Inc. | Stock | 3,421 | $1.09M | 0.1% | +504+17.3% | Added | History |
| SYKStryker Corp | Stock | 4,141 | $1.08M | 0.1% | +2,724+192.2% | Added | History |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 15,274 | $1.06M | 0.1% | −15,130−49.8% | ReducedConverted for a 2-for-1 split | – |
| NFLXNetflix Inc | Stock | 1,995 | $1.05M | 0.1% | +277+16.1% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 16,689 | $1.05M | 0.1% | +1,438+9.4% | Added | History |
| RTXRTX Corp | Stock | 12,329 | $1.05M | 0.1% | +935+8.2% | Added | History |
| iShares Tr464287762 | US HLTHCARE ETF | 3,847 | $1.05M | 0.1% | 00.0% | Unchanged | – |
| NKENIKE, Inc. | Stock | 6,403 | $989.0K | 0.1% | +608+10.5% | Added | History |
| CENTACentral Garden & Pet Co | CL A NON-VTG | 20,000 | $966.0K | 0.1% | 00.0% | Unchanged | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 12,681 | $949.0K | 0.1% | −201−1.6% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 8,319 | $940.0K | 0.1% | −528−6.0% | Reduced | – |
| KOCoca Cola Co | Stock | 17,186 | $930.0K | 0.1% | +2,338+15.7% | Added | History |
| iShares Tr464288802 | ESG OPTIMIZED | 9,671 | $924.0K | 0.1% | +870+9.9% | Added | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 7,922 | $911.0K | 0.1% | −9−0.1% | Reduced | – |
| VVisa Inc. | Stock | 3,853 | $901.0K | 0.1% | +1,547+67.1% | Added | History |
| NFENew Fortress Energy Inc. | COM CL A | 23,630 | $895.0K | 0.1% | +23,630 | New | History |
| CVXChevron Corp | Stock | 8,379 | $878.0K | 0.1% | +1,540+22.5% | Added | History |
| KKellanova | Stock | 13,302 | $856.0K | 0.1% | −600−4.3% | Reduced | History |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 8,082 | $852.0K | 0.1% | −257−3.1% | Reduced | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 8,145 | $847.0K | 0.1% | +341+4.4% | Added | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 15,900 | $837.0K | 0.1% | +255+1.6% | Added | History |
| QCOMQualcomm Inc | Stock | 5,800 | $829.0K | 0.1% | +2,009+53.0% | Added | History |
| COSTCostco Wholesale Corp | Stock | 1,895 | $750.0K | 0.1% | +426+29.0% | Added | History |
Options (6)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Viacomcbs Inc92556H907 | CALL | – | $90.0K |
| Westrock Co96145D905 | CALL | – | $53.0K |
| Rambus Inc Del750917906 | CALL | – | $50.0K |
| Blackberry Ltd09228F903 | CALL | – | $34.0K |
| Rite Aid Corp767754902 | CALL | – | $20.0K |
| Eros STX Global CorporationG3788M904 | CALL | – | $5.00K |
Sold out since Q1 2021 (12)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| Akers Biosciences Inc00973E409 | COM | 337,600 | $2.17M | 0.2% | – |
| FS KKR Cap Corp II35952V303 | COM | 98,708 | $1.93M | 0.2% | – |
| GEGeneral Electric Co | COM | 31,154 | $409.0K | <0.1% | History |
| EDConsolidated Edison Inc | Stock | 5,105 | $382.0K | <0.1% | History |
| PLTRPalantir Technologies Inc. | Stock | 14,774 | $344.0K | <0.1% | History |
| CSGPCostar Group, Inc. | COM | 300 | $247.0K | <0.1% | History |
| MGEEMge Energy Inc | COM | 2,955 | $211.0K | <0.1% | History |
| BALLBALL Corp | COM | 2,402 | $204.0K | <0.1% | History |
| USAUU.S. Gold Corp. | COM NEW | 15,000 | $155.0K | <0.1% | History |
| REFRResearch Frontiers Inc | COM | 40,000 | $114.0K | <0.1% | History |
| GNSSGenasys Inc. | COM | 10,000 | $67.0K | <0.1% | History |
| XWELXWELL, Inc. | COM | 10,096 | $19.0K | <0.1% | History |