NorthRock Partners, LLC
- SEC CIK
- 0001632097
- 最新申報
- 2026/8/11
2021 年第 2 季持倉
持倉截至 2021/6/30，2021/8/12 申報。只含多頭部位，變化是跟 2021 年第 1 季比股數。
- 持股檔數
- 251
- 較 2021 年第 1 季 +25
- 總值
- $12.0 億
- 較 2021 年第 1 季 +$9,789 萬 (+8.9%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 540,913 | $2.32 億 | 19.3% | +20,864+4.0% | 加碼 | 歷史 |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 2,834,238 | $1.12 億 | 9.4% | +59,696+2.2% | 加碼 | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 1,287,116 | $8,105 萬 | 6.8% | +65,490+5.4% | 加碼 | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 950,681 | $6,419 萬 | 5.4% | −8,817−0.9% | 減碼 | – |
| TGTTarget Corp | Stock | 254,630 | $6,155 萬 | 5.1% | +25,441+11.1% | 加碼 | 歷史 |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 707,030 | $6,060 萬 | 5.1% | −17,036−2.4% | 減碼 | – |
| AAPLApple Inc. | Stock | 413,311 | $5,661 萬 | 4.7% | +11,738+2.9% | 加碼 | 歷史 |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 530,804 | $4,712 萬 | 3.9% | +9,965+1.9% | 加碼 | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 590,320 | $4,576 萬 | 3.8% | +24,085+4.3% | 加碼 | – |
| MDLZMondelez International, Inc. | Stock | 721,677 | $4,506 萬 | 3.8% | −104,024−12.6% | 減碼 | 歷史 |
| iShares Russell 1000 Growth ETF464287614 | ETF | 124,713 | $3,386 萬 | 2.8% | −1,876−1.5% | 減碼 | – |
| PMPhilip Morris International Inc. | Stock | 293,137 | $2,905 萬 | 2.4% | −19,886−6.4% | 減碼 | 歷史 |
| MOAltria Group, Inc. | Stock | 309,537 | $1,476 萬 | 1.2% | −760.0% | 減碼 | 歷史 |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 56,123 | $1,251 萬 | 1.0% | −730−1.3% | 減碼 | – |
| AMPAmeriprise Financial Inc | COM | 48,665 | $1,211 萬 | 1.0% | +1,185+2.5% | 加碼 | 歷史 |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 97,583 | $1,105 萬 | 0.9% | −7,767−7.4% | 減碼 | – |
| MSFTMicrosoft Corp | Stock | 38,015 | $1,030 萬 | 0.9% | +5,105+15.5% | 加碼 | 歷史 |
| OBDCBlue Owl Capital Corp | COM | 676,787 | $965.8 萬 | 0.8% | −1,687−0.2% | 減碼 | 歷史 |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 180,667 | $916.7 萬 | 0.8% | −75,978−29.6% | 減碼 | – |
| QCLSQ/C Technologies, Inc. | COM | 1,448,180 | $912.4 萬 | 0.8% | +1,448,180 | 新進 | 歷史 |
| AMZNAmazon Com Inc | Stock | 2,351 | $808.8 萬 | 0.7% | +856+57.3% | 加碼 | 歷史 |
| ABBVAbbVie Inc. | Stock | 65,053 | $732.8 萬 | 0.6% | −141−0.2% | 減碼 | 歷史 |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 46,792 | $724.3 萬 | 0.6% | −910−1.9% | 減碼 | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 37,445 | $593.9 萬 | 0.5% | −1,290−3.3% | 減碼 | – |
| GOOGLAlphabet Inc. | Stock | 2,337 | $570.5 萬 | 0.5% | +250+12.0% | 加碼 | 歷史 |
| JNJJohnson & Johnson | Stock | 30,429 | $501.3 萬 | 0.4% | +1,168+4.0% | 加碼 | 歷史 |
| Vanguard S&P 500 ETF922908363 | ETF | 12,688 | $499.3 萬 | 0.4% | +7,320+136.4% | 加碼 | – |
| INTCIntel Corp | Stock | 88,380 | $496.2 萬 | 0.4% | +885+1.0% | 加碼 | 歷史 |
| KHCKraft Heinz Co | Stock | 115,864 | $472.5 萬 | 0.4% | −19,659−14.5% | 減碼 | 歷史 |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 35,434 | $470.0 萬 | 0.4% | −2,666−7.0% | 減碼 | – |
| BRK.BBerkshire Hathaway Inc | Stock | 15,771 | $438.3 萬 | 0.4% | +220+1.4% | 加碼 | 歷史 |
| Invesco QQQ Trust Series I46090E103 | ETF | 12,105 | $429.0 萬 | 0.4% | −122−1.0% | 減碼 | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 37,448 | $401.7 萬 | 0.3% | −9,360−20.0% | 減碼 | – |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 20,054 | $378.2 萬 | 0.3% | −40−0.2% | 減碼 | – |
| JPMJPMorgan Chase & Co | Stock | 24,178 | $376.1 萬 | 0.3% | −528−2.1% | 減碼 | 歷史 |
| IBMInternational Business Machines Corp | Stock | 25,045 | $367.1 萬 | 0.3% | +1,785+7.7% | 加碼 | 歷史 |
| TSLATesla, Inc. | Stock | 5,237 | $356.0 萬 | 0.3% | +315+6.4% | 加碼 | 歷史 |
| iShares Tr464288877 | EAFE VALUE ETF | 65,532 | $339.2 萬 | 0.3% | −126,498−65.9% | 減碼 | – |
| PGProcter & Gamble Co | Stock | 24,824 | $335.0 萬 | 0.3% | +1,027+4.3% | 加碼 | 歷史 |
| ABTAbbott Laboratories | Stock | 24,975 | $289.5 萬 | 0.2% | +2,882+13.0% | 加碼 | 歷史 |
| BABoeing Co | Stock | 12,077 | $289.3 萬 | 0.2% | +1,205+11.1% | 加碼 | 歷史 |
| ATIAti Inc | Stock | 128,851 | $268.7 萬 | 0.2% | +550.0% | 加碼 | 歷史 |
| Vanguard Morningstar Growth ETF922908736 | ETF | 9,197 | $263.8 萬 | 0.2% | −124−1.3% | 減碼 | – |
| DISWalt Disney Co | Stock | 13,789 | $242.4 萬 | 0.2% | +807+6.2% | 加碼 | 歷史 |
| MCDMcDonalds Corp | Stock | 10,459 | $241.6 萬 | 0.2% | +940+9.9% | 加碼 | 歷史 |
| SPDR Series Trust78464A763 | ST STR SP DIV | 19,094 | $233.5 萬 | 0.2% | +225+1.2% | 加碼 | – |
| VZVerizon Communications Inc | Stock | 38,554 | $216.0 萬 | 0.2% | +312+0.8% | 加碼 | 歷史 |
| PEPPepsiCo Inc | Stock | 14,067 | $208.4 萬 | 0.2% | −180−1.3% | 減碼 | 歷史 |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 20,075 | $196.2 萬 | 0.2% | −184−0.9% | 減碼 | – |
| HONHoneywell International Inc | COM | 8,886 | $194.9 萬 | 0.2% | +101+1.1% | 加碼 | 歷史 |
| iShares Tr464287846 | DOW JONES US ETF | 17,598 | $190.0 萬 | 0.2% | 00.0% | 不變 | – |
| MRKMerck & Co., Inc. | Stock | 23,390 | $181.9 萬 | 0.2% | +783+3.5% | 加碼 | 歷史 |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 28,259 | $180.5 萬 | 0.2% | +108+0.4% | 加碼 | – |
| BMOBank of Montreal | COM | 17,363 | $178.2 萬 | 0.1% | −18−0.1% | 減碼 | 歷史 |
| METAMeta Platforms, Inc. | Stock | 4,996 | $173.7 萬 | 0.1% | +2,942+143.2% | 加碼 | 歷史 |
| ITWIllinois Tool Works Inc | Stock | 7,638 | $170.8 萬 | 0.1% | −84−1.1% | 減碼 | 歷史 |
| GOOGAlphabet Inc. | Stock | 675 | $169.1 萬 | 0.1% | +103+18.0% | 加碼 | 歷史 |
| ARCCAres Capital Corp | CEF | 85,594 | $167.7 萬 | 0.1% | −640−0.7% | 減碼 | 歷史 |
| EWEdwards Lifesciences Corp | Stock | 15,837 | $164.0 萬 | 0.1% | −1,346−7.8% | 減碼 | 歷史 |
| UNHUnitedHealth Group Inc | Stock | 3,980 | $159.4 萬 | 0.1% | +451+12.8% | 加碼 | 歷史 |
| BACBank of America Corp | Stock | 38,031 | $156.8 萬 | 0.1% | +3,549+10.3% | 加碼 | 歷史 |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 3,138 | $154.1 萬 | 0.1% | −314−9.1% | 減碼 | 歷史 |
| Schwab Strategic Tr808524722 | 1000 INDEX ETF | 35,455 | $151.3 萬 | 0.1% | −725−2.0% | 減碼 | – |
| WFCWells Fargo & Company | Stock | 32,379 | $146.6 萬 | 0.1% | +32,379 | 新進 | 歷史 |
| SBUXStarbucks Corp | Stock | 12,597 | $140.9 萬 | 0.1% | +221+1.8% | 加碼 | 歷史 |
| MMM3M Co | Stock | 7,064 | $140.3 萬 | 0.1% | +391+5.9% | 加碼 | 歷史 |
| HWKNHawkins Inc | COM | 42,637 | $139.6 萬 | 0.1% | +306+0.7% | 加碼 | 歷史 |
| TAT&T Inc. | Stock | 48,239 | $138.8 萬 | 0.1% | −14,769−23.4% | 減碼 | 歷史 |
| BAXBaxter International Inc | Stock | 16,966 | $136.6 萬 | 0.1% | −104−0.6% | 減碼 | 歷史 |
| PYPLPayPal Holdings, Inc. | Stock | 4,585 | $133.6 萬 | 0.1% | +1,226+36.5% | 加碼 | 歷史 |
| SOSouthern Co | Stock | 21,998 | $133.1 萬 | 0.1% | +568+2.7% | 加碼 | 歷史 |
| iShares Select Dividend ETF464287168 | ETF | 10,972 | $128.0 萬 | 0.1% | −49−0.4% | 減碼 | – |
| NVDANVIDIA Corp | Stock | 6,210 | $124.2 萬 | 0.1% | +4,663+301.4% | 加碼 | 歷史 |
| PFEPfizer Inc | Stock | 31,065 | $121.7 萬 | 0.1% | −5,836−15.8% | 減碼 | 歷史 |
| CSCOCisco Systems, Inc. | Stock | 22,920 | $121.5 萬 | 0.1% | +2,698+13.3% | 加碼 | 歷史 |
| iShares Core S&P 500 ETF464287200 | ETF | 2,732 | $117.4 萬 | 0.1% | −43−1.5% | 減碼 | – |
| WRAPWrap Technologies, Inc. | COM | 139,198 | $109.3 萬 | 0.1% | −440.0% | 減碼 | 歷史 |
| HDHome Depot, Inc. | Stock | 3,421 | $109.1 萬 | 0.1% | +504+17.3% | 加碼 | 歷史 |
| SYKStryker Corp | Stock | 4,141 | $107.6 萬 | 0.1% | +2,724+192.2% | 加碼 | 歷史 |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 15,274 | $106.3 萬 | 0.1% | −15,130−49.8% | 減碼依 2 比 1 拆股換算 | – |
| NFLXNetflix Inc | Stock | 1,995 | $105.4 萬 | 0.1% | +277+16.1% | 加碼 | 歷史 |
| XOMExxonMobil Holdings Corp | COM | 16,689 | $105.3 萬 | 0.1% | +1,438+9.4% | 加碼 | 歷史 |
| RTXRTX Corp | Stock | 12,329 | $105.2 萬 | 0.1% | +935+8.2% | 加碼 | 歷史 |
| iShares Tr464287762 | US HLTHCARE ETF | 3,847 | $105.0 萬 | 0.1% | 00.0% | 不變 | – |
| NKENIKE, Inc. | Stock | 6,403 | $98.9 萬 | 0.1% | +608+10.5% | 加碼 | 歷史 |
| CENTACentral Garden & Pet Co | CL A NON-VTG | 20,000 | $96.6 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 12,681 | $94.9 萬 | 0.1% | −201−1.6% | 減碼 | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 8,319 | $94.0 萬 | 0.1% | −528−6.0% | 減碼 | – |
| KOCoca Cola Co | Stock | 17,186 | $93.0 萬 | 0.1% | +2,338+15.7% | 加碼 | 歷史 |
| iShares Tr464288802 | ESG OPTIMIZED | 9,671 | $92.4 萬 | 0.1% | +870+9.9% | 加碼 | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 7,922 | $91.1 萬 | 0.1% | −9−0.1% | 減碼 | – |
| VVisa Inc. | Stock | 3,853 | $90.1 萬 | 0.1% | +1,547+67.1% | 加碼 | 歷史 |
| NFENew Fortress Energy Inc. | COM CL A | 23,630 | $89.5 萬 | 0.1% | +23,630 | 新進 | 歷史 |
| CVXChevron Corp | Stock | 8,379 | $87.8 萬 | 0.1% | +1,540+22.5% | 加碼 | 歷史 |
| KKellanova | Stock | 13,302 | $85.6 萬 | 0.1% | −600−4.3% | 減碼 | 歷史 |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 8,082 | $85.2 萬 | 0.1% | −257−3.1% | 減碼 | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 8,145 | $84.7 萬 | 0.1% | +341+4.4% | 加碼 | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 15,900 | $83.7 萬 | 0.1% | +255+1.6% | 加碼 | 歷史 |
| QCOMQualcomm Inc | Stock | 5,800 | $82.9 萬 | 0.1% | +2,009+53.0% | 加碼 | 歷史 |
| COSTCostco Wholesale Corp | Stock | 1,895 | $75.0 萬 | 0.1% | +426+29.0% | 加碼 | 歷史 |
選擇權（6 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| Viacomcbs Inc92556H907 | CALL | – | $9.00 萬 |
| Westrock Co96145D905 | CALL | – | $5.30 萬 |
| Rambus Inc Del750917906 | CALL | – | $5.00 萬 |
| Blackberry Ltd09228F903 | CALL | – | $3.40 萬 |
| Rite Aid Corp767754902 | CALL | – | $2.00 萬 |
| Eros STX Global CorporationG3788M904 | CALL | – | $5,000 |
2021 年第 1 季之後清倉（12 檔）
2021 年第 1 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 1 季股數 | 2021 年第 1 季市值 | 2021 年第 1 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| Akers Biosciences Inc00973E409 | COM | 337,600 | $217.4 萬 | 0.2% | – |
| FS KKR Cap Corp II35952V303 | COM | 98,708 | $192.8 萬 | 0.2% | – |
| GEGeneral Electric Co | COM | 31,154 | $40.9 萬 | <0.1% | 歷史 |
| EDConsolidated Edison Inc | Stock | 5,105 | $38.2 萬 | <0.1% | 歷史 |
| PLTRPalantir Technologies Inc. | Stock | 14,774 | $34.4 萬 | <0.1% | 歷史 |
| CSGPCostar Group, Inc. | COM | 300 | $24.7 萬 | <0.1% | 歷史 |
| MGEEMge Energy Inc | COM | 2,955 | $21.1 萬 | <0.1% | 歷史 |
| BALLBALL Corp | COM | 2,402 | $20.4 萬 | <0.1% | 歷史 |
| USAUU.S. Gold Corp. | COM NEW | 15,000 | $15.5 萬 | <0.1% | 歷史 |
| REFRResearch Frontiers Inc | COM | 40,000 | $11.4 萬 | <0.1% | 歷史 |
| GNSSGenasys Inc. | COM | 10,000 | $6.70 萬 | <0.1% | 歷史 |
| XWELXWELL, Inc. | COM | 10,096 | $1.90 萬 | <0.1% | 歷史 |