NorthRock Partners, LLC
- SEC CIK
- 0001632097
- 最新申報
- 2026/8/11
2021 年第 1 季持倉
持倉截至 2021/3/31，2021/5/11 申報。只含多頭部位。
- 持股檔數
- 226
- 2020 年第 4 季沒有 13F 資料
- 總值
- $11.0 億
- 2020 年第 4 季沒有 13F 資料
Livermore 的 13F 資料從 2021 年第 1 季開始，這一季沒有前一季可以比較，所以不顯示股數變化與動作。
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 520,049 | $2.06 億 | 18.8% | – | – | 歷史 |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 2,774,542 | $1.05 億 | 9.6% | – | – | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 1,221,626 | $6,890 萬 | 6.3% | – | – | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 959,498 | $6,278 萬 | 5.7% | – | – | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 724,066 | $5,937 萬 | 5.4% | – | – | – |
| AAPLApple Inc. | Stock | 401,573 | $4,905 萬 | 4.5% | – | – | 歷史 |
| MDLZMondelez International, Inc. | Stock | 825,701 | $4,833 萬 | 4.4% | – | – | 歷史 |
| TGTTarget Corp | Stock | 229,189 | $4,540 萬 | 4.1% | – | – | 歷史 |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 520,839 | $4,471 萬 | 4.1% | – | – | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 566,235 | $4,253 萬 | 3.9% | – | – | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 126,589 | $3,077 萬 | 2.8% | – | – | – |
| PMPhilip Morris International Inc. | Stock | 313,023 | $2,778 萬 | 2.5% | – | – | 歷史 |
| MOAltria Group, Inc. | Stock | 309,613 | $1,584 萬 | 1.4% | – | – | 歷史 |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 256,645 | $1,303 萬 | 1.2% | – | – | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 56,853 | $1,175 萬 | 1.1% | – | – | – |
| AMPAmeriprise Financial Inc | COM | 47,480 | $1,104 萬 | 1.0% | – | – | 歷史 |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 105,350 | $1,075 萬 | 1.0% | – | – | – |
| iShares Tr464288877 | EAFE VALUE ETF | 192,030 | $978.8 萬 | 0.9% | – | – | – |
| OBDCBlue Owl Capital Corp | COM | 678,474 | $934.3 萬 | 0.9% | – | – | 歷史 |
| MSFTMicrosoft Corp | Stock | 32,910 | $775.9 萬 | 0.7% | – | – | 歷史 |
| ABBVAbbVie Inc. | Stock | 65,194 | $705.5 萬 | 0.6% | – | – | 歷史 |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 47,702 | $701.6 萬 | 0.6% | – | – | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 38,735 | $587.0 萬 | 0.5% | – | – | – |
| INTCIntel Corp | Stock | 87,495 | $560.0 萬 | 0.5% | – | – | 歷史 |
| FSKFS KKR Capital Corp | COM | 278,637 | $552.5 萬 | 0.5% | – | – | 歷史 |
| KHCKraft Heinz Co | Stock | 135,523 | $542.1 萬 | 0.5% | – | – | 歷史 |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 121,408 | $493.3 萬 | 0.4% | – | – | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 38,100 | $488.6 萬 | 0.4% | – | – | – |
| JNJJohnson & Johnson | Stock | 29,261 | $480.9 萬 | 0.4% | – | – | 歷史 |
| iShares Tr464288885 | EAFE GRWTH ETF | 46,808 | $470.2 萬 | 0.4% | – | – | – |
| AMZNAmazon Com Inc | Stock | 1,495 | $462.7 萬 | 0.4% | – | – | 歷史 |
| GOOGLAlphabet Inc. | Stock | 2,087 | $430.5 萬 | 0.4% | – | – | 歷史 |
| BRK.BBerkshire Hathaway Inc | Stock | 15,551 | $397.3 萬 | 0.4% | – | – | 歷史 |
| Invesco QQQ Trust Series I46090E103 | ETF | 12,227 | $390.2 萬 | 0.4% | – | – | – |
| JPMJPMorgan Chase & Co | Stock | 24,706 | $376.1 萬 | 0.3% | – | – | 歷史 |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 20,094 | $355.5 萬 | 0.3% | – | – | – |
| TSLATesla, Inc. | Stock | 4,922 | $328.8 萬 | 0.3% | – | – | 歷史 |
| PGProcter & Gamble Co | Stock | 23,797 | $322.3 萬 | 0.3% | – | – | 歷史 |
| IBMInternational Business Machines Corp | Stock | 23,260 | $310.0 萬 | 0.3% | – | – | 歷史 |
| BABoeing Co | Stock | 10,872 | $276.9 萬 | 0.3% | – | – | 歷史 |
| ATIAti Inc | Stock | 128,796 | $271.2 萬 | 0.2% | – | – | 歷史 |
| ABTAbbott Laboratories | Stock | 22,093 | $264.8 萬 | 0.2% | – | – | 歷史 |
| Vanguard Morningstar Growth ETF922908736 | ETF | 9,321 | $239.6 萬 | 0.2% | – | – | – |
| DISWalt Disney Co | Stock | 12,982 | $239.5 萬 | 0.2% | – | – | 歷史 |
| SPDR Series Trust78464A763 | ST STR SP DIV | 18,869 | $222.7 萬 | 0.2% | – | – | – |
| VZVerizon Communications Inc | Stock | 38,242 | $222.4 萬 | 0.2% | – | – | 歷史 |
| Akers Biosciences Inc00973E409 | COM | 337,600 | $217.4 萬 | 0.2% | – | – | – |
| MCDMcDonalds Corp | Stock | 9,519 | $213.4 萬 | 0.2% | – | – | 歷史 |
| PEPPepsiCo Inc | Stock | 14,247 | $201.5 萬 | 0.2% | – | – | 歷史 |
| Vanguard S&P 500 ETF922908363 | ETF | 5,368 | $195.6 萬 | 0.2% | – | – | – |
| FS KKR Cap Corp II35952V303 | COM | 98,708 | $192.8 萬 | 0.2% | – | – | – |
| TAT&T Inc. | Stock | 63,008 | $190.7 萬 | 0.2% | – | – | 歷史 |
| HONHoneywell International Inc | COM | 8,785 | $190.7 萬 | 0.2% | – | – | 歷史 |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 20,259 | $190.4 萬 | 0.2% | – | – | – |
| iShares Tr464287846 | DOW JONES US ETF | 17,598 | $175.7 萬 | 0.2% | – | – | – |
| MRKMerck & Co., Inc. | Stock | 22,607 | $174.3 萬 | 0.2% | – | – | 歷史 |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 28,151 | $173.4 萬 | 0.2% | – | – | – |
| ITWIllinois Tool Works Inc | Stock | 7,722 | $171.1 萬 | 0.2% | – | – | 歷史 |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 3,452 | $164.3 萬 | 0.1% | – | – | 歷史 |
| ARCCAres Capital Corp | CEF | 86,234 | $161.3 萬 | 0.1% | – | – | 歷史 |
| BMOBank of Montreal | COM | 17,381 | $154.9 萬 | 0.1% | – | – | 歷史 |
| BAXBaxter International Inc | Stock | 17,070 | $144.0 萬 | 0.1% | – | – | 歷史 |
| EWEdwards Lifesciences Corp | Stock | 17,183 | $143.7 萬 | 0.1% | – | – | 歷史 |
| Schwab Strategic Tr808524722 | 1000 INDEX ETF | 36,180 | $142.6 萬 | 0.1% | – | – | – |
| HWKNHawkins Inc | COM | 42,331 | $141.9 萬 | 0.1% | – | – | 歷史 |
| SBUXStarbucks Corp | Stock | 12,376 | $135.2 萬 | 0.1% | – | – | 歷史 |
| PFEPfizer Inc | Stock | 36,901 | $133.7 萬 | 0.1% | – | – | 歷史 |
| BACBank of America Corp | Stock | 34,482 | $133.4 萬 | 0.1% | – | – | 歷史 |
| SOSouthern Co | Stock | 21,430 | $133.2 萬 | 0.1% | – | – | 歷史 |
| UNHUnitedHealth Group Inc | Stock | 3,529 | $131.3 萬 | 0.1% | – | – | 歷史 |
| MMM3M Co | Stock | 6,673 | $128.6 萬 | 0.1% | – | – | 歷史 |
| PTPIPetros Pharmaceuticals, Inc. | COM | 337,531 | $125.9 萬 | 0.1% | – | – | 歷史 |
| iShares Select Dividend ETF464287168 | ETF | 11,021 | $125.7 萬 | 0.1% | – | – | – |
| GOOGAlphabet Inc. | Stock | 572 | $118.2 萬 | 0.1% | – | – | 歷史 |
| iShares Core S&P 500 ETF464287200 | ETF | 2,775 | $110.4 萬 | 0.1% | – | – | – |
| CSCOCisco Systems, Inc. | Stock | 20,222 | $104.6 萬 | 0.1% | – | – | 歷史 |
| CENTACentral Garden & Pet Co | CL A NON-VTG | 20,000 | $103.8 萬 | 0.1% | – | – | 歷史 |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 15,202 | $101.0 萬 | 0.1% | – | – | – |
| iShares Tr464287762 | US HLTHCARE ETF | 3,847 | $97.1 萬 | 0.1% | – | – | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 8,847 | $96.0 萬 | 0.1% | – | – | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 12,882 | $92.8 萬 | 0.1% | – | – | – |
| NFLXNetflix Inc | Stock | 1,718 | $89.6 萬 | 0.1% | – | – | 歷史 |
| HDHome Depot, Inc. | Stock | 2,917 | $89.0 萬 | 0.1% | – | – | 歷史 |
| KKellanova | Stock | 13,902 | $88.0 萬 | 0.1% | – | – | 歷史 |
| RTXRTX Corp | Stock | 11,394 | $88.0 萬 | 0.1% | – | – | 歷史 |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 7,931 | $86.7 萬 | 0.1% | – | – | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 15,645 | $85.9 萬 | 0.1% | – | – | 歷史 |
| XOMExxonMobil Holdings Corp | COM | 15,251 | $85.1 萬 | 0.1% | – | – | 歷史 |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 8,339 | $84.0 萬 | 0.1% | – | – | – |
| NVDANVIDIA Corp | Stock | 1,547 | $82.6 萬 | 0.1% | – | – | 歷史 |
| PYPLPayPal Holdings, Inc. | Stock | 3,359 | $81.6 萬 | 0.1% | – | – | 歷史 |
| KOCoca Cola Co | Stock | 14,848 | $78.3 萬 | 0.1% | – | – | 歷史 |
| iShares Core High Dividend ETF46429B663 | ETF | 8,175 | $77.6 萬 | 0.1% | – | – | – |
| WRAPWrap Technologies, Inc. | COM | 139,242 | $77.4 萬 | 0.1% | – | – | 歷史 |
| iShares Tr464288802 | ESG OPTIMIZED | 8,801 | $77.3 萬 | 0.1% | – | – | – |
| NKENIKE, Inc. | Stock | 5,795 | $77.0 萬 | 0.1% | – | – | 歷史 |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 7,804 | $74.9 萬 | 0.1% | – | – | – |
| AONAon plc | CL A | 3,139 | $72.2 萬 | 0.1% | – | – | 歷史 |
| CVXChevron Corp | Stock | 6,839 | $71.7 萬 | 0.1% | – | – | 歷史 |
| LOWLowes Companies Inc | Stock | 3,699 | $70.4 萬 | 0.1% | – | – | 歷史 |
選擇權（8 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| Kinross Gold Corp496902904 | CALL | – | $10.0 萬 |
| Viacomcbs Inc92556H907 | CALL | – | $9.00 萬 |
| Westrock Co96145D905 | CALL | – | $5.20 萬 |
| Rambus Inc Del750917906 | CALL | – | $4.10 萬 |
| Rite Aid Corp767754902 | CALL | – | $2.50 萬 |
| Blackberry Ltd09228F903 | CALL | – | $2.40 萬 |
| Kandi Technologies Group Inc483709901 | CALL | – | $9,000 |
| Eros STX Global CorporationG3788M904 | CALL | – | $5,000 |