NorthRock Partners, LLC
- SEC CIK
- 0001632097
- Latest filing
- Aug 11, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Apr 22, 2025. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 743
- +395 vs. Q3 2023
- Portfolio value
- $2.38B
- +$1.43B (+149.4%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 679,285 | $324.1M | 13.6% | +306,809+82.4% | Added | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 3,928,387 | $183.2M | 7.7% | +1,856,729+89.6% | Added | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 1,519,720 | $152.4M | 6.4% | +972,855+177.9% | Added | – |
| AAPLApple Inc. | Stock | 702,239 | $135.2M | 5.7% | +401,457+133.5% | Added | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 1,823,099 | $118.6M | 5.0% | +912,180+100.1% | Added | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 1,149,040 | $84.3M | 3.5% | +518,570+82.3% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 174,239 | $76.1M | 3.2% | +172,378+9,262.7% | Added | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 840,783 | $63.6M | 2.7% | +412,893+96.5% | Added | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 675,069 | $56.2M | 2.4% | +287,781+74.3% | Added | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 567,380 | $47.5M | 2.0% | +258,343+83.6% | Added | – |
| MSFTMicrosoft Corp | Stock | 125,716 | $47.3M | 2.0% | +67,701+116.7% | Added | History |
| MDLZMondelez International, Inc. | Stock | 607,752 | $44.3M | 1.9% | +321,039+112.0% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 135,282 | $41.0M | 1.7% | +48,032+55.1% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 479,486 | $36.1M | 1.5% | +236,682+97.5% | Added | – |
| iShares Tr464287622 | RUS 1000 ETF | 111,157 | $29.2M | 1.2% | +101,775+1,084.8% | Added | – |
| PMPhilip Morris International Inc. | Stock | 254,231 | $24.2M | 1.0% | +130,500+105.5% | Added | History |
| AMZNAmazon Com Inc | Stock | 141,787 | $21.5M | 0.9% | +76,934+118.6% | Added | History |
| TGTTarget Corp | Stock | 141,900 | $20.2M | 0.8% | +13,146+10.2% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 48,319 | $19.8M | 0.8% | +38,518+393.0% | Added | – |
| NVDANVIDIA Corp | Stock | 84,068 | $18.9M | 0.8% | +68,758+449.1% | Added | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 171,706 | $16.6M | 0.7% | +154,498+897.8% | Added | – |
| iShares Tr464288877 | EAFE VALUE ETF | 304,373 | $15.9M | 0.7% | +297,276+4,188.8% | Added | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 279,913 | $15.5M | 0.7% | +260,737+1,359.7% | Added | – |
| GOOGLAlphabet Inc. | Stock | 110,400 | $15.4M | 0.6% | +49,827+82.3% | Added | History |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 559,485 | $14.9M | 0.6% | +287,653+105.8% | Added | – |
| TSLATesla, Inc. | Stock | 57,202 | $14.2M | 0.6% | +31,841+125.6% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 39,212 | $14.0M | 0.6% | +20,643+111.2% | Added | History |
| KDPKeurig Dr Pepper Inc. | COM | 407,903 | $13.6M | 0.6% | +407,903 | New | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 55,837 | $13.2M | 0.6% | +27,110+94.4% | Added | – |
| AMPAmeriprise Financial Inc | COM | 33,227 | $12.6M | 0.5% | +2,409+7.8% | Added | History |
| KHCKraft Heinz Co | Stock | 313,478 | $11.6M | 0.5% | +69,875+28.7% | Added | History |
| MOAltria Group, Inc. | Stock | 275,760 | $11.4M | 0.5% | +109,860+66.2% | Added | History |
| ABBVAbbVie Inc. | Stock | 72,858 | $11.3M | 0.5% | +49,769+215.6% | Added | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 193,105 | $10.9M | 0.5% | +43,782+29.3% | Added | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 102,594 | $10.7M | 0.4% | +38,084+59.0% | Added | – |
| METAMeta Platforms, Inc. | Stock | 29,097 | $10.3M | 0.4% | +15,651+116.4% | Added | History |
| ATIAti Inc | Stock | 198,886 | $9.04M | 0.4% | +150+0.1% | Added | History |
| iShares Russell Midcap ETF464287499 | ETF | 116,092 | $9.02M | 0.4% | +112,438+3,077.1% | Added | – |
| CAHCardinal Health Inc | Stock | 87,812 | $8.85M | 0.4% | +87,812 | New | History |
| JPMJPMorgan Chase & Co | Stock | 50,882 | $8.65M | 0.4% | +18,343+56.4% | Added | History |
| GOOGAlphabet Inc. | Stock | 60,010 | $8.46M | 0.4% | +41,176+218.6% | Added | History |
| SPDR Series Trust78464A672 | ST INTER ETF | 285,482 | $8.15M | 0.3% | +285,482 | New | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 54,186 | $7.98M | 0.3% | +50,670+1,441.1% | Added | – |
| JNJJohnson & Johnson | Stock | 50,242 | $7.87M | 0.3% | +23,768+89.8% | Added | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 58,988 | $7.37M | 0.3% | +47,688+422.0% | Added | – |
| COSTCostco Wholesale Corp | Stock | 10,795 | $7.28M | 0.3% | +5,262+95.1% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 42,072 | $7.17M | 0.3% | +20,676+96.6% | Added | – |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 95,258 | $6.96M | 0.3% | +95,258 | New | – |
| PGProcter & Gamble Co | Stock | 47,127 | $6.91M | 0.3% | +25,950+122.5% | Added | History |
| LLYEli Lilly & Co | Stock | 11,717 | $6.83M | 0.3% | +6,543+126.5% | Added | History |
| MCDMcDonalds Corp | Stock | 22,717 | $6.74M | 0.3% | +8,927+64.7% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 12,665 | $6.67M | 0.3% | +6,122+93.6% | Added | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 80,310 | $6.27M | 0.3% | +80,310 | New | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 81,695 | $6.14M | 0.3% | +74,653+1,060.1% | Added | – |
| VVisa Inc. | Stock | 22,658 | $5.90M | 0.2% | +9,210+68.5% | Added | History |
| PEPPepsiCo Inc | Stock | 34,013 | $5.82M | 0.2% | +23,205+214.7% | Added | History |
| CVXChevron Corp | Stock | 38,674 | $5.77M | 0.2% | +26,592+220.1% | Added | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 56,459 | $5.58M | 0.2% | +56,459 | New | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 28,953 | $5.57M | 0.2% | +27,445+1,820.0% | Added | – |
| HDHome Depot, Inc. | Stock | 16,005 | $5.55M | 0.2% | +9,732+155.1% | Added | History |
| BABoeing Co | Stock | 20,820 | $5.43M | 0.2% | +8,131+64.1% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 31,842 | $5.26M | 0.2% | +14,605+84.7% | Added | – |
| ABTAbbott Laboratories | Stock | 46,821 | $5.15M | 0.2% | +31,137+198.5% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 45,453 | $4.92M | 0.2% | +42,198+1,296.4% | Added | – |
| SYKStryker Corp | Stock | 16,209 | $4.87M | 0.2% | +11,882+274.6% | Added | History |
| iShares Tr464288588 | MBS ETF | 50,875 | $4.79M | 0.2% | +50,875 | New | – |
| XOMExxonMobil Holdings Corp | COM | 47,775 | $4.78M | 0.2% | +25,063+110.4% | Added | History |
| URBNUrban Outfitters Inc | COM | 131,773 | $4.70M | 0.2% | +131,773 | New | History |
| iShares Core S&P 500 ETF464287200 | ETF | 9,724 | $4.64M | 0.2% | +7,380+314.8% | Added | – |
| CRMSalesforce, Inc. | Stock | 17,609 | $4.63M | 0.2% | +8,024+83.7% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 22,150 | $4.45M | 0.2% | +13,196+147.4% | Added | – |
| AVGOBroadcom Inc. | Stock | 3,987 | $4.43M | 0.2% | +1,726+76.3% | Added | History |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 84,507 | $4.25M | 0.2% | +84,507 | New | – |
| NFLXNetflix Inc | Stock | 8,886 | $4.21M | 0.2% | +3,922+79.0% | Added | History |
| MRKMerck & Co., Inc. | Stock | 36,786 | $4.04M | 0.2% | +10,708+41.1% | Added | History |
| MAMastercard Inc | Stock | 9,375 | $4.00M | 0.2% | +2,934+45.6% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 25,016 | $3.69M | 0.2% | +15,277+156.9% | Added | History |
| ADBEAdobe Inc. | Stock | 5,767 | $3.44M | 0.1% | +3,275+131.4% | Added | History |
| HWKNHawkins Inc | COM | 45,830 | $3.23M | 0.1% | +21,652+89.6% | Added | History |
| PGRProgressive Corp | Stock | 20,252 | $3.23M | 0.1% | +5,303+35.5% | Added | History |
| WMTWalmart Inc. | Stock | 29,797 | $3.17M | 0.1% | +17,884+150.1% | Added | History |
| ITWIllinois Tool Works Inc | Stock | 11,992 | $3.16M | 0.1% | +2,473+26.0% | Added | History |
| AXPAmerican Express Co | Stock | 16,835 | $3.15M | 0.1% | +12,068+253.2% | Added | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 18,613 | $3.06M | 0.1% | +7,755+71.4% | Added | – |
| ORCLOracle Corp | Stock | 28,636 | $3.02M | 0.1% | +15,776+122.7% | Added | History |
| AMGNAmgen Inc | Stock | 10,420 | $3.00M | 0.1% | +6,556+169.7% | Added | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 23,675 | $2.96M | 0.1% | +8,988+61.2% | Added | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 38,649 | $2.91M | 0.1% | +6,430+20.0% | Added | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 34,667 | $2.84M | 0.1% | +13,472+63.6% | Added | – |
| DISWalt Disney Co | Stock | 31,094 | $2.82M | 0.1% | +15,776+103.0% | Added | History |
| SBUXStarbucks Corp | Stock | 28,863 | $2.77M | 0.1% | +13,958+93.6% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 54,801 | $2.77M | 0.1% | +27,054+97.5% | Added | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 24,734 | $2.76M | 0.1% | +21,937+784.3% | Added | – |
| BACBank of America Corp | Stock | 81,714 | $2.75M | 0.1% | +26,042+46.8% | Added | History |
| CATCaterpillar Inc | Stock | 9,259 | $2.74M | 0.1% | +4,081+78.8% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 8,775 | $2.73M | 0.1% | +3,011+52.2% | Added | – |
| KOCoca Cola Co | Stock | 44,621 | $2.63M | 0.1% | +16,065+56.3% | Added | History |
| WFCWells Fargo & Company | Stock | 52,067 | $2.56M | 0.1% | +20,867+66.9% | Added | History |
| INTCIntel Corp | Stock | 50,877 | $2.56M | 0.1% | +18,570+57.5% | Added | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 18,689 | $2.55M | 0.1% | +16,950+974.7% | Added | – |
Options (7)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| MSFTMicrosoft Corp | Stock | – | $2.59M |
| AAPLApple Inc. | Stock | $2.37M | – |
| CSCOCisco Systems, Inc. | Stock | $136.4K | – |
| iShares Tr464287432 | 20 YR TR BD ETF | – | $29.7K |
| VVisa Inc. | Stock | – | $26.0K |
| AMDAdvanced Micro Devices Inc | Stock | – | $14.7K |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | – | $6.20K |
Sold out since Q3 2023 (9)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| NVONovo Nordisk A S | ADR | 2,781 | $252.9K | <0.1% | History |
| LNGCheniere Energy, Inc. | COM NEW | 1,461 | $242.5K | <0.1% | History |
| Flexshares Tr33939L803 | M STAR DEV MKT | 3,594 | $224.8K | <0.1% | – |
| ATVIActivision Blizzard, Inc. | COM | 2,277 | $213.2K | <0.1% | History |
| VFCV F Corp | Stock | 11,956 | $211.3K | <0.1% | History |
| VRSNVerisign Inc | COM | 1,016 | $205.8K | <0.1% | History |
| SNASnap-on Inc | COM | 785 | $200.2K | <0.1% | History |
| WKHSWorkhorse Group Inc. | COM NEW | 22,665 | $9.39K | <0.1% | History |
| ZOMDFZomedica Corp. | COM | 14,250 | $2.38K | <0.1% | History |