NorthRock Partners, LLC
- SEC CIK
- 0001632097
- 最新申報
- 2026/8/11
2023 年第 4 季持倉
持倉截至 2023/12/31，2025/4/22 申報。只含多頭部位，變化是跟 2023 年第 3 季比股數。
- 持股檔數
- 743
- 較 2023 年第 3 季 +395
- 總值
- $23.8 億
- 較 2023 年第 3 季 +$14.3 億 (+149.4%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 679,285 | $3.24 億 | 13.6% | +306,809+82.4% | 加碼 | 歷史 |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 3,928,387 | $1.83 億 | 7.7% | +1,856,729+89.6% | 加碼 | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 1,519,720 | $1.52 億 | 6.4% | +972,855+177.9% | 加碼 | – |
| AAPLApple Inc. | Stock | 702,239 | $1.35 億 | 5.7% | +401,457+133.5% | 加碼 | 歷史 |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 1,823,099 | $1.19 億 | 5.0% | +912,180+100.1% | 加碼 | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 1,149,040 | $8,432 萬 | 3.5% | +518,570+82.3% | 加碼 | – |
| Vanguard S&P 500 ETF922908363 | ETF | 174,239 | $7,611 萬 | 3.2% | +172,378+9,262.7% | 加碼 | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 840,783 | $6,362 萬 | 2.7% | +412,893+96.5% | 加碼 | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 675,069 | $5,624 萬 | 2.4% | +287,781+74.3% | 加碼 | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 567,380 | $4,745 萬 | 2.0% | +258,343+83.6% | 加碼 | – |
| MSFTMicrosoft Corp | Stock | 125,716 | $4,727 萬 | 2.0% | +67,701+116.7% | 加碼 | 歷史 |
| MDLZMondelez International, Inc. | Stock | 607,752 | $4,428 萬 | 1.9% | +321,039+112.0% | 加碼 | 歷史 |
| iShares Russell 1000 Growth ETF464287614 | ETF | 135,282 | $4,101 萬 | 1.7% | +48,032+55.1% | 加碼 | – |
| iShares MSCI Eafe ETF464287465 | ETF | 479,486 | $3,613 萬 | 1.5% | +236,682+97.5% | 加碼 | – |
| iShares Tr464287622 | RUS 1000 ETF | 111,157 | $2,915 萬 | 1.2% | +101,775+1,084.8% | 加碼 | – |
| PMPhilip Morris International Inc. | Stock | 254,231 | $2,425 萬 | 1.0% | +130,500+105.5% | 加碼 | 歷史 |
| AMZNAmazon Com Inc | Stock | 141,787 | $2,154 萬 | 0.9% | +76,934+118.6% | 加碼 | 歷史 |
| TGTTarget Corp | Stock | 141,900 | $2,021 萬 | 0.8% | +13,146+10.2% | 加碼 | 歷史 |
| Invesco QQQ Trust Series I46090E103 | ETF | 48,319 | $1,980 萬 | 0.8% | +38,518+393.0% | 加碼 | – |
| NVDANVIDIA Corp | Stock | 84,068 | $1,889 萬 | 0.8% | +68,758+449.1% | 加碼 | 歷史 |
| iShares Tr464288885 | EAFE GRWTH ETF | 171,706 | $1,663 萬 | 0.7% | +154,498+897.8% | 加碼 | – |
| iShares Tr464288877 | EAFE VALUE ETF | 304,373 | $1,586 萬 | 0.7% | +297,276+4,188.8% | 加碼 | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 279,913 | $1,551 萬 | 0.7% | +260,737+1,359.7% | 加碼 | – |
| GOOGLAlphabet Inc. | Stock | 110,400 | $1,542 萬 | 0.6% | +49,827+82.3% | 加碼 | 歷史 |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 559,485 | $1,487 萬 | 0.6% | +287,653+105.8% | 加碼 | – |
| TSLATesla, Inc. | Stock | 57,202 | $1,421 萬 | 0.6% | +31,841+125.6% | 加碼 | 歷史 |
| BRK.BBerkshire Hathaway Inc | Stock | 39,212 | $1,399 萬 | 0.6% | +20,643+111.2% | 加碼 | 歷史 |
| KDPKeurig Dr Pepper Inc. | COM | 407,903 | $1,359 萬 | 0.6% | +407,903 | 新進 | 歷史 |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 55,837 | $1,325 萬 | 0.6% | +27,110+94.4% | 加碼 | – |
| AMPAmeriprise Financial Inc | COM | 33,227 | $1,262 萬 | 0.5% | +2,409+7.8% | 加碼 | 歷史 |
| KHCKraft Heinz Co | Stock | 313,478 | $1,159 萬 | 0.5% | +69,875+28.7% | 加碼 | 歷史 |
| MOAltria Group, Inc. | Stock | 275,760 | $1,139 萬 | 0.5% | +109,860+66.2% | 加碼 | 歷史 |
| ABBVAbbVie Inc. | Stock | 72,858 | $1,129 萬 | 0.5% | +49,769+215.6% | 加碼 | 歷史 |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 193,105 | $1,088 萬 | 0.5% | +43,782+29.3% | 加碼 | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 102,594 | $1,072 萬 | 0.4% | +38,084+59.0% | 加碼 | – |
| METAMeta Platforms, Inc. | Stock | 29,097 | $1,030 萬 | 0.4% | +15,651+116.4% | 加碼 | 歷史 |
| ATIAti Inc | Stock | 198,886 | $904.3 萬 | 0.4% | +150+0.1% | 加碼 | 歷史 |
| iShares Russell Midcap ETF464287499 | ETF | 116,092 | $902.4 萬 | 0.4% | +112,438+3,077.1% | 加碼 | – |
| CAHCardinal Health Inc | Stock | 87,812 | $885.2 萬 | 0.4% | +87,812 | 新進 | 歷史 |
| JPMJPMorgan Chase & Co | Stock | 50,882 | $865.5 萬 | 0.4% | +18,343+56.4% | 加碼 | 歷史 |
| GOOGAlphabet Inc. | Stock | 60,010 | $845.7 萬 | 0.4% | +41,176+218.6% | 加碼 | 歷史 |
| SPDR Series Trust78464A672 | ST INTER ETF | 285,482 | $815.3 萬 | 0.3% | +285,482 | 新進 | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 54,186 | $797.8 萬 | 0.3% | +50,670+1,441.1% | 加碼 | – |
| JNJJohnson & Johnson | Stock | 50,242 | $787.5 萬 | 0.3% | +23,768+89.8% | 加碼 | 歷史 |
| SPDR Series Trust78464A763 | ST STR SP DIV | 58,988 | $737.2 萬 | 0.3% | +47,688+422.0% | 加碼 | – |
| COSTCostco Wholesale Corp | Stock | 10,795 | $728.3 萬 | 0.3% | +5,262+95.1% | 加碼 | 歷史 |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 42,072 | $716.9 萬 | 0.3% | +20,676+96.6% | 加碼 | – |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 95,258 | $696.2 萬 | 0.3% | +95,258 | 新進 | – |
| PGProcter & Gamble Co | Stock | 47,127 | $690.6 萬 | 0.3% | +25,950+122.5% | 加碼 | 歷史 |
| LLYEli Lilly & Co | Stock | 11,717 | $683.0 萬 | 0.3% | +6,543+126.5% | 加碼 | 歷史 |
| MCDMcDonalds Corp | Stock | 22,717 | $673.6 萬 | 0.3% | +8,927+64.7% | 加碼 | 歷史 |
| UNHUnitedHealth Group Inc | Stock | 12,665 | $666.8 萬 | 0.3% | +6,122+93.6% | 加碼 | 歷史 |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 80,310 | $626.7 萬 | 0.3% | +80,310 | 新進 | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 81,695 | $613.5 萬 | 0.3% | +74,653+1,060.1% | 加碼 | – |
| VVisa Inc. | Stock | 22,658 | $589.9 萬 | 0.2% | +9,210+68.5% | 加碼 | 歷史 |
| PEPPepsiCo Inc | Stock | 34,013 | $581.7 萬 | 0.2% | +23,205+214.7% | 加碼 | 歷史 |
| CVXChevron Corp | Stock | 38,674 | $576.9 萬 | 0.2% | +26,592+220.1% | 加碼 | 歷史 |
| iShares Tr464287432 | 20 YR TR BD ETF | 56,459 | $558.3 萬 | 0.2% | +56,459 | 新進 | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 28,953 | $557.3 萬 | 0.2% | +27,445+1,820.0% | 加碼 | – |
| HDHome Depot, Inc. | Stock | 16,005 | $554.7 萬 | 0.2% | +9,732+155.1% | 加碼 | 歷史 |
| BABoeing Co | Stock | 20,820 | $542.7 萬 | 0.2% | +8,131+64.1% | 加碼 | 歷史 |
| iShares Russell 1000 Value ETF464287598 | ETF | 31,842 | $526.2 萬 | 0.2% | +14,605+84.7% | 加碼 | – |
| ABTAbbott Laboratories | Stock | 46,821 | $515.4 萬 | 0.2% | +31,137+198.5% | 加碼 | 歷史 |
| iShares Core S&P Small Cap ETF464287804 | ETF | 45,453 | $492.0 萬 | 0.2% | +42,198+1,296.4% | 加碼 | – |
| SYKStryker Corp | Stock | 16,209 | $486.7 萬 | 0.2% | +11,882+274.6% | 加碼 | 歷史 |
| iShares Tr464288588 | MBS ETF | 50,875 | $478.6 萬 | 0.2% | +50,875 | 新進 | – |
| XOMExxonMobil Holdings Corp | COM | 47,775 | $477.7 萬 | 0.2% | +25,063+110.4% | 加碼 | 歷史 |
| URBNUrban Outfitters Inc | COM | 131,773 | $470.3 萬 | 0.2% | +131,773 | 新進 | 歷史 |
| iShares Core S&P 500 ETF464287200 | ETF | 9,724 | $464.5 萬 | 0.2% | +7,380+314.8% | 加碼 | – |
| CRMSalesforce, Inc. | Stock | 17,609 | $463.4 萬 | 0.2% | +8,024+83.7% | 加碼 | 歷史 |
| iShares Russell 2000 ETF464287655 | ETF | 22,150 | $444.6 萬 | 0.2% | +13,196+147.4% | 加碼 | – |
| AVGOBroadcom Inc. | Stock | 3,987 | $443.1 萬 | 0.2% | +1,726+76.3% | 加碼 | 歷史 |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 84,507 | $424.6 萬 | 0.2% | +84,507 | 新進 | – |
| NFLXNetflix Inc | Stock | 8,886 | $421.0 萬 | 0.2% | +3,922+79.0% | 加碼 | 歷史 |
| MRKMerck & Co., Inc. | Stock | 36,786 | $403.7 萬 | 0.2% | +10,708+41.1% | 加碼 | 歷史 |
| MAMastercard Inc | Stock | 9,375 | $399.8 萬 | 0.2% | +2,934+45.6% | 加碼 | 歷史 |
| AMDAdvanced Micro Devices Inc | Stock | 25,016 | $368.8 萬 | 0.2% | +15,277+156.9% | 加碼 | 歷史 |
| ADBEAdobe Inc. | Stock | 5,767 | $344.1 萬 | 0.1% | +3,275+131.4% | 加碼 | 歷史 |
| HWKNHawkins Inc | COM | 45,830 | $322.7 萬 | 0.1% | +21,652+89.6% | 加碼 | 歷史 |
| PGRProgressive Corp | Stock | 20,252 | $322.6 萬 | 0.1% | +5,303+35.5% | 加碼 | 歷史 |
| WMTWalmart Inc. | Stock | 29,797 | $316.7 萬 | 0.1% | +17,884+150.1% | 加碼 | 歷史 |
| ITWIllinois Tool Works Inc | Stock | 11,992 | $315.8 萬 | 0.1% | +2,473+26.0% | 加碼 | 歷史 |
| AXPAmerican Express Co | Stock | 16,835 | $315.4 萬 | 0.1% | +12,068+253.2% | 加碼 | 歷史 |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 18,613 | $306.0 萬 | 0.1% | +7,755+71.4% | 加碼 | – |
| ORCLOracle Corp | Stock | 28,636 | $301.9 萬 | 0.1% | +15,776+122.7% | 加碼 | 歷史 |
| AMGNAmgen Inc | Stock | 10,420 | $300.1 萬 | 0.1% | +6,556+169.7% | 加碼 | 歷史 |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 23,675 | $296.3 萬 | 0.1% | +8,988+61.2% | 加碼 | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 38,649 | $291.1 萬 | 0.1% | +6,430+20.0% | 加碼 | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 34,667 | $284.4 萬 | 0.1% | +13,472+63.6% | 加碼 | – |
| DISWalt Disney Co | Stock | 31,094 | $281.5 萬 | 0.1% | +15,776+103.0% | 加碼 | 歷史 |
| SBUXStarbucks Corp | Stock | 28,863 | $277.1 萬 | 0.1% | +13,958+93.6% | 加碼 | 歷史 |
| CSCOCisco Systems, Inc. | Stock | 54,801 | $276.9 萬 | 0.1% | +27,054+97.5% | 加碼 | 歷史 |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 24,734 | $276.1 萬 | 0.1% | +21,937+784.3% | 加碼 | – |
| BACBank of America Corp | Stock | 81,714 | $275.1 萬 | 0.1% | +26,042+46.8% | 加碼 | 歷史 |
| CATCaterpillar Inc | Stock | 9,259 | $273.8 萬 | 0.1% | +4,081+78.8% | 加碼 | 歷史 |
| Vanguard Morningstar Growth ETF922908736 | ETF | 8,775 | $272.8 萬 | 0.1% | +3,011+52.2% | 加碼 | – |
| KOCoca Cola Co | Stock | 44,621 | $263.0 萬 | 0.1% | +16,065+56.3% | 加碼 | 歷史 |
| WFCWells Fargo & Company | Stock | 52,067 | $256.3 萬 | 0.1% | +20,867+66.9% | 加碼 | 歷史 |
| INTCIntel Corp | Stock | 50,877 | $255.7 萬 | 0.1% | +18,570+57.5% | 加碼 | 歷史 |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 18,689 | $254.9 萬 | 0.1% | +16,950+974.7% | 加碼 | – |
選擇權（7 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| MSFTMicrosoft Corp | Stock | – | $259.5 萬 |
| AAPLApple Inc. | Stock | $236.8 萬 | – |
| CSCOCisco Systems, Inc. | Stock | $13.6 萬 | – |
| iShares Tr464287432 | 20 YR TR BD ETF | – | $2.97 萬 |
| VVisa Inc. | Stock | – | $2.60 萬 |
| AMDAdvanced Micro Devices Inc | Stock | – | $1.47 萬 |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | – | $6,202 |
2023 年第 3 季之後清倉（9 檔）
2023 年第 3 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2023 年第 3 季股數 | 2023 年第 3 季市值 | 2023 年第 3 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| NVONovo Nordisk A S | ADR | 2,781 | $25.3 萬 | <0.1% | 歷史 |
| LNGCheniere Energy, Inc. | COM NEW | 1,461 | $24.2 萬 | <0.1% | 歷史 |
| Flexshares Tr33939L803 | M STAR DEV MKT | 3,594 | $22.5 萬 | <0.1% | – |
| ATVIActivision Blizzard, Inc. | COM | 2,277 | $21.3 萬 | <0.1% | 歷史 |
| VFCV F Corp | Stock | 11,956 | $21.1 萬 | <0.1% | 歷史 |
| VRSNVerisign Inc | COM | 1,016 | $20.6 萬 | <0.1% | 歷史 |
| SNASnap-on Inc | COM | 785 | $20.0 萬 | <0.1% | 歷史 |
| WKHSWorkhorse Group Inc. | COM NEW | 22,665 | $9,392 | <0.1% | 歷史 |
| ZOMDFZomedica Corp. | COM | 14,250 | $2,381 | <0.1% | 歷史 |