NorthRock Partners, LLC
- SEC CIK
- 0001632097
- Latest filing
- Aug 11, 2026
Holdings in Q3 2025
Holdings as of Sep 30, 2025, filed Nov 14, 2025. Long positions only; changes compare share counts with Q2 2025.
- Positions
- 849
- +182 vs. Q2 2025
- Portfolio value
- $5.53B
- +$1.69B (+44.1%) vs. Q2 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| J P Morgan Exchange Traded F46654Q575 | MORTGAGE BACKED | 8,284,236 | $422.5M | 7.6% | +572,894+7.4% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 3,697,745 | $289.7M | 5.2% | +65,381+1.8% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 468,305 | $286.8M | 5.2% | +359,190+329.2% | Added | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 4,390,569 | $258.4M | 4.7% | +287,250+7.0% | Added | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 4,436,679 | $245.5M | 4.4% | −188,845−4.1% | Reduced | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 2,133,192 | $222.9M | 4.0% | −54,529−2.5% | Reduced | – |
| AAPLApple Inc. | Stock | 852,751 | $217.1M | 3.9% | +123,107+16.9% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 304,545 | $202.9M | 3.7% | −15,583−4.9% | Reduced | History |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 1,882,125 | $189.5M | 3.4% | +140,040+8.0% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 304,852 | $183.0M | 3.3% | +283,909+1,355.6% | Added | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 1,320,638 | $110.2M | 2.0% | −48,365−3.5% | Reduced | – |
| NVDANVIDIA Corp | Stock | 555,666 | $103.7M | 1.9% | +110,556+24.8% | Added | History |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 1,057,787 | $96.9M | 1.8% | −11,925−1.1% | Reduced | – |
| Lattice Strategies Tr518416409 | HARTFORD US EQTY | 1,639,891 | $94.3M | 1.7% | +1,639,891 | New | – |
| MSFTMicrosoft Corp | Stock | 174,619 | $90.4M | 1.6% | +26,115+17.6% | Added | History |
| iShares Tr46434V803 | HDG MSCI EAFE | 1,794,056 | $71.1M | 1.3% | +1,794,056 | New | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 788,199 | $69.9M | 1.3% | −535−0.1% | Reduced | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 660,330 | $62.3M | 1.1% | −8,754−1.3% | Reduced | – |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 1,036,537 | $52.9M | 1.0% | +132,251+14.6% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 110,933 | $52.0M | 0.9% | −7,107−6.0% | Reduced | – |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 1,106,095 | $51.8M | 0.9% | +1,106,095 | New | – |
| iShares Russell Midcap ETF464287499 | ETF | 533,490 | $51.5M | 0.9% | +495,279+1,296.2% | Added | – |
| AMZNAmazon Com Inc | Stock | 195,586 | $42.9M | 0.8% | +33,578+20.7% | Added | History |
| iShares Tr46434V613 | CORE UNIVRSL USD | 888,108 | $41.5M | 0.8% | +888,108 | New | – |
| PGRProgressive Corp | Stock | 160,763 | $39.7M | 0.7% | +197+0.1% | Added | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 567,504 | $37.4M | 0.7% | +42,832+8.2% | Added | – |
| GOOGLAlphabet Inc. | Stock | 149,175 | $36.3M | 0.7% | +20,219+15.7% | Added | History |
| AB Active ETFs Inc00039J889 | TAX AW INTER ETF | 1,339,891 | $34.1M | 0.6% | −72,214−5.1% | Reduced | – |
| MDLZMondelez International, Inc. | Stock | 530,849 | $33.2M | 0.6% | +70.0% | Added | History |
| TSLATesla, Inc. | Stock | 71,641 | $31.9M | 0.6% | +12,614+21.4% | Added | History |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 943,161 | $31.5M | 0.6% | +33,948+3.7% | Added | – |
| PMPhilip Morris International Inc. | Stock | 190,207 | $30.9M | 0.6% | −2,938−1.5% | Reduced | History |
| iShares Tr464287622 | RUS 1000 ETF | 80,644 | $29.5M | 0.5% | +4,953+6.5% | Added | – |
| iShares Tr464288588 | MBS ETF | 305,205 | $29.0M | 0.5% | +291,327+2,099.2% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 310,830 | $29.0M | 0.5% | −22,001−6.6% | Reduced | – |
| METAMeta Platforms, Inc. | Stock | 39,384 | $28.9M | 0.5% | +4,967+14.4% | Added | History |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 385,604 | $28.3M | 0.5% | +385,604 | New | – |
| BRK.BBerkshire Hathaway Inc | Stock | 55,640 | $28.0M | 0.5% | +6,242+12.6% | Added | History |
| PGProcter & Gamble Co | Stock | 176,076 | $27.1M | 0.5% | +125,902+250.9% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 220,112 | $26.2M | 0.5% | +196,029+814.0% | Added | – |
| SPDR Series Trust78464A672 | ST INTER ETF | 888,742 | $25.7M | 0.5% | +878,885+8,916.4% | Added | – |
| BlackRock ETF Trust09290C103 | ISHARES US EQUIT | 431,238 | $25.5M | 0.5% | +431,238 | New | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 263,587 | $24.2M | 0.4% | +121,853+86.0% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 75,102 | $23.7M | 0.4% | +6,519+9.5% | Added | History |
| Vanguard Whitehall FDS921946794 | INTL HIGH ETF | 276,262 | $23.4M | 0.4% | +276,262 | New | – |
| AVGOBroadcom Inc. | Stock | 69,689 | $23.0M | 0.4% | +12,874+22.7% | Added | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 935,642 | $22.0M | 0.4% | +935,642 | New | – |
| BlackRock ETF Trust09290C723 | DYNAMIC EQTY ACT | 859,511 | $21.8M | 0.4% | +859,511 | New | – |
| iShares S&P 500 Value ETF464287408 | ETF | 99,896 | $20.6M | 0.4% | +98,255+5,987.5% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 62,551 | $20.5M | 0.4% | −430−0.7% | Reduced | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 366,432 | $19.9M | 0.4% | +328,082+855.5% | Added | – |
| ABBVAbbVie Inc. | Stock | 83,067 | $19.2M | 0.3% | +6,270+8.2% | Added | History |
| GOOGAlphabet Inc. | Stock | 77,640 | $18.9M | 0.3% | +10,609+15.8% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 24,549 | $16.4M | 0.3% | +6,053+32.7% | Added | – |
| iShares S&P 100 ETF464287101 | ETF | 49,282 | $16.4M | 0.3% | +46,498+1,670.2% | Added | – |
| VVisa Inc. | Stock | 42,170 | $14.4M | 0.3% | +4,891+13.1% | Added | History |
| MOAltria Group, Inc. | Stock | 214,938 | $14.2M | 0.3% | −2,850−1.3% | Reduced | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 290,491 | $13.6M | 0.2% | +290,491 | New | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 92,507 | $13.2M | 0.2% | −484−0.5% | Reduced | – |
| Vanguard Long-Term Treasury ETF92206C847 | ETF | 223,563 | $12.7M | 0.2% | +223,563 | New | – |
| ORCLOracle Corp | Stock | 44,580 | $12.5M | 0.2% | +8,548+23.7% | Added | History |
| NFLXNetflix Inc | Stock | 9,875 | $11.8M | 0.2% | +919+10.3% | Added | History |
| LLYEli Lilly & Co | Stock | 15,361 | $11.7M | 0.2% | +942+6.5% | Added | History |
| iShares Flexible Income Active ETF092528603 | ETF | 218,663 | $11.6M | 0.2% | +218,663 | New | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 411,380 | $10.8M | 0.2% | +8,857+2.2% | Added | – |
| COSTCostco Wholesale Corp | Stock | 11,666 | $10.8M | 0.2% | +291+2.6% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 50,006 | $10.8M | 0.2% | +1,181+2.4% | Added | – |
| KDPKeurig Dr Pepper Inc. | COM | 413,254 | $10.5M | 0.2% | +6,973+1.7% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 34,161 | $9.63M | 0.2% | +20,366+147.6% | Added | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 83,314 | $9.49M | 0.2% | +41,345+98.5% | Added | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 36,040 | $9.24M | 0.2% | +33,485+1,310.6% | Added | – |
| JNJJohnson & Johnson | Stock | 48,919 | $9.07M | 0.2% | +3,057+6.7% | Added | History |
| PLTRPalantir Technologies Inc. | Stock | 49,532 | $9.04M | 0.2% | +11,850+31.4% | Added | History |
| iShares Tr464287721 | U.S. TECH ETF | 45,241 | $8.86M | 0.2% | +39,725+720.2% | Added | – |
| HDHome Depot, Inc. | Stock | 21,291 | $8.63M | 0.2% | +3,628+20.5% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 75,940 | $8.56M | 0.2% | +20,004+35.8% | Added | History |
| WMTWalmart Inc. | Stock | 80,550 | $8.30M | 0.2% | +21,556+36.5% | Added | History |
| CVXChevron Corp | Stock | 53,329 | $8.28M | 0.1% | +14,488+37.3% | Added | History |
| MCDMcDonalds Corp | Stock | 27,131 | $8.24M | 0.1% | +7,650+39.3% | Added | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 151,061 | $8.14M | 0.1% | +147,021+3,639.1% | Added | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 147,982 | $8.00M | 0.1% | +147,982 | New | – |
| Vanguard Information Technology ETF92204A702 | ETF | 10,628 | $7.94M | 0.1% | +5,456+105.5% | Added | – |
| iShares Tr46435G219 | INVT GRAD SY ETF | 172,190 | $7.93M | 0.1% | +165,749+2,573.3% | Added | – |
| BlackRock ETF Trust09290C715 | DISC VOLA EQ ETF | 316,056 | $7.90M | 0.1% | +316,056 | New | – |
| MAMastercard Inc | Stock | 13,554 | $7.71M | 0.1% | +2,364+21.1% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 37,255 | $7.58M | 0.1% | −522−1.4% | Reduced | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 150,829 | $7.46M | 0.1% | +150,829 | New | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 124,035 | $7.43M | 0.1% | +55,731+81.6% | Added | – |
| WFCWells Fargo & Company | Stock | 88,324 | $7.40M | 0.1% | +4,823+5.8% | Added | History |
| AMPAmeriprise Financial Inc | COM | 14,942 | $7.34M | 0.1% | +3,987+36.4% | Added | History |
| ABTAbbott Laboratories | Stock | 54,754 | $7.33M | 0.1% | +3,526+6.9% | Added | History |
| IBMInternational Business Machines Corp | Stock | 25,866 | $7.30M | 0.1% | +5,029+24.1% | Added | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 60,361 | $7.29M | 0.1% | −843−1.4% | Reduced | – |
| AXPAmerican Express Co | Stock | 21,673 | $7.20M | 0.1% | +3,467+19.0% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 14,602 | $7.00M | 0.1% | +4,031+38.1% | Added | – |
| IAUiShares Gold Trust | ETF | 95,995 | $6.99M | 0.1% | +91,895+2,241.3% | Added | History |
| BACBank of America Corp | Stock | 132,855 | $6.85M | 0.1% | +20,852+18.6% | Added | History |
| iShares Tr464288877 | EAFE VALUE ETF | 97,949 | $6.64M | 0.1% | −1,372−1.4% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G615 | INVESCO PHLX SM | 131,611 | $6.60M | 0.1% | +131,611 | New | – |
| SYKStryker Corp | Stock | 17,393 | $6.43M | 0.1% | +1,407+8.8% | Added | History |
Options (20)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| PGRProgressive Corp | Stock | $5.11M | – |
| AAPLApple Inc. | Stock | $1.99M | – |
| MSFTMicrosoft Corp | Stock | – | $1.04M |
| SPYSPDR S&P 500 ETF Trust | ETF | $599.6K | $333.1K |
| TSLATesla, Inc. | Stock | $400.2K | – |
| UNHUnitedHealth Group Inc | Stock | – | $207.2K |
| BRK.BBerkshire Hathaway Inc | Stock | – | $100.5K |
| iShares Russell 2000 ETF464287655 | ETF | – | $96.8K |
| ORCLOracle Corp | Stock | – | $84.4K |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | – | $83.8K |
| JPMJPMorgan Chase & Co | Stock | – | $63.1K |
| WDCWestern Digital Corp | COM | $24.0K | $24.0K |
| CRMSalesforce, Inc. | Stock | – | $47.4K |
| RIVNRivian Automotive, Inc. | Stock | – | $44.0K |
| ANETArista Networks, Inc. | Stock | – | $43.7K |
| FFord Motor Co | Stock | – | $23.9K |
| RDDTReddit, Inc. | Stock | – | $23.0K |
| EBAYeBay Inc | COM | – | $18.2K |
| ProShares Tr74347X831 | ULTRAPRO QQQ | $10.3K | – |
| OXYOccidental Petroleum Corp | Stock | – | $4.72K |
Sold out since Q2 2025 (37)
Positions held at the end of Q2 2025 that are gone from this filing.
| Security | Class | Shares in Q2 2025 | Value in Q2 2025 | % of portfolio in Q2 2025 | History |
|---|---|---|---|---|---|
| ATIAti Inc | Stock | 540,447 | $46.7M | 1.2% | History |
| JNPRJuniper Networks Inc | COM | 42,907 | $1.71M | <0.1% | History |
| SSDSimpson Manufacturing Co., Inc. | COM | 4,455 | $691.9K | <0.1% | History |
| AWRAmerican States Water Co | COM | 7,190 | $551.2K | <0.1% | History |
| HESHess Corp | Stock | 3,033 | $420.2K | <0.1% | History |
| ANSSAnsys Inc | COM | 1,118 | $392.5K | <0.1% | History |
| DOWDow Inc. | Stock | 14,446 | $382.5K | <0.1% | History |
| KMXCarMax Inc | COM | 5,563 | $373.9K | <0.1% | History |
| HSICHenry Schein Inc | COM | 4,957 | $362.1K | <0.1% | History |
| GGALGrupo Financiero Galicia SA | SPONSORED ADR | 6,066 | $305.7K | <0.1% | History |
| MAINMain Street Capital CORP | CEF | 5,101 | $301.5K | <0.1% | History |
| BRKRBruker Corp | COM | 7,213 | $297.2K | <0.1% | History |
| DRIDarden Restaurants Inc | COM | 1,337 | $291.3K | <0.1% | History |
| FMCFMC Corp | COM NEW | 6,682 | $282.8K | <0.1% | History |
| TXRHTexas Roadhouse, Inc. | COM | 1,466 | $275.7K | <0.1% | History |
| iShares Tr464287556 | ISHARES BIOTECH | 2,166 | $274.0K | <0.1% | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 2,082 | $247.9K | <0.1% | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 4,903 | $240.4K | <0.1% | – |
| INVHInvitation Homes Inc. | COM | 7,121 | $233.6K | <0.1% | History |
| GDDYGoDaddy Inc. | CL A | 1,280 | $230.5K | <0.1% | History |
| VCELVericel Corp | COM | 5,389 | $229.3K | <0.1% | History |
| SMCISuper Micro Computer, Inc. | Stock | 4,636 | $227.2K | <0.1% | History |
| SBACSba Communications Corp | CL A | 960 | $225.2K | <0.1% | History |
| AXSAxis Capital Holdings Ltd | SHS | 2,141 | $223.2K | <0.1% | History |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 9,033 | $221.7K | <0.1% | – |
| PAYCPaycom Software, Inc. | Stock | 944 | $218.4K | <0.1% | History |
| Tidal ETF Tr88634T774 | II YIELDMAX NVDA | 13,000 | $218.0K | <0.1% | – |
| AVYAvery Dennison Corp | COM | 1,200 | $210.6K | <0.1% | History |
| KNSLKinsale Capital Group, Inc. | Stock | 432 | $209.3K | <0.1% | History |
| Schwab Strategic Tr808524698 | 5 10YR CORP BD | 9,047 | $205.9K | <0.1% | – |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 6,795 | $204.8K | <0.1% | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 3,497 | $202.3K | <0.1% | History |
| ZIONZions Bancorporation, National Association | COM | 3,892 | $202.2K | <0.1% | History |
| FLOFlowers Foods Inc | COM | 11,548 | $184.5K | <0.1% | History |
| PATHUiPath, Inc. | Stock | 10,941 | $140.0K | <0.1% | History |
| PKPark Hotels & Resorts Inc. | COM | 10,288 | $107.8K | <0.1% | History |
| LCIDLucid Group, Inc. | COM | 25,033 | $52.8K | <0.1% | History |