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NorthRock Partners, LLC

SEC CIK
0001632097
Latest filing
Aug 11, 2026

Holdings in Q4 2025

Holdings as of Dec 31, 2025, filed Feb 17, 2026. Long positions only; changes compare share counts with Q3 2025.

Institution overview
Positions
600
−249 vs. Q3 2025
Portfolio value
$5.92B
+$390.7M (+7.1%) vs. Q3 2025
Filed
Feb 17, 2026
SEC
Holdings of NorthRock Partners, LLC in Q4 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
J P Morgan Exchange Traded F46654Q575MORTGAGE BACKED9,072,433$463.2M7.8%+788,197+9.5%Added–
Vanguard S&P 500 ETF922908363ETF554,355$347.7M5.9%+86,050+18.4%Added–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF3,809,436$305.6M5.2%+111,691+3.0%Added–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS4,732,147$277.9M4.7%+341,578+7.8%Added–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF4,417,191$250.9M4.2%−19,488−0.4%Reduced–
Invesco QQQ Trust Series I46090E103ETF375,518$230.7M3.9%+70,666+23.2%Added–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF2,095,412$223.6M3.8%−37,780−1.8%Reduced–
iShares Tr46436E7180-3 MTH TREASURY2,019,427$202.7M3.4%+137,302+7.3%Added–
AAPLApple Inc.Stock730,854$198.7M3.4%−121,897−14.3%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF289,992$197.7M3.3%−14,553−4.8%ReducedHistory
iShares Tr46434V803HDG MSCI EAFE2,712,794$112.2M1.9%+918,738+51.2%Added–
iShares Tr464287622RUS 1000 ETF298,766$111.6M1.9%+218,122+270.5%Added–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF1,303,671$110.4M1.9%−16,967−1.3%Reduced–
SPDR Series Trust78464A821ST STR SP400GRW1,054,792$97.5M1.6%−2,995−0.3%Reduced–
iShares Tr464288372GLB INFRASTR ETF1,444,781$88.7M1.5%+1,444,781New–
Lattice Strategies Tr518416409HARTFORD US EQTY1,339,244$77.3M1.3%−300,647−18.3%Reduced–
MSFTMicrosoft CorpStock148,675$71.9M1.2%−25,944−14.9%ReducedHistory
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF781,673$71.1M1.2%−6,526−0.8%Reduced–
iShares Russell Midcap ETF464287499ETF718,922$69.2M1.2%+185,432+34.8%Added–
iShares MSCI Eafe ETF464287465ETF682,820$65.6M1.1%+371,990+119.7%Added–
SPDR Series Trust78464A201ST STR SP600GRWO660,442$62.2M1.1%+1120.0%Added–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL1,184,016$60.3M1.0%+147,479+14.2%Added–
NVDANVIDIA CorpStock322,653$60.2M1.0%−233,013−41.9%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF849,669$57.1M1.0%+282,165+49.7%Added–
iShares Tr46434V613CORE UNIVRSL USD1,162,266$54.1M0.9%+274,158+30.9%Added–
SPDR Index Shs FDS78463X509ST PORT MARK ETF1,126,823$52.7M0.9%+20,728+1.9%Added–
iShares Russell 1000 Growth ETF464287614ETF99,437$47.1M0.8%−11,496−10.4%Reduced–
iShares Russell 2000 ETF464287655ETF190,506$46.9M0.8%+176,403+1,250.8%Added–
Vanguard Mortgage-Backed Securities ETF92206C771ETF957,676$45.1M0.8%+667,185+229.7%Added–
iShares Tr464288588MBS ETF455,861$43.4M0.7%+150,656+49.4%Added–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF1,192,856$40.9M0.7%+249,695+26.5%Added–
iShares Tr4642874407-10 YR TRSY BD408,193$39.3M0.7%+395,788+3,190.6%Added–
BlackRock ETF Trust09290C103ISHARES US EQUIT573,058$34.8M0.6%+141,820+32.9%Added–
iShares S&P 500 Value ETF464287408ETF163,462$34.7M0.6%+63,566+63.6%Added–
iShares Core S&P Small Cap ETF464287804ETF277,566$33.4M0.6%+57,454+26.1%Added–
AB Active ETFs Inc00039J889TAX AW INTER ETF1,272,801$32.4M0.5%−67,090−5.0%Reduced–
SPDR Series Trust78464A672ST INTER ETF1,091,131$31.5M0.5%+202,389+22.8%Added–
PGRProgressive CorpStock134,285$30.6M0.5%−26,478−16.5%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF303,725$30.3M0.5%+297,565+4,830.6%Added–
Vanguard Whitehall FDS921946794INTL HIGH ETF335,693$30.2M0.5%+59,431+21.5%Added–
PMPhilip Morris International Inc.Stock180,219$28.9M0.5%−9,988−5.3%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF461,848$28.9M0.5%+337,813+272.4%Added–
MDLZMondelez International, Inc.Stock518,150$27.9M0.5%−12,699−2.4%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF83,144$27.9M0.5%+20,593+32.9%Added–
Schwab US Aggregate Bond ETF808524839ETF1,185,787$27.7M0.5%+250,145+26.7%Added–
BlackRock ETF Trust09290C723DYNAMIC EQTY ACT1,076,818$27.6M0.5%+217,307+25.3%Added–
Invesco Nasdaq 100 ETF46138G649ETF107,902$27.3M0.5%+104,623+3,190.7%Added–
AMZNAmazon Com IncStock113,315$26.2M0.4%−82,271−42.1%ReducedHistory
iShares S&P 100 ETF464287101ETF70,565$24.2M0.4%+21,283+43.2%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF445,838$24.0M0.4%+79,406+21.7%Added–
PGProcter & Gamble CoStock163,324$23.4M0.4%−12,752−7.2%ReducedHistory
iShares Tr46429B7470-5 YR TIPS ETF219,624$22.5M0.4%+219,624New–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF236,491$21.6M0.4%−27,096−10.3%Reduced–
BRK.BBerkshire Hathaway IncStock41,725$21.0M0.4%−13,915−25.0%ReducedHistory
GOOGLAlphabet Inc.Stock65,751$20.6M0.3%−83,424−55.9%ReducedHistory
Invesco S&P 500 Quality ETF46137V241ETF273,638$20.5M0.3%−111,966−29.0%Reduced–
GOOGAlphabet Inc.Stock62,290$19.5M0.3%−15,350−19.8%ReducedHistory
iShares Core S&P 500 ETF464287200ETF28,087$19.2M0.3%+3,538+14.4%Added–
TSLATesla, Inc.Stock42,511$19.1M0.3%−29,130−40.7%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF125,435$18.1M0.3%+57,113+83.6%AddedConverted for a 2-for-1 split–
iShares Flexible Income Active ETF092528603ETF338,397$17.9M0.3%+119,734+54.8%Added–
JPMJPMorgan Chase & CoStock48,619$15.7M0.3%−26,483−35.3%ReducedHistory
ABBVAbbVie Inc.Stock63,868$14.6M0.2%−19,199−23.1%ReducedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF57,712$14.4M0.2%+21,672+60.1%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF54,025$13.9M0.2%+51,511+2,049.0%Added–
Vanguard Long-Term Treasury ETF92206C847ETF233,126$13.0M0.2%+9,563+4.3%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF229,936$12.6M0.2%+78,875+52.2%Added–
iShares Russell Mid-Cap Growth ETF464287481ETF90,582$12.4M0.2%−1,925−2.1%Reduced–
BlackRock ETF Trust09290C780ISHA I IN TE ETF354,467$11.8M0.2%+189,565+115.0%Added–
MOAltria Group, Inc.Stock204,382$11.8M0.2%−10,556−4.9%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD146,493$11.7M0.2%+146,493New–
Schwab U.S. Large-Cap ETF808524201ETF425,946$11.5M0.2%+14,566+3.5%Added–
DBX ETF Tr233051432XTRACK USD HIGH307,711$11.3M0.2%+144,805+88.9%Added–
Vanguard Dividend Appreciation ETF921908844ETF51,399$11.3M0.2%+1,393+2.8%Added–
KDPKeurig Dr Pepper Inc.COM400,469$11.2M0.2%−12,785−3.1%ReducedHistory
METAMeta Platforms, Inc.Stock16,828$11.1M0.2%−22,556−57.3%ReducedHistory
UPSUnited Parcel Service IncStock107,102$10.6M0.2%+73,344+217.3%AddedHistory
BlackRock ETF Trust09290C715DISC VOLA EQ ETF426,717$10.6M0.2%+110,661+35.0%Added–
iShares Tr464288638ISHS 5-10YR INVT190,872$10.3M0.2%+42,890+29.0%Added–
iShares Tr46435G425ESG AWR MSCI USA68,699$10.2M0.2%+68,699New–
IAUiShares Gold TrustETF124,996$10.1M0.2%+29,001+30.2%AddedHistory
iShares Russell 1000 Value ETF464287598ETF45,783$9.63M0.2%+8,528+22.9%Added–
Vanguard Real Estate ETF922908553ETF108,817$9.63M0.2%+96,378+774.8%Added–
Vanguard Total International Bond ETF92203J407ETF197,322$9.53M0.2%+46,493+30.8%Added–
AVGOBroadcom Inc.Stock26,824$9.28M0.2%−42,865−61.5%ReducedHistory
Vanguard Information Technology ETF92204A702ETF12,274$9.25M0.2%+1,646+15.5%Added–
VVisa Inc.Stock25,906$9.09M0.2%−16,264−38.6%ReducedHistory
Invesco Exch Traded FD Tr II46138G615INVESCO PHLX SM161,837$9.03M0.2%+30,226+23.0%Added–
iShares Tr46435G219INVT GRAD SY ETF193,093$8.82M0.1%+20,903+12.1%Added–
iShares Core MSCI Europe ETF46434V738ETF118,183$8.39M0.1%+26,707+29.2%Added–
iShares S&P 500 Growth ETF464287309ETF64,154$7.91M0.1%+3,793+6.3%Added–
Vanguard Morningstar Growth ETF922908736ETF15,027$7.33M0.1%+425+2.9%Added–
LLYEli Lilly & CoStock6,683$7.18M0.1%−8,678−56.5%ReducedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF83,620$7.00M0.1%+83,620New–
AMPAmeriprise Financial IncCOM14,221$6.97M0.1%−721−4.8%ReducedHistory
ORCLOracle CorpStock35,695$6.96M0.1%−8,885−19.9%ReducedHistory
iShares Tr464288877EAFE VALUE ETF96,916$6.92M0.1%−1,033−1.1%Reduced–
iShares Tr464288760US AER DEF ETF31,580$6.78M0.1%+15,551+97.0%Added–
JNJJohnson & JohnsonStock32,513$6.73M0.1%−16,406−33.5%ReducedHistory
CVXChevron CorpStock43,802$6.68M0.1%−9,527−17.9%ReducedHistory

Options (17)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of NorthRock Partners, LLC in Q4 2025
SecurityClassPutsCalls
AAPLApple Inc.Stock$3.37M$54.4K
PGRProgressive CorpStock$3.01M–
AMZNAmazon Com IncStock–$346.2K
SPYSPDR S&P 500 ETF TrustETF$136.4K$136.4K
MSFTMicrosoft CorpStock–$241.8K
GEGeneral Electric CoStock$154.0K–
BRK.BBerkshire Hathaway IncStock–$100.5K
TSMTaiwan Semiconductor Manufacturing Co LtdADR–$91.2K
APPAppLovin CorpCOM CL A–$67.4K
RIVNRivian Automotive, Inc.Stock–$59.1K
BACBank of America CorpStock–$55.0K
CRMSalesforce, Inc.Stock–$53.0K
NVDANVIDIA CorpStock–$37.3K
IBMInternational Business Machines CorpStock–$29.6K
FFord Motor CoStock–$26.2K
SLViShares Silver TrustETF–$12.9K
DLTRDollar Tree, Inc.COM–$12.3K

Sold out since Q3 2025 (303)

Positions held at the end of Q3 2025 that are gone from this filing.

The largest 100 of 303 by value last quarter.

Positions of NorthRock Partners, LLC sold out since Q3 2025
SecurityClassShares in Q3 2025Value in Q3 2025% of portfolio in Q3 2025History
LRCXLam Research CorpStock19,173$2.57M<0.1%History
DDDuPont de Nemours, Inc.COM29,550$2.30M<0.1%History
Global X FDS37954Y889S&P 500 CATHOLIC27,915$2.26M<0.1%–
PNCPNC Financial Services Group, Inc.Stock8,383$1.68M<0.1%History
PHParker-Hannifin CorpStock1,833$1.39M<0.1%History
MSTRStrategy IncStock4,295$1.38M<0.1%History
DHIHorton D R IncCOM7,895$1.34M<0.1%History
DASHDoorDash, Inc.Stock4,913$1.34M<0.1%History
NEMNEWMONT CorpStock15,730$1.33M<0.1%History
URIUnited Rentals, Inc.COM1,352$1.29M<0.1%History
SNPSSynopsys IncCOM2,407$1.19M<0.1%History
HWMHowmet Aerospace Inc.Stock6,041$1.19M<0.1%History
METMetlife IncStock14,358$1.18M<0.1%History
ADSKAutodesk, Inc.COM3,714$1.18M<0.1%History
RCLRoyal Caribbean Cruises LtdCOM3,463$1.12M<0.1%History
HLTHilton Worldwide Holdings Inc.COM4,234$1.10M<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM1,943$1.09M<0.1%History
CBRECbre Group, Inc.CL A6,874$1.08M<0.1%History
TDGTransDigm Group INCCOM789$1.04M<0.1%History
WDCWestern Digital CorpCOM8,570$1.03M<0.1%History
IQVIQVIA Holdings Inc.Stock5,297$1.01M<0.1%History
PWRQuanta Services, Inc.COM2,421$1.00M<0.1%History
AZOAutoZone IncCOM233$999.6K<0.1%History
LENLennar CorpCL A7,619$960.3K<0.1%History
EXPEExpedia Group, Inc.Stock4,457$952.7K<0.1%History
HUMHumana IncStock3,635$945.8K<0.1%History
HCAHCA Healthcare, Inc.COM2,209$941.5K<0.1%History
EMEEMCOR Group, Inc.Stock1,449$941.2K<0.1%History
SYFSynchrony FinancialCOM12,472$886.1K<0.1%History
CNCCentene CorpStock24,571$876.7K<0.1%History
FIXComfort Systems USA IncCOM1,061$875.5K<0.1%History
WABWestinghouse Air Brake Technologies CorpStock4,345$871.0K<0.1%History
AEPAmerican Electric Power Co IncStock7,582$853.0K<0.1%History
MLMMartin Marietta Materials IncCOM1,293$815.0K<0.1%History
MPWRMonolithic Power Systems, Inc.COM882$812.5K<0.1%History
AREAlexandria Real Estate Equities, Inc.COM9,644$803.7K<0.1%History
VSTVistra Corp.Stock4,097$802.7K<0.1%History
KKellanovaStock9,754$800.0K<0.1%History
BDXBecton Dickinson & CoStock4,251$795.7K<0.1%History
HALHalliburton CoStock31,835$783.1K<0.1%History
INCYIncyte CorpCOM9,213$781.4K<0.1%History
SFStifel Financial CorpCOM6,819$773.8K<0.1%History
EIXEdison InternationalStock13,995$773.7K<0.1%History
RMDResmed IncCOM2,826$773.6K<0.1%History
VLOValero Energy CorpStock4,511$768.0K<0.1%History
CTVACorteva, Inc.Stock11,251$760.9K<0.1%History
FASTFastenal CoStock15,342$752.4K<0.1%History
NXPINXP Semiconductors N.V.COM3,284$748.0K<0.1%History
DVNDevon Energy CorpStock21,263$745.5K<0.1%History
VRSNVerisign IncCOM2,662$744.2K<0.1%History
MSCIMSCI Inc.Stock1,254$711.5K<0.1%History
VRSKVerisk Analytics, Inc.COM2,823$710.0K<0.1%History
KEYKeycorpCOM37,862$707.6K<0.1%History
SYYSysco CorpStock8,540$703.2K<0.1%History
ITGartner IncCOM2,669$701.6K<0.1%History
BKRBaker Hughes CoCL A14,336$698.5K<0.1%History
ILMNIllumina, Inc.COM7,221$685.8K<0.1%History
MNSTMonster Beverage CorpCOM9,957$670.2K<0.1%History
ELEstee Lauder Companies IncCL A7,520$662.7K<0.1%History
LHXL3HARRIS Technologies, Inc.Stock2,167$661.8K<0.1%History
NTRANatera, Inc.COM4,092$658.7K<0.1%History
WDAYWorkday, Inc.CL A2,724$655.7K<0.1%History
RJFRaymond James Financial IncCOM3,771$650.8K<0.1%History
ZSZscaler, Inc.Stock2,158$646.7K<0.1%History
VLTOVeralto CorpStock6,025$642.3K<0.1%History
DTEDte Energy CoCOM4,489$634.9K<0.1%History
TPRTapestry, Inc.COM5,608$634.9K<0.1%History
FNFFidelity National Financial, Inc.COM SHS10,448$632.0K<0.1%History
IBKRInteractive Brokers Group, Inc.Stock9,151$629.7K<0.1%History
ITTItt Inc.COM3,512$627.8K<0.1%History
RSGRepublic Services, Inc.COM2,732$626.9K<0.1%History
DELLDell Technologies Inc.Stock4,409$625.1K<0.1%History
NTAPNetApp, Inc.Stock5,258$622.9K<0.1%History
TECHBIO-TECHNE CorpCOM11,133$619.3K<0.1%History
OCOwens CorningStock4,376$619.0K<0.1%History
CPRTCopart IncCOM13,698$616.0K<0.1%History
FANGDiamondback Energy, Inc.Stock4,252$608.5K<0.1%History
CHDChurch & Dwight Co IncCOM6,901$604.7K<0.1%History
BCBrunswick CorpCOM9,406$594.8K<0.1%History
AMCRAmcor plcORD72,647$594.3K<0.1%History
GRMNGarmin LtdSHS2,407$592.7K<0.1%History
MOHMolina Healthcare, Inc.COM3,007$575.4K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999919,851$573.9K<0.1%History
CFGCitizens Financial Group IncCOM10,727$570.2K<0.1%History
APOApollo Global Management, Inc.COM4,246$565.8K<0.1%History
STESTERIS plcSHS USD2,247$556.0K<0.1%History
KRKroger CoStock8,225$554.4K<0.1%History
KMIKinder Morgan, Inc.Stock19,584$554.4K<0.1%History
ETREntergy CorpCOM5,904$550.2K<0.1%History
TSCOTractor Supply CoCOM9,598$545.8K<0.1%History
LNTAlliant Energy CorpStock8,073$544.2K<0.1%History
EVREvercore Inc.CLASS A1,604$541.1K<0.1%History
CSXCSX CorpStock15,234$541.0K<0.1%History
HOODRobinhood Markets, Inc.Stock3,773$540.2K<0.1%History
UALUnited Airlines Holdings, Inc.COM5,595$539.9K<0.1%History
OXYOccidental Petroleum CorpStock11,280$533.0K<0.1%History
CHWYChewy, Inc.CL A12,963$524.4K<0.1%History
AMEAmetek IncCOM2,769$520.6K<0.1%History
EFXEquifax IncCOM2,023$519.0K<0.1%History
DKNGDraftKings Inc.Stock13,808$516.4K<0.1%History