NorthRock Partners, LLC
- SEC CIK
- 0001632097
- Latest filing
- Aug 11, 2026
Holdings in Q1 2026
Holdings as of Mar 31, 2026, filed May 15, 2026. Long positions only; changes compare share counts with Q4 2025.
- Positions
- 653
- +53 vs. Q4 2025
- Portfolio value
- $6.20B
- +$278.0M (+4.7%) vs. Q4 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| J P Morgan Exchange Traded F46654Q575 | MORTGAGE BACKED | 9,745,400 | $497.0M | 8.0% | +672,967+7.4% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 588,417 | $351.6M | 5.7% | +34,062+6.1% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 4,164,509 | $318.8M | 5.1% | +355,073+9.3% | Added | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 4,867,688 | $285.0M | 4.6% | +135,541+2.9% | Added | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 4,586,305 | $259.5M | 4.2% | +169,114+3.8% | Added | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 2,242,910 | $225.8M | 3.6% | +223,483+11.1% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 389,838 | $225.0M | 3.6% | +14,320+3.8% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 2,194,615 | $214.9M | 3.5% | +99,203+4.7% | Added | – |
| AAPLApple Inc. | Stock | 774,012 | $196.4M | 3.2% | +43,158+5.9% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 284,894 | $185.3M | 3.0% | −5,098−1.8% | Reduced | History |
| iShares Tr464288372 | GLB INFRASTR ETF | 2,668,843 | $178.8M | 2.9% | +1,224,062+84.7% | Added | – |
| iShares Tr46434V803 | HDG MSCI EAFE | 3,074,762 | $130.7M | 2.1% | +361,968+13.3% | Added | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 1,343,748 | $114.4M | 1.8% | +40,077+3.1% | Added | – |
| iShares Tr464287622 | RUS 1000 ETF | 298,262 | $106.3M | 1.7% | −504−0.2% | Reduced | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 1,083,341 | $104.0M | 1.7% | +28,549+2.7% | Added | – |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 1,491,349 | $76.0M | 1.2% | +307,333+26.0% | Added | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 797,912 | $75.5M | 1.2% | +16,239+2.1% | Added | – |
| Lattice Strategies Tr518416409 | HARTFORD US EQTY | 1,274,569 | $75.3M | 1.2% | −64,675−4.8% | Reduced | – |
| iShares Russell Midcap ETF464287499 | ETF | 707,769 | $68.8M | 1.1% | −11,153−1.6% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 683,676 | $66.4M | 1.1% | +856+0.1% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 945,629 | $66.0M | 1.1% | +95,960+11.3% | Added | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 682,296 | $65.9M | 1.1% | +21,854+3.3% | Added | – |
| NVDANVIDIA Corp | Stock | 337,012 | $58.8M | 0.9% | +14,359+4.5% | Added | History |
| MSFTMicrosoft Corp | Stock | 157,278 | $58.2M | 0.9% | +8,603+5.8% | Added | History |
| iShares Tr46434V613 | CORE UNIVRSL USD | 1,191,852 | $55.1M | 0.9% | +29,586+2.5% | Added | – |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 1,124,639 | $52.8M | 0.9% | −2,184−0.2% | Reduced | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 524,082 | $50.0M | 0.8% | +115,889+28.4% | Added | – |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 1,429,232 | $48.3M | 0.8% | +236,376+19.8% | Added | – |
| iShares Russell 2000 ETF464287655 | ETF | 191,351 | $47.5M | 0.8% | +845+0.4% | Added | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 957,078 | $44.9M | 0.7% | −598−0.1% | Reduced | – |
| iShares Tr464288588 | MBS ETF | 466,390 | $44.3M | 0.7% | +10,529+2.3% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 385,930 | $41.1M | 0.7% | +286,493+288.1% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 274,803 | $34.2M | 0.6% | −2,763−1.0% | Reduced | – |
| iShares S&P 500 Value ETF464287408 | ETF | 155,844 | $32.9M | 0.5% | −7,618−4.7% | Reduced | – |
| SPDR Series Trust78464A672 | ST INTER ETF | 1,107,517 | $31.7M | 0.5% | +16,386+1.5% | Added | – |
| AB Active ETFs Inc00039J889 | TAX AW INTER ETF | 1,242,535 | $31.4M | 0.5% | −30,266−2.4% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 309,931 | $30.8M | 0.5% | +6,206+2.0% | Added | – |
| Vanguard Whitehall FDS921946794 | INTL HIGH ETF | 323,544 | $30.5M | 0.5% | −12,149−3.6% | Reduced | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 461,341 | $29.6M | 0.5% | −507−0.1% | Reduced | – |
| MDLZMondelez International, Inc. | Stock | 512,580 | $29.5M | 0.5% | −5,570−1.1% | Reduced | History |
| PMPhilip Morris International Inc. | Stock | 175,418 | $29.0M | 0.5% | −4,801−2.7% | Reduced | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 1,209,030 | $28.1M | 0.5% | +23,243+2.0% | Added | – |
| AMZNAmazon Com Inc | Stock | 129,681 | $27.0M | 0.4% | +16,366+14.4% | Added | History |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 112,440 | $26.7M | 0.4% | +4,538+4.2% | Added | – |
| BlackRock ETF Trust09290C723 | DYNAMIC EQTY ACT | 1,097,932 | $26.7M | 0.4% | +21,114+2.0% | Added | – |
| PGRProgressive Corp | Stock | 134,202 | $26.6M | 0.4% | −83−0.1% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 81,046 | $26.0M | 0.4% | −2,098−2.5% | Reduced | – |
| BlackRock ETF Trust09290C103 | ISHARES US EQUIT | 431,747 | $25.1M | 0.4% | −141,311−24.7% | Reduced | – |
| PGProcter & Gamble Co | Stock | 164,427 | $23.7M | 0.4% | +1,103+0.7% | Added | History |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 227,876 | $23.6M | 0.4% | +8,252+3.8% | Added | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 435,614 | $23.5M | 0.4% | −10,224−2.3% | Reduced | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 224,326 | $20.6M | 0.3% | −12,165−5.1% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 42,083 | $20.2M | 0.3% | +358+0.9% | Added | History |
| GOOGLAlphabet Inc. | Stock | 67,978 | $19.5M | 0.3% | +2,227+3.4% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 28,452 | $18.6M | 0.3% | +365+1.3% | Added | – |
| TSLATesla, Inc. | Stock | 48,390 | $18.0M | 0.3% | +5,879+13.8% | Added | History |
| iShares Flexible Income Active ETF092528603 | ETF | 344,179 | $17.9M | 0.3% | +5,782+1.7% | Added | – |
| GOOGAlphabet Inc. | Stock | 62,084 | $17.8M | 0.3% | −206−0.3% | Reduced | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 134,002 | $17.8M | 0.3% | +8,567+6.8% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 60,410 | $17.8M | 0.3% | +11,791+24.3% | Added | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 155,640 | $17.3M | 0.3% | +99,315+176.3% | Added | – |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 224,229 | $16.9M | 0.3% | −49,409−18.1% | Reduced | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 677,582 | $15.5M | 0.3% | +511,942+309.1% | Added | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 62,429 | $15.0M | 0.2% | +4,717+8.2% | Added | – |
| ABBVAbbVie Inc. | Stock | 64,756 | $14.1M | 0.2% | +888+1.4% | Added | History |
| BlackRock ETF Trust09290C780 | ISHA I IN TE ETF | 414,031 | $13.6M | 0.2% | +59,564+16.8% | Added | – |
| Vanguard Long-Term Treasury ETF92206C847 | ETF | 239,924 | $13.3M | 0.2% | +6,798+2.9% | Added | – |
| MOAltria Group, Inc. | Stock | 198,271 | $13.1M | 0.2% | −6,111−3.0% | Reduced | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 48,648 | $12.7M | 0.2% | −5,377−10.0% | Reduced | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 156,828 | $12.4M | 0.2% | +10,335+7.1% | Added | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 89,844 | $11.5M | 0.2% | −738−0.8% | Reduced | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 230,873 | $11.4M | 0.2% | +937+0.4% | Added | – |
| iShares Tr464288760 | US AER DEF ETF | 51,095 | $11.2M | 0.2% | +19,515+61.8% | Added | – |
| AVGOBroadcom Inc. | Stock | 35,927 | $11.1M | 0.2% | +9,103+33.9% | Added | History |
| DBX ETF Tr233051432 | XTRACK USD HIGH | 305,036 | $11.0M | 0.2% | −2,675−0.9% | Reduced | – |
| METAMeta Platforms, Inc. | Stock | 19,050 | $10.9M | 0.2% | +2,222+13.2% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 49,661 | $10.7M | 0.2% | −1,738−3.4% | Reduced | – |
| KDPKeurig Dr Pepper Inc. | COM | 403,937 | $10.6M | 0.2% | +3,468+0.9% | Added | History |
| iShares Tr464288638 | ISHS 5-10YR INVT | 196,247 | $10.4M | 0.2% | +5,375+2.8% | Added | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 403,164 | $10.3M | 0.2% | −22,782−5.3% | Reduced | – |
| XOMExxonMobil Holdings Corp | COM | 60,712 | $10.3M | 0.2% | +11,147+22.5% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 104,539 | $10.3M | 0.2% | −2,563−2.4% | Reduced | History |
| BlackRock ETF Trust09290C715 | DISC VOLA EQ ETF | 409,187 | $10.1M | 0.2% | −17,530−4.1% | Reduced | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 46,827 | $10.0M | 0.2% | +1,044+2.3% | Added | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 204,816 | $9.84M | 0.2% | +7,494+3.8% | Added | – |
| Vanguard Real Estate ETF922908553 | ETF | 109,381 | $9.70M | 0.2% | +564+0.5% | Added | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 67,679 | $9.57M | 0.2% | −1,020−1.5% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G615 | INVESCO PHLX SM | 159,046 | $9.50M | 0.2% | −2,791−1.7% | Reduced | – |
| VVisa Inc. | Stock | 30,491 | $9.22M | 0.1% | +4,585+17.7% | Added | History |
| CVXChevron Corp | Stock | 44,183 | $9.14M | 0.1% | +381+0.9% | Added | History |
| Vanguard Information Technology ETF92204A702 | ETF | 99,329 | $8.66M | 0.1% | +87,055+709.3% | Added | – |
| JNJJohnson & Johnson | Stock | 34,953 | $8.54M | 0.1% | +2,440+7.5% | Added | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 120,395 | $8.45M | 0.1% | +71,717+147.3% | Added | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 71,554 | $8.09M | 0.1% | +7,400+11.5% | Added | – |
| iShares Tr46435G219 | INVT GRAD SY ETF | 175,208 | $7.89M | 0.1% | −17,885−9.3% | Reduced | – |
| COSTCostco Wholesale Corp | Stock | 7,660 | $7.63M | 0.1% | +505+7.1% | Added | History |
| iShares Core MSCI Europe ETF46434V738 | ETF | 106,545 | $7.49M | 0.1% | −11,638−9.8% | Reduced | – |
| WMTWalmart Inc. | Stock | 58,822 | $7.31M | 0.1% | +19,568+49.8% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 99,802 | $7.27M | 0.1% | +84,775+564.2% | Added | – |
| iShares Tr464288877 | EAFE VALUE ETF | 97,378 | $7.24M | 0.1% | +462+0.5% | Added | – |
Options (23)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| PGRProgressive Corp | Stock | $2.62M | – |
| AAPLApple Inc. | Stock | $1.27M | – |
| MSFTMicrosoft Corp | Stock | – | $740.3K |
| SPYSPDR S&P 500 ETF Trust | ETF | $65.0K | $260.1K |
| JKSJinkoSolar Holding Co., Ltd. | SPONSORED ADR | – | $254.1K |
| TSLATesla, Inc. | Stock | – | $111.5K |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | – | $101.4K |
| BRK.BBerkshire Hathaway Inc | Stock | – | $95.8K |
| ENBEnbridge Inc | Stock | – | $54.1K |
| BABAAlibaba Group Holding Ltd | ADR | $25.1K | $25.1K |
| iShares Russell 2000 ETF464287655 | ETF | – | $49.6K |
| RIVNRivian Automotive, Inc. | Stock | – | $45.1K |
| APPAppLovin Corp | COM CL A | – | $39.8K |
| PEPPepsiCo Inc | Stock | $31.1K | – |
| GOOGLAlphabet Inc. | Stock | – | $28.8K |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $24.7K | – |
| NOWServiceNow, Inc. | Stock | – | $20.9K |
| BABoeing Co | Stock | $19.9K | – |
| TXNTexas Instruments Inc | Stock | $19.4K | – |
| SBUXStarbucks Corp | Stock | $17.9K | – |
| SLViShares Silver Trust | ETF | – | $13.6K |
| BF.BBrown Forman Corp | Stock | – | $5.29K |
| BMNRBitmine Immersion Technologies, Inc. | COM NEW | – | $1.98K |
Sold out since Q4 2025 (42)
Positions held at the end of Q4 2025 that are gone from this filing.
| Security | Class | Shares in Q4 2025 | Value in Q4 2025 | % of portfolio in Q4 2025 | History |
|---|---|---|---|---|---|
| CMAComerica Inc | COM | 15,273 | $1.33M | <0.1% | History |
| MSMMSC Industrial Direct Co Inc | CL A | 12,648 | $1.06M | <0.1% | History |
| ONONOn Holding AG | Stock | 20,780 | $965.9K | <0.1% | History |
| Vanguard Intl Equity Index F922042866 | FTSE PACIFIC ETF | 6,408 | $579.3K | <0.1% | – |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 4,806 | $480.3K | <0.1% | – |
| UNMUnum Group | Stock | 5,218 | $404.4K | <0.1% | History |
| BNYBank of New York Mellon Corp | Stock | 3,237 | $375.9K | <0.1% | History |
| SONYSony Group Corp | SPONSORED ADR | 13,715 | $351.1K | <0.1% | History |
| Ssga Active Tr78470P408 | STATE STREET US | 5,540 | $345.2K | <0.1% | – |
| SPDR Index Shs FDS78463X202 | ST STR EU 50 ETF | 5,172 | $333.1K | <0.1% | – |
| Franklin Templeton ETF Tr35473P868 | FRANKLIN DYN MUN | 13,148 | $327.0K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 5,356 | $306.6K | <0.1% | – |
| CRCrane Co | COMMON STOCK | 1,554 | $286.6K | <0.1% | History |
| iShares Tr46435G250 | HIGH YLD SYSTM B | 6,040 | $286.0K | <0.1% | – |
| CTSHCognizant Technology Solutions Corp | CL A | 3,048 | $253.0K | <0.1% | History |
| iShares Russell Top 200 Growth ETF464289438 | ETF | 875 | $242.3K | <0.1% | – |
| IRIngersoll Rand Inc. | COM | 3,041 | $240.9K | <0.1% | History |
| FBTCFidelity Wise Origin Bitcoin Fund | SHS | 3,011 | $229.5K | <0.1% | History |
| AGIAlamos Gold Inc | Stock | 5,900 | $227.6K | <0.1% | History |
| COINCoinbase Global, Inc. | COM CL A | 999 | $226.1K | <0.1% | History |
| PHMPultegroup Inc | COM | 1,925 | $224.8K | <0.1% | History |
| PYPLPayPal Holdings, Inc. | Stock | 3,798 | $221.8K | <0.1% | History |
| VTRVentas, Inc. | REIT | 2,921 | $220.9K | <0.1% | History |
| RDDTReddit, Inc. | Stock | 957 | $220.1K | <0.1% | History |
| FISFidelity National Information Services, Inc. | Stock | 3,309 | $219.9K | <0.1% | History |
| BXSLBlackstone Secured Lending Fund | COMMON STOCK | 8,220 | $216.4K | <0.1% | History |
| iShares Tr46435G193 | ESG AWRE USD ETF | 9,226 | $215.7K | <0.1% | – |
| TTDTrade Desk, Inc. | Stock | 5,655 | $214.7K | <0.1% | History |
| BROSDutch Bros Inc. | CL A | 3,480 | $213.0K | <0.1% | History |
| AXONAxon Enterprise, Inc. | COM | 374 | $212.8K | <0.1% | History |
| FISVFiserv Inc | Stock | 3,167 | $212.7K | <0.1% | History |
| RACEFerrari N.V. | COM | 574 | $212.5K | <0.1% | History |
| Roundhill ETF Trust77926X718 | NVDA WEEKLYPAY E | 5,270 | $209.2K | <0.1% | – |
| WYWeyerhaeuser Co | COM NEW | 8,793 | $208.3K | <0.1% | History |
| iShares Inc464286517 | JP MORGAN EM ETF | 5,003 | $208.0K | <0.1% | – |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 1,223 | $205.5K | <0.1% | – |
| Amplify ETF Tr032108664 | AMPLIFY CYBERSEC | 2,539 | $204.1K | <0.1% | – |
| Vanguard Health Care ETF92204A504 | ETF | 704 | $202.6K | <0.1% | – |
| BSXBoston Scientific Corp | Stock | 2,118 | $202.0K | <0.1% | History |
| ARCOArcos Dorados Holdings Inc. | SHS CLASS -A - | 10,000 | $73.4K | <0.1% | History |
| SELXFSemilux International Ltd. | ORD SHS | 20,076 | $15.7K | <0.1% | History |
| ORGNOrigin Materials, Inc. | COM | 40,000 | $8.47K | <0.1% | History |