NorthRock Partners, LLC
- SEC CIK
- 0001632097
- Latest filing
- Aug 11, 2026
Holdings in Q2 2026
Holdings as of Jun 30, 2026, filed Aug 11, 2026. Long positions only; changes compare share counts with Q1 2026.
- Positions
- 669
- +16 vs. Q1 2026
- Portfolio value
- $6.89B
- +$689.4M (+11.1%) vs. Q1 2026
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF922908363 | ETF | 599,760 | $411.9M | 6.0% | +11,343+1.9% | Added | – |
| J P Morgan Exchange Traded F46654Q575 | MORTGAGE BACKED | 8,082,572 | $409.6M | 5.9% | −1,662,828−17.1% | Reduced | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 4,629,596 | $406.8M | 5.9% | +465,087+11.2% | Added | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 4,889,672 | $297.2M | 4.3% | +303,367+6.6% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 2,326,724 | $276.9M | 4.0% | +132,109+6.0% | Added | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 2,736,985 | $275.5M | 4.0% | +494,075+22.0% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 373,687 | $275.2M | 4.0% | −16,151−4.1% | Reduced | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 4,710,769 | $274.2M | 4.0% | −156,919−3.2% | Reduced | – |
| AAPLApple Inc. | Stock | 764,922 | $221.3M | 3.2% | −9,090−1.2% | Reduced | History |
| iShares Tr464288372 | GLB INFRASTR ETF | 3,076,200 | $204.9M | 3.0% | +407,357+15.3% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 273,293 | $204.1M | 3.0% | −11,601−4.1% | Reduced | History |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 1,427,030 | $135.4M | 2.0% | +83,282+6.2% | Added | – |
| iShares Tr46434V803 | HDG MSCI EAFE | 2,840,162 | $133.3M | 1.9% | −234,600−7.6% | Reduced | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 1,153,617 | $129.3M | 1.9% | +70,276+6.5% | Added | – |
| iShares Tr464287622 | RUS 1000 ETF | 295,228 | $120.9M | 1.8% | −3,034−1.0% | Reduced | – |
| AB Active ETFs Inc00039J889 | TAX AW INTER ETF | 3,874,626 | $99.5M | 1.4% | +2,632,091+211.8% | Added | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 834,093 | $91.0M | 1.3% | +36,181+4.5% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 1,096,059 | $90.8M | 1.3% | +150,430+15.9% | Added | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 732,397 | $87.3M | 1.3% | +50,101+7.3% | Added | – |
| Lattice Strategies Tr518416409 | HARTFORD US EQTY | 1,213,197 | $81.8M | 1.2% | −61,372−4.8% | Reduced | – |
| iShares Russell Midcap ETF464287499 | ETF | 680,478 | $75.1M | 1.1% | −27,291−3.9% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 681,246 | $70.8M | 1.0% | −2,430−0.4% | Reduced | – |
| NVDANVIDIA Corp | Stock | 325,443 | $65.1M | 0.9% | −11,569−3.4% | Reduced | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 662,231 | $62.6M | 0.9% | +138,149+26.4% | Added | – |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 1,687,130 | $61.6M | 0.9% | +257,898+18.0% | Added | – |
| MSFTMicrosoft Corp | Stock | 158,398 | $59.1M | 0.9% | +1,120+0.7% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 191,265 | $57.5M | 0.8% | −860.0% | Reduced | – |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 1,092,633 | $56.6M | 0.8% | −32,006−2.8% | Reduced | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 1,158,879 | $53.5M | 0.8% | −32,973−2.8% | Reduced | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 378,795 | $47.0M | 0.7% | −1,164,925−75.5% | ReducedConverted for a 4-for-1 split | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 970,465 | $45.4M | 0.7% | +13,387+1.4% | Added | – |
| iShares Tr464288588 | MBS ETF | 444,758 | $42.0M | 0.6% | −21,632−4.6% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 262,654 | $39.0M | 0.6% | −12,149−4.4% | Reduced | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 1,618,956 | $37.4M | 0.5% | +409,926+33.9% | Added | – |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 662,850 | $33.8M | 0.5% | −828,499−55.6% | Reduced | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 110,441 | $33.5M | 0.5% | −1,999−1.8% | Reduced | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 453,208 | $32.3M | 0.5% | −8,133−1.8% | Reduced | – |
| PMPhilip Morris International Inc. | Stock | 178,201 | $32.2M | 0.5% | +2,783+1.6% | Added | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 320,830 | $31.8M | 0.5% | +10,899+3.5% | Added | – |
| AMZNAmazon Com Inc | Stock | 131,565 | $31.4M | 0.5% | +1,884+1.5% | Added | History |
| Vanguard Whitehall FDS921946794 | INTL HIGH ETF | 299,797 | $29.4M | 0.4% | −23,747−7.3% | Reduced | – |
| SPDR Series Trust78464A672 | ST INTER ETF | 1,032,022 | $29.3M | 0.4% | −75,495−6.8% | Reduced | – |
| MDLZMondelez International, Inc. | Stock | 506,441 | $29.3M | 0.4% | −6,139−1.2% | Reduced | History |
| PGRProgressive Corp | Stock | 133,547 | $29.2M | 0.4% | −655−0.5% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 77,998 | $28.9M | 0.4% | −3,048−3.8% | Reduced | – |
| BlackRock ETF Trust09290C723 | DYNAMIC EQTY ACT | 1,034,026 | $28.7M | 0.4% | −63,906−5.8% | Reduced | – |
| BlackRock ETF Trust09290C103 | ISHARES US EQUIT | 383,502 | $26.1M | 0.4% | −48,245−11.2% | Reduced | – |
| iShares S&P 500 Value ETF464287408 | ETF | 110,052 | $25.0M | 0.4% | −45,792−29.4% | Reduced | – |
| GOOGLAlphabet Inc. | Stock | 69,038 | $24.7M | 0.4% | +1,060+1.6% | Added | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 263,609 | $24.2M | 0.4% | +39,283+17.5% | Added | – |
| PGProcter & Gamble Co | Stock | 164,654 | $24.1M | 0.4% | +227+0.1% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 43,997 | $22.0M | 0.3% | +1,914+4.5% | Added | History |
| GOOGAlphabet Inc. | Stock | 62,163 | $22.0M | 0.3% | +79+0.1% | Added | History |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 212,088 | $21.7M | 0.3% | −15,788−6.9% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 28,201 | $21.1M | 0.3% | −251−0.9% | Reduced | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 343,520 | $20.5M | 0.3% | −92,094−21.1% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 62,473 | $20.4M | 0.3% | +2,063+3.4% | Added | History |
| TSLATesla, Inc. | Stock | 47,960 | $20.2M | 0.3% | −430−0.9% | Reduced | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 104,744 | $20.0M | 0.3% | −29,258−21.8% | Reduced | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 56,748 | $19.5M | 0.3% | −5,681−9.1% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G615 | INVESCO PHLX SM | 154,414 | $17.3M | 0.3% | −4,632−2.9% | Reduced | – |
| KDPKeurig Dr Pepper Inc. | COM | 516,456 | $16.9M | 0.2% | +112,519+27.9% | Added | History |
| ABBVAbbVie Inc. | Stock | 66,702 | $16.8M | 0.2% | +1,946+3.0% | Added | History |
| BlackRock ETF Trust09290C780 | ISHA I IN TE ETF | 297,104 | $15.7M | 0.2% | −116,927−28.2% | Reduced | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 682,331 | $15.5M | 0.2% | +4,749+0.7% | Added | – |
| KHCKraft Heinz Co | Stock | 652,700 | $15.4M | 0.2% | +423,429+184.7% | Added | History |
| iShares Flexible Income Active ETF092528603 | ETF | 293,554 | $15.4M | 0.2% | −50,625−14.7% | Reduced | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 48,519 | $14.7M | 0.2% | −129−0.3% | Reduced | – |
| MOAltria Group, Inc. | Stock | 201,246 | $14.5M | 0.2% | +2,975+1.5% | Added | History |
| AVGOBroadcom Inc. | Stock | 35,448 | $13.4M | 0.2% | −479−1.3% | Reduced | History |
| Vanguard Long-Term Treasury ETF92206C847 | ETF | 234,982 | $13.0M | 0.2% | −4,942−2.1% | Reduced | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 86,562 | $12.7M | 0.2% | −3,282−3.7% | Reduced | – |
| iShares Tr464288760 | US AER DEF ETF | 51,275 | $12.4M | 0.2% | +180+0.4% | Added | – |
| Vanguard Information Technology ETF92204A702 | ETF | 102,247 | $12.2M | 0.2% | −692,385−87.1% | ReducedConverted for a 8-for-1 split | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 97,203 | $12.1M | 0.2% | −58,437−37.5% | Reduced | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 49,783 | $11.8M | 0.2% | +122+0.2% | Added | – |
| UPSUnited Parcel Service Inc | Stock | 108,741 | $11.7M | 0.2% | +4,202+4.0% | Added | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 147,697 | $11.7M | 0.2% | −9,131−5.8% | Reduced | – |
| METAMeta Platforms, Inc. | Stock | 20,214 | $11.4M | 0.2% | +1,164+6.1% | Added | History |
| VVisa Inc. | Stock | 32,675 | $11.2M | 0.2% | +2,184+7.2% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 45,467 | $11.0M | 0.2% | −1,360−2.9% | Reduced | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 371,161 | $10.9M | 0.2% | −32,003−7.9% | Reduced | – |
| AMDAdvanced Micro Devices Inc | Stock | 18,583 | $10.8M | 0.2% | −154−0.8% | Reduced | History |
| CATCaterpillar Inc | Stock | 10,121 | $10.8M | 0.2% | +35+0.3% | Added | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 65,741 | $10.8M | 0.2% | −1,938−2.9% | Reduced | – |
| DBX ETF Tr233051432 | XTRACK USD HIGH | 291,007 | $10.6M | 0.2% | −14,029−4.6% | Reduced | – |
| Vanguard Real Estate ETF922908553 | ETF | 109,713 | $10.6M | 0.2% | +332+0.3% | Added | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 186,286 | $9.90M | 0.1% | −9,961−5.1% | Reduced | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 71,508 | $9.83M | 0.1% | −46−0.1% | Reduced | – |
| BlackRock ETF Trust09290C715 | DISC VOLA EQ ETF | 378,158 | $9.82M | 0.1% | −31,029−7.6% | Reduced | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 181,948 | $9.75M | 0.1% | −48,925−21.2% | Reduced | – |
| iShares Future AI & Tech ETF46435U556 | ETF | 125,155 | $9.53M | 0.1% | −3,394−2.6% | Reduced | – |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 105,475 | $9.50M | 0.1% | −118,754−53.0% | Reduced | – |
| JNJJohnson & Johnson | Stock | 36,605 | $9.30M | 0.1% | +1,652+4.7% | Added | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 119,358 | $9.05M | 0.1% | −1,037−0.9% | Reduced | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 85,909 | $8.79M | 0.1% | +10,865+14.5% | Added | – |
| LLYEli Lilly & Co | Stock | 7,302 | $8.76M | 0.1% | +101+1.4% | Added | History |
| BlackRock ETF Trust09290C590 | ISHA FLEX EQ ETF | 336,225 | $8.61M | 0.1% | +336,225 | New | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 97,567 | $8.40M | 0.1% | −501,245−83.7% | ReducedConverted for a 6-for-1 split | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 171,559 | $8.31M | 0.1% | −33,257−16.2% | Reduced | – |
Options (11)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| AAPLApple Inc. | Stock | $3.47M | – |
| MSFTMicrosoft Corp | Stock | – | $261.1K |
| CATCaterpillar Inc | Stock | $212.6K | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | – | $143.3K |
| MUMicron Technology Inc | Stock | – | $115.4K |
| iShares Russell 2000 ETF464287655 | ETF | – | $30.0K |
| TXNTexas Instruments Inc | Stock | $29.7K | – |
| PEPPepsiCo Inc | Stock | $27.1K | – |
| DGDollar General Corp | COM | $22.9K | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | $13.7K | – |
| BF.BBrown Forman Corp | Stock | – | $5.33K |
Sold out since Q1 2026 (46)
Positions held at the end of Q1 2026 that are gone from this filing.
| Security | Class | Shares in Q1 2026 | Value in Q1 2026 | % of portfolio in Q1 2026 | History |
|---|---|---|---|---|---|
| XOMExxonMobil Holdings Corp | COM | 60,712 | $10.3M | 0.2% | History |
| HONHoneywell International Inc | COM | 8,394 | $1.90M | <0.1% | History |
| LLoews Corp | COM | 8,015 | $855.5K | <0.1% | History |
| SHELShell plc | ADR | 5,763 | $536.0K | <0.1% | History |
| BMNRBitmine Immersion Technologies, Inc. | COM NEW | 26,672 | $527.6K | <0.1% | History |
| ICEIntercontinental Exchange, Inc. | Stock | 3,265 | $513.5K | <0.1% | History |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 15,371 | $428.1K | <0.1% | – |
| ACNAccenture plc | Stock | 2,028 | $402.1K | <0.1% | History |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 11,780 | $395.1K | <0.1% | – |
| Schwab Fundamental U.S. Small Company ETF808524763 | ETF | 10,960 | $355.4K | <0.1% | – |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 2,933 | $352.1K | <0.1% | – |
| iShares Tr46434V282 | U S EQUITY FACTR | 5,218 | $344.4K | <0.1% | – |
| LHXL3HARRIS Technologies, Inc. | Stock | 911 | $314.4K | <0.1% | History |
| AJGArthur J. Gallagher & Co. | COM | 1,366 | $296.1K | <0.1% | History |
| TCW ETF Trust29287L700 | FLEXIBLE INCOME | 7,521 | $295.4K | <0.1% | – |
| LBRDKLiberty Broadband Corp | COM SER C | 5,798 | $291.2K | <0.1% | History |
| TSNTyson Foods, Inc. | Stock | 4,254 | $272.6K | <0.1% | History |
| DTEDte Energy Co | COM | 1,843 | $269.5K | <0.1% | History |
| iShares Tr46435G326 | CORE MSCI INTL | 3,181 | $265.8K | <0.1% | – |
| iShares Tr46435G334 | MSCI UK ETF NEW | 5,707 | $260.1K | <0.1% | – |
| EFXEquifax Inc | COM | 1,422 | $256.1K | <0.1% | History |
| AEMAgnico Eagle Mines Ltd | Stock | 1,219 | $247.4K | <0.1% | History |
| Schwab Fundamental Emerging Markets Equity ETF808524730 | ETF | 6,448 | $246.7K | <0.1% | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 4,695 | $237.6K | <0.1% | – |
| LNTAlliant Energy Corp | Stock | 3,288 | $236.0K | <0.1% | History |
| USOUnited States Oil Fund, LP | UNITS | 1,846 | $234.9K | <0.1% | History |
| KKRKKR & Co. Inc. | COM | 2,526 | $233.7K | <0.1% | History |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 5,595 | $228.4K | <0.1% | – |
| PCARPaccar Inc | COM | 1,965 | $227.0K | <0.1% | History |
| HIMSHims & Hers Health, Inc. | Stock | 10,822 | $224.7K | <0.1% | History |
| KMIKinder Morgan, Inc. | Stock | 6,516 | $218.5K | <0.1% | History |
| ALBAlbemarle Corp | Stock | 1,201 | $215.7K | <0.1% | History |
| Schwab Strategic Tr808524698 | 5 10YR CORP BD | 9,316 | $211.3K | <0.1% | – |
| AVYAvery Dennison Corp | COM | 1,220 | $210.7K | <0.1% | History |
| Global X Uranium ETF37954Y871 | ETF | 4,262 | $206.5K | <0.1% | – |
| GPIGroup 1 Automotive Inc | COM | 609 | $201.4K | <0.1% | History |
| SPDR Index Shs FDS78463X541 | ST STR NAT ETF | 2,684 | $200.4K | <0.1% | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 1,989 | $200.2K | <0.1% | – |
| ENBEnbridge Inc | Stock | 3,354 | $181.6K | <0.1% | History |
| APPAppLovin Corp | COM CL A | 420 | $167.2K | <0.1% | History |
| RIVNRivian Automotive, Inc. | Stock | 8,764 | $131.9K | <0.1% | History |
| NVTSNavitas Semiconductor Corp | COM | 11,740 | $103.0K | <0.1% | History |
| HPPHudson Pacific Properties, Inc. | COM | 14,741 | $87.1K | <0.1% | History |
| LARLithium Argentina AG | Stock | 12,600 | $49.8K | <0.1% | History |
| AURAurora Innovation, Inc. | CLASS A COM | 11,442 | $47.1K | <0.1% | History |
| Gabelli Equity Tr Inc362397226 | RIGHT 04/14/2026 | 79,680 | $558 | <0.1% | – |