NorthRock Partners, LLC
- SEC CIK
- 0001632097
- 最新申報
- 2026/8/11
2026 年第 2 季持倉
持倉截至 2026/6/30，2026/8/11 申報。只含多頭部位，變化是跟 2026 年第 1 季比股數。
- 持股檔數
- 669
- 較 2026 年第 1 季 +16
- 總值
- $68.9 億
- 較 2026 年第 1 季 +$6.89 億 (+11.1%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF922908363 | ETF | 599,760 | $4.12 億 | 6.0% | +11,343+1.9% | 加碼 | – |
| J P Morgan Exchange Traded F46654Q575 | MORTGAGE BACKED | 8,082,572 | $4.10 億 | 5.9% | −1,662,828−17.1% | 減碼 | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 4,629,596 | $4.07 億 | 5.9% | +465,087+11.2% | 加碼 | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 4,889,672 | $2.97 億 | 4.3% | +303,367+6.6% | 加碼 | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 2,326,724 | $2.77 億 | 4.0% | +132,109+6.0% | 加碼 | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 2,736,985 | $2.76 億 | 4.0% | +494,075+22.0% | 加碼 | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 373,687 | $2.75 億 | 4.0% | −16,151−4.1% | 減碼 | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 4,710,769 | $2.74 億 | 4.0% | −156,919−3.2% | 減碼 | – |
| AAPLApple Inc. | Stock | 764,922 | $2.21 億 | 3.2% | −9,090−1.2% | 減碼 | 歷史 |
| iShares Tr464288372 | GLB INFRASTR ETF | 3,076,200 | $2.05 億 | 3.0% | +407,357+15.3% | 加碼 | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 273,293 | $2.04 億 | 3.0% | −11,601−4.1% | 減碼 | 歷史 |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 1,427,030 | $1.35 億 | 2.0% | +83,282+6.2% | 加碼 | – |
| iShares Tr46434V803 | HDG MSCI EAFE | 2,840,162 | $1.33 億 | 1.9% | −234,600−7.6% | 減碼 | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 1,153,617 | $1.29 億 | 1.9% | +70,276+6.5% | 加碼 | – |
| iShares Tr464287622 | RUS 1000 ETF | 295,228 | $1.21 億 | 1.8% | −3,034−1.0% | 減碼 | – |
| AB Active ETFs Inc00039J889 | TAX AW INTER ETF | 3,874,626 | $9,950 萬 | 1.4% | +2,632,091+211.8% | 加碼 | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 834,093 | $9,101 萬 | 1.3% | +36,181+4.5% | 加碼 | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 1,096,059 | $9,080 萬 | 1.3% | +150,430+15.9% | 加碼 | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 732,397 | $8,725 萬 | 1.3% | +50,101+7.3% | 加碼 | – |
| Lattice Strategies Tr518416409 | HARTFORD US EQTY | 1,213,197 | $8,177 萬 | 1.2% | −61,372−4.8% | 減碼 | – |
| iShares Russell Midcap ETF464287499 | ETF | 680,478 | $7,507 萬 | 1.1% | −27,291−3.9% | 減碼 | – |
| iShares MSCI Eafe ETF464287465 | ETF | 681,246 | $7,077 萬 | 1.0% | −2,430−0.4% | 減碼 | – |
| NVDANVIDIA Corp | Stock | 325,443 | $6,512 萬 | 0.9% | −11,569−3.4% | 減碼 | 歷史 |
| iShares Tr464287440 | 7-10 YR TRSY BD | 662,231 | $6,263 萬 | 0.9% | +138,149+26.4% | 加碼 | – |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 1,687,130 | $6,163 萬 | 0.9% | +257,898+18.0% | 加碼 | – |
| MSFTMicrosoft Corp | Stock | 158,398 | $5,909 萬 | 0.9% | +1,120+0.7% | 加碼 | 歷史 |
| iShares Russell 2000 ETF464287655 | ETF | 191,265 | $5,747 萬 | 0.8% | −860.0% | 減碼 | – |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 1,092,633 | $5,658 萬 | 0.8% | −32,006−2.8% | 減碼 | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 1,158,879 | $5,348 萬 | 0.8% | −32,973−2.8% | 減碼 | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 378,795 | $4,703 萬 | 0.7% | −1,164,925−75.5% | 減碼依 4 比 1 拆股換算 | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 970,465 | $4,543 萬 | 0.7% | +13,387+1.4% | 加碼 | – |
| iShares Tr464288588 | MBS ETF | 444,758 | $4,204 萬 | 0.6% | −21,632−4.6% | 減碼 | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 262,654 | $3,895 萬 | 0.6% | −12,149−4.4% | 減碼 | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 1,618,956 | $3,745 萬 | 0.5% | +409,926+33.9% | 加碼 | – |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 662,850 | $3,381 萬 | 0.5% | −828,499−55.6% | 減碼 | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 110,441 | $3,346 萬 | 0.5% | −1,999−1.8% | 減碼 | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 453,208 | $3,229 萬 | 0.5% | −8,133−1.8% | 減碼 | – |
| PMPhilip Morris International Inc. | Stock | 178,201 | $3,224 萬 | 0.5% | +2,783+1.6% | 加碼 | 歷史 |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 320,830 | $3,176 萬 | 0.5% | +10,899+3.5% | 加碼 | – |
| AMZNAmazon Com Inc | Stock | 131,565 | $3,136 萬 | 0.5% | +1,884+1.5% | 加碼 | 歷史 |
| Vanguard Whitehall FDS921946794 | INTL HIGH ETF | 299,797 | $2,944 萬 | 0.4% | −23,747−7.3% | 減碼 | – |
| SPDR Series Trust78464A672 | ST INTER ETF | 1,032,022 | $2,930 萬 | 0.4% | −75,495−6.8% | 減碼 | – |
| MDLZMondelez International, Inc. | Stock | 506,441 | $2,929 萬 | 0.4% | −6,139−1.2% | 減碼 | 歷史 |
| PGRProgressive Corp | Stock | 133,547 | $2,917 萬 | 0.4% | −655−0.5% | 減碼 | 歷史 |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 77,998 | $2,886 萬 | 0.4% | −3,048−3.8% | 減碼 | – |
| BlackRock ETF Trust09290C723 | DYNAMIC EQTY ACT | 1,034,026 | $2,868 萬 | 0.4% | −63,906−5.8% | 減碼 | – |
| BlackRock ETF Trust09290C103 | ISHARES US EQUIT | 383,502 | $2,608 萬 | 0.4% | −48,245−11.2% | 減碼 | – |
| iShares S&P 500 Value ETF464287408 | ETF | 110,052 | $2,499 萬 | 0.4% | −45,792−29.4% | 減碼 | – |
| GOOGLAlphabet Inc. | Stock | 69,038 | $2,467 萬 | 0.4% | +1,060+1.6% | 加碼 | 歷史 |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 263,609 | $2,416 萬 | 0.4% | +39,283+17.5% | 加碼 | – |
| PGProcter & Gamble Co | Stock | 164,654 | $2,414 萬 | 0.4% | +227+0.1% | 加碼 | 歷史 |
| BRK.BBerkshire Hathaway Inc | Stock | 43,997 | $2,202 萬 | 0.3% | +1,914+4.5% | 加碼 | 歷史 |
| GOOGAlphabet Inc. | Stock | 62,163 | $2,196 萬 | 0.3% | +79+0.1% | 加碼 | 歷史 |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 212,088 | $2,167 萬 | 0.3% | −15,788−6.9% | 減碼 | – |
| iShares Core S&P 500 ETF464287200 | ETF | 28,201 | $2,112 萬 | 0.3% | −251−0.9% | 減碼 | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 343,520 | $2,050 萬 | 0.3% | −92,094−21.1% | 減碼 | – |
| JPMJPMorgan Chase & Co | Stock | 62,473 | $2,045 萬 | 0.3% | +2,063+3.4% | 加碼 | 歷史 |
| TSLATesla, Inc. | Stock | 47,960 | $2,017 萬 | 0.3% | −430−0.9% | 減碼 | 歷史 |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 104,744 | $1,996 萬 | 0.3% | −29,258−21.8% | 減碼 | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 56,748 | $1,945 萬 | 0.3% | −5,681−9.1% | 減碼 | – |
| Invesco Exch Traded FD Tr II46138G615 | INVESCO PHLX SM | 154,414 | $1,731 萬 | 0.3% | −4,632−2.9% | 減碼 | – |
| KDPKeurig Dr Pepper Inc. | COM | 516,456 | $1,690 萬 | 0.2% | +112,519+27.9% | 加碼 | 歷史 |
| ABBVAbbVie Inc. | Stock | 66,702 | $1,678 萬 | 0.2% | +1,946+3.0% | 加碼 | 歷史 |
| BlackRock ETF Trust09290C780 | ISHA I IN TE ETF | 297,104 | $1,566 萬 | 0.2% | −116,927−28.2% | 減碼 | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 682,331 | $1,554 萬 | 0.2% | +4,749+0.7% | 加碼 | – |
| KHCKraft Heinz Co | Stock | 652,700 | $1,542 萬 | 0.2% | +423,429+184.7% | 加碼 | 歷史 |
| iShares Flexible Income Active ETF092528603 | ETF | 293,554 | $1,536 萬 | 0.2% | −50,625−14.7% | 減碼 | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 48,519 | $1,471 萬 | 0.2% | −129−0.3% | 減碼 | – |
| MOAltria Group, Inc. | Stock | 201,246 | $1,448 萬 | 0.2% | +2,975+1.5% | 加碼 | 歷史 |
| AVGOBroadcom Inc. | Stock | 35,448 | $1,339 萬 | 0.2% | −479−1.3% | 減碼 | 歷史 |
| Vanguard Long-Term Treasury ETF92206C847 | ETF | 234,982 | $1,297 萬 | 0.2% | −4,942−2.1% | 減碼 | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 86,562 | $1,267 萬 | 0.2% | −3,282−3.7% | 減碼 | – |
| iShares Tr464288760 | US AER DEF ETF | 51,275 | $1,243 萬 | 0.2% | +180+0.4% | 加碼 | – |
| Vanguard Information Technology ETF92204A702 | ETF | 102,247 | $1,222 萬 | 0.2% | −692,385−87.1% | 減碼依 8 比 1 拆股換算 | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 97,203 | $1,209 萬 | 0.2% | −58,437−37.5% | 減碼 | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 49,783 | $1,178 萬 | 0.2% | +122+0.2% | 加碼 | – |
| UPSUnited Parcel Service Inc | Stock | 108,741 | $1,169 萬 | 0.2% | +4,202+4.0% | 加碼 | 歷史 |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 147,697 | $1,167 萬 | 0.2% | −9,131−5.8% | 減碼 | – |
| METAMeta Platforms, Inc. | Stock | 20,214 | $1,139 萬 | 0.2% | +1,164+6.1% | 加碼 | 歷史 |
| VVisa Inc. | Stock | 32,675 | $1,121 萬 | 0.2% | +2,184+7.2% | 加碼 | 歷史 |
| iShares Russell 1000 Value ETF464287598 | ETF | 45,467 | $1,102 萬 | 0.2% | −1,360−2.9% | 減碼 | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 371,161 | $1,092 萬 | 0.2% | −32,003−7.9% | 減碼 | – |
| AMDAdvanced Micro Devices Inc | Stock | 18,583 | $1,079 萬 | 0.2% | −154−0.8% | 減碼 | 歷史 |
| CATCaterpillar Inc | Stock | 10,121 | $1,078 萬 | 0.2% | +35+0.3% | 加碼 | 歷史 |
| iShares Tr46435G425 | ESG AWR MSCI USA | 65,741 | $1,076 萬 | 0.2% | −1,938−2.9% | 減碼 | – |
| DBX ETF Tr233051432 | XTRACK USD HIGH | 291,007 | $1,063 萬 | 0.2% | −14,029−4.6% | 減碼 | – |
| Vanguard Real Estate ETF922908553 | ETF | 109,713 | $1,058 萬 | 0.2% | +332+0.3% | 加碼 | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 186,286 | $990.5 萬 | 0.1% | −9,961−5.1% | 減碼 | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 71,508 | $983.4 萬 | 0.1% | −46−0.1% | 減碼 | – |
| BlackRock ETF Trust09290C715 | DISC VOLA EQ ETF | 378,158 | $982.5 萬 | 0.1% | −31,029−7.6% | 減碼 | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 181,948 | $975.4 萬 | 0.1% | −48,925−21.2% | 減碼 | – |
| iShares Future AI & Tech ETF46435U556 | ETF | 125,155 | $953.2 萬 | 0.1% | −3,394−2.6% | 減碼 | – |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 105,475 | $950.3 萬 | 0.1% | −118,754−53.0% | 減碼 | – |
| JNJJohnson & Johnson | Stock | 36,605 | $929.7 萬 | 0.1% | +1,652+4.7% | 加碼 | 歷史 |
| iShares Core Dividend Growth ETF46434V621 | ETF | 119,358 | $904.6 萬 | 0.1% | −1,037−0.9% | 減碼 | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 85,909 | $878.8 萬 | 0.1% | +10,865+14.5% | 加碼 | – |
| LLYEli Lilly & Co | Stock | 7,302 | $875.8 萬 | 0.1% | +101+1.4% | 加碼 | 歷史 |
| BlackRock ETF Trust09290C590 | ISHA FLEX EQ ETF | 336,225 | $861.3 萬 | 0.1% | +336,225 | 新進 | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 97,567 | $840.4 萬 | 0.1% | −501,245−83.7% | 減碼依 6 比 1 拆股換算 | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 171,559 | $830.9 萬 | 0.1% | −33,257−16.2% | 減碼 | – |
選擇權（11 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| AAPLApple Inc. | Stock | $347.2 萬 | – |
| MSFTMicrosoft Corp | Stock | – | $26.1 萬 |
| CATCaterpillar Inc | Stock | $21.3 萬 | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | – | $14.3 萬 |
| MUMicron Technology Inc | Stock | – | $11.5 萬 |
| iShares Russell 2000 ETF464287655 | ETF | – | $3.00 萬 |
| TXNTexas Instruments Inc | Stock | $2.97 萬 | – |
| PEPPepsiCo Inc | Stock | $2.71 萬 | – |
| DGDollar General Corp | COM | $2.29 萬 | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | $1.37 萬 | – |
| BF.BBrown Forman Corp | Stock | – | $5,330 |
2026 年第 1 季之後清倉（46 檔）
2026 年第 1 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2026 年第 1 季股數 | 2026 年第 1 季市值 | 2026 年第 1 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| XOMExxonMobil Holdings Corp | COM | 60,712 | $1,030 萬 | 0.2% | 歷史 |
| HONHoneywell International Inc | COM | 8,394 | $189.7 萬 | <0.1% | 歷史 |
| LLoews Corp | COM | 8,015 | $85.6 萬 | <0.1% | 歷史 |
| SHELShell plc | ADR | 5,763 | $53.6 萬 | <0.1% | 歷史 |
| BMNRBitmine Immersion Technologies, Inc. | COM NEW | 26,672 | $52.8 萬 | <0.1% | 歷史 |
| ICEIntercontinental Exchange, Inc. | Stock | 3,265 | $51.4 萬 | <0.1% | 歷史 |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 15,371 | $42.8 萬 | <0.1% | – |
| ACNAccenture plc | Stock | 2,028 | $40.2 萬 | <0.1% | 歷史 |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 11,780 | $39.5 萬 | <0.1% | – |
| Schwab Fundamental U.S. Small Company ETF808524763 | ETF | 10,960 | $35.5 萬 | <0.1% | – |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 2,933 | $35.2 萬 | <0.1% | – |
| iShares Tr46434V282 | U S EQUITY FACTR | 5,218 | $34.4 萬 | <0.1% | – |
| LHXL3HARRIS Technologies, Inc. | Stock | 911 | $31.4 萬 | <0.1% | 歷史 |
| AJGArthur J. Gallagher & Co. | COM | 1,366 | $29.6 萬 | <0.1% | 歷史 |
| TCW ETF Trust29287L700 | FLEXIBLE INCOME | 7,521 | $29.5 萬 | <0.1% | – |
| LBRDKLiberty Broadband Corp | COM SER C | 5,798 | $29.1 萬 | <0.1% | 歷史 |
| TSNTyson Foods, Inc. | Stock | 4,254 | $27.3 萬 | <0.1% | 歷史 |
| DTEDte Energy Co | COM | 1,843 | $26.9 萬 | <0.1% | 歷史 |
| iShares Tr46435G326 | CORE MSCI INTL | 3,181 | $26.6 萬 | <0.1% | – |
| iShares Tr46435G334 | MSCI UK ETF NEW | 5,707 | $26.0 萬 | <0.1% | – |
| EFXEquifax Inc | COM | 1,422 | $25.6 萬 | <0.1% | 歷史 |
| AEMAgnico Eagle Mines Ltd | Stock | 1,219 | $24.7 萬 | <0.1% | 歷史 |
| Schwab Fundamental Emerging Markets Equity ETF808524730 | ETF | 6,448 | $24.7 萬 | <0.1% | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 4,695 | $23.8 萬 | <0.1% | – |
| LNTAlliant Energy Corp | Stock | 3,288 | $23.6 萬 | <0.1% | 歷史 |
| USOUnited States Oil Fund, LP | UNITS | 1,846 | $23.5 萬 | <0.1% | 歷史 |
| KKRKKR & Co. Inc. | COM | 2,526 | $23.4 萬 | <0.1% | 歷史 |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 5,595 | $22.8 萬 | <0.1% | – |
| PCARPaccar Inc | COM | 1,965 | $22.7 萬 | <0.1% | 歷史 |
| HIMSHims & Hers Health, Inc. | Stock | 10,822 | $22.5 萬 | <0.1% | 歷史 |
| KMIKinder Morgan, Inc. | Stock | 6,516 | $21.9 萬 | <0.1% | 歷史 |
| ALBAlbemarle Corp | Stock | 1,201 | $21.6 萬 | <0.1% | 歷史 |
| Schwab Strategic Tr808524698 | 5 10YR CORP BD | 9,316 | $21.1 萬 | <0.1% | – |
| AVYAvery Dennison Corp | COM | 1,220 | $21.1 萬 | <0.1% | 歷史 |
| Global X Uranium ETF37954Y871 | ETF | 4,262 | $20.6 萬 | <0.1% | – |
| GPIGroup 1 Automotive Inc | COM | 609 | $20.1 萬 | <0.1% | 歷史 |
| SPDR Index Shs FDS78463X541 | ST STR NAT ETF | 2,684 | $20.0 萬 | <0.1% | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 1,989 | $20.0 萬 | <0.1% | – |
| ENBEnbridge Inc | Stock | 3,354 | $18.2 萬 | <0.1% | 歷史 |
| APPAppLovin Corp | COM CL A | 420 | $16.7 萬 | <0.1% | 歷史 |
| RIVNRivian Automotive, Inc. | Stock | 8,764 | $13.2 萬 | <0.1% | 歷史 |
| NVTSNavitas Semiconductor Corp | COM | 11,740 | $10.3 萬 | <0.1% | 歷史 |
| HPPHudson Pacific Properties, Inc. | COM | 14,741 | $8.71 萬 | <0.1% | 歷史 |
| LARLithium Argentina AG | Stock | 12,600 | $4.98 萬 | <0.1% | 歷史 |
| AURAurora Innovation, Inc. | CLASS A COM | 11,442 | $4.71 萬 | <0.1% | 歷史 |
| Gabelli Equity Tr Inc362397226 | RIGHT 04/14/2026 | 79,680 | $558 | <0.1% | – |