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NorthRock Partners, LLC

SEC CIK
0001632097
最新申報
2026/8/11

2025 年第 4 季持倉

持倉截至 2025/12/31,2026/2/17 申報。只含多頭部位,變化是跟 2025 年第 3 季比股數。

機構總覽
持股檔數
600
較 2025 年第 3 季 −249
總值
$59.2 億
較 2025 年第 3 季 +$3.91 億 (+7.1%)
申報日
2026/2/17
SEC
NorthRock Partners, LLC 在 2025 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
J P Morgan Exchange Traded F46654Q575MORTGAGE BACKED9,072,433$4.63 億7.8%+788,197+9.5%加碼–
Vanguard S&P 500 ETF922908363ETF554,355$3.48 億5.9%+86,050+18.4%加碼–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF3,809,436$3.06 億5.2%+111,691+3.0%加碼–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS4,732,147$2.78 億4.7%+341,578+7.8%加碼–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF4,417,191$2.51 億4.2%−19,488−0.4%減碼–
Invesco QQQ Trust Series I46090E103ETF375,518$2.31 億3.9%+70,666+23.2%加碼–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF2,095,412$2.24 億3.8%−37,780−1.8%減碼–
iShares Tr46436E7180-3 MTH TREASURY2,019,427$2.03 億3.4%+137,302+7.3%加碼–
AAPLApple Inc.Stock730,854$1.99 億3.4%−121,897−14.3%減碼歷史
SPYSPDR S&P 500 ETF TrustETF289,992$1.98 億3.3%−14,553−4.8%減碼歷史
iShares Tr46434V803HDG MSCI EAFE2,712,794$1.12 億1.9%+918,738+51.2%加碼–
iShares Tr464287622RUS 1000 ETF298,766$1.12 億1.9%+218,122+270.5%加碼–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF1,303,671$1.10 億1.9%−16,967−1.3%減碼–
SPDR Series Trust78464A821ST STR SP400GRW1,054,792$9,749 萬1.6%−2,995−0.3%減碼–
iShares Tr464288372GLB INFRASTR ETF1,444,781$8,865 萬1.5%+1,444,781新進–
Lattice Strategies Tr518416409HARTFORD US EQTY1,339,244$7,729 萬1.3%−300,647−18.3%減碼–
MSFTMicrosoft CorpStock148,675$7,190 萬1.2%−25,944−14.9%減碼歷史
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF781,673$7,111 萬1.2%−6,526−0.8%減碼–
iShares Russell Midcap ETF464287499ETF718,922$6,921 萬1.2%+185,432+34.8%加碼–
iShares MSCI Eafe ETF464287465ETF682,820$6,557 萬1.1%+371,990+119.7%加碼–
SPDR Series Trust78464A201ST STR SP600GRWO660,442$6,221 萬1.1%+1120.0%加碼–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL1,184,016$6,031 萬1.0%+147,479+14.2%加碼–
NVDANVIDIA CorpStock322,653$6,017 萬1.0%−233,013−41.9%減碼歷史
iShares Core MSCI Emerging Markets ETF46434G103ETF849,669$5,711 萬1.0%+282,165+49.7%加碼–
iShares Tr46434V613CORE UNIVRSL USD1,162,266$5,409 萬0.9%+274,158+30.9%加碼–
SPDR Index Shs FDS78463X509ST PORT MARK ETF1,126,823$5,275 萬0.9%+20,728+1.9%加碼–
iShares Russell 1000 Growth ETF464287614ETF99,437$4,706 萬0.8%−11,496−10.4%減碼–
iShares Russell 2000 ETF464287655ETF190,506$4,690 萬0.8%+176,403+1,250.8%加碼–
Vanguard Mortgage-Backed Securities ETF92206C771ETF957,676$4,509 萬0.8%+667,185+229.7%加碼–
iShares Tr464288588MBS ETF455,861$4,341 萬0.7%+150,656+49.4%加碼–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF1,192,856$4,087 萬0.7%+249,695+26.5%加碼–
iShares Tr4642874407-10 YR TRSY BD408,193$3,925 萬0.7%+395,788+3,190.6%加碼–
BlackRock ETF Trust09290C103ISHARES US EQUIT573,058$3,485 萬0.6%+141,820+32.9%加碼–
iShares S&P 500 Value ETF464287408ETF163,462$3,467 萬0.6%+63,566+63.6%加碼–
iShares Core S&P Small Cap ETF464287804ETF277,566$3,336 萬0.6%+57,454+26.1%加碼–
AB Active ETFs Inc00039J889TAX AW INTER ETF1,272,801$3,235 萬0.5%−67,090−5.0%減碼–
SPDR Series Trust78464A672ST INTER ETF1,091,131$3,147 萬0.5%+202,389+22.8%加碼–
PGRProgressive CorpStock134,285$3,058 萬0.5%−26,478−16.5%減碼歷史
iShares Core U.S. Aggregate Bond ETF464287226ETF303,725$3,034 萬0.5%+297,565+4,830.6%加碼–
Vanguard Whitehall FDS921946794INTL HIGH ETF335,693$3,021 萬0.5%+59,431+21.5%加碼–
PMPhilip Morris International Inc.Stock180,219$2,888 萬0.5%−9,988−5.3%減碼歷史
Vanguard Ftse Developed Markets ETF921943858ETF461,848$2,885 萬0.5%+337,813+272.4%加碼–
MDLZMondelez International, Inc.Stock518,150$2,789 萬0.5%−12,699−2.4%減碼歷史
Vanguard Morningstar Total Stock Market ETF922908769ETF83,144$2,788 萬0.5%+20,593+32.9%加碼–
Schwab US Aggregate Bond ETF808524839ETF1,185,787$2,771 萬0.5%+250,145+26.7%加碼–
BlackRock ETF Trust09290C723DYNAMIC EQTY ACT1,076,818$2,758 萬0.5%+217,307+25.3%加碼–
Invesco Nasdaq 100 ETF46138G649ETF107,902$2,729 萬0.5%+104,623+3,190.7%加碼–
AMZNAmazon Com IncStock113,315$2,616 萬0.4%−82,271−42.1%減碼歷史
iShares S&P 100 ETF464287101ETF70,565$2,420 萬0.4%+21,283+43.2%加碼–
Vanguard Ftse Emerging Markets ETF922042858ETF445,838$2,397 萬0.4%+79,406+21.7%加碼–
PGProcter & Gamble CoStock163,324$2,341 萬0.4%−12,752−7.2%減碼歷史
iShares Tr46429B7470-5 YR TIPS ETF219,624$2,249 萬0.4%+219,624新進–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF236,491$2,161 萬0.4%−27,096−10.3%減碼–
BRK.BBerkshire Hathaway IncStock41,725$2,097 萬0.4%−13,915−25.0%減碼歷史
GOOGLAlphabet Inc.Stock65,751$2,058 萬0.3%−83,424−55.9%減碼歷史
Invesco S&P 500 Quality ETF46137V241ETF273,638$2,054 萬0.3%−111,966−29.0%減碼–
GOOGAlphabet Inc.Stock62,290$1,955 萬0.3%−15,350−19.8%減碼歷史
iShares Core S&P 500 ETF464287200ETF28,087$1,924 萬0.3%+3,538+14.4%加碼–
TSLATesla, Inc.Stock42,511$1,912 萬0.3%−29,130−40.7%減碼歷史
State Street Technology Select Sector SPDR ETF81369Y803ETF125,435$1,806 萬0.3%+57,113+83.6%加碼依 2 比 1 拆股換算–
iShares Flexible Income Active ETF092528603ETF338,397$1,786 萬0.3%+119,734+54.8%加碼–
JPMJPMorgan Chase & CoStock48,619$1,567 萬0.3%−26,483−35.3%減碼歷史
ABBVAbbVie Inc.Stock63,868$1,459 萬0.2%−19,199−23.1%減碼歷史
iShares MSCI USA Momentum Factor ETF46432F396ETF57,712$1,445 萬0.2%+21,672+60.1%加碼–
Vanguard Morningstar Small-Cap ETF922908751ETF54,025$1,394 萬0.2%+51,511+2,049.0%加碼–
Vanguard Long-Term Treasury ETF92206C847ETF233,126$1,301 萬0.2%+9,563+4.3%加碼–
State Street Financial Select Sector SPDR ETF81369Y605ETF229,936$1,259 萬0.2%+78,875+52.2%加碼–
iShares Russell Mid-Cap Growth ETF464287481ETF90,582$1,240 萬0.2%−1,925−2.1%減碼–
BlackRock ETF Trust09290C780ISHA I IN TE ETF354,467$1,180 萬0.2%+189,565+115.0%加碼–
MOAltria Group, Inc.Stock204,382$1,177 萬0.2%−10,556−4.9%減碼歷史
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD146,493$1,168 萬0.2%+146,493新進–
Schwab U.S. Large-Cap ETF808524201ETF425,946$1,146 萬0.2%+14,566+3.5%加碼–
DBX ETF Tr233051432XTRACK USD HIGH307,711$1,133 萬0.2%+144,805+88.9%加碼–
Vanguard Dividend Appreciation ETF921908844ETF51,399$1,130 萬0.2%+1,393+2.8%加碼–
KDPKeurig Dr Pepper Inc.COM400,469$1,122 萬0.2%−12,785−3.1%減碼歷史
METAMeta Platforms, Inc.Stock16,828$1,111 萬0.2%−22,556−57.3%減碼歷史
UPSUnited Parcel Service IncStock107,102$1,062 萬0.2%+73,344+217.3%加碼歷史
BlackRock ETF Trust09290C715DISC VOLA EQ ETF426,717$1,058 萬0.2%+110,661+35.0%加碼–
iShares Tr464288638ISHS 5-10YR INVT190,872$1,028 萬0.2%+42,890+29.0%加碼–
iShares Tr46435G425ESG AWR MSCI USA68,699$1,023 萬0.2%+68,699新進–
IAUiShares Gold TrustETF124,996$1,015 萬0.2%+29,001+30.2%加碼歷史
iShares Russell 1000 Value ETF464287598ETF45,783$963.0 萬0.2%+8,528+22.9%加碼–
Vanguard Real Estate ETF922908553ETF108,817$962.9 萬0.2%+96,378+774.8%加碼–
Vanguard Total International Bond ETF92203J407ETF197,322$953.5 萬0.2%+46,493+30.8%加碼–
AVGOBroadcom Inc.Stock26,824$928.4 萬0.2%−42,865−61.5%減碼歷史
Vanguard Information Technology ETF92204A702ETF12,274$925.2 萬0.2%+1,646+15.5%加碼–
VVisa Inc.Stock25,906$908.6 萬0.2%−16,264−38.6%減碼歷史
Invesco Exch Traded FD Tr II46138G615INVESCO PHLX SM161,837$902.6 萬0.2%+30,226+23.0%加碼–
iShares Tr46435G219INVT GRAD SY ETF193,093$881.7 萬0.1%+20,903+12.1%加碼–
iShares Core MSCI Europe ETF46434V738ETF118,183$838.9 萬0.1%+26,707+29.2%加碼–
iShares S&P 500 Growth ETF464287309ETF64,154$790.8 萬0.1%+3,793+6.3%加碼–
Vanguard Morningstar Growth ETF922908736ETF15,027$733.2 萬0.1%+425+2.9%加碼–
LLYEli Lilly & CoStock6,683$718.3 萬0.1%−8,678−56.5%減碼歷史
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF83,620$700.3 萬0.1%+83,620新進–
AMPAmeriprise Financial IncCOM14,221$697.3 萬0.1%−721−4.8%減碼歷史
ORCLOracle CorpStock35,695$695.7 萬0.1%−8,885−19.9%減碼歷史
iShares Tr464288877EAFE VALUE ETF96,916$692.1 萬0.1%−1,033−1.1%減碼–
iShares Tr464288760US AER DEF ETF31,580$678.0 萬0.1%+15,551+97.0%加碼–
JNJJohnson & JohnsonStock32,513$672.9 萬0.1%−16,406−33.5%減碼歷史
CVXChevron CorpStock43,802$667.6 萬0.1%−9,527−17.9%減碼歷史

選擇權(17 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

NorthRock Partners, LLC 在 2025 年第 4 季的選擇權部位
證券類別賣權買權
AAPLApple Inc.Stock$336.8 萬$5.44 萬
PGRProgressive CorpStock$300.6 萬–
AMZNAmazon Com IncStock–$34.6 萬
SPYSPDR S&P 500 ETF TrustETF$13.6 萬$13.6 萬
MSFTMicrosoft CorpStock–$24.2 萬
GEGeneral Electric CoStock$15.4 萬–
BRK.BBerkshire Hathaway IncStock–$10.1 萬
TSMTaiwan Semiconductor Manufacturing Co LtdADR–$9.12 萬
APPAppLovin CorpCOM CL A–$6.74 萬
RIVNRivian Automotive, Inc.Stock–$5.91 萬
BACBank of America CorpStock–$5.50 萬
CRMSalesforce, Inc.Stock–$5.30 萬
NVDANVIDIA CorpStock–$3.73 萬
IBMInternational Business Machines CorpStock–$2.96 萬
FFord Motor CoStock–$2.62 萬
SLViShares Silver TrustETF–$1.29 萬
DLTRDollar Tree, Inc.COM–$1.23 萬

2025 年第 3 季之後清倉(303 檔)

2025 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 303 檔。

NorthRock Partners, LLC 在 2025 年第 3 季之後清倉的部位
證券類別2025 年第 3 季股數2025 年第 3 季市值2025 年第 3 季佔組合 %紀錄
LRCXLam Research CorpStock19,173$256.7 萬<0.1%歷史
DDDuPont de Nemours, Inc.COM29,550$230.2 萬<0.1%歷史
Global X FDS37954Y889S&P 500 CATHOLIC27,915$226.3 萬<0.1%–
PNCPNC Financial Services Group, Inc.Stock8,383$168.4 萬<0.1%歷史
PHParker-Hannifin CorpStock1,833$139.0 萬<0.1%歷史
MSTRStrategy IncStock4,295$138.4 萬<0.1%歷史
DHIHorton D R IncCOM7,895$133.8 萬<0.1%歷史
DASHDoorDash, Inc.Stock4,913$133.6 萬<0.1%歷史
NEMNEWMONT CorpStock15,730$132.6 萬<0.1%歷史
URIUnited Rentals, Inc.COM1,352$129.1 萬<0.1%歷史
SNPSSynopsys IncCOM2,407$118.8 萬<0.1%歷史
HWMHowmet Aerospace Inc.Stock6,041$118.5 萬<0.1%歷史
METMetlife IncStock14,358$118.3 萬<0.1%歷史
ADSKAutodesk, Inc.COM3,714$118.0 萬<0.1%歷史
RCLRoyal Caribbean Cruises LtdCOM3,463$112.0 萬<0.1%歷史
HLTHilton Worldwide Holdings Inc.COM4,234$109.8 萬<0.1%歷史
REGNRegeneron Pharmaceuticals, Inc.COM1,943$109.2 萬<0.1%歷史
CBRECbre Group, Inc.CL A6,874$108.3 萬<0.1%歷史
TDGTransDigm Group INCCOM789$104.0 萬<0.1%歷史
WDCWestern Digital CorpCOM8,570$102.9 萬<0.1%歷史
IQVIQVIA Holdings Inc.Stock5,297$100.6 萬<0.1%歷史
PWRQuanta Services, Inc.COM2,421$100.3 萬<0.1%歷史
AZOAutoZone IncCOM233$100.0 萬<0.1%歷史
LENLennar CorpCL A7,619$96.0 萬<0.1%歷史
EXPEExpedia Group, Inc.Stock4,457$95.3 萬<0.1%歷史
HUMHumana IncStock3,635$94.6 萬<0.1%歷史
HCAHCA Healthcare, Inc.COM2,209$94.1 萬<0.1%歷史
EMEEMCOR Group, Inc.Stock1,449$94.1 萬<0.1%歷史
SYFSynchrony FinancialCOM12,472$88.6 萬<0.1%歷史
CNCCentene CorpStock24,571$87.7 萬<0.1%歷史
FIXComfort Systems USA IncCOM1,061$87.6 萬<0.1%歷史
WABWestinghouse Air Brake Technologies CorpStock4,345$87.1 萬<0.1%歷史
AEPAmerican Electric Power Co IncStock7,582$85.3 萬<0.1%歷史
MLMMartin Marietta Materials IncCOM1,293$81.5 萬<0.1%歷史
MPWRMonolithic Power Systems, Inc.COM882$81.2 萬<0.1%歷史
AREAlexandria Real Estate Equities, Inc.COM9,644$80.4 萬<0.1%歷史
VSTVistra Corp.Stock4,097$80.3 萬<0.1%歷史
KKellanovaStock9,754$80.0 萬<0.1%歷史
BDXBecton Dickinson & CoStock4,251$79.6 萬<0.1%歷史
HALHalliburton CoStock31,835$78.3 萬<0.1%歷史
INCYIncyte CorpCOM9,213$78.1 萬<0.1%歷史
SFStifel Financial CorpCOM6,819$77.4 萬<0.1%歷史
EIXEdison InternationalStock13,995$77.4 萬<0.1%歷史
RMDResmed IncCOM2,826$77.4 萬<0.1%歷史
VLOValero Energy CorpStock4,511$76.8 萬<0.1%歷史
CTVACorteva, Inc.Stock11,251$76.1 萬<0.1%歷史
FASTFastenal CoStock15,342$75.2 萬<0.1%歷史
NXPINXP Semiconductors N.V.COM3,284$74.8 萬<0.1%歷史
DVNDevon Energy CorpStock21,263$74.5 萬<0.1%歷史
VRSNVerisign IncCOM2,662$74.4 萬<0.1%歷史
MSCIMSCI Inc.Stock1,254$71.2 萬<0.1%歷史
VRSKVerisk Analytics, Inc.COM2,823$71.0 萬<0.1%歷史
KEYKeycorpCOM37,862$70.8 萬<0.1%歷史
SYYSysco CorpStock8,540$70.3 萬<0.1%歷史
ITGartner IncCOM2,669$70.2 萬<0.1%歷史
BKRBaker Hughes CoCL A14,336$69.8 萬<0.1%歷史
ILMNIllumina, Inc.COM7,221$68.6 萬<0.1%歷史
MNSTMonster Beverage CorpCOM9,957$67.0 萬<0.1%歷史
ELEstee Lauder Companies IncCL A7,520$66.3 萬<0.1%歷史
LHXL3HARRIS Technologies, Inc.Stock2,167$66.2 萬<0.1%歷史
NTRANatera, Inc.COM4,092$65.9 萬<0.1%歷史
WDAYWorkday, Inc.CL A2,724$65.6 萬<0.1%歷史
RJFRaymond James Financial IncCOM3,771$65.1 萬<0.1%歷史
ZSZscaler, Inc.Stock2,158$64.7 萬<0.1%歷史
VLTOVeralto CorpStock6,025$64.2 萬<0.1%歷史
DTEDte Energy CoCOM4,489$63.5 萬<0.1%歷史
TPRTapestry, Inc.COM5,608$63.5 萬<0.1%歷史
FNFFidelity National Financial, Inc.COM SHS10,448$63.2 萬<0.1%歷史
IBKRInteractive Brokers Group, Inc.Stock9,151$63.0 萬<0.1%歷史
ITTItt Inc.COM3,512$62.8 萬<0.1%歷史
RSGRepublic Services, Inc.COM2,732$62.7 萬<0.1%歷史
DELLDell Technologies Inc.Stock4,409$62.5 萬<0.1%歷史
NTAPNetApp, Inc.Stock5,258$62.3 萬<0.1%歷史
TECHBIO-TECHNE CorpCOM11,133$61.9 萬<0.1%歷史
OCOwens CorningStock4,376$61.9 萬<0.1%歷史
CPRTCopart IncCOM13,698$61.6 萬<0.1%歷史
FANGDiamondback Energy, Inc.Stock4,252$60.8 萬<0.1%歷史
CHDChurch & Dwight Co IncCOM6,901$60.5 萬<0.1%歷史
BCBrunswick CorpCOM9,406$59.5 萬<0.1%歷史
AMCRAmcor plcORD72,647$59.4 萬<0.1%歷史
GRMNGarmin LtdSHS2,407$59.3 萬<0.1%歷史
MOHMolina Healthcare, Inc.COM3,007$57.5 萬<0.1%歷史
CCLCarnival Corp Ltd.UNIT 99/99/999919,851$57.4 萬<0.1%歷史
CFGCitizens Financial Group IncCOM10,727$57.0 萬<0.1%歷史
APOApollo Global Management, Inc.COM4,246$56.6 萬<0.1%歷史
STESTERIS plcSHS USD2,247$55.6 萬<0.1%歷史
KRKroger CoStock8,225$55.4 萬<0.1%歷史
KMIKinder Morgan, Inc.Stock19,584$55.4 萬<0.1%歷史
ETREntergy CorpCOM5,904$55.0 萬<0.1%歷史
TSCOTractor Supply CoCOM9,598$54.6 萬<0.1%歷史
LNTAlliant Energy CorpStock8,073$54.4 萬<0.1%歷史
EVREvercore Inc.CLASS A1,604$54.1 萬<0.1%歷史
CSXCSX CorpStock15,234$54.1 萬<0.1%歷史
HOODRobinhood Markets, Inc.Stock3,773$54.0 萬<0.1%歷史
UALUnited Airlines Holdings, Inc.COM5,595$54.0 萬<0.1%歷史
OXYOccidental Petroleum CorpStock11,280$53.3 萬<0.1%歷史
CHWYChewy, Inc.CL A12,963$52.4 萬<0.1%歷史
AMEAmetek IncCOM2,769$52.1 萬<0.1%歷史
EFXEquifax IncCOM2,023$51.9 萬<0.1%歷史
DKNGDraftKings Inc.Stock13,808$51.6 萬<0.1%歷史