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NorthRock Partners, LLC

SEC CIK
0001632097
Latest filing
Aug 11, 2026

Holdings in Q2 2025

Holdings as of Jun 30, 2025, filed Nov 14, 2025. Long positions only; changes compare share counts with Q1 2025.

Institution overview
Positions
667
−174 vs. Q1 2025
Portfolio value
$3.84B
+$860.1M (+28.9%) vs. Q1 2025
Filed
Nov 14, 2025
AmendedSEC
Holdings of NorthRock Partners, LLC in Q2 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
J P Morgan Exchange Traded F46654Q575MORTGAGE BACKED7,711,342$387.0M10.1%+7,711,342New–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF3,632,364$264.0M6.9%+236,759+7.0%Added–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF4,625,524$242.1M6.3%+180,503+4.1%Added–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS4,103,319$241.2M6.3%+243,362+6.3%Added–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF2,187,721$208.5M5.4%+155,818+7.7%Added–
SPYSPDR S&P 500 ETF TrustETF320,128$197.8M5.2%−5,031−1.5%ReducedHistory
iShares Tr46436E7180-3 MTH TREASURY1,742,085$175.4M4.6%+50,472+3.0%Added–
AAPLApple Inc.Stock729,644$149.7M3.9%+16,229+2.3%AddedHistory
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF1,369,003$108.7M2.8%+40,782+3.1%Added–
SPDR Series Trust78464A821ST STR SP400GRW1,069,712$92.9M2.4%+47,936+4.7%Added–
MSFTMicrosoft CorpStock148,504$73.9M1.9%+8,388+6.0%AddedHistory
NVDANVIDIA CorpStock445,110$70.3M1.8%+14,890+3.5%AddedHistory
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF788,734$62.9M1.6%+36,911+4.9%Added–
Vanguard S&P 500 ETF922908363ETF109,115$62.2M1.6%−2,014−1.8%Reduced–
SPDR Series Trust78464A201ST STR SP600GRWO669,084$59.4M1.5%+29,961+4.7%Added–
iShares Russell 1000 Growth ETF464287614ETF118,040$50.1M1.3%+3,847+3.4%Added–
ATIAti IncStock540,447$46.7M1.2%−840.0%ReducedHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL904,286$46.0M1.2%+81,988+10.0%Added–
PGRProgressive CorpStock160,566$42.8M1.1%+141,435+739.3%AddedHistory
MDLZMondelez International, Inc.Stock530,842$36.0M0.9%−15,513−2.8%ReducedHistory
AMZNAmazon Com IncStock162,008$35.5M0.9%+13,967+9.4%AddedHistory
PMPhilip Morris International Inc.Stock193,145$35.4M0.9%−13,481−6.5%ReducedHistory
AB Active ETFs Inc00039J889TAX AW INTER ETF1,412,105$35.2M0.9%+1,412,105New–
iShares Core MSCI Emerging Markets ETF46434G103ETF524,672$31.5M0.8%+114,739+28.0%Added–
iShares MSCI Eafe ETF464287465ETF332,831$29.8M0.8%−7,487−2.2%Reduced–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF909,213$28.9M0.8%+70,013+8.3%Added–
iShares Tr464287622RUS 1000 ETF75,691$25.7M0.7%+3,086+4.3%Added–
METAMeta Platforms, Inc.Stock34,417$25.4M0.7%+2,244+7.0%AddedHistory
BRK.BBerkshire Hathaway IncStock49,398$24.0M0.6%+6,587+15.4%AddedHistory
GOOGLAlphabet Inc.Stock128,956$22.7M0.6%+9,393+7.9%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF62,981$19.2M0.5%+1,698+2.8%Added–
TSLATesla, Inc.Stock59,027$18.8M0.5%+3,339+6.0%AddedHistory
JPMJPMorgan Chase & CoStock68,583$17.6M0.5%+7,245+11.8%AddedHistory
AVGOBroadcom Inc.Stock56,815$15.7M0.4%+7,177+14.5%AddedHistory
ABBVAbbVie Inc.Stock76,797$14.3M0.4%+1,759+2.3%AddedHistory
KDPKeurig Dr Pepper Inc.COM406,281$13.5M0.4%+1,711+0.4%AddedHistory
VVisa Inc.Stock37,279$13.2M0.3%+11,535+44.8%AddedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF141,734$13.0M0.3%+1,987+1.4%Added–
MOAltria Group, Inc.Stock217,788$13.0M0.3%−7,007−3.1%ReducedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF92,991$12.9M0.3%+3,051+3.4%Added–
NFLXNetflix IncStock8,956$12.0M0.3%+740+9.0%AddedHistory
GOOGAlphabet Inc.Stock67,031$11.9M0.3%+2,654+4.1%AddedHistory
Invesco QQQ Trust Series I46090E103ETF20,943$11.6M0.3%−491−2.3%Reduced–
iShares Core S&P 500 ETF464287200ETF18,496$11.5M0.3%−136−0.7%Reduced–
COSTCostco Wholesale CorpStock11,375$11.3M0.3%+663+6.2%AddedHistory
LLYEli Lilly & CoStock14,419$11.2M0.3%+1,098+8.2%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF48,825$10.0M0.3%+9,028+22.7%Added–
Schwab U.S. Large-Cap ETF808524201ETF402,523$9.84M0.3%+2,433+0.6%Added–
TGTTarget CorpStock98,939$9.76M0.3%−4,062−3.9%ReducedHistory
PGProcter & Gamble CoStock50,174$7.99M0.2%+1,072+2.2%AddedHistory
ORCLOracle CorpStock36,032$7.88M0.2%+3,141+9.5%AddedHistory
iShares Russell 1000 Value ETF464287598ETF37,777$7.34M0.2%+4,671+14.1%Added–
JNJJohnson & JohnsonStock45,862$7.01M0.2%+679+1.5%AddedHistory
ABTAbbott LaboratoriesStock51,228$6.97M0.2%+4,427+9.5%AddedHistory
iShares S&P 500 Growth ETF464287309ETF61,204$6.74M0.2%−3,442−5.3%Reduced–
WFCWells Fargo & CompanyStock83,501$6.69M0.2%+344+0.4%AddedHistory
HDHome Depot, Inc.Stock17,663$6.48M0.2%+1,491+9.2%AddedHistory
SYKStryker CorpStock15,986$6.32M0.2%+41+0.3%AddedHistory
iShares Tr464288877EAFE VALUE ETF99,321$6.30M0.2%−2,036−2.0%Reduced–
MAMastercard IncStock11,190$6.29M0.2%+882+8.6%AddedHistory
IBMInternational Business Machines CorpStock20,837$6.14M0.2%+635+3.1%AddedHistory
KHCKraft Heinz CoStock235,172$6.07M0.2%−4,498−1.9%ReducedHistory
XOMExxonMobil Holdings CorpCOM55,936$6.03M0.2%+1,588+2.9%AddedHistory
HWKNHawkins IncCOM41,544$5.90M0.2%−4,932−10.6%ReducedHistory
AMPAmeriprise Financial IncCOM10,955$5.85M0.2%+897+8.9%AddedHistory
AXPAmerican Express CoStock18,206$5.81M0.2%+801+4.6%AddedHistory
MCDMcDonalds CorpStock19,481$5.78M0.2%−3,254−14.3%ReducedHistory
WMTWalmart Inc.Stock58,994$5.77M0.2%−6,545−10.0%ReducedHistory
CVXChevron CorpStock38,841$5.56M0.1%−2,245−5.5%ReducedHistory
BACBank of America CorpStock112,003$5.30M0.1%+11,403+11.3%AddedHistory
iShares Inc46434G764MSCI EMRG CHN81,940$5.17M0.1%−13,369−14.0%Reduced–
PLTRPalantir Technologies Inc.Stock37,682$5.14M0.1%+8,436+28.8%AddedHistory
PEPPepsiCo IncStock36,934$4.88M0.1%+5,394+17.1%AddedHistory
CRMSalesforce, Inc.Stock17,581$4.80M0.1%−3,419−16.3%ReducedHistory
iShares Tr464288885EAFE GRWTH ETF41,969$4.70M0.1%−1,681−3.9%Reduced–
Vanguard Morningstar Growth ETF922908736ETF10,571$4.63M0.1%+152+1.5%Added–
AMDAdvanced Micro Devices IncStock31,330$4.45M0.1%+2,296+7.9%AddedHistory
CSCOCisco Systems, Inc.Stock59,993$4.16M0.1%+4,463+8.0%AddedHistory
GEGeneral Electric CoStock15,658$4.03M0.1%+1,776+12.8%AddedHistory
RTXRTX CorpStock26,946$3.93M0.1%+1,037+4.0%AddedHistory
iShares Core MSCI Eafe ETF46432F842ETF46,713$3.90M0.1%−1,742−3.6%Reduced–
CATCaterpillar IncStock10,041$3.90M0.1%−307−3.0%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF68,304$3.89M0.1%+1,511+2.3%Added–
Vanguard Index FDS922908652EXTEND MKT ETF20,100$3.87M0.1%−198−1.0%Reduced–
SPDR Series Trust78464A763ST STR SP DIV28,335$3.85M0.1%−2,281−7.5%Reduced–
BABoeing CoStock17,814$3.74M0.1%−3,576−16.7%ReducedHistory
DISWalt Disney CoStock29,906$3.71M0.1%+2,308+8.4%AddedHistory
UNHUnitedHealth Group IncStock11,668$3.64M0.1%+846+7.8%AddedHistory
ABNBAirbnb, Inc.Stock27,230$3.60M0.1%+1,263+4.9%AddedHistory
KOCoca Cola CoStock50,458$3.60M0.1%+2,141+4.4%AddedHistory
iShares Russell Midcap ETF464287499ETF38,211$3.51M0.1%+8,316+27.8%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF13,795$3.49M0.1%−293−2.1%Reduced–
Vanguard Information Technology ETF92204A702ETF5,172$3.43M0.1%+128+2.5%Added–
CRWDCrowdStrike Holdings, Inc.Stock6,471$3.30M0.1%+1,471+29.4%AddedHistory
SSentinelOne, Inc.CL A180,000$3.29M0.1%00.0%UnchangedHistory
AMGNAmgen IncStock11,338$3.17M0.1%+267+2.4%AddedHistory
MRKMerck & Co., Inc.Stock39,328$3.14M0.1%+6,614+20.2%AddedHistory
RBLXRoblox CorpStock28,152$2.96M0.1%−45,764−61.9%ReducedHistory
MSMorgan StanleyStock20,990$2.96M0.1%+1,204+6.1%AddedHistory
INTUIntuit Inc.Stock3,644$2.87M0.1%+234+6.9%AddedHistory

Options (14)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of NorthRock Partners, LLC in Q2 2025
SecurityClassPutsCalls
AAPLApple Inc.Stock$1.44M–
SPYSPDR S&P 500 ETF TrustETF$1.17M–
MSFTMicrosoft CorpStock–$994.8K
FFord Motor CoStock$217.0K$32.5K
TMUST-Mobile US, Inc.Stock$119.1K–
TSMTaiwan Semiconductor Manufacturing Co LtdADR–$67.9K
iShares Russell 2000 ETF464287655ETF–$43.2K
RIVNRivian Automotive, Inc.Stock–$41.2K
PINSPinterest, Inc.CL A–$35.9K
CMECME Group Inc.COM–$27.6K
SCHWSchwab Charles CorpStock–$18.2K
RKLBRocket Lab CorpCOM$17.9K–
OKEONEOK IncCOM–$16.3K
PLTRPalantir Technologies Inc.Stock–$13.6K

Sold out since Q1 2025 (282)

Positions held at the end of Q1 2025 that are gone from this filing.

The largest 100 of 282 by value last quarter.

Positions of NorthRock Partners, LLC sold out since Q1 2025
SecurityClassShares in Q1 2025Value in Q1 2025% of portfolio in Q1 2025History
DFSDiscover Financial ServicesCOM6,077$1.04M<0.1%History
Schwab Fundamental U.S. Small Company ETF808524763ETF26,986$739.2K<0.1%–
STZConstellation Brands, Inc.Stock3,407$625.2K<0.1%History
GPCGenuine Parts CoStock3,480$416.0K<0.1%History
NUENucor CorpCOM3,120$375.5K<0.1%History
BF.BBrown Forman CorpStock10,953$373.9K<0.1%History
SONYSony Group CorpSPONSORED ADR13,074$331.9K<0.1%History
STWDStarwood Property Trust, Inc.COM15,167$307.1K<0.1%History
CRLCharles River Laboratories International, Inc.COM1,830$275.5K<0.1%History
MTDMettler Toledo International IncCOM228$269.2K<0.1%History
Invesco Actively Managed Exc46090A879VAR RATE INVT9,786$245.4K<0.1%–
iShares Tr46436E866IBONDS 25 TRM TS10,254$239.6K<0.1%–
iShares Tr464288158SHRT NAT MUN ETF2,210$233.4K<0.1%–
IARTIntegra Lifesciences Holdings CorpCOM NEW10,461$230.0K<0.1%History
GTLBGitlab Inc.CLASS A COM4,891$229.9K<0.1%History
Vanguard S&P 500 Growth ETF921932505ETF680$227.5K<0.1%–
YPFYpf Sociedad AnonimaSPON ADR CL D6,103$213.8K<0.1%History
iShares Tr464288414NATIONAL MUN ETF2,024$213.4K<0.1%–
PNFPPinnacle Financial Partners, Inc.COM2,003$212.4K<0.1%History
EXPDExpeditors International of Washington IncCOM1,757$211.3K<0.1%History
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF4,120$210.9K<0.1%–
VFCV F CorpStock13,541$210.2K<0.1%History
XYLXylem Inc.COM1,753$209.4K<0.1%History
MOHMolina Healthcare, Inc.COM629$207.2K<0.1%History
Invesco Exch Traded FD Tr II46138E743RAFI DVLPD MRKTS3,981$207.0K<0.1%–
J P Morgan Exchange Traded F46641Q399BETABUILDRS US2,040$205.8K<0.1%–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM3,590$205.1K<0.1%–
AESAES CorpStock16,382$203.5K<0.1%History
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF2,019$203.2K<0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF3,603$185.5K<0.1%–
SPDR Index Shs FDS78463X202ST STR EU 50 ETF3,389$184.4K<0.1%–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF1,577$182.3K<0.1%–
iShares Tr46435G326CORE MSCI INTL2,557$176.2K<0.1%–
WBDWarner Bros. Discovery, Inc.Stock16,207$173.9K<0.1%History
iShares Inc464286533MSCI EMERG MRKT2,964$172.9K<0.1%–
Victory Portfolios II92647N782VCSHS US 500 ENH2,434$166.8K<0.1%–
iShares Tr464288646ISHS 1-5YR INVS3,123$163.6K<0.1%–
iShares Core S&P US Value ETF464287663ETF1,756$162.1K<0.1%–
PEBKPeoples Bancorp of North Carolina IncCOM15,823$159.6K<0.1%History
iShares S&P Mid-Cap 400 Growth ETF464287606ETF1,890$157.4K<0.1%–
WisdomTree Tr97717W588US LARGECAP FUND2,584$153.2K<0.1%–
WBAWalgreens Boots Alliance, Inc.COM13,708$153.1K<0.1%History
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM1,322$150.4K<0.1%–
iShares Tr46436E544ESG SELE SCR ETF3,888$146.3K<0.1%–
VanEck ETF Trust92189F700AGRIBUSINESS ETF2,125$144.3K<0.1%–
iShares Tr46435G334MSCI UK ETF NEW3,800$142.4K<0.1%–
iShares Core U.S. Aggregate Bond ETF464287226ETF1,391$137.6K<0.1%–
Invesco Exchange Traded FD T46137V597RAFI US 15003,596$136.1K<0.1%–
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF3,350$135.4K<0.1%–
Schwab Fundamental International Equity ETF808524755ETF3,715$134.2K<0.1%–
iShares Tr464287812US CONSM STAPLES1,865$133.5K<0.1%–
Victory Portfolios II92647N824VCSHS US EQ INCM2,023$133.0K<0.1%–
iShares Tr464288760US AER DEF ETF857$131.2K<0.1%–
Dimensional ETF Trust25434V799INTL CORE EQUITY4,663$129.5K<0.1%–
Schwab U.S. REIT ETF808524847ETF5,931$127.6K<0.1%–
iShares Tr46428743220 YR TR BD ETF1,395$127.0K<0.1%–
iShares Tr4642874407-10 YR TRSY BD1,316$125.5K<0.1%–
Vanguard World FD921910816MEGA GRWTH IND405$125.1K<0.1%–
Vanguard Energy ETF92204A306ETF954$123.7K<0.1%–
Invesco Exchange Traded FD T46137V290S&P500 EQL REL3,400$121.4K<0.1%–
SPDR Index Shs FDS78463X509ST PORT MARK ETF3,068$120.8K<0.1%–
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER2,155$120.0K<0.1%–
VanEck Vectors ETF Tr92189F726BIOTECH ETF756$118.9K<0.1%–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF2,295$117.2K<0.1%–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF3,186$116.0K<0.1%–
WisdomTree Tr97717W604US SMALLCAP DIVD3,550$113.5K<0.1%–
Schwab Fundamental International Small Equity ETF808524748ETF3,052$110.5K<0.1%–
iShares Tr464287184CHINA LG-CAP ETF3,000$107.5K<0.1%–
VanEck ETF Trust92189F437FALLEN ANGEL HG3,648$105.3K<0.1%–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF963$104.7K<0.1%–
Schwab Fundamental Emerging Markets Equity ETF808524730ETF3,383$104.2K<0.1%–
iShares Tr46436E759ESG EAFE ETF1,513$101.9K<0.1%–
iShares Tr464288273EAFE SML CP ETF1,591$101.1K<0.1%–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG918$101.1K<0.1%–
CERTCertara, Inc.COM10,202$101.0K<0.1%History
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF3,013$100.2K<0.1%–
Columbia ETF Tr I19761L847SHORT DURTN HIGH5,000$99.9K<0.1%–
Global X FDS37954Y475S&P 500 COVERED2,515$99.3K<0.1%–
Columbia ETF Tr I19761L839COM5,000$99.1K<0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF3,724$99.0K<0.1%–
iShares Tr464287275GBL COMM SVC ETF998$96.8K<0.1%–
iShares Tr46436E858IBONDS 26 TRM TS4,200$96.3K<0.1%–
J P Morgan Exchange-Traded F46641Q209DIV RTN INT EQ1,661$94.9K<0.1%–
SPDR Series Trust78468R101ST SHO TREAS ETF3,110$90.9K<0.1%–
Amplify ETF Tr032108557ETHO CLI LEA ETF1,640$90.2K<0.1%–
iShares Tr464288448INTL SEL DIV ETF2,879$89.3K<0.1%–
Vanguard Whitehall FDS921946810INTL DVD ETF1,027$85.2K<0.1%–
Vanguard Materials ETF92204A801ETF450$85.0K<0.1%–
Goldman Sachs ETF Tr381430529ACCES TREASURY827$82.9K<0.1%–
iShares Tr46434V1000-5YR INVT GR CP1,633$82.1K<0.1%–
Columbia ETF Tr I19761L854US EQUI INCO ETF1,700$77.8K<0.1%–
Vanguard Emerging Markets Government Bond ETF921946885ETF1,192$76.5K<0.1%–
Invesco S&P 500 Quality ETF46137V241ETF1,140$75.6K<0.1%–
Goldman Sachs ETF Tr381430107ACTIVEBETA INT2,095$74.7K<0.1%–
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM791$73.2K<0.1%–
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 6001,782$72.5K<0.1%–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF1,508$71.6K<0.1%–
Global X FDS37954Y483NASDAQ 100 COVER4,228$70.3K<0.1%–
iShares Core S&P U.S. Growth ETF464287671ETF551$70.0K<0.1%–
First Tr Exchng Traded FD VI33740F722FT VEST US EQT1,400$69.8K<0.1%–