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Livermore
Livermore
ZHEN

NorthRock Partners, LLC

SEC CIK
0001632097
Latest filing
Aug 11, 2026

Holdings in Q1 2025

Holdings as of Mar 31, 2025, filed May 8, 2025. Long positions only; changes compare share counts with Q4 2024.

Institution overview
Positions
841
+76 vs. Q4 2024
Portfolio value
$2.98B
−$89.4M (−2.9%) vs. Q4 2024
Filed
May 8, 2025
SEC
Holdings of NorthRock Partners, LLC in Q1 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF4,445,021$227.0M7.6%+46,767+1.1%Added–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS3,859,957$226.5M7.6%+251,649+7.0%Added–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF3,395,605$223.3M7.5%+176,332+5.5%Added–
SPYSPDR S&P 500 ETF TrustETF325,159$181.9M6.1%−34,275−9.5%ReducedHistory
iShares Tr46436E7180-3 MTH TREASURY1,691,613$170.3M5.7%−3,144−0.2%Reduced–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF2,031,903$163.3M5.5%+38,198+1.9%Added–
AAPLApple Inc.Stock713,415$158.5M5.3%−3,140−0.4%ReducedHistory
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF1,328,221$102.3M3.4%−1940.0%Reduced–
SPDR Series Trust78464A821ST STR SP400GRW1,021,776$81.2M2.7%+24,168+2.4%Added–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF751,823$58.9M2.0%+12,438+1.7%Added–
Vanguard S&P 500 ETF922908363ETF111,129$57.1M1.9%−1,503−1.3%Reduced–
SPDR Series Trust78464A201ST STR SP600GRWO639,123$53.0M1.8%+8,655+1.4%Added–
MSFTMicrosoft CorpStock140,116$52.6M1.8%−568−0.4%ReducedHistory
NVDANVIDIA CorpStock430,220$46.7M1.6%−1290.0%ReducedHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL822,298$41.8M1.4%+137,178+20.0%Added–
iShares Russell 1000 Growth ETF464287614ETF114,193$41.2M1.4%−6,102−5.1%Reduced–
MDLZMondelez International, Inc.Stock546,355$37.3M1.3%+3,475+0.6%AddedHistory
PMPhilip Morris International Inc.Stock206,626$33.1M1.1%−4,939−2.3%ReducedHistory
AMZNAmazon Com IncStock148,041$28.2M0.9%+1,130+0.8%AddedHistory
ATIAti IncStock540,531$28.1M0.9%+207,177+62.1%AddedHistory
iShares MSCI Eafe ETF464287465ETF340,318$27.8M0.9%−31,819−8.6%Reduced–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF839,200$24.9M0.8%+78,397+10.3%Added–
BRK.BBerkshire Hathaway IncStock42,811$22.8M0.8%+1,162+2.8%AddedHistory
iShares Tr464287622RUS 1000 ETF72,605$22.3M0.7%−1,583−2.1%Reduced–
iShares Core MSCI Emerging Markets ETF46434G103ETF409,933$22.1M0.7%+26,759+7.0%Added–
METAMeta Platforms, Inc.Stock32,173$18.5M0.6%+1,245+4.0%AddedHistory
GOOGLAlphabet Inc.Stock119,563$18.5M0.6%−512−0.4%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF61,283$16.8M0.6%+3,454+6.0%Added–
ABBVAbbVie Inc.Stock75,038$15.7M0.5%+2,174+3.0%AddedHistory
TSLATesla, Inc.Stock55,688$14.4M0.5%−4,004−6.7%ReducedHistory
KDPKeurig Dr Pepper Inc.COM404,570$13.9M0.5%−812−0.2%ReducedHistory
MOAltria Group, Inc.Stock224,795$13.5M0.5%−4,077−1.8%ReducedHistory
JPMJPMorgan Chase & CoStock61,338$13.2M0.4%+677+1.1%AddedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF139,747$12.8M0.4%−29,392−17.4%Reduced–
LLYEli Lilly & CoStock13,321$11.0M0.4%+299+2.3%AddedHistory
TGTTarget CorpStock103,001$10.7M0.4%+6,235+6.4%AddedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF89,940$10.6M0.4%−6,581−6.8%Reduced–
iShares Core S&P 500 ETF464287200ETF18,632$10.5M0.4%+550+3.0%Added–
COSTCostco Wholesale CorpStock10,712$10.1M0.3%−21−0.2%ReducedHistory
GOOGAlphabet Inc.Stock64,377$10.1M0.3%+524+0.8%AddedHistory
Invesco QQQ Trust Series I46090E103ETF21,434$10.1M0.3%+306+1.4%Added–
VVisa Inc.Stock25,744$9.02M0.3%+589+2.3%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF400,090$8.83M0.3%−56,434−12.4%Reduced–
PGProcter & Gamble CoStock49,102$8.37M0.3%+911+1.9%AddedHistory
AVGOBroadcom Inc.Stock49,638$8.31M0.3%+440+0.9%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF39,797$7.72M0.3%+133+0.3%Added–
NFLXNetflix IncStock8,216$7.66M0.3%+23+0.3%AddedHistory
JNJJohnson & JohnsonStock45,183$7.49M0.3%+3,390+8.1%AddedHistory
KHCKraft Heinz CoStock239,670$7.29M0.2%−9,498−3.8%ReducedHistory
MCDMcDonalds CorpStock22,735$7.20M0.2%+797+3.6%AddedHistory
CVXChevron CorpStock41,086$6.87M0.2%+1,127+2.8%AddedHistory
XOMExxonMobil Holdings CorpCOM54,348$6.46M0.2%+2,354+4.5%AddedHistory
iShares Russell 1000 Value ETF464287598ETF33,106$6.23M0.2%−3,206−8.8%Reduced–
ABTAbbott LaboratoriesStock46,801$6.21M0.2%+674+1.5%AddedHistory
iShares S&P 500 Growth ETF464287309ETF64,646$6.00M0.2%−1,447−2.2%Reduced–
iShares Tr464288877EAFE VALUE ETF101,357$5.97M0.2%−2,535−2.4%Reduced–
WFCWells Fargo & CompanyStock83,157$5.97M0.2%+9,224+12.5%AddedHistory
SYKStryker CorpStock15,945$5.94M0.2%+320+2.0%AddedHistory
HDHome Depot, Inc.Stock16,172$5.93M0.2%−86−0.5%ReducedHistory
WMTWalmart Inc.Stock65,539$5.76M0.2%+2,957+4.7%AddedHistory
UNHUnitedHealth Group IncStock10,822$5.67M0.2%−3,051−22.0%ReducedHistory
MAMastercard IncStock10,308$5.65M0.2%+262+2.6%AddedHistory
CRMSalesforce, Inc.Stock21,000$5.64M0.2%+347+1.7%AddedHistory
PGRProgressive CorpStock19,131$5.41M0.2%+169+0.9%AddedHistory
iShares Inc46434G764MSCI EMRG CHN95,309$5.25M0.2%−4,316−4.3%Reduced–
IBMInternational Business Machines CorpStock20,202$5.02M0.2%−583−2.8%ReducedHistory
HWKNHawkins IncCOM46,476$4.92M0.2%+1,771+4.0%AddedHistory
AMPAmeriprise Financial IncCOM10,058$4.87M0.2%−16,220−61.7%ReducedHistory
PEPPepsiCo IncStock31,540$4.73M0.2%+2,439+8.4%AddedHistory
AXPAmerican Express CoStock17,405$4.68M0.2%+612+3.6%AddedHistory
ORCLOracle CorpStock32,891$4.60M0.2%+1,402+4.5%AddedHistory
iShares Tr464288885EAFE GRWTH ETF43,650$4.37M0.1%−8,030−15.5%Reduced–
RBLXRoblox CorpStock73,916$4.31M0.1%+73,916NewHistory
BACBank of America CorpStock100,600$4.20M0.1%+9,020+9.8%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV30,616$4.15M0.1%−2,165−6.6%Reduced–
Vanguard Morningstar Growth ETF922908736ETF10,419$3.86M0.1%+2,317+28.6%Added–
iShares Core MSCI Eafe ETF46432F842ETF48,455$3.67M0.1%+5,990+14.1%Added–
BABoeing CoStock21,390$3.65M0.1%−1,534−6.7%ReducedHistory
Vanguard Index FDS922908652EXTEND MKT ETF20,298$3.50M0.1%+1,880+10.2%Added–
KOCoca Cola CoStock48,317$3.48M0.1%+758+1.6%AddedHistory
AMGNAmgen IncStock11,071$3.45M0.1%+780+7.6%AddedHistory
RTXRTX CorpStock25,909$3.43M0.1%+278+1.1%AddedHistory
CSCOCisco Systems, Inc.Stock55,530$3.43M0.1%+384+0.7%AddedHistory
CATCaterpillar IncStock10,348$3.41M0.1%+277+2.8%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF66,793$3.40M0.1%+4,788+7.7%Added–
SSentinelOne, Inc.CL A180,000$3.27M0.1%00.0%UnchangedHistory
ABNBAirbnb, Inc.Stock25,967$3.10M0.1%−344−1.3%ReducedHistory
AMDAdvanced Micro Devices IncStock29,034$2.98M0.1%+2,775+10.6%AddedHistory
MRKMerck & Co., Inc.Stock32,714$2.96M0.1%−3,545−9.8%ReducedHistory
ITWIllinois Tool Works IncStock11,699$2.92M0.1%−481−3.9%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF14,088$2.91M0.1%−560−3.8%Reduced–
GEGeneral Electric CoStock13,882$2.78M0.1%+874+6.7%AddedHistory
Vanguard Information Technology ETF92204A702ETF5,044$2.74M0.1%+881+21.2%Added–
DISWalt Disney CoStock27,598$2.72M0.1%−647−2.3%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF46,588$2.72M0.1%+20,041+75.5%Added–
iShares Core S&P Small Cap ETF464287804ETF25,904$2.71M0.1%+4,441+20.7%Added–
SBUXStarbucks CorpStock26,389$2.59M0.1%+507+2.0%AddedHistory
iShares Russell Midcap ETF464287499ETF29,895$2.54M0.1%−828−2.7%Reduced–
ADBEAdobe Inc.Stock6,582$2.52M0.1%−279−4.1%ReducedHistory
PLTRPalantir Technologies Inc.Stock29,246$2.47M0.1%+2,333+8.7%AddedHistory

Options (10)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of NorthRock Partners, LLC in Q1 2025
SecurityClassPutsCalls
AAPLApple Inc.Stock$2.69M–
MSFTMicrosoft CorpStock–$750.8K
SPYSPDR S&P 500 ETF TrustETF$671.3K$55.9K
TSCOTractor Supply CoCOM–$55.1K
TSMTaiwan Semiconductor Manufacturing Co LtdADR–$49.8K
iShares Russell 2000 ETF464287655ETF–$39.9K
PNCPNC Financial Services Group, Inc.Stock–$35.2K
FTNTFortinet, Inc.Stock–$28.9K
SHOPShopify Inc.Stock–$9.55K
CSCOCisco Systems, Inc.Stock–$6.17K

Sold out since Q4 2024 (51)

Positions held at the end of Q4 2024 that are gone from this filing.

Positions of NorthRock Partners, LLC sold out since Q4 2024
SecurityClassShares in Q4 2024Value in Q4 2024% of portfolio in Q4 2024History
URBNUrban Outfitters IncCOM138,400$7.60M0.2%History
CAGConagra Brands Inc.Stock163,670$4.54M0.1%History
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW15,404$920.7K<0.1%–
WLYJohn Wiley & Sons, Inc.CL A19,745$863.1K<0.1%History
CPSCooper-Standard Holdings Inc.COM36,000$488.2K<0.1%History
MCHPMicrochip Technology IncStock7,214$413.7K<0.1%History
IQVIQVIA Holdings Inc.Stock2,020$396.9K<0.1%History
ILMNIllumina, Inc.COM2,801$374.3K<0.1%History
PTYPIMCO Corporate & Income Opportunity FundCOM22,790$327.5K<0.1%History
ELEstee Lauder Companies IncCL A4,186$313.9K<0.1%History
FNFFidelity National Financial, Inc.COM SHS5,589$313.7K<0.1%History
PCGPG&E CorpStock14,882$300.7K<0.1%History
UALUnited Airlines Holdings, Inc.COM3,059$297.0K<0.1%History
HALHalliburton CoStock10,587$287.9K<0.1%History
VSTVistra Corp.Stock2,035$280.6K<0.1%History
CNCCentene CorpStock4,573$277.0K<0.1%History
ROKRockwell Automation, IncStock954$272.6K<0.1%History
GPNGlobal Payments IncStock2,242$251.2K<0.1%History
ADMArcher-Daniels-Midland CoStock4,969$251.0K<0.1%History
ONOn Semiconductor CorpStock3,932$247.9K<0.1%History
BTLNBrightline Interactive, Inc.COM100,000$247.0K<0.1%History
DAYDayforce, Inc.COM3,275$237.9K<0.1%History
VanEck ETF Trust92189H748CLO ETF4,433$233.9K<0.1%–
BXPBXP, Inc.COM3,032$228.4K<0.1%History
FBINFortune Brands Innovations, Inc.COM3,270$223.4K<0.1%History
AMGAffiliated Managers Group, Inc.Stock1,193$220.6K<0.1%History
MGMMGM Resorts InternationalStock6,266$217.1K<0.1%History
DKSDick's Sporting Goods, Inc.Stock923$211.3K<0.1%History
Doubleline ETF Trust25861R303COMMERCIAL REAL4,071$209.5K<0.1%–
LVSLas Vegas Sands CorpCOM4,071$209.1K<0.1%History
TPRTapestry, Inc.COM3,136$204.9K<0.1%History
BNBROOKFIELD CorpCL A LTD VT SH3,552$204.1K<0.1%History
FIVEFive Below, IncCOM1,941$203.7K<0.1%History
ITTItt Inc.COM1,413$201.9K<0.1%History
PBIPitney Bowes IncCOM12,002$86.9K<0.1%History
iShares Tr46436E767ESG MSCI USA ETF791$39.3K<0.1%–
Goldman Sachs ETF Tr381430396JUST US LRG CP431$35.8K<0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC1,377$31.8K<0.1%–
VanEck ETF Trust92189F387SHRT HGH YLD MUN1,319$29.7K<0.1%–
iShares Tr464288208MRGSTR MD CP ETF300$22.8K<0.1%–
First Tr Exchng Traded FD VI33740F243VEST LAD CAP ETF687$14.7K<0.1%–
iShares Tr46435G474FALN ANGLS USD302$8.07K<0.1%–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 50130$6.50K<0.1%–
VanEck Vectors ETF Tr92189H839SOCIAL SENTIMENT71$1.77K<0.1%–
iShares Tr464287796U.S. ENERGY ETF33$1.50K<0.1%–
Vanguard BD Index FDS921937793LONG TERM BOND13$890<0.1%–
Dimensional ETF Trust25434V203INTL CORE EQT MK17$496<0.1%–
Dimensional Emerging Core Equity Market ETF25434V302ETF15$381<0.1%–
iShares Global Clean Energy ETF464288224ETF33$376<0.1%–
LEN.BLennar CorpCL B2$264<0.1%History
CENTCentral Garden & Pet CoCOM6$233<0.1%History