NorthRock Partners, LLC

SEC CIK: 0001632097
Latest filing: Aug 11, 2026

SEC filings (opens in a new tab)

Holdings in Q4 2024

Holdings as of Dec 31, 2024, filed Apr 22, 2025. Long positions only; changes compare share counts with Q3 2024.

Positions: 765; −61 vs. Q3 2024
Portfolio value: $3.06B; +$28.7M (+0.9%) vs. Q3 2024
Filed: Apr 22, 2025; AmendedSEC

Holdings of NorthRock Partners, LLC in Q4 2024
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
State Street SPDR Portfolio S&P 500 Value ETF78464A508	ETF	4,398,254	$224.9M	7.3%	+71,340+1.6%	Added	–
State Street SPDR Portfolio S&P 500 ETF78464A854	ETF	3,219,273	$221.9M	7.2%	+3,216,429+113,095.3%	Added	–
Vanguard Scottsdale FDS92206C102	SHORT TERM TREAS	3,608,308	$209.9M	6.8%	+816,488+29.2%	Added	–
SPYSPDR S&P 500 ETF Trust	ETF	359,434	$203.4M	6.6%	−361,303−50.1%	Reduced	History
AAPLApple Inc.	Stock	716,555	$179.4M	5.9%	−15,618−2.1%	Reduced	History
State Street SPDR Portfolio S&P 500 Growth ETF78464A409	ETF	1,993,705	$175.2M	5.7%	+4,341+0.2%	Added	–
iShares Tr46436E718	0-3 MTH TREASURY	1,694,757	$170.0M	5.5%	+25,255+1.5%	Added	–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839	ETF	1,328,415	$106.5M	3.5%	+12,510+1.0%	Added	–
SPDR Series Trust78464A821	ST STR SP400GRW	997,608	$86.7M	2.8%	+18,189+1.9%	Added	–
State Street SPDR S&P 600 Small Cap Value ETF78464A300	ETF	739,385	$64.5M	2.1%	+9,866+1.4%	Added	–
Vanguard S&P 500 ETF922908363	ETF	112,632	$60.7M	2.0%	−11,470−9.2%	Reduced	–
MSFTMicrosoft Corp	Stock	140,684	$59.3M	1.9%	−4,077−2.8%	Reduced	History
NVDANVIDIA Corp	Stock	430,349	$57.8M	1.9%	−77,577−15.3%	Reduced	History
SPDR Series Trust78464A201	ST STR SP600GRWO	630,468	$57.0M	1.9%	+8,455+1.4%	Added	–
iShares Russell 1000 Growth ETF464287614	ETF	120,295	$48.3M	1.6%	−2,023−1.7%	Reduced	–
J P Morgan Exchange Traded F46641Q654	ULTRA SHT MUNCPL	685,120	$34.8M	1.1%	+241,215+54.3%	Added	–
MDLZMondelez International, Inc.	Stock	542,880	$32.7M	1.1%	−7,983−1.4%	Reduced	History
AMZNAmazon Com Inc	Stock	146,911	$32.2M	1.1%	−5,584−3.7%	Reduced	History
iShares MSCI Eafe ETF464287465	ETF	372,137	$28.1M	0.9%	−57,653−13.4%	Reduced	–
PMPhilip Morris International Inc.	Stock	211,565	$25.7M	0.8%	−10,596−4.8%	Reduced	History
TSLATesla, Inc.	Stock	59,692	$24.1M	0.8%	−1,286−2.1%	Reduced	History
iShares Tr464287622	RUS 1000 ETF	74,188	$23.9M	0.8%	−3,276−4.2%	Reduced	–
First Tr Exchng Traded FD VI33740F755	FT LADD BUFF ETF	760,803	$23.2M	0.8%	+13,397+1.8%	Added	–
GOOGLAlphabet Inc.	Stock	120,075	$22.7M	0.7%	−6,487−5.1%	Reduced	History
iShares Core MSCI Emerging Markets ETF46434G103	ETF	383,174	$20.0M	0.7%	+379,294+9,775.6%	Added	–
BRK.BBerkshire Hathaway Inc	Stock	41,649	$18.9M	0.6%	−2,034−4.7%	Reduced	History
ATIAti Inc	Stock	333,354	$18.3M	0.6%	−75,000−18.4%	Reduced	History
METAMeta Platforms, Inc.	Stock	30,928	$18.1M	0.6%	−2,483−7.4%	Reduced	History
Vanguard Morningstar Total Stock Market ETF922908769	ETF	57,829	$16.8M	0.5%	+2,299+4.1%	Added	–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663	ETF	169,139	$15.5M	0.5%	+15,139+9.8%	Added	–
AMPAmeriprise Financial Inc	COM	26,278	$14.0M	0.5%	−3,137−10.7%	Reduced	History
CAHCardinal Health Inc	Stock	118,279	$14.0M	0.5%	−322−0.3%	Reduced	History
TGTTarget Corp	Stock	96,766	$13.1M	0.4%	−1,082−1.1%	Reduced	History
KDPKeurig Dr Pepper Inc.	COM	405,382	$13.0M	0.4%	+1,562+0.4%	Added	History
ABBVAbbVie Inc.	Stock	72,864	$12.9M	0.4%	−1,139−1.5%	Reduced	History
JPMJPMorgan Chase & Co	Stock	60,661	$12.7M	0.4%	+1,896+3.2%	Added	History
iShares Russell Mid-Cap Growth ETF464287481	ETF	96,521	$12.2M	0.4%	−2,082−2.1%	Reduced	–
MOAltria Group, Inc.	Stock	228,872	$12.2M	0.4%	−9,358−3.9%	Reduced	History
GOOGAlphabet Inc.	Stock	63,853	$12.2M	0.4%	−3,946−5.8%	Reduced	History
AVGOBroadcom Inc.	Stock	49,198	$11.4M	0.4%	−465−0.9%	Reduced	History
Invesco QQQ Trust Series I46090E103	ETF	21,128	$10.8M	0.4%	−1,359−6.0%	Reduced	–
iShares Core S&P 500 ETF464287200	ETF	18,082	$10.6M	0.3%	+267+1.5%	Added	–
Schwab U.S. Large-Cap ETF808524201	ETF	456,524	$10.6M	0.3%	+2,708+0.6%	AddedConverted for a 3-for-1 split	–
LLYEli Lilly & Co	Stock	13,022	$10.1M	0.3%	−222−1.7%	Reduced	History
COSTCostco Wholesale Corp	Stock	10,733	$9.83M	0.3%	−309−2.8%	Reduced	History
PGProcter & Gamble Co	Stock	48,191	$8.08M	0.3%	−2,830−5.5%	Reduced	History
VVisa Inc.	Stock	25,155	$7.95M	0.3%	−1,536−5.8%	Reduced	History
Vanguard Dividend Appreciation ETF921908844	ETF	39,664	$7.77M	0.3%	−1,936−4.7%	Reduced	–
KHCKraft Heinz Co	Stock	249,168	$7.65M	0.2%	−10,261−4.0%	Reduced	History
URBNUrban Outfitters Inc	COM	138,400	$7.60M	0.2%	+302+0.2%	Added	History
NFLXNetflix Inc	Stock	8,193	$7.30M	0.2%	−1,416−14.7%	Reduced	History
UNHUnitedHealth Group Inc	Stock	13,873	$7.02M	0.2%	−1,883−12.0%	Reduced	History
CRMSalesforce, Inc.	Stock	20,653	$6.91M	0.2%	−1,940−8.6%	Reduced	History
iShares Russell 1000 Value ETF464287598	ETF	36,312	$6.72M	0.2%	+571+1.6%	Added	–
iShares S&P 500 Growth ETF464287309	ETF	66,093	$6.71M	0.2%	−2,344−3.4%	Reduced	–
MCDMcDonalds Corp	Stock	21,938	$6.36M	0.2%	−226−1.0%	Reduced	History
HDHome Depot, Inc.	Stock	16,258	$6.32M	0.2%	−998−5.8%	Reduced	History
JNJJohnson & Johnson	Stock	41,793	$6.04M	0.2%	−5,366−11.4%	Reduced	History
CVXChevron Corp	Stock	39,959	$5.79M	0.2%	−35−0.1%	Reduced	History
WMTWalmart Inc.	Stock	62,582	$5.67M	0.2%	−5,203−7.7%	Reduced	History
SYKStryker Corp	Stock	15,625	$5.64M	0.2%	−865−5.2%	Reduced	History
XOMExxonMobil Holdings Corp	COM	51,994	$5.59M	0.2%	−8,978−14.7%	Reduced	History
iShares Inc46434G764	MSCI EMRG CHN	99,625	$5.52M	0.2%	−13,184−11.7%	Reduced	–
HWKNHawkins Inc	COM	44,705	$5.48M	0.2%	00.0%	Unchanged	History
iShares Tr464288877	EAFE VALUE ETF	103,892	$5.45M	0.2%	−13,123−11.2%	Reduced	–
MAMastercard Inc	Stock	10,046	$5.29M	0.2%	−795−7.3%	Reduced	History
ORCLOracle Corp	Stock	31,489	$5.25M	0.2%	−1,873−5.6%	Reduced	History
ABTAbbott Laboratories	Stock	46,127	$5.22M	0.2%	−1,276−2.7%	Reduced	History
WFCWells Fargo & Company	Stock	73,933	$5.19M	0.2%	−3,001−3.9%	Reduced	History
iShares Tr464288885	EAFE GRWTH ETF	51,680	$5.00M	0.2%	−8,350−13.9%	Reduced	–
AXPAmerican Express Co	Stock	16,793	$4.98M	0.2%	−905−5.1%	Reduced	History
IBMInternational Business Machines Corp	Stock	20,785	$4.57M	0.1%	+1,223+6.3%	Added	History
PGRProgressive Corp	Stock	18,962	$4.54M	0.1%	−213−1.1%	Reduced	History
CAGConagra Brands Inc.	Stock	163,670	$4.54M	0.1%	+157,188+2,425.0%	Added	History
PEPPepsiCo Inc	Stock	29,101	$4.46M	0.1%	−4,686−13.9%	Reduced	History
SPDR Series Trust78464A763	ST STR SP DIV	32,781	$4.33M	0.1%	−1,821−5.3%	Reduced	–
BABoeing Co	Stock	22,924	$4.06M	0.1%	+2,874+14.3%	Added	History
BACBank of America Corp	Stock	91,580	$4.02M	0.1%	−7,953−8.0%	Reduced	History
SSentinelOne, Inc.	CL A	180,000	$4.00M	0.1%	−38,500−17.6%	Reduced	History
CATCaterpillar Inc	Stock	10,071	$3.65M	0.1%	−193−1.9%	Reduced	History
MRKMerck & Co., Inc.	Stock	36,259	$3.63M	0.1%	−3,288−8.3%	Reduced	History
Vanguard Index FDS922908652	EXTEND MKT ETF	18,418	$3.50M	0.1%	+10+0.1%	Added	–
ABNBAirbnb, Inc.	Stock	26,311	$3.46M	0.1%	+484+1.9%	Added	History
State Street Technology Select Sector SPDR ETF81369Y803	ETF	14,648	$3.41M	0.1%	−2,213−13.1%	Reduced	–
Vanguard Morningstar Growth ETF922908736	ETF	8,102	$3.33M	0.1%	−604−6.9%	Reduced	–
CSCOCisco Systems, Inc.	Stock	55,146	$3.26M	0.1%	+391+0.7%	Added	History
AMDAdvanced Micro Devices Inc	Stock	26,259	$3.17M	0.1%	−4,128−13.6%	Reduced	History
DISWalt Disney Co	Stock	28,245	$3.16M	0.1%	−548−1.9%	Reduced	History
ITWIllinois Tool Works Inc	Stock	12,180	$3.11M	0.1%	−327−2.6%	Reduced	History
ADBEAdobe Inc.	Stock	6,861	$3.05M	0.1%	−1,458−17.5%	Reduced	History
iShares Core MSCI Eafe ETF46432F842	ETF	42,465	$2.98M	0.1%	+13,012+44.2%	Added	–
RTXRTX Corp	Stock	25,631	$2.97M	0.1%	−1,271−4.7%	Reduced	History
Vanguard Ftse Developed Markets ETF921943858	ETF	62,005	$2.97M	0.1%	+3,973+6.8%	Added	–
KOCoca Cola Co	Stock	47,559	$2.96M	0.1%	−3,215−6.3%	Reduced	History
iShares S&P Small-Cap 600 Growth ETF464287887	ETF	21,105	$2.86M	0.1%	−643−3.0%	Reduced	–
iShares Russell Midcap ETF464287499	ETF	30,723	$2.72M	0.1%	−3,319−9.7%	Reduced	–
AMGNAmgen Inc	Stock	10,291	$2.68M	0.1%	−954−8.5%	Reduced	History
Vanguard Information Technology ETF92204A702	ETF	4,163	$2.59M	0.1%	−1,277−23.5%	Reduced	–
LOWLowes Companies Inc	Stock	10,069	$2.48M	0.1%	−1,156−10.3%	Reduced	History
iShares Core S&P Small Cap ETF464287804	ETF	21,463	$2.47M	0.1%	−1,711−7.4%	Reduced	–

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of NorthRock Partners, LLC in Q4 2024
Security	Class	Puts	Calls
AAPLApple Inc.	Stock	$3.01M	–
MSFTMicrosoft Corp	Stock	–	$1.22M
SPYSPDR S&P 500 ETF Trust	ETF	$1.05M	$58.6K
TSMTaiwan Semiconductor Manufacturing Co Ltd	ADR	–	$59.2K
MCDMcDonalds Corp	Stock	–	$58.0K
iShares Russell 2000 ETF464287655	ETF	–	$44.2K
RGLDRoyal Gold Inc	Stock	–	$13.2K
AMDAdvanced Micro Devices Inc	Stock	–	$12.1K
Amplify ETF Tr032108649	AMPLIFY JUNIOR S	–	$993

Sold out since Q3 2024 (106)

Positions held at the end of Q3 2024 that are gone from this filing.

The largest 100 of 106 by value last quarter.

Positions of NorthRock Partners, LLC sold out since Q3 2024
Security	Class	Shares in Q3 2024	Value in Q3 2024	% of portfolio in Q3 2024	History
CVSCVS Health Corp	Stock	12,481	$784.8K	<0.1%	History
PIMCO ETF Tr72201R874	SHTRM MUN BD ACT	15,000	$757.5K	<0.1%	–
VanEck Semiconductor ETF92189F676	ETF	2,627	$645.7K	<0.1%	–
Pgim ETF Tr69344A107	PGIM ULTRA SH BD	10,149	$505.2K	<0.1%	–
DOWDow Inc.	Stock	8,616	$470.7K	<0.1%	History
CECelanese Corp	Stock	3,284	$446.5K	<0.1%	History
BDXBecton Dickinson & Co	Stock	1,717	$414.0K	<0.1%	History
SLViShares Silver Trust	ETF	14,379	$408.9K	<0.1%	History
BCBrunswick Corp	COM	4,614	$386.7K	<0.1%	History
iShares Tr464289479	CORE LT USDB ETF	6,954	$370.4K	<0.1%	–
Global X FDS37954Y848	GLOBAL X SILVER	10,000	$350.9K	<0.1%	–
HSYHershey Co	COM	1,796	$345.0K	<0.1%	History
TRGPTarga Resources Corp.	COM	2,233	$330.5K	<0.1%	History
BBYBest Buy Co Inc	Stock	3,113	$323.1K	<0.1%	History
GPCGenuine Parts Co	Stock	2,297	$323.0K	<0.1%	History
WisdomTree Tr97717Y527	FLOATNG RAT TREA	6,429	$322.9K	<0.1%	–
DELLDell Technologies Inc.	Stock	2,696	$319.7K	<0.1%	History
iShares Tr464289875	CORE 40 MODE ETF	7,019	$316.6K	<0.1%	–
LYBLyondellBasell Industries N.V.	SHS - A -	3,215	$308.3K	<0.1%	History
Columbia ETF Tr I19761L870	SELIGMAN SEMICON	11,700	$301.3K	<0.1%	–
MROMarathon Oil Corp	COM	10,953	$291.7K	<0.1%	History
EXASExact Sciences Corp	COM	4,302	$290.9K	<0.1%	History
Graniteshares ETF Tr38747R827	1.5X LNG NVDA DL	4,950	$288.0K	<0.1%	–
TYTRI-CONTINENTAL Corp	COM	8,688	$287.1K	<0.1%	History
Direxion Shs ETF Tr25459W862	DRX S&P500BULL	1,700	$279.0K	<0.1%	–
iShares Inc464286178	US INTL HGH YLD	6,018	$275.5K	<0.1%	–
AHRAmerican Healthcare REIT, Inc.	COM SHS	10,412	$274.4K	<0.1%	History
BIIBBiogen Inc.	COM	1,406	$272.5K	<0.1%	History
ACGLArch Capital Group Ltd.	Stock	2,425	$271.3K	<0.1%	History
ICLRIcon PLC	COM	937	$269.2K	<0.1%	History
Ssga Active ETF Tr78467V103	ST STR REAL ETF	8,868	$254.9K	<0.1%	–
BALLBALL Corp	COM	3,739	$253.9K	<0.1%	History
NVSNovartis AG	ADR	2,185	$251.4K	<0.1%	History
FNDFloor & Decor Holdings, Inc.	CL A	1,987	$246.7K	<0.1%	History
KMXCarMax Inc	COM	3,161	$244.6K	<0.1%	History
AESAES Corp	Stock	12,020	$241.1K	<0.1%	History
WPCW. P. Carey Inc.	COM	3,696	$233.5K	<0.1%	History
IFFInternational Flavors & Fragrances Inc	COM	2,106	$221.8K	<0.1%	History
BLDRBuilders FirstSource, Inc.	Stock	1,142	$221.4K	<0.1%	History
MRNAModerna, Inc.	Stock	3,195	$213.5K	<0.1%	History
POOLPool Corp	COM	562	$211.8K	<0.1%	History
HPQHP Inc	Stock	5,841	$211.1K	<0.1%	History
IBKRInteractive Brokers Group, Inc.	Stock	1,506	$209.6K	<0.1%	History
ALGNAlign Technology Inc	COM	803	$204.2K	<0.1%	History
Invesco Exch Traded FD Tr II46138G508	SR LN ETF	9,628	$202.3K	<0.1%	–
OMCOmnicom Group Inc.	COM	1,923	$200.1K	<0.1%	History
iShares Tr46434V316	GLOBAL EQUITY	4,326	$193.7K	<0.1%	–
RCMR1 RCM Inc.	COM	11,826	$167.6K	<0.1%	History
iShares Semiconductor ETF464287523	ETF	711	$164.0K	<0.1%	–
Ssga Active ETF Tr78467V848	ST STR TOTAL ETF	3,738	$154.7K	<0.1%	–
SPDR Index Shs FDS78463X459	ST STR SP GLBDIV	2,146	$143.1K	<0.1%	–
iShares Tr46429B747	0-5 YR TIPS ETF	1,155	$117.0K	<0.1%	–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679	ETF	1,019	$112.7K	<0.1%	–
iShares Inc464286525	MSCI GBL MIN VOL	749	$85.8K	<0.1%	–
iShares Tr464288356	CALIF MUN BD ETF	1,417	$82.3K	<0.1%	–
Global X FDS37954Y483	NASDAQ 100 COVER	4,144	$74.8K	<0.1%	–
Invesco Exch Traded FD Tr II46138G631	NASDAQNXTGEN100	2,283	$69.3K	<0.1%	–
BDNBrandywine Realty Trust	SH BEN INT NEW	12,203	$66.4K	<0.1%	History
Invesco Nasdaq 100 ETF46138G649	ETF	257	$51.6K	<0.1%	–
WisdomTree Tr97717W422	INDIA ERNGS FD	1,000	$50.5K	<0.1%	–
iShares Tr46434V647	GLOBAL REIT ETF	1,856	$49.5K	<0.1%	–
iShares Inc464286533	MSCI EMERG MRKT	710	$44.5K	<0.1%	–
iShares Tr46434V381	FUTU EXPO TE ETF	622	$37.9K	<0.1%	–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9	ETF	1,524	$37.1K	<0.1%	–
iShares Tr464289867	CORE 60 BALA ETF	612	$36.3K	<0.1%	–
First Tr Exchng Traded FD VI33740F862	FT VEST US EQT	753	$34.5K	<0.1%	–
Global X FDS37954Y293	GLB X MLP ENRG I	595	$32.4K	<0.1%	–
iShares Tr46434V407	0-5YR HI YL CP	646	$28.0K	<0.1%	–
iShares Inc464286145	MSCI FRONTIER	876	$24.1K	<0.1%	–
Invesco Exch Traded FD Tr II46138G706	SOLAR ETF	482	$20.8K	<0.1%	–
WisdomTree Tr97717W836	JP SMALLCP DIV	250	$20.2K	<0.1%	–
iShares Tr46435U366	SELF DRIVNG EV	601	$19.1K	<0.1%	–
iShares Tr464287739	U.S. REAL ES ETF	184	$18.7K	<0.1%	–
iShares Tr464287192	US TRSPRTION	237	$16.3K	<0.1%	–
Direxion Shs ETF Tr25459W458	DLY SCOND 3XBU	300	$11.0K	<0.1%	–
iShares Tr464287382	JPX NIKKEI 400	142	$10.9K	<0.1%	–
iShares Tr46435U192	GENOMICS IMMUN	400	$9.85K	<0.1%	–
Amplify ETF Tr032108599	AMPLIFY BLUESTAR	191	$9.14K	<0.1%	–
VanEck Vectors ETF Tr92189F114	VIDEO GAMING	100	$7.61K	<0.1%	–
iShares Inc464286632	MSCI ISRAEL ETF	100	$6.75K	<0.1%	–
Global X FDS37954Y780	INTERNET OF THNG	185	$6.43K	<0.1%	–
iShares Inc464286400	MSCI BRAZIL ETF	207	$6.10K	<0.1%	–
Amplify ETF Tr032108631	AMPLIFY ALTERNAT	1,731	$5.73K	<0.1%	–
American Centy ETF Tr025072802	INTL SMCP VLU	79	$5.58K	<0.1%	–
VanEck ETF Trust92189F304	ENVIRONMENTAL SR	30	$5.47K	<0.1%	–
Direxion Shs ETF Tr25459W557	7 10YR TRES BEAR	400	$5.08K	<0.1%	–
Global X FDS37954Y673	US INFR DEV ETF	102	$4.20K	<0.1%	–
WisdomTree Tr97717Y477	US QUALITY GROW	89	$4.06K	<0.1%	–
J P Morgan Exchange Traded F46641Q191	BETA EURO ET NE	55	$3.43K	<0.1%	–
iShares Tr464289180	MSCI EURO FL ETF	122	$3.02K	<0.1%	–
iShares Tr464287291	GLOBAL TECH ETF	36	$2.97K	<0.1%	–
Ssga Active ETF Tr78467V608	ST STR BL LN ETF	66	$2.74K	<0.1%	–
Global X FDS37954Y434	GENOMIC BIOTECH	215	$2.42K	<0.1%	–
WisdomTree Tr97717Y691	CLOUD COMPUTNG	73	$2.33K	<0.1%	–
WisdomTree Tr97717Y659	CYBERSECURITY FD	89	$2.26K	<0.1%	–
WisdomTree Tr97717Y543	ARTI INT INN FD	106	$2.11K	<0.1%	–
Global X FDS37954Y624	AUTONMOUS EV ETF	88	$2.07K	<0.1%	–
Global X Lithium & Battery Tech ETF37954Y855	ETF	40	$1.74K	<0.1%	–
VanEck ETF Trust92189F601	URANI NUCLE ETF	20	$1.67K	<0.1%	–
Global X Uranium ETF37954Y871	ETF	50	$1.43K	<0.1%	–