NorthRock Partners, LLC
- SEC CIK
- 0001632097
- Latest filing
- Aug 11, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Apr 22, 2025. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 826
- +26 vs. Q2 2024
- Portfolio value
- $3.04B
- +$379.5M (+14.3%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 720,737 | $414.8M | 13.7% | +9,464+1.3% | Added | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 4,326,914 | $228.7M | 7.5% | +100,196+2.4% | Added | – |
| AAPLApple Inc. | Stock | 732,173 | $170.6M | 5.6% | +2,811+0.4% | Added | History |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 1,669,502 | $168.2M | 5.5% | +22,714+1.4% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 1,989,364 | $165.0M | 5.4% | +24,940+1.3% | Added | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 2,791,820 | $164.8M | 5.4% | +2,768,901+12,081.2% | Added | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 1,315,905 | $104.6M | 3.4% | +28,901+2.2% | Added | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 979,419 | $85.9M | 2.8% | +29,331+3.1% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 124,102 | $65.7M | 2.2% | −12,482−9.1% | Reduced | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 729,519 | $63.3M | 2.1% | +8,734+1.2% | Added | – |
| MSFTMicrosoft Corp | Stock | 144,761 | $62.3M | 2.1% | +6,853+5.0% | Added | History |
| NVDANVIDIA Corp | Stock | 507,926 | $62.1M | 2.0% | +107,599+26.9% | Added | History |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 622,013 | $57.9M | 1.9% | +8,341+1.4% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 122,318 | $45.9M | 1.5% | −2,775−2.2% | Reduced | – |
| MDLZMondelez International, Inc. | Stock | 550,863 | $40.8M | 1.3% | −16,637−2.9% | Reduced | History |
| iShares MSCI Eafe ETF464287465 | ETF | 429,790 | $35.9M | 1.2% | −12,098−2.7% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 152,495 | $28.4M | 0.9% | −725−0.5% | Reduced | History |
| PMPhilip Morris International Inc. | Stock | 222,161 | $27.3M | 0.9% | −12,172−5.2% | Reduced | History |
| ATIAti Inc | Stock | 408,354 | $27.1M | 0.9% | −24,995−5.8% | Reduced | History |
| iShares Tr464287622 | RUS 1000 ETF | 77,464 | $24.4M | 0.8% | −8,080−9.4% | Reduced | – |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 443,905 | $22.6M | 0.7% | +435,757+5,348.0% | Added | – |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 747,406 | $22.3M | 0.7% | +39,804+5.6% | Added | – |
| GOOGLAlphabet Inc. | Stock | 126,562 | $21.0M | 0.7% | +2,715+2.2% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 43,683 | $20.1M | 0.7% | +1,431+3.4% | Added | History |
| METAMeta Platforms, Inc. | Stock | 33,411 | $19.1M | 0.6% | +984+3.0% | Added | History |
| TSLATesla, Inc. | Stock | 60,978 | $16.0M | 0.5% | +1,406+2.4% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 55,530 | $15.8M | 0.5% | +41+0.1% | Added | – |
| TGTTarget Corp | Stock | 97,848 | $15.2M | 0.5% | −39,734−28.9% | Reduced | History |
| KDPKeurig Dr Pepper Inc. | COM | 403,820 | $15.2M | 0.5% | +1,349+0.3% | Added | History |
| ABBVAbbVie Inc. | Stock | 74,003 | $14.6M | 0.5% | −53−0.1% | Reduced | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 154,000 | $14.1M | 0.5% | −13,067−7.8% | Reduced | – |
| AMPAmeriprise Financial Inc | COM | 29,415 | $13.8M | 0.5% | +554+1.9% | Added | History |
| CAHCardinal Health Inc | Stock | 118,601 | $13.1M | 0.4% | +35,134+42.1% | Added | History |
| MOAltria Group, Inc. | Stock | 238,230 | $12.4M | 0.4% | −7,920−3.2% | Reduced | History |
| LLYEli Lilly & Co | Stock | 13,244 | $11.7M | 0.4% | +236+1.8% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 58,765 | $11.6M | 0.4% | +105+0.2% | Added | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 98,603 | $11.6M | 0.4% | −1,766−1.8% | Reduced | – |
| GOOGAlphabet Inc. | Stock | 67,799 | $11.3M | 0.4% | +132+0.2% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 22,487 | $11.0M | 0.4% | −4,083−15.4% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 17,815 | $10.3M | 0.3% | −92−0.5% | Reduced | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 151,272 | $10.3M | 0.3% | +8,942+6.3% | Added | – |
| COSTCostco Wholesale Corp | Stock | 11,042 | $9.79M | 0.3% | +15+0.1% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 15,756 | $9.21M | 0.3% | +1,046+7.1% | Added | History |
| KHCKraft Heinz Co | Stock | 259,429 | $9.11M | 0.3% | −2,762−1.1% | Reduced | History |
| PGProcter & Gamble Co | Stock | 51,021 | $8.84M | 0.3% | +1,795+3.6% | Added | History |
| AVGOBroadcom Inc. | Stock | 49,663 | $8.57M | 0.3% | +2,403+5.1% | AddedConverted for a 10-for-1 split | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 41,600 | $8.27M | 0.3% | −936−2.2% | Reduced | – |
| JNJJohnson & Johnson | Stock | 47,159 | $7.64M | 0.3% | +401+0.9% | Added | History |
| VVisa Inc. | Stock | 26,691 | $7.34M | 0.2% | +419+1.6% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 60,972 | $7.15M | 0.2% | +1,296+2.2% | Added | History |
| HDHome Depot, Inc. | Stock | 17,256 | $6.99M | 0.2% | +598+3.6% | Added | History |
| iShares Inc46434G764 | MSCI EMRG CHN | 112,809 | $6.89M | 0.2% | −32,845−22.6% | Reduced | – |
| NFLXNetflix Inc | Stock | 9,609 | $6.82M | 0.2% | +262+2.8% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 35,741 | $6.78M | 0.2% | −454−1.3% | Reduced | – |
| MCDMcDonalds Corp | Stock | 22,164 | $6.75M | 0.2% | −80−0.4% | Reduced | History |
| iShares Tr464288877 | EAFE VALUE ETF | 117,015 | $6.73M | 0.2% | −32,308−21.6% | Reduced | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 68,437 | $6.55M | 0.2% | −7,211−9.5% | Reduced | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 60,030 | $6.46M | 0.2% | −28,556−32.2% | Reduced | – |
| CRMSalesforce, Inc. | Stock | 22,593 | $6.19M | 0.2% | +3,569+18.8% | Added | History |
| SYKStryker Corp | Stock | 16,490 | $5.97M | 0.2% | −99−0.6% | Reduced | History |
| CVXChevron Corp | Stock | 39,994 | $5.89M | 0.2% | −3,525−8.1% | Reduced | History |
| PEPPepsiCo Inc | Stock | 33,787 | $5.75M | 0.2% | −1,113−3.2% | Reduced | History |
| HWKNHawkins Inc | COM | 44,705 | $5.70M | 0.2% | −1,000−2.2% | Reduced | History |
| ORCLOracle Corp | Stock | 33,362 | $5.68M | 0.2% | +1,675+5.3% | Added | History |
| WMTWalmart Inc. | Stock | 67,785 | $5.46M | 0.2% | +3,581+5.6% | Added | History |
| ABTAbbott Laboratories | Stock | 47,403 | $5.40M | 0.2% | −176−0.4% | Reduced | History |
| MAMastercard Inc | Stock | 10,841 | $5.35M | 0.2% | +636+6.2% | Added | History |
| URBNUrban Outfitters Inc | COM | 138,098 | $5.29M | 0.2% | −11,738−7.8% | Reduced | History |
| SSentinelOne, Inc. | CL A | 218,500 | $5.23M | 0.2% | +218,500 | New | History |
| AMDAdvanced Micro Devices Inc | Stock | 30,387 | $4.99M | 0.2% | +3,047+11.1% | Added | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 34,602 | $4.91M | 0.2% | −4,100−10.6% | Reduced | – |
| PGRProgressive Corp | Stock | 19,175 | $4.87M | 0.2% | +191+1.0% | Added | History |
| AXPAmerican Express Co | Stock | 17,698 | $4.80M | 0.2% | +198+1.1% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 21,389 | $4.72M | 0.2% | +79+0.4% | Added | – |
| MRKMerck & Co., Inc. | Stock | 39,547 | $4.52M | 0.1% | −4,079−9.3% | Reduced | History |
| WFCWells Fargo & Company | Stock | 76,934 | $4.35M | 0.1% | +23,712+44.6% | Added | History |
| IBMInternational Business Machines Corp | Stock | 19,562 | $4.32M | 0.1% | +982+5.3% | Added | History |
| ADBEAdobe Inc. | Stock | 8,319 | $4.31M | 0.1% | +1,664+25.0% | Added | History |
| CATCaterpillar Inc | Stock | 10,264 | $4.01M | 0.1% | +416+4.2% | Added | History |
| BACBank of America Corp | Stock | 99,533 | $3.95M | 0.1% | +1,966+2.0% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 16,861 | $3.81M | 0.1% | −1,904−10.1% | Reduced | – |
| TMOThermo Fisher Scientific Inc. | Stock | 6,071 | $3.76M | 0.1% | +1,163+23.7% | Added | History |
| KOCoca Cola Co | Stock | 50,774 | $3.67M | 0.1% | +1,951+4.0% | Added | History |
| AMGNAmgen Inc | Stock | 11,245 | $3.62M | 0.1% | +573+5.4% | Added | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 18,408 | $3.36M | 0.1% | −21−0.1% | Reduced | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 8,706 | $3.34M | 0.1% | −214−2.4% | Reduced | – |
| ITWIllinois Tool Works Inc | Stock | 12,507 | $3.30M | 0.1% | +217+1.8% | Added | History |
| ABNBAirbnb, Inc. | Stock | 25,827 | $3.28M | 0.1% | −205−0.8% | Reduced | History |
| RTXRTX Corp | Stock | 26,902 | $3.26M | 0.1% | +190+0.7% | Added | History |
| Vanguard Information Technology ETF92204A702 | ETF | 5,440 | $3.19M | 0.1% | −193−3.4% | Reduced | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 58,032 | $3.06M | 0.1% | +200.0% | Added | – |
| BABoeing Co | Stock | 20,050 | $3.05M | 0.1% | −1,317−6.2% | Reduced | History |
| LOWLowes Companies Inc | Stock | 11,225 | $3.04M | 0.1% | +35+0.3% | Added | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 21,748 | $3.03M | 0.1% | −625−2.8% | Reduced | – |
| iShares Russell Midcap ETF464287499 | ETF | 34,042 | $3.00M | 0.1% | −12,682−27.1% | Reduced | – |
| CSCOCisco Systems, Inc. | Stock | 54,755 | $2.91M | 0.1% | +7,756+16.5% | Added | History |
| SBUXStarbucks Corp | Stock | 29,290 | $2.86M | 0.1% | −130.0% | Reduced | History |
| DISWalt Disney Co | Stock | 28,793 | $2.77M | 0.1% | −2,149−6.9% | Reduced | History |
| QCOMQualcomm Inc | Stock | 16,190 | $2.75M | 0.1% | +4,009+32.9% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 23,174 | $2.71M | 0.1% | −4,637−16.7% | Reduced | – |
Options (6)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| AAPLApple Inc. | Stock | $2.80M | – |
| SPYSPDR S&P 500 ETF Trust | ETF | $860.6K | $745.9K |
| MSFTMicrosoft Corp | Stock | – | $1.25M |
| MCDMcDonalds Corp | Stock | – | $60.9K |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | – | $52.1K |
| iShares Russell 2000 ETF464287655 | ETF | – | $44.2K |
Sold out since Q2 2024 (45)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| SOLVSolventum Corp | Stock | 34,046 | $1.80M | 0.1% | History |
| DGDollar General Corp | COM | 6,419 | $848.8K | <0.1% | History |
| Flexshares Tr33939L886 | ULTR SHO INC FD | 10,040 | $757.7K | <0.1% | – |
| ARMArm Holdings PLC | ADR | 3,105 | $508.0K | <0.1% | History |
| Flexshares Tr33939L506 | IBOXX 3R TARGT | 21,263 | $501.6K | <0.1% | – |
| NTGRNetgear, Inc. | COM | 31,444 | $481.1K | <0.1% | History |
| DVNDevon Energy Corp | Stock | 6,656 | $331.0K | <0.1% | History |
| NVONovo Nordisk A S | ADR | 2,241 | $319.8K | <0.1% | History |
| WRKWestRock Co | COM | 6,088 | $306.0K | <0.1% | History |
| CNPCenterpoint Energy Inc | COM | 9,131 | $282.9K | <0.1% | History |
| DLTRDollar Tree, Inc. | COM | 2,352 | $251.1K | <0.1% | History |
| COINCoinbase Global, Inc. | COM CL A | 1,057 | $234.9K | <0.1% | History |
| SNOWSnowflake Inc. | Stock | 1,638 | $221.3K | <0.1% | History |
| WDCWestern Digital Corp | COM | 2,859 | $216.6K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 4,713 | $208.6K | <0.1% | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 1,915 | $208.3K | <0.1% | History |
| NTAPNetApp, Inc. | Stock | 1,559 | $200.8K | <0.1% | History |
| RVNCRevance Therapeutics, Inc. | COM | 50,162 | $128.9K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 2,155 | $119.2K | <0.1% | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 1,129 | $86.6K | <0.1% | – |
| TTECTTEC Holdings, Inc. | COM | 12,733 | $74.9K | <0.1% | History |
| SOFISoFi Technologies, Inc. | Stock | 11,258 | $74.4K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 5,458 | $63.0K | <0.1% | – |
| iShares Tr46436E452 | USD BD FACTR ETF | 691 | $57.5K | <0.1% | – |
| Vanguard Intl Equity Index F922042866 | FTSE PACIFIC ETF | 763 | $56.6K | <0.1% | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 909 | $46.6K | <0.1% | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 342 | $35.8K | <0.1% | – |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 825 | $31.9K | <0.1% | – |
| iShares Inc464286509 | MSCI CDA ETF | 782 | $29.0K | <0.1% | – |
| iShares Tr46435G268 | RUSEL 2500 ETF | 417 | $26.1K | <0.1% | – |
| iShares Global Clean Energy ETF464288224 | ETF | 1,320 | $17.6K | <0.1% | – |
| Invesco Rafi Developed Markets Ex-U.S. Small-Mid ETF46138E735 | ETF | 523 | $16.9K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E727 | RAFI EMRGNG MRKT | 817 | $16.5K | <0.1% | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 200 | $13.6K | <0.1% | – |
| ProShares Tr74347X823 | ULTRPRO DOW30 | 100 | $7.89K | <0.1% | – |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 181 | $7.72K | <0.1% | – |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 228 | $7.03K | <0.1% | – |
| VanEck ETF Trust92189H730 | MORNINGSTAR SMID | 200 | $6.39K | <0.1% | – |
| iShares Tr464288836 | U.S. PHARMA ETF | 90 | $5.97K | <0.1% | – |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 24 | $3.36K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 100 | $2.00K | <0.1% | – |
| iShares Tr464288166 | AGENCY BOND ETF | 16 | $1.72K | <0.1% | – |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 52 | $1.42K | <0.1% | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 24 | $1.24K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E214 | S&P INTL QULTY | 33 | $1.00K | <0.1% | – |