NorthRock Partners, LLC
- SEC CIK
- 0001632097
- Latest filing
- Aug 11, 2026
Holdings in Q2 2024
Holdings as of Jun 30, 2024, filed Apr 22, 2025. Long positions only; changes compare share counts with Q1 2024.
- Positions
- 800
- −4 vs. Q1 2024
- Portfolio value
- $2.66B
- +$53.7M (+2.1%) vs. Q1 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 711,273 | $388.3M | 14.6% | +21,936+3.2% | Added | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 4,226,718 | $206.0M | 7.8% | +157,001+3.9% | Added | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 1,646,788 | $165.8M | 6.2% | +57,927+3.6% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 1,964,424 | $157.4M | 5.9% | +102,948+5.5% | Added | – |
| AAPLApple Inc. | Stock | 729,362 | $153.6M | 5.8% | +10,600+1.5% | Added | History |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 1,287,004 | $93.9M | 3.5% | +79,888+6.6% | Added | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 950,088 | $79.9M | 3.0% | +61,754+7.0% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 136,584 | $68.6M | 2.6% | −30,123−18.1% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 137,908 | $61.6M | 2.3% | +4,099+3.1% | Added | History |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 720,785 | $56.4M | 2.1% | +28,208+4.1% | Added | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 613,672 | $52.7M | 2.0% | +29,120+5.0% | Added | – |
| NVDANVIDIA Corp | Stock | 400,327 | $49.9M | 1.9% | −456,073−53.3% | ReducedConverted for a 10-for-1 split | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 125,093 | $45.6M | 1.7% | −4,420−3.4% | Reduced | – |
| MDLZMondelez International, Inc. | Stock | 567,500 | $37.4M | 1.4% | −16,815−2.9% | Reduced | History |
| iShares MSCI Eafe ETF464287465 | ETF | 441,888 | $34.6M | 1.3% | −20,453−4.4% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 153,220 | $29.6M | 1.1% | +5,778+3.9% | Added | History |
| iShares Tr464287622 | RUS 1000 ETF | 85,544 | $25.5M | 1.0% | −23,042−21.2% | Reduced | – |
| PMPhilip Morris International Inc. | Stock | 234,333 | $24.0M | 0.9% | −11,835−4.8% | Reduced | History |
| ATIAti Inc | Stock | 433,349 | $24.0M | 0.9% | +650.0% | Added | History |
| GOOGLAlphabet Inc. | Stock | 123,847 | $22.6M | 0.8% | +8,580+7.4% | Added | History |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 707,602 | $20.5M | 0.8% | +86,469+13.9% | Added | – |
| TGTTarget Corp | Stock | 137,582 | $20.4M | 0.8% | +19,883+16.9% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 42,252 | $17.2M | 0.6% | +1,183+2.9% | Added | History |
| METAMeta Platforms, Inc. | Stock | 32,427 | $16.4M | 0.6% | +1,487+4.8% | Added | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 167,067 | $15.3M | 0.6% | +156,804+1,527.9% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 55,489 | $14.9M | 0.6% | −1,874−3.3% | Reduced | – |
| KDPKeurig Dr Pepper Inc. | COM | 402,471 | $13.5M | 0.5% | −506−0.1% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 26,570 | $12.7M | 0.5% | −14,184−34.8% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 74,056 | $12.7M | 0.5% | −101−0.1% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 67,667 | $12.4M | 0.5% | +1,594+2.4% | Added | History |
| AMPAmeriprise Financial Inc | COM | 28,861 | $12.3M | 0.5% | +32+0.1% | Added | History |
| TSLATesla, Inc. | Stock | 59,572 | $11.8M | 0.4% | +1,777+3.1% | Added | History |
| LLYEli Lilly & Co | Stock | 13,008 | $11.8M | 0.4% | +669+5.4% | Added | History |
| MOAltria Group, Inc. | Stock | 246,150 | $11.4M | 0.4% | −21,261−8.0% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 58,660 | $11.1M | 0.4% | +1,240+2.2% | Added | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 100,369 | $11.1M | 0.4% | −683−0.7% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 17,907 | $9.80M | 0.4% | −4,517−20.1% | Reduced | – |
| COSTCostco Wholesale Corp | Stock | 11,027 | $9.37M | 0.4% | +61+0.6% | Added | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 142,330 | $9.17M | 0.3% | −8,992−5.9% | Reduced | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 88,586 | $9.06M | 0.3% | −59,529−40.2% | Reduced | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 145,654 | $8.62M | 0.3% | −92,303−38.8% | Reduced | – |
| KHCKraft Heinz Co | Stock | 262,191 | $8.45M | 0.3% | −43,947−14.4% | Reduced | History |
| CAHCardinal Health Inc | Stock | 83,467 | $8.21M | 0.3% | −330.0% | Reduced | History |
| PGProcter & Gamble Co | Stock | 49,226 | $8.12M | 0.3% | −955−1.9% | Reduced | History |
| iShares Tr464288877 | EAFE VALUE ETF | 149,323 | $7.92M | 0.3% | −112,553−43.0% | Reduced | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 42,536 | $7.80M | 0.3% | +196+0.5% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 14,710 | $7.49M | 0.3% | +1,758+13.6% | Added | History |
| AVGOBroadcom Inc. | Stock | 4,726 | $7.44M | 0.3% | +395+9.1% | Added | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 75,648 | $7.00M | 0.3% | −17,564−18.8% | Reduced | – |
| VVisa Inc. | Stock | 26,272 | $6.90M | 0.3% | +1,271+5.1% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 59,676 | $6.87M | 0.3% | +9,277+18.4% | Added | History |
| JNJJohnson & Johnson | Stock | 46,758 | $6.83M | 0.3% | +239+0.5% | Added | History |
| CVXChevron Corp | Stock | 43,519 | $6.81M | 0.3% | +2,429+5.9% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 36,195 | $6.31M | 0.2% | +4,733+15.0% | Added | – |
| NFLXNetflix Inc | Stock | 9,347 | $6.31M | 0.2% | +267+2.9% | Added | History |
| URBNUrban Outfitters Inc | COM | 149,836 | $6.15M | 0.2% | +32,263+27.4% | Added | History |
| PEPPepsiCo Inc | Stock | 34,900 | $5.76M | 0.2% | +301+0.9% | Added | History |
| HDHome Depot, Inc. | Stock | 16,658 | $5.73M | 0.2% | −38−0.2% | Reduced | History |
| MCDMcDonalds Corp | Stock | 22,244 | $5.67M | 0.2% | −1,032−4.4% | Reduced | History |
| SYKStryker Corp | Stock | 16,589 | $5.66M | 0.2% | +139+0.8% | Added | History |
| MRKMerck & Co., Inc. | Stock | 43,626 | $5.43M | 0.2% | +286+0.7% | Added | History |
| ABTAbbott Laboratories | Stock | 47,579 | $4.94M | 0.2% | −1,224−2.5% | Reduced | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 38,702 | $4.92M | 0.2% | −16,923−30.4% | Reduced | – |
| CRMSalesforce, Inc. | Stock | 19,024 | $4.89M | 0.2% | −404−2.1% | Reduced | History |
| MAMastercard Inc | Stock | 10,205 | $4.50M | 0.2% | +223+2.2% | Added | History |
| ORCLOracle Corp | Stock | 31,687 | $4.47M | 0.2% | +973+3.2% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 27,340 | $4.43M | 0.2% | +382+1.4% | Added | History |
| WMTWalmart Inc. | Stock | 64,204 | $4.35M | 0.2% | −11,101−14.7% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 21,310 | $4.32M | 0.2% | −621−2.8% | Reduced | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 18,765 | $4.25M | 0.2% | −9,277−33.1% | Reduced | – |
| HWKNHawkins Inc | COM | 45,705 | $4.16M | 0.2% | −125−0.3% | Reduced | History |
| AXPAmerican Express Co | Stock | 17,500 | $4.05M | 0.2% | −235−1.3% | Reduced | History |
| ABNBAirbnb, Inc. | Stock | 26,032 | $3.95M | 0.1% | +14,031+116.9% | Added | History |
| PGRProgressive Corp | Stock | 18,984 | $3.94M | 0.1% | +410+2.2% | Added | History |
| BABoeing Co | Stock | 21,367 | $3.89M | 0.1% | −457−2.1% | Reduced | History |
| BACBank of America Corp | Stock | 97,567 | $3.88M | 0.1% | +7,912+8.8% | Added | History |
| iShares Russell Midcap ETF464287499 | ETF | 46,724 | $3.79M | 0.1% | −39,083−45.5% | Reduced | – |
| ADBEAdobe Inc. | Stock | 6,655 | $3.70M | 0.1% | +514+8.4% | Added | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 19,754 | $3.37M | 0.1% | −26,176−57.0% | Reduced | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 8,920 | $3.34M | 0.1% | −674−7.0% | Reduced | – |
| AMGNAmgen Inc | Stock | 10,672 | $3.33M | 0.1% | +173+1.6% | Added | History |
| CATCaterpillar Inc | Stock | 9,848 | $3.28M | 0.1% | +293+3.1% | Added | History |
| Vanguard Information Technology ETF92204A702 | ETF | 5,633 | $3.25M | 0.1% | −627−10.0% | Reduced | – |
| IBMInternational Business Machines Corp | Stock | 18,580 | $3.21M | 0.1% | +3,705+24.9% | Added | History |
| WFCWells Fargo & Company | Stock | 53,222 | $3.16M | 0.1% | +1,098+2.1% | Added | History |
| KOCoca Cola Co | Stock | 48,823 | $3.13M | 0.1% | +2,819+6.1% | Added | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 18,429 | $3.12M | 0.1% | −171−0.9% | Reduced | – |
| AMATApplied Materials Inc | Stock | 13,067 | $3.08M | 0.1% | +954+7.9% | Added | History |
| DISWalt Disney Co | Stock | 30,942 | $3.07M | 0.1% | −981−3.1% | Reduced | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 27,811 | $2.97M | 0.1% | −16,144−36.7% | Reduced | – |
| ITWIllinois Tool Works Inc | Stock | 12,290 | $2.93M | 0.1% | +136+1.1% | Added | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 34,651 | $2.91M | 0.1% | −39,339−53.2% | Reduced | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 22,373 | $2.87M | 0.1% | −407−1.8% | Reduced | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 58,012 | $2.87M | 0.1% | +28,100+93.9% | Added | – |
| TMOThermo Fisher Scientific Inc. | Stock | 4,908 | $2.72M | 0.1% | +702+16.7% | Added | History |
| RTXRTX Corp | Stock | 26,712 | $2.68M | 0.1% | +452+1.7% | Added | History |
| HONHoneywell International Inc | COM | 11,815 | $2.52M | 0.1% | +615+5.5% | Added | History |
| LOWLowes Companies Inc | Stock | 11,190 | $2.47M | 0.1% | +2,577+29.9% | Added | History |
| QCOMQualcomm Inc | Stock | 12,181 | $2.43M | 0.1% | −994−7.5% | Reduced | History |
| iShares Tr464287846 | DOW JONES US ETF | 17,338 | $2.29M | 0.1% | 00.0% | Unchanged | – |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $1.14M | $653.1K |
| MSFTMicrosoft Corp | Stock | – | $938.6K |
| MCDMcDonalds Corp | Stock | – | $51.0K |
| iShares Tr464287432 | 20 YR TR BD ETF | – | $27.5K |
| VVisa Inc. | Stock | – | $26.2K |
| iShares Russell 2000 ETF464287655 | ETF | – | $20.3K |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | – | $17.4K |
| AMDAdvanced Micro Devices Inc | Stock | – | $16.2K |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | – | $6.79K |
Sold out since Q1 2024 (61)
Positions held at the end of Q1 2024 that are gone from this filing.
| Security | Class | Shares in Q1 2024 | Value in Q1 2024 | % of portfolio in Q1 2024 | History |
|---|---|---|---|---|---|
| PXDPioneer Natural Resources Co | COM | 3,305 | $867.6K | <0.1% | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 16,393 | $785.0K | <0.1% | – |
| TDToronto Dominion Bank | Stock | 12,214 | $737.5K | <0.1% | History |
| KEYSKeysight Technologies, Inc. | Stock | 2,471 | $386.4K | <0.1% | History |
| LKQLKQ Corp | COM | 6,413 | $342.5K | <0.1% | History |
| VICIVici Properties Inc. | COM | 11,220 | $338.7K | <0.1% | History |
| BABAAlibaba Group Holding Ltd | ADR | 4,351 | $314.8K | <0.1% | History |
| OPCHOption Care Health, Inc. | COM NEW | 8,225 | $275.9K | <0.1% | History |
| FIVEFive Below, Inc | COM | 1,517 | $275.2K | <0.1% | History |
| EXASExact Sciences Corp | COM | 3,907 | $269.8K | <0.1% | History |
| iShares Tr46434V274 | INTL EQTY FACTOR | 8,932 | $266.5K | <0.1% | – |
| GPNGlobal Payments Inc | Stock | 1,965 | $263.1K | <0.1% | History |
| PEOAdams Natural Resources Fund, Inc. | COM | 11,361 | $262.0K | <0.1% | History |
| GLWCorning Inc | COM | 7,565 | $249.4K | <0.1% | History |
| PPGPPG Industries Inc | Stock | 1,651 | $239.3K | <0.1% | History |
| CPAYCorpay, Inc. | COM SHS | 770 | $237.6K | <0.1% | History |
| WTRGEssential Utilities, Inc. | COM | 6,219 | $230.4K | <0.1% | History |
| BLDRBuilders FirstSource, Inc. | Stock | 1,096 | $228.6K | <0.1% | History |
| SLGSL Green Realty Corp | COM | 3,883 | $215.0K | <0.1% | History |
| ILMNIllumina, Inc. | COM | 1,533 | $210.5K | <0.1% | History |
| WSTWest Pharmaceutical Services Inc | COM | 524 | $207.4K | <0.1% | History |
| WEXWEX Inc. | COM | 867 | $205.9K | <0.1% | History |
| Innovator ETFs Trust45782C540 | US EQTY PWR BUF | 5,333 | $195.2K | <0.1% | – |
| Innovator ETFs Trust45782C698 | US EQUT BUFR AUG | 4,252 | $165.3K | <0.1% | – |
| CNHCNH Industrial N.V. | SHS | 10,775 | $139.6K | <0.1% | History |
| Pacer Trendpilot US Large Cap ETF69374H105 | ETF | 2,415 | $115.2K | <0.1% | – |
| Pacer US Small Cap Cash Cows ETF69374H857 | ETF | 2,227 | $109.5K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 3,121 | $82.9K | <0.1% | – |
| SPDR Series Trust78464A151 | SST SPDR BLOOMBE | 2,660 | $77.4K | <0.1% | – |
| Columbia ETF Tr I19761L300 | SUSTANABLE US | 1,700 | $75.7K | <0.1% | – |
| iShares Inc464286210 | EURO HIGH YIELD | 1,518 | $73.9K | <0.1% | – |
| Vanguard Whitehall FDS921946794 | INTL HIGH ETF | 902 | $62.1K | <0.1% | – |
| iShares Tr46435U218 | ESG MSCI LEADR | 594 | $55.7K | <0.1% | – |
| iShares Inc464286517 | JP MORGAN EM ETF | 1,237 | $44.6K | <0.1% | – |
| iShares Ibonds Dec 2028 Term Corporate ETF46435U515 | ETF | 1,740 | $43.3K | <0.1% | – |
| iShares Inc464286756 | MSCI SWEDEN ETF | 688 | $27.5K | <0.1% | – |
| Innovator ETFs Trust45782C375 | US EQT ULTRA BF | 777 | $25.4K | <0.1% | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 557 | $23.7K | <0.1% | – |
| Innovator ETFs Trust45782C508 | US EQTY PWR BUF | 534 | $20.9K | <0.1% | – |
| Innovator ETFs Trust45782C391 | US EQTY BUFR MAR | 489 | $20.4K | <0.1% | – |
| iShares Ibonds Dec 2031 Term Corporate ETF46436E486 | ETF | 965 | $19.8K | <0.1% | – |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 319 | $18.5K | <0.1% | – |
| iShares Tr46432F859 | CORE 1 5 YR USD | 319 | $15.1K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F516 | FT VEST US EQT | 409 | $14.7K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 200 | $13.2K | <0.1% | – |
| PIMCO ETF Tr72201R304 | 15+ YR US TIPS | 237 | $13.2K | <0.1% | – |
| Direxion Shs ETF Tr25459W102 | DLY TECH BULL 3X | 155 | $12.4K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F623 | FT VEST US EQT | 265 | $11.1K | <0.1% | – |
| Dimensional ETF Trust25434V104 | US CORE EQT MKT | 256 | $9.35K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G102 | S&P SMLCP LOW | 188 | $8.31K | <0.1% | – |
| SPDR Index Shs FDS78463X202 | ST STR EU 50 ETF | 121 | $6.36K | <0.1% | – |
| iShares Tr46434V860 | TRS FLT RT BD | 116 | $5.88K | <0.1% | – |
| iShares Tr464287341 | GLOBAL ENERG ETF | 113 | $4.84K | <0.1% | – |
| iShares Tr46429B671 | MSCI CHINA ETF | 120 | $4.77K | <0.1% | – |
| iShares Tr46435G532 | MSCI GBL SUS DEV | 38 | $2.99K | <0.1% | – |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 86 | $2.60K | <0.1% | – |
| Nushares ETF Tr67092P409 | NUVEEN ESG MIDCP | 54 | $2.40K | <0.1% | – |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 74 | $1.83K | <0.1% | – |
| VanEck ETF Trust92189F130 | REAL ASSETS ETF | 40 | $1.08K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G847 | GBL CLEAN ENRG | 49 | $693 | <0.1% | – |
| iShares Tr46435U853 | BROAD USD HIGH | 5 | $183 | <0.1% | – |