NorthRock Partners, LLC
- SEC CIK
- 0001632097
- 最新申報
- 2026/8/11
2024 年第 2 季持倉
持倉截至 2024/6/30，2025/4/22 申報。只含多頭部位，變化是跟 2024 年第 1 季比股數。
- 持股檔數
- 800
- 較 2024 年第 1 季 −4
- 總值
- $26.6 億
- 較 2024 年第 1 季 +$5,367 萬 (+2.1%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 711,273 | $3.88 億 | 14.6% | +21,936+3.2% | 加碼 | 歷史 |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 4,226,718 | $2.06 億 | 7.8% | +157,001+3.9% | 加碼 | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 1,646,788 | $1.66 億 | 6.2% | +57,927+3.6% | 加碼 | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 1,964,424 | $1.57 億 | 5.9% | +102,948+5.5% | 加碼 | – |
| AAPLApple Inc. | Stock | 729,362 | $1.54 億 | 5.8% | +10,600+1.5% | 加碼 | 歷史 |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 1,287,004 | $9,387 萬 | 3.5% | +79,888+6.6% | 加碼 | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 950,088 | $7,986 萬 | 3.0% | +61,754+7.0% | 加碼 | – |
| Vanguard S&P 500 ETF922908363 | ETF | 136,584 | $6,855 萬 | 2.6% | −30,123−18.1% | 減碼 | – |
| MSFTMicrosoft Corp | Stock | 137,908 | $6,164 萬 | 2.3% | +4,099+3.1% | 加碼 | 歷史 |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 720,785 | $5,644 萬 | 2.1% | +28,208+4.1% | 加碼 | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 613,672 | $5,269 萬 | 2.0% | +29,120+5.0% | 加碼 | – |
| NVDANVIDIA Corp | Stock | 400,327 | $4,991 萬 | 1.9% | −456,073−53.3% | 減碼依 10 比 1 拆股換算 | 歷史 |
| iShares Russell 1000 Growth ETF464287614 | ETF | 125,093 | $4,560 萬 | 1.7% | −4,420−3.4% | 減碼 | – |
| MDLZMondelez International, Inc. | Stock | 567,500 | $3,738 萬 | 1.4% | −16,815−2.9% | 減碼 | 歷史 |
| iShares MSCI Eafe ETF464287465 | ETF | 441,888 | $3,461 萬 | 1.3% | −20,453−4.4% | 減碼 | – |
| AMZNAmazon Com Inc | Stock | 153,220 | $2,961 萬 | 1.1% | +5,778+3.9% | 加碼 | 歷史 |
| iShares Tr464287622 | RUS 1000 ETF | 85,544 | $2,545 萬 | 1.0% | −23,042−21.2% | 減碼 | – |
| PMPhilip Morris International Inc. | Stock | 234,333 | $2,405 萬 | 0.9% | −11,835−4.8% | 減碼 | 歷史 |
| ATIAti Inc | Stock | 433,349 | $2,403 萬 | 0.9% | +650.0% | 加碼 | 歷史 |
| GOOGLAlphabet Inc. | Stock | 123,847 | $2,256 萬 | 0.8% | +8,580+7.4% | 加碼 | 歷史 |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 707,602 | $2,046 萬 | 0.8% | +86,469+13.9% | 加碼 | – |
| TGTTarget Corp | Stock | 137,582 | $2,037 萬 | 0.8% | +19,883+16.9% | 加碼 | 歷史 |
| BRK.BBerkshire Hathaway Inc | Stock | 42,252 | $1,719 萬 | 0.6% | +1,183+2.9% | 加碼 | 歷史 |
| METAMeta Platforms, Inc. | Stock | 32,427 | $1,635 萬 | 0.6% | +1,487+4.8% | 加碼 | 歷史 |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 167,067 | $1,533 萬 | 0.6% | +156,804+1,527.9% | 加碼 | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 55,489 | $1,490 萬 | 0.6% | −1,874−3.3% | 減碼 | – |
| KDPKeurig Dr Pepper Inc. | COM | 402,471 | $1,353 萬 | 0.5% | −506−0.1% | 減碼 | 歷史 |
| Invesco QQQ Trust Series I46090E103 | ETF | 26,570 | $1,275 萬 | 0.5% | −14,184−34.8% | 減碼 | – |
| ABBVAbbVie Inc. | Stock | 74,056 | $1,270 萬 | 0.5% | −101−0.1% | 減碼 | 歷史 |
| GOOGAlphabet Inc. | Stock | 67,667 | $1,241 萬 | 0.5% | +1,594+2.4% | 加碼 | 歷史 |
| AMPAmeriprise Financial Inc | COM | 28,861 | $1,233 萬 | 0.5% | +32+0.1% | 加碼 | 歷史 |
| TSLATesla, Inc. | Stock | 59,572 | $1,179 萬 | 0.4% | +1,777+3.1% | 加碼 | 歷史 |
| LLYEli Lilly & Co | Stock | 13,008 | $1,178 萬 | 0.4% | +669+5.4% | 加碼 | 歷史 |
| MOAltria Group, Inc. | Stock | 246,150 | $1,145 萬 | 0.4% | −21,261−8.0% | 減碼 | 歷史 |
| JPMJPMorgan Chase & Co | Stock | 58,660 | $1,112 萬 | 0.4% | +1,240+2.2% | 加碼 | 歷史 |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 100,369 | $1,108 萬 | 0.4% | −683−0.7% | 減碼 | – |
| iShares Core S&P 500 ETF464287200 | ETF | 17,907 | $979.9 萬 | 0.4% | −4,517−20.1% | 減碼 | – |
| COSTCostco Wholesale Corp | Stock | 11,027 | $937.3 萬 | 0.4% | +61+0.6% | 加碼 | 歷史 |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 142,330 | $917.4 萬 | 0.3% | −8,992−5.9% | 減碼 | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 88,586 | $906.2 萬 | 0.3% | −59,529−40.2% | 減碼 | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 145,654 | $862.3 萬 | 0.3% | −92,303−38.8% | 減碼 | – |
| KHCKraft Heinz Co | Stock | 262,191 | $844.8 萬 | 0.3% | −43,947−14.4% | 減碼 | 歷史 |
| CAHCardinal Health Inc | Stock | 83,467 | $820.6 萬 | 0.3% | −330.0% | 減碼 | 歷史 |
| PGProcter & Gamble Co | Stock | 49,226 | $811.8 萬 | 0.3% | −955−1.9% | 減碼 | 歷史 |
| iShares Tr464288877 | EAFE VALUE ETF | 149,323 | $792.0 萬 | 0.3% | −112,553−43.0% | 減碼 | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 42,536 | $780.0 萬 | 0.3% | +196+0.5% | 加碼 | – |
| UNHUnitedHealth Group Inc | Stock | 14,710 | $749.1 萬 | 0.3% | +1,758+13.6% | 加碼 | 歷史 |
| AVGOBroadcom Inc. | Stock | 4,726 | $743.9 萬 | 0.3% | +395+9.1% | 加碼 | 歷史 |
| iShares S&P 500 Growth ETF464287309 | ETF | 75,648 | $700.0 萬 | 0.3% | −17,564−18.8% | 減碼 | – |
| VVisa Inc. | Stock | 26,272 | $689.6 萬 | 0.3% | +1,271+5.1% | 加碼 | 歷史 |
| XOMExxonMobil Holdings Corp | COM | 59,676 | $687.0 萬 | 0.3% | +9,277+18.4% | 加碼 | 歷史 |
| JNJJohnson & Johnson | Stock | 46,758 | $683.4 萬 | 0.3% | +239+0.5% | 加碼 | 歷史 |
| CVXChevron Corp | Stock | 43,519 | $680.7 萬 | 0.3% | +2,429+5.9% | 加碼 | 歷史 |
| iShares Russell 1000 Value ETF464287598 | ETF | 36,195 | $631.5 萬 | 0.2% | +4,733+15.0% | 加碼 | – |
| NFLXNetflix Inc | Stock | 9,347 | $630.8 萬 | 0.2% | +267+2.9% | 加碼 | 歷史 |
| URBNUrban Outfitters Inc | COM | 149,836 | $615.1 萬 | 0.2% | +32,263+27.4% | 加碼 | 歷史 |
| PEPPepsiCo Inc | Stock | 34,900 | $575.6 萬 | 0.2% | +301+0.9% | 加碼 | 歷史 |
| HDHome Depot, Inc. | Stock | 16,658 | $573.4 萬 | 0.2% | −38−0.2% | 減碼 | 歷史 |
| MCDMcDonalds Corp | Stock | 22,244 | $566.9 萬 | 0.2% | −1,032−4.4% | 減碼 | 歷史 |
| SYKStryker Corp | Stock | 16,589 | $565.7 萬 | 0.2% | +139+0.8% | 加碼 | 歷史 |
| MRKMerck & Co., Inc. | Stock | 43,626 | $543.4 萬 | 0.2% | +286+0.7% | 加碼 | 歷史 |
| ABTAbbott Laboratories | Stock | 47,579 | $494.4 萬 | 0.2% | −1,224−2.5% | 減碼 | 歷史 |
| SPDR Series Trust78464A763 | ST STR SP DIV | 38,702 | $492.2 萬 | 0.2% | −16,923−30.4% | 減碼 | – |
| CRMSalesforce, Inc. | Stock | 19,024 | $489.1 萬 | 0.2% | −404−2.1% | 減碼 | 歷史 |
| MAMastercard Inc | Stock | 10,205 | $450.2 萬 | 0.2% | +223+2.2% | 加碼 | 歷史 |
| ORCLOracle Corp | Stock | 31,687 | $447.4 萬 | 0.2% | +973+3.2% | 加碼 | 歷史 |
| AMDAdvanced Micro Devices Inc | Stock | 27,340 | $443.5 萬 | 0.2% | +382+1.4% | 加碼 | 歷史 |
| WMTWalmart Inc. | Stock | 64,204 | $434.7 萬 | 0.2% | −11,101−14.7% | 減碼 | 歷史 |
| iShares Russell 2000 ETF464287655 | ETF | 21,310 | $432.4 萬 | 0.2% | −621−2.8% | 減碼 | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 18,765 | $424.5 萬 | 0.2% | −9,277−33.1% | 減碼 | – |
| HWKNHawkins Inc | COM | 45,705 | $415.9 萬 | 0.2% | −125−0.3% | 減碼 | 歷史 |
| AXPAmerican Express Co | Stock | 17,500 | $405.2 萬 | 0.2% | −235−1.3% | 減碼 | 歷史 |
| ABNBAirbnb, Inc. | Stock | 26,032 | $394.7 萬 | 0.1% | +14,031+116.9% | 加碼 | 歷史 |
| PGRProgressive Corp | Stock | 18,984 | $394.3 萬 | 0.1% | +410+2.2% | 加碼 | 歷史 |
| BABoeing Co | Stock | 21,367 | $388.9 萬 | 0.1% | −457−2.1% | 減碼 | 歷史 |
| BACBank of America Corp | Stock | 97,567 | $388.0 萬 | 0.1% | +7,912+8.8% | 加碼 | 歷史 |
| iShares Russell Midcap ETF464287499 | ETF | 46,724 | $378.8 萬 | 0.1% | −39,083−45.5% | 減碼 | – |
| ADBEAdobe Inc. | Stock | 6,655 | $369.7 萬 | 0.1% | +514+8.4% | 加碼 | 歷史 |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 19,754 | $337.3 萬 | 0.1% | −26,176−57.0% | 減碼 | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 8,920 | $334.0 萬 | 0.1% | −674−7.0% | 減碼 | – |
| AMGNAmgen Inc | Stock | 10,672 | $333.4 萬 | 0.1% | +173+1.6% | 加碼 | 歷史 |
| CATCaterpillar Inc | Stock | 9,848 | $328.0 萬 | 0.1% | +293+3.1% | 加碼 | 歷史 |
| Vanguard Information Technology ETF92204A702 | ETF | 5,633 | $325.1 萬 | 0.1% | −627−10.0% | 減碼 | – |
| IBMInternational Business Machines Corp | Stock | 18,580 | $321.3 萬 | 0.1% | +3,705+24.9% | 加碼 | 歷史 |
| WFCWells Fargo & Company | Stock | 53,222 | $316.1 萬 | 0.1% | +1,098+2.1% | 加碼 | 歷史 |
| KOCoca Cola Co | Stock | 48,823 | $313.1 萬 | 0.1% | +2,819+6.1% | 加碼 | 歷史 |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 18,429 | $312.1 萬 | 0.1% | −171−0.9% | 減碼 | – |
| AMATApplied Materials Inc | Stock | 13,067 | $308.4 萬 | 0.1% | +954+7.9% | 加碼 | 歷史 |
| DISWalt Disney Co | Stock | 30,942 | $307.2 萬 | 0.1% | −981−3.1% | 減碼 | 歷史 |
| iShares Core S&P Small Cap ETF464287804 | ETF | 27,811 | $296.6 萬 | 0.1% | −16,144−36.7% | 減碼 | – |
| ITWIllinois Tool Works Inc | Stock | 12,290 | $292.9 萬 | 0.1% | +136+1.1% | 加碼 | 歷史 |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 34,651 | $290.9 萬 | 0.1% | −39,339−53.2% | 減碼 | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 22,373 | $287.3 萬 | 0.1% | −407−1.8% | 減碼 | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 58,012 | $286.7 萬 | 0.1% | +28,100+93.9% | 加碼 | – |
| TMOThermo Fisher Scientific Inc. | Stock | 4,908 | $271.6 萬 | 0.1% | +702+16.7% | 加碼 | 歷史 |
| RTXRTX Corp | Stock | 26,712 | $268.2 萬 | 0.1% | +452+1.7% | 加碼 | 歷史 |
| HONHoneywell International Inc | COM | 11,815 | $252.3 萬 | 0.1% | +615+5.5% | 加碼 | 歷史 |
| LOWLowes Companies Inc | Stock | 11,190 | $246.7 萬 | 0.1% | +2,577+29.9% | 加碼 | 歷史 |
| QCOMQualcomm Inc | Stock | 12,181 | $242.6 萬 | 0.1% | −994−7.5% | 減碼 | 歷史 |
| iShares Tr464287846 | DOW JONES US ETF | 17,338 | $229.4 萬 | 0.1% | 00.0% | 不變 | – |
選擇權（9 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $114.3 萬 | $65.3 萬 |
| MSFTMicrosoft Corp | Stock | – | $93.9 萬 |
| MCDMcDonalds Corp | Stock | – | $5.10 萬 |
| iShares Tr464287432 | 20 YR TR BD ETF | – | $2.75 萬 |
| VVisa Inc. | Stock | – | $2.62 萬 |
| iShares Russell 2000 ETF464287655 | ETF | – | $2.03 萬 |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | – | $1.74 萬 |
| AMDAdvanced Micro Devices Inc | Stock | – | $1.62 萬 |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | – | $6,786 |
2024 年第 1 季之後清倉（61 檔）
2024 年第 1 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2024 年第 1 季股數 | 2024 年第 1 季市值 | 2024 年第 1 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| PXDPioneer Natural Resources Co | COM | 3,305 | $86.8 萬 | <0.1% | 歷史 |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 16,393 | $78.5 萬 | <0.1% | – |
| TDToronto Dominion Bank | Stock | 12,214 | $73.7 萬 | <0.1% | 歷史 |
| KEYSKeysight Technologies, Inc. | Stock | 2,471 | $38.6 萬 | <0.1% | 歷史 |
| LKQLKQ Corp | COM | 6,413 | $34.3 萬 | <0.1% | 歷史 |
| VICIVici Properties Inc. | COM | 11,220 | $33.9 萬 | <0.1% | 歷史 |
| BABAAlibaba Group Holding Ltd | ADR | 4,351 | $31.5 萬 | <0.1% | 歷史 |
| OPCHOption Care Health, Inc. | COM NEW | 8,225 | $27.6 萬 | <0.1% | 歷史 |
| FIVEFive Below, Inc | COM | 1,517 | $27.5 萬 | <0.1% | 歷史 |
| EXASExact Sciences Corp | COM | 3,907 | $27.0 萬 | <0.1% | 歷史 |
| iShares Tr46434V274 | INTL EQTY FACTOR | 8,932 | $26.7 萬 | <0.1% | – |
| GPNGlobal Payments Inc | Stock | 1,965 | $26.3 萬 | <0.1% | 歷史 |
| PEOAdams Natural Resources Fund, Inc. | COM | 11,361 | $26.2 萬 | <0.1% | 歷史 |
| GLWCorning Inc | COM | 7,565 | $24.9 萬 | <0.1% | 歷史 |
| PPGPPG Industries Inc | Stock | 1,651 | $23.9 萬 | <0.1% | 歷史 |
| CPAYCorpay, Inc. | COM SHS | 770 | $23.8 萬 | <0.1% | 歷史 |
| WTRGEssential Utilities, Inc. | COM | 6,219 | $23.0 萬 | <0.1% | 歷史 |
| BLDRBuilders FirstSource, Inc. | Stock | 1,096 | $22.9 萬 | <0.1% | 歷史 |
| SLGSL Green Realty Corp | COM | 3,883 | $21.5 萬 | <0.1% | 歷史 |
| ILMNIllumina, Inc. | COM | 1,533 | $21.1 萬 | <0.1% | 歷史 |
| WSTWest Pharmaceutical Services Inc | COM | 524 | $20.7 萬 | <0.1% | 歷史 |
| WEXWEX Inc. | COM | 867 | $20.6 萬 | <0.1% | 歷史 |
| Innovator ETFs Trust45782C540 | US EQTY PWR BUF | 5,333 | $19.5 萬 | <0.1% | – |
| Innovator ETFs Trust45782C698 | US EQUT BUFR AUG | 4,252 | $16.5 萬 | <0.1% | – |
| CNHCNH Industrial N.V. | SHS | 10,775 | $14.0 萬 | <0.1% | 歷史 |
| Pacer Trendpilot US Large Cap ETF69374H105 | ETF | 2,415 | $11.5 萬 | <0.1% | – |
| Pacer US Small Cap Cash Cows ETF69374H857 | ETF | 2,227 | $10.9 萬 | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 3,121 | $8.29 萬 | <0.1% | – |
| SPDR Series Trust78464A151 | SST SPDR BLOOMBE | 2,660 | $7.74 萬 | <0.1% | – |
| Columbia ETF Tr I19761L300 | SUSTANABLE US | 1,700 | $7.57 萬 | <0.1% | – |
| iShares Inc464286210 | EURO HIGH YIELD | 1,518 | $7.39 萬 | <0.1% | – |
| Vanguard Whitehall FDS921946794 | INTL HIGH ETF | 902 | $6.21 萬 | <0.1% | – |
| iShares Tr46435U218 | ESG MSCI LEADR | 594 | $5.57 萬 | <0.1% | – |
| iShares Inc464286517 | JP MORGAN EM ETF | 1,237 | $4.46 萬 | <0.1% | – |
| iShares Ibonds Dec 2028 Term Corporate ETF46435U515 | ETF | 1,740 | $4.33 萬 | <0.1% | – |
| iShares Inc464286756 | MSCI SWEDEN ETF | 688 | $2.75 萬 | <0.1% | – |
| Innovator ETFs Trust45782C375 | US EQT ULTRA BF | 777 | $2.54 萬 | <0.1% | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 557 | $2.37 萬 | <0.1% | – |
| Innovator ETFs Trust45782C508 | US EQTY PWR BUF | 534 | $2.09 萬 | <0.1% | – |
| Innovator ETFs Trust45782C391 | US EQTY BUFR MAR | 489 | $2.04 萬 | <0.1% | – |
| iShares Ibonds Dec 2031 Term Corporate ETF46436E486 | ETF | 965 | $1.98 萬 | <0.1% | – |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 319 | $1.85 萬 | <0.1% | – |
| iShares Tr46432F859 | CORE 1 5 YR USD | 319 | $1.51 萬 | <0.1% | – |
| First Tr Exchng Traded FD VI33740F516 | FT VEST US EQT | 409 | $1.47 萬 | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 200 | $1.32 萬 | <0.1% | – |
| PIMCO ETF Tr72201R304 | 15+ YR US TIPS | 237 | $1.32 萬 | <0.1% | – |
| Direxion Shs ETF Tr25459W102 | DLY TECH BULL 3X | 155 | $1.24 萬 | <0.1% | – |
| First Tr Exchng Traded FD VI33740F623 | FT VEST US EQT | 265 | $1.11 萬 | <0.1% | – |
| Dimensional ETF Trust25434V104 | US CORE EQT MKT | 256 | $9,354 | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G102 | S&P SMLCP LOW | 188 | $8,311 | <0.1% | – |
| SPDR Index Shs FDS78463X202 | ST STR EU 50 ETF | 121 | $6,359 | <0.1% | – |
| iShares Tr46434V860 | TRS FLT RT BD | 116 | $5,884 | <0.1% | – |
| iShares Tr464287341 | GLOBAL ENERG ETF | 113 | $4,839 | <0.1% | – |
| iShares Tr46429B671 | MSCI CHINA ETF | 120 | $4,768 | <0.1% | – |
| iShares Tr46435G532 | MSCI GBL SUS DEV | 38 | $2,991 | <0.1% | – |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 86 | $2,599 | <0.1% | – |
| Nushares ETF Tr67092P409 | NUVEEN ESG MIDCP | 54 | $2,402 | <0.1% | – |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 74 | $1,829 | <0.1% | – |
| VanEck ETF Trust92189F130 | REAL ASSETS ETF | 40 | $1,084 | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G847 | GBL CLEAN ENRG | 49 | $693 | <0.1% | – |
| iShares Tr46435U853 | BROAD USD HIGH | 5 | $183 | <0.1% | – |