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NorthRock Partners, LLC

SEC CIK
0001632097
最新申報
2026/8/11

2024 年第 4 季持倉

持倉截至 2024/12/31,2025/4/22 申報。只含多頭部位,變化是跟 2024 年第 3 季比股數。

機構總覽
持股檔數
765
較 2024 年第 3 季 −61
總值
$30.6 億
較 2024 年第 3 季 +$2,875 萬 (+0.9%)
申報日
2025/4/22
修正SEC
NorthRock Partners, LLC 在 2024 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF4,398,254$2.25 億7.3%+71,340+1.6%加碼–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF3,219,273$2.22 億7.2%+3,216,429+113,095.3%加碼–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS3,608,308$2.10 億6.8%+816,488+29.2%加碼–
SPYSPDR S&P 500 ETF TrustETF359,434$2.03 億6.6%−361,303−50.1%減碼歷史
AAPLApple Inc.Stock716,555$1.79 億5.9%−15,618−2.1%減碼歷史
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF1,993,705$1.75 億5.7%+4,341+0.2%加碼–
iShares Tr46436E7180-3 MTH TREASURY1,694,757$1.70 億5.5%+25,255+1.5%加碼–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF1,328,415$1.07 億3.5%+12,510+1.0%加碼–
SPDR Series Trust78464A821ST STR SP400GRW997,608$8,668 萬2.8%+18,189+1.9%加碼–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF739,385$6,451 萬2.1%+9,866+1.4%加碼–
Vanguard S&P 500 ETF922908363ETF112,632$6,069 萬2.0%−11,470−9.2%減碼–
MSFTMicrosoft CorpStock140,684$5,930 萬1.9%−4,077−2.8%減碼歷史
NVDANVIDIA CorpStock430,349$5,781 萬1.9%−77,577−15.3%減碼歷史
SPDR Series Trust78464A201ST STR SP600GRWO630,468$5,696 萬1.9%+8,455+1.4%加碼–
iShares Russell 1000 Growth ETF464287614ETF120,295$4,831 萬1.6%−2,023−1.7%減碼–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL685,120$3,483 萬1.1%+241,215+54.3%加碼–
MDLZMondelez International, Inc.Stock542,880$3,268 萬1.1%−7,983−1.4%減碼歷史
AMZNAmazon Com IncStock146,911$3,223 萬1.1%−5,584−3.7%減碼歷史
iShares MSCI Eafe ETF464287465ETF372,137$2,814 萬0.9%−57,653−13.4%減碼–
PMPhilip Morris International Inc.Stock211,565$2,574 萬0.8%−10,596−4.8%減碼歷史
TSLATesla, Inc.Stock59,692$2,411 萬0.8%−1,286−2.1%減碼歷史
iShares Tr464287622RUS 1000 ETF74,188$2,390 萬0.8%−3,276−4.2%減碼–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF760,803$2,318 萬0.8%+13,397+1.8%加碼–
GOOGLAlphabet Inc.Stock120,075$2,273 萬0.7%−6,487−5.1%減碼歷史
iShares Core MSCI Emerging Markets ETF46434G103ETF383,174$2,001 萬0.7%+379,294+9,775.6%加碼–
BRK.BBerkshire Hathaway IncStock41,649$1,888 萬0.6%−2,034−4.7%減碼歷史
ATIAti IncStock333,354$1,835 萬0.6%−75,000−18.4%減碼歷史
METAMeta Platforms, Inc.Stock30,928$1,811 萬0.6%−2,483−7.4%減碼歷史
Vanguard Morningstar Total Stock Market ETF922908769ETF57,829$1,676 萬0.5%+2,299+4.1%加碼–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF169,139$1,546 萬0.5%+15,139+9.8%加碼–
AMPAmeriprise Financial IncCOM26,278$1,399 萬0.5%−3,137−10.7%減碼歷史
CAHCardinal Health IncStock118,279$1,399 萬0.5%−322−0.3%減碼歷史
TGTTarget CorpStock96,766$1,308 萬0.4%−1,082−1.1%減碼歷史
KDPKeurig Dr Pepper Inc.COM405,382$1,302 萬0.4%+1,562+0.4%加碼歷史
ABBVAbbVie Inc.Stock72,864$1,295 萬0.4%−1,139−1.5%減碼歷史
JPMJPMorgan Chase & CoStock60,661$1,271 萬0.4%+1,896+3.2%加碼歷史
iShares Russell Mid-Cap Growth ETF464287481ETF96,521$1,223 萬0.4%−2,082−2.1%減碼–
MOAltria Group, Inc.Stock228,872$1,219 萬0.4%−9,358−3.9%減碼歷史
GOOGAlphabet Inc.Stock63,853$1,216 萬0.4%−3,946−5.8%減碼歷史
AVGOBroadcom Inc.Stock49,198$1,141 萬0.4%−465−0.9%減碼歷史
Invesco QQQ Trust Series I46090E103ETF21,128$1,080 萬0.4%−1,359−6.0%減碼–
iShares Core S&P 500 ETF464287200ETF18,082$1,064 萬0.3%+267+1.5%加碼–
Schwab U.S. Large-Cap ETF808524201ETF456,524$1,058 萬0.3%+2,708+0.6%加碼依 3 比 1 拆股換算–
LLYEli Lilly & CoStock13,022$1,005 萬0.3%−222−1.7%減碼歷史
COSTCostco Wholesale CorpStock10,733$983.4 萬0.3%−309−2.8%減碼歷史
PGProcter & Gamble CoStock48,191$807.9 萬0.3%−2,830−5.5%減碼歷史
VVisa Inc.Stock25,155$795.0 萬0.3%−1,536−5.8%減碼歷史
Vanguard Dividend Appreciation ETF921908844ETF39,664$776.7 萬0.3%−1,936−4.7%減碼–
KHCKraft Heinz CoStock249,168$765.2 萬0.2%−10,261−4.0%減碼歷史
URBNUrban Outfitters IncCOM138,400$759.5 萬0.2%+302+0.2%加碼歷史
NFLXNetflix IncStock8,193$730.3 萬0.2%−1,416−14.7%減碼歷史
UNHUnitedHealth Group IncStock13,873$701.8 萬0.2%−1,883−12.0%減碼歷史
CRMSalesforce, Inc.Stock20,653$691.3 萬0.2%−1,940−8.6%減碼歷史
iShares Russell 1000 Value ETF464287598ETF36,312$672.2 萬0.2%+571+1.6%加碼–
iShares S&P 500 Growth ETF464287309ETF66,093$671.0 萬0.2%−2,344−3.4%減碼–
MCDMcDonalds CorpStock21,938$636.0 萬0.2%−226−1.0%減碼歷史
HDHome Depot, Inc.Stock16,258$632.4 萬0.2%−998−5.8%減碼歷史
JNJJohnson & JohnsonStock41,793$604.4 萬0.2%−5,366−11.4%減碼歷史
CVXChevron CorpStock39,959$578.8 萬0.2%−35−0.1%減碼歷史
WMTWalmart Inc.Stock62,582$566.7 萬0.2%−5,203−7.7%減碼歷史
SYKStryker CorpStock15,625$563.9 萬0.2%−865−5.2%減碼歷史
XOMExxonMobil Holdings CorpCOM51,994$559.3 萬0.2%−8,978−14.7%減碼歷史
iShares Inc46434G764MSCI EMRG CHN99,625$552.4 萬0.2%−13,184−11.7%減碼–
HWKNHawkins IncCOM44,705$548.4 萬0.2%00.0%不變歷史
iShares Tr464288877EAFE VALUE ETF103,892$545.1 萬0.2%−13,123−11.2%減碼–
MAMastercard IncStock10,046$529.0 萬0.2%−795−7.3%減碼歷史
ORCLOracle CorpStock31,489$524.7 萬0.2%−1,873−5.6%減碼歷史
ABTAbbott LaboratoriesStock46,127$521.7 萬0.2%−1,276−2.7%減碼歷史
WFCWells Fargo & CompanyStock73,933$519.3 萬0.2%−3,001−3.9%減碼歷史
iShares Tr464288885EAFE GRWTH ETF51,680$500.4 萬0.2%−8,350−13.9%減碼–
AXPAmerican Express CoStock16,793$498.4 萬0.2%−905−5.1%減碼歷史
IBMInternational Business Machines CorpStock20,785$456.9 萬0.1%+1,223+6.3%加碼歷史
PGRProgressive CorpStock18,962$454.3 萬0.1%−213−1.1%減碼歷史
CAGConagra Brands Inc.Stock163,670$454.2 萬0.1%+157,188+2,425.0%加碼歷史
PEPPepsiCo IncStock29,101$446.2 萬0.1%−4,686−13.9%減碼歷史
SPDR Series Trust78464A763ST STR SP DIV32,781$433.0 萬0.1%−1,821−5.3%減碼–
BABoeing CoStock22,924$405.7 萬0.1%+2,874+14.3%加碼歷史
BACBank of America CorpStock91,580$402.5 萬0.1%−7,953−8.0%減碼歷史
SSentinelOne, Inc.CL A180,000$399.6 萬0.1%−38,500−17.6%減碼歷史
CATCaterpillar IncStock10,071$365.3 萬0.1%−193−1.9%減碼歷史
MRKMerck & Co., Inc.Stock36,259$363.3 萬0.1%−3,288−8.3%減碼歷史
Vanguard Index FDS922908652EXTEND MKT ETF18,418$349.9 萬0.1%+10+0.1%加碼–
ABNBAirbnb, Inc.Stock26,311$345.8 萬0.1%+484+1.9%加碼歷史
State Street Technology Select Sector SPDR ETF81369Y803ETF14,648$340.6 萬0.1%−2,213−13.1%減碼–
Vanguard Morningstar Growth ETF922908736ETF8,102$332.5 萬0.1%−604−6.9%減碼–
CSCOCisco Systems, Inc.Stock55,146$326.5 萬0.1%+391+0.7%加碼歷史
AMDAdvanced Micro Devices IncStock26,259$317.2 萬0.1%−4,128−13.6%減碼歷史
DISWalt Disney CoStock28,245$315.9 萬0.1%−548−1.9%減碼歷史
ITWIllinois Tool Works IncStock12,180$310.6 萬0.1%−327−2.6%減碼歷史
ADBEAdobe Inc.Stock6,861$305.1 萬0.1%−1,458−17.5%減碼歷史
iShares Core MSCI Eafe ETF46432F842ETF42,465$298.4 萬0.1%+13,012+44.2%加碼–
RTXRTX CorpStock25,631$296.6 萬0.1%−1,271−4.7%減碼歷史
Vanguard Ftse Developed Markets ETF921943858ETF62,005$296.5 萬0.1%+3,973+6.8%加碼–
KOCoca Cola CoStock47,559$296.1 萬0.1%−3,215−6.3%減碼歷史
iShares S&P Small-Cap 600 Growth ETF464287887ETF21,105$285.7 萬0.1%−643−3.0%減碼–
iShares Russell Midcap ETF464287499ETF30,723$271.6 萬0.1%−3,319−9.7%減碼–
AMGNAmgen IncStock10,291$268.2 萬0.1%−954−8.5%減碼歷史
Vanguard Information Technology ETF92204A702ETF4,163$258.9 萬0.1%−1,277−23.5%減碼–
LOWLowes Companies IncStock10,069$248.5 萬0.1%−1,156−10.3%減碼歷史
iShares Core S&P Small Cap ETF464287804ETF21,463$247.3 萬0.1%−1,711−7.4%減碼–

選擇權(9 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

NorthRock Partners, LLC 在 2024 年第 4 季的選擇權部位
證券類別賣權買權
AAPLApple Inc.Stock$300.5 萬–
MSFTMicrosoft CorpStock–$122.2 萬
SPYSPDR S&P 500 ETF TrustETF$105.5 萬$5.86 萬
TSMTaiwan Semiconductor Manufacturing Co LtdADR–$5.92 萬
MCDMcDonalds CorpStock–$5.80 萬
iShares Russell 2000 ETF464287655ETF–$4.42 萬
RGLDRoyal Gold IncStock–$1.32 萬
AMDAdvanced Micro Devices IncStock–$1.21 萬
Amplify ETF Tr032108649AMPLIFY JUNIOR S–$993

2024 年第 3 季之後清倉(106 檔)

2024 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 106 檔。

NorthRock Partners, LLC 在 2024 年第 3 季之後清倉的部位
證券類別2024 年第 3 季股數2024 年第 3 季市值2024 年第 3 季佔組合 %紀錄
CVSCVS Health CorpStock12,481$78.5 萬<0.1%歷史
PIMCO ETF Tr72201R874SHTRM MUN BD ACT15,000$75.8 萬<0.1%–
VanEck Semiconductor ETF92189F676ETF2,627$64.6 萬<0.1%–
Pgim ETF Tr69344A107PGIM ULTRA SH BD10,149$50.5 萬<0.1%–
DOWDow Inc.Stock8,616$47.1 萬<0.1%歷史
CECelanese CorpStock3,284$44.6 萬<0.1%歷史
BDXBecton Dickinson & CoStock1,717$41.4 萬<0.1%歷史
SLViShares Silver TrustETF14,379$40.9 萬<0.1%歷史
BCBrunswick CorpCOM4,614$38.7 萬<0.1%歷史
iShares Tr464289479CORE LT USDB ETF6,954$37.0 萬<0.1%–
Global X FDS37954Y848GLOBAL X SILVER10,000$35.1 萬<0.1%–
HSYHershey CoCOM1,796$34.5 萬<0.1%歷史
TRGPTarga Resources Corp.COM2,233$33.1 萬<0.1%歷史
BBYBest Buy Co IncStock3,113$32.3 萬<0.1%歷史
GPCGenuine Parts CoStock2,297$32.3 萬<0.1%歷史
WisdomTree Tr97717Y527FLOATNG RAT TREA6,429$32.3 萬<0.1%–
DELLDell Technologies Inc.Stock2,696$32.0 萬<0.1%歷史
iShares Tr464289875CORE 40 MODE ETF7,019$31.7 萬<0.1%–
LYBLyondellBasell Industries N.V.SHS - A -3,215$30.8 萬<0.1%歷史
Columbia ETF Tr I19761L870SELIGMAN SEMICON11,700$30.1 萬<0.1%–
MROMarathon Oil CorpCOM10,953$29.2 萬<0.1%歷史
EXASExact Sciences CorpCOM4,302$29.1 萬<0.1%歷史
Graniteshares ETF Tr38747R8271.5X LNG NVDA DL4,950$28.8 萬<0.1%–
TYTRI-CONTINENTAL CorpCOM8,688$28.7 萬<0.1%歷史
Direxion Shs ETF Tr25459W862DRX S&P500BULL1,700$27.9 萬<0.1%–
iShares Inc464286178US INTL HGH YLD6,018$27.5 萬<0.1%–
AHRAmerican Healthcare REIT, Inc.COM SHS10,412$27.4 萬<0.1%歷史
BIIBBiogen Inc.COM1,406$27.3 萬<0.1%歷史
ACGLArch Capital Group Ltd.Stock2,425$27.1 萬<0.1%歷史
ICLRIcon PLCCOM937$26.9 萬<0.1%歷史
Ssga Active ETF Tr78467V103ST STR REAL ETF8,868$25.5 萬<0.1%–
BALLBALL CorpCOM3,739$25.4 萬<0.1%歷史
NVSNovartis AGADR2,185$25.1 萬<0.1%歷史
FNDFloor & Decor Holdings, Inc.CL A1,987$24.7 萬<0.1%歷史
KMXCarMax IncCOM3,161$24.5 萬<0.1%歷史
AESAES CorpStock12,020$24.1 萬<0.1%歷史
WPCW. P. Carey Inc.COM3,696$23.3 萬<0.1%歷史
IFFInternational Flavors & Fragrances IncCOM2,106$22.2 萬<0.1%歷史
BLDRBuilders FirstSource, Inc.Stock1,142$22.1 萬<0.1%歷史
MRNAModerna, Inc.Stock3,195$21.4 萬<0.1%歷史
POOLPool CorpCOM562$21.2 萬<0.1%歷史
HPQHP IncStock5,841$21.1 萬<0.1%歷史
IBKRInteractive Brokers Group, Inc.Stock1,506$21.0 萬<0.1%歷史
ALGNAlign Technology IncCOM803$20.4 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G508SR LN ETF9,628$20.2 萬<0.1%–
OMCOmnicom Group Inc.COM1,923$20.0 萬<0.1%歷史
iShares Tr46434V316GLOBAL EQUITY4,326$19.4 萬<0.1%–
RCMR1 RCM Inc.COM11,826$16.8 萬<0.1%歷史
iShares Semiconductor ETF464287523ETF711$16.4 萬<0.1%–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF3,738$15.5 萬<0.1%–
SPDR Index Shs FDS78463X459ST STR SP GLBDIV2,146$14.3 萬<0.1%–
iShares Tr46429B7470-5 YR TIPS ETF1,155$11.7 萬<0.1%–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF1,019$11.3 萬<0.1%–
iShares Inc464286525MSCI GBL MIN VOL749$8.58 萬<0.1%–
iShares Tr464288356CALIF MUN BD ETF1,417$8.23 萬<0.1%–
Global X FDS37954Y483NASDAQ 100 COVER4,144$7.48 萬<0.1%–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1002,283$6.93 萬<0.1%–
BDNBrandywine Realty TrustSH BEN INT NEW12,203$6.64 萬<0.1%歷史
Invesco Nasdaq 100 ETF46138G649ETF257$5.16 萬<0.1%–
WisdomTree Tr97717W422INDIA ERNGS FD1,000$5.05 萬<0.1%–
iShares Tr46434V647GLOBAL REIT ETF1,856$4.95 萬<0.1%–
iShares Inc464286533MSCI EMERG MRKT710$4.45 萬<0.1%–
iShares Tr46434V381FUTU EXPO TE ETF622$3.79 萬<0.1%–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF1,524$3.71 萬<0.1%–
iShares Tr464289867CORE 60 BALA ETF612$3.63 萬<0.1%–
First Tr Exchng Traded FD VI33740F862FT VEST US EQT753$3.44 萬<0.1%–
Global X FDS37954Y293GLB X MLP ENRG I595$3.24 萬<0.1%–
iShares Tr46434V4070-5YR HI YL CP646$2.80 萬<0.1%–
iShares Inc464286145MSCI FRONTIER876$2.41 萬<0.1%–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF482$2.08 萬<0.1%–
WisdomTree Tr97717W836JP SMALLCP DIV250$2.02 萬<0.1%–
iShares Tr46435U366SELF DRIVNG EV601$1.91 萬<0.1%–
iShares Tr464287739U.S. REAL ES ETF184$1.87 萬<0.1%–
iShares Tr464287192US TRSPRTION237$1.63 萬<0.1%–
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU300$1.10 萬<0.1%–
iShares Tr464287382JPX NIKKEI 400142$1.09 萬<0.1%–
iShares Tr46435U192GENOMICS IMMUN400$9,846<0.1%–
Amplify ETF Tr032108599AMPLIFY BLUESTAR191$9,140<0.1%–
VanEck Vectors ETF Tr92189F114VIDEO GAMING100$7,608<0.1%–
iShares Inc464286632MSCI ISRAEL ETF100$6,752<0.1%–
Global X FDS37954Y780INTERNET OF THNG185$6,427<0.1%–
iShares Inc464286400MSCI BRAZIL ETF207$6,104<0.1%–
Amplify ETF Tr032108631AMPLIFY ALTERNAT1,731$5,729<0.1%–
American Centy ETF Tr025072802INTL SMCP VLU79$5,583<0.1%–
VanEck ETF Trust92189F304ENVIRONMENTAL SR30$5,472<0.1%–
Direxion Shs ETF Tr25459W5577 10YR TRES BEAR400$5,076<0.1%–
Global X FDS37954Y673US INFR DEV ETF102$4,198<0.1%–
WisdomTree Tr97717Y477US QUALITY GROW89$4,061<0.1%–
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE55$3,429<0.1%–
iShares Tr464289180MSCI EURO FL ETF122$3,017<0.1%–
iShares Tr464287291GLOBAL TECH ETF36$2,971<0.1%–
Ssga Active ETF Tr78467V608ST STR BL LN ETF66$2,738<0.1%–
Global X FDS37954Y434GENOMIC BIOTECH215$2,419<0.1%–
WisdomTree Tr97717Y691CLOUD COMPUTNG73$2,333<0.1%–
WisdomTree Tr97717Y659CYBERSECURITY FD89$2,264<0.1%–
WisdomTree Tr97717Y543ARTI INT INN FD106$2,113<0.1%–
Global X FDS37954Y624AUTONMOUS EV ETF88$2,066<0.1%–
Global X Lithium & Battery Tech ETF37954Y855ETF40$1,744<0.1%–
VanEck ETF Trust92189F601URANI NUCLE ETF20$1,671<0.1%–
Global X Uranium ETF37954Y871ETF50$1,431<0.1%–