NorthRock Partners, LLC
- SEC CIK
- 0001632097
- 最新申報
- 2026/8/11
2025 年第 1 季持倉
持倉截至 2025/3/31，2025/5/8 申報。只含多頭部位，變化是跟 2024 年第 4 季比股數。
- 持股檔數
- 841
- 較 2024 年第 4 季 +76
- 總值
- $29.8 億
- 較 2024 年第 4 季 −$8,938 萬 (−2.9%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 4,445,021 | $2.27 億 | 7.6% | +46,767+1.1% | 加碼 | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 3,859,957 | $2.27 億 | 7.6% | +251,649+7.0% | 加碼 | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 3,395,605 | $2.23 億 | 7.5% | +176,332+5.5% | 加碼 | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 325,159 | $1.82 億 | 6.1% | −34,275−9.5% | 減碼 | 歷史 |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 1,691,613 | $1.70 億 | 5.7% | −3,144−0.2% | 減碼 | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 2,031,903 | $1.63 億 | 5.5% | +38,198+1.9% | 加碼 | – |
| AAPLApple Inc. | Stock | 713,415 | $1.58 億 | 5.3% | −3,140−0.4% | 減碼 | 歷史 |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 1,328,221 | $1.02 億 | 3.4% | −1940.0% | 減碼 | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 1,021,776 | $8,119 萬 | 2.7% | +24,168+2.4% | 加碼 | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 751,823 | $5,894 萬 | 2.0% | +12,438+1.7% | 加碼 | – |
| Vanguard S&P 500 ETF922908363 | ETF | 111,129 | $5,711 萬 | 1.9% | −1,503−1.3% | 減碼 | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 639,123 | $5,305 萬 | 1.8% | +8,655+1.4% | 加碼 | – |
| MSFTMicrosoft Corp | Stock | 140,116 | $5,260 萬 | 1.8% | −568−0.4% | 減碼 | 歷史 |
| NVDANVIDIA Corp | Stock | 430,220 | $4,665 萬 | 1.6% | −1290.0% | 減碼 | 歷史 |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 822,298 | $4,181 萬 | 1.4% | +137,178+20.0% | 加碼 | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 114,193 | $4,123 萬 | 1.4% | −6,102−5.1% | 減碼 | – |
| MDLZMondelez International, Inc. | Stock | 546,355 | $3,733 萬 | 1.3% | +3,475+0.6% | 加碼 | 歷史 |
| PMPhilip Morris International Inc. | Stock | 206,626 | $3,307 萬 | 1.1% | −4,939−2.3% | 減碼 | 歷史 |
| AMZNAmazon Com Inc | Stock | 148,041 | $2,817 萬 | 0.9% | +1,130+0.8% | 加碼 | 歷史 |
| ATIAti Inc | Stock | 540,531 | $2,812 萬 | 0.9% | +207,177+62.1% | 加碼 | 歷史 |
| iShares MSCI Eafe ETF464287465 | ETF | 340,318 | $2,781 萬 | 0.9% | −31,819−8.6% | 減碼 | – |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 839,200 | $2,492 萬 | 0.8% | +78,397+10.3% | 加碼 | – |
| BRK.BBerkshire Hathaway Inc | Stock | 42,811 | $2,280 萬 | 0.8% | +1,162+2.8% | 加碼 | 歷史 |
| iShares Tr464287622 | RUS 1000 ETF | 72,605 | $2,227 萬 | 0.7% | −1,583−2.1% | 減碼 | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 409,933 | $2,212 萬 | 0.7% | +26,759+7.0% | 加碼 | – |
| METAMeta Platforms, Inc. | Stock | 32,173 | $1,854 萬 | 0.6% | +1,245+4.0% | 加碼 | 歷史 |
| GOOGLAlphabet Inc. | Stock | 119,563 | $1,849 萬 | 0.6% | −512−0.4% | 減碼 | 歷史 |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 61,283 | $1,684 萬 | 0.6% | +3,454+6.0% | 加碼 | – |
| ABBVAbbVie Inc. | Stock | 75,038 | $1,572 萬 | 0.5% | +2,174+3.0% | 加碼 | 歷史 |
| TSLATesla, Inc. | Stock | 55,688 | $1,443 萬 | 0.5% | −4,004−6.7% | 減碼 | 歷史 |
| KDPKeurig Dr Pepper Inc. | COM | 404,570 | $1,394 萬 | 0.5% | −812−0.2% | 減碼 | 歷史 |
| MOAltria Group, Inc. | Stock | 224,795 | $1,349 萬 | 0.5% | −4,077−1.8% | 減碼 | 歷史 |
| JPMJPMorgan Chase & Co | Stock | 61,338 | $1,317 萬 | 0.4% | +677+1.1% | 加碼 | 歷史 |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 139,747 | $1,282 萬 | 0.4% | −29,392−17.4% | 減碼 | – |
| LLYEli Lilly & Co | Stock | 13,321 | $1,100 萬 | 0.4% | +299+2.3% | 加碼 | 歷史 |
| TGTTarget Corp | Stock | 103,001 | $1,075 萬 | 0.4% | +6,235+6.4% | 加碼 | 歷史 |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 89,940 | $1,057 萬 | 0.4% | −6,581−6.8% | 減碼 | – |
| iShares Core S&P 500 ETF464287200 | ETF | 18,632 | $1,047 萬 | 0.4% | +550+3.0% | 加碼 | – |
| COSTCostco Wholesale Corp | Stock | 10,712 | $1,013 萬 | 0.3% | −21−0.2% | 減碼 | 歷史 |
| GOOGAlphabet Inc. | Stock | 64,377 | $1,006 萬 | 0.3% | +524+0.8% | 加碼 | 歷史 |
| Invesco QQQ Trust Series I46090E103 | ETF | 21,434 | $1,005 萬 | 0.3% | +306+1.4% | 加碼 | – |
| VVisa Inc. | Stock | 25,744 | $902.2 萬 | 0.3% | +589+2.3% | 加碼 | 歷史 |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 400,090 | $883.4 萬 | 0.3% | −56,434−12.4% | 減碼 | – |
| PGProcter & Gamble Co | Stock | 49,102 | $836.8 萬 | 0.3% | +911+1.9% | 加碼 | 歷史 |
| AVGOBroadcom Inc. | Stock | 49,638 | $831.1 萬 | 0.3% | +440+0.9% | 加碼 | 歷史 |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 39,797 | $772.0 萬 | 0.3% | +133+0.3% | 加碼 | – |
| NFLXNetflix Inc | Stock | 8,216 | $766.2 萬 | 0.3% | +23+0.3% | 加碼 | 歷史 |
| JNJJohnson & Johnson | Stock | 45,183 | $749.3 萬 | 0.3% | +3,390+8.1% | 加碼 | 歷史 |
| KHCKraft Heinz Co | Stock | 239,670 | $729.3 萬 | 0.2% | −9,498−3.8% | 減碼 | 歷史 |
| MCDMcDonalds Corp | Stock | 22,735 | $719.6 萬 | 0.2% | +797+3.6% | 加碼 | 歷史 |
| CVXChevron Corp | Stock | 41,086 | $687.3 萬 | 0.2% | +1,127+2.8% | 加碼 | 歷史 |
| XOMExxonMobil Holdings Corp | COM | 54,348 | $646.3 萬 | 0.2% | +2,354+4.5% | 加碼 | 歷史 |
| iShares Russell 1000 Value ETF464287598 | ETF | 33,106 | $622.9 萬 | 0.2% | −3,206−8.8% | 減碼 | – |
| ABTAbbott Laboratories | Stock | 46,801 | $620.8 萬 | 0.2% | +674+1.5% | 加碼 | 歷史 |
| iShares S&P 500 Growth ETF464287309 | ETF | 64,646 | $600.1 萬 | 0.2% | −1,447−2.2% | 減碼 | – |
| iShares Tr464288877 | EAFE VALUE ETF | 101,357 | $597.4 萬 | 0.2% | −2,535−2.4% | 減碼 | – |
| WFCWells Fargo & Company | Stock | 83,157 | $597.0 萬 | 0.2% | +9,224+12.5% | 加碼 | 歷史 |
| SYKStryker Corp | Stock | 15,945 | $593.6 萬 | 0.2% | +320+2.0% | 加碼 | 歷史 |
| HDHome Depot, Inc. | Stock | 16,172 | $592.7 萬 | 0.2% | −86−0.5% | 減碼 | 歷史 |
| WMTWalmart Inc. | Stock | 65,539 | $576.4 萬 | 0.2% | +2,957+4.7% | 加碼 | 歷史 |
| UNHUnitedHealth Group Inc | Stock | 10,822 | $566.8 萬 | 0.2% | −3,051−22.0% | 減碼 | 歷史 |
| MAMastercard Inc | Stock | 10,308 | $565.0 萬 | 0.2% | +262+2.6% | 加碼 | 歷史 |
| CRMSalesforce, Inc. | Stock | 21,000 | $563.6 萬 | 0.2% | +347+1.7% | 加碼 | 歷史 |
| PGRProgressive Corp | Stock | 19,131 | $541.4 萬 | 0.2% | +169+0.9% | 加碼 | 歷史 |
| iShares Inc46434G764 | MSCI EMRG CHN | 95,309 | $525.1 萬 | 0.2% | −4,316−4.3% | 減碼 | – |
| IBMInternational Business Machines Corp | Stock | 20,202 | $502.3 萬 | 0.2% | −583−2.8% | 減碼 | 歷史 |
| HWKNHawkins Inc | COM | 46,476 | $492.3 萬 | 0.2% | +1,771+4.0% | 加碼 | 歷史 |
| AMPAmeriprise Financial Inc | COM | 10,058 | $486.9 萬 | 0.2% | −16,220−61.7% | 減碼 | 歷史 |
| PEPPepsiCo Inc | Stock | 31,540 | $472.9 萬 | 0.2% | +2,439+8.4% | 加碼 | 歷史 |
| AXPAmerican Express Co | Stock | 17,405 | $468.3 萬 | 0.2% | +612+3.6% | 加碼 | 歷史 |
| ORCLOracle Corp | Stock | 32,891 | $459.9 萬 | 0.2% | +1,402+4.5% | 加碼 | 歷史 |
| iShares Tr464288885 | EAFE GRWTH ETF | 43,650 | $436.5 萬 | 0.1% | −8,030−15.5% | 減碼 | – |
| RBLXRoblox Corp | Stock | 73,916 | $430.9 萬 | 0.1% | +73,916 | 新進 | 歷史 |
| BACBank of America Corp | Stock | 100,600 | $419.8 萬 | 0.1% | +9,020+9.8% | 加碼 | 歷史 |
| SPDR Series Trust78464A763 | ST STR SP DIV | 30,616 | $415.4 萬 | 0.1% | −2,165−6.6% | 減碼 | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 10,419 | $386.3 萬 | 0.1% | +2,317+28.6% | 加碼 | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 48,455 | $366.6 萬 | 0.1% | +5,990+14.1% | 加碼 | – |
| BABoeing Co | Stock | 21,390 | $364.8 萬 | 0.1% | −1,534−6.7% | 減碼 | 歷史 |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 20,298 | $349.7 萬 | 0.1% | +1,880+10.2% | 加碼 | – |
| KOCoca Cola Co | Stock | 48,317 | $348.5 萬 | 0.1% | +758+1.6% | 加碼 | 歷史 |
| AMGNAmgen Inc | Stock | 11,071 | $344.9 萬 | 0.1% | +780+7.6% | 加碼 | 歷史 |
| RTXRTX Corp | Stock | 25,909 | $343.2 萬 | 0.1% | +278+1.1% | 加碼 | 歷史 |
| CSCOCisco Systems, Inc. | Stock | 55,530 | $342.7 萬 | 0.1% | +384+0.7% | 加碼 | 歷史 |
| CATCaterpillar Inc | Stock | 10,348 | $341.3 萬 | 0.1% | +277+2.8% | 加碼 | 歷史 |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 66,793 | $339.5 萬 | 0.1% | +4,788+7.7% | 加碼 | – |
| SSentinelOne, Inc. | CL A | 180,000 | $327.2 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| ABNBAirbnb, Inc. | Stock | 25,967 | $310.2 萬 | 0.1% | −344−1.3% | 減碼 | 歷史 |
| AMDAdvanced Micro Devices Inc | Stock | 29,034 | $298.3 萬 | 0.1% | +2,775+10.6% | 加碼 | 歷史 |
| MRKMerck & Co., Inc. | Stock | 32,714 | $296.2 萬 | 0.1% | −3,545−9.8% | 減碼 | 歷史 |
| ITWIllinois Tool Works Inc | Stock | 11,699 | $291.9 萬 | 0.1% | −481−3.9% | 減碼 | 歷史 |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 14,088 | $290.9 萬 | 0.1% | −560−3.8% | 減碼 | – |
| GEGeneral Electric Co | Stock | 13,882 | $278.3 萬 | 0.1% | +874+6.7% | 加碼 | 歷史 |
| Vanguard Information Technology ETF92204A702 | ETF | 5,044 | $273.6 萬 | 0.1% | +881+21.2% | 加碼 | – |
| DISWalt Disney Co | Stock | 27,598 | $272.4 萬 | 0.1% | −647−2.3% | 減碼 | 歷史 |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 46,588 | $271.8 萬 | 0.1% | +20,041+75.5% | 加碼 | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 25,904 | $270.9 萬 | 0.1% | +4,441+20.7% | 加碼 | – |
| SBUXStarbucks Corp | Stock | 26,389 | $258.8 萬 | 0.1% | +507+2.0% | 加碼 | 歷史 |
| iShares Russell Midcap ETF464287499 | ETF | 29,895 | $254.3 萬 | 0.1% | −828−2.7% | 減碼 | – |
| ADBEAdobe Inc. | Stock | 6,582 | $252.4 萬 | 0.1% | −279−4.1% | 減碼 | 歷史 |
| PLTRPalantir Technologies Inc. | Stock | 29,246 | $246.8 萬 | 0.1% | +2,333+8.7% | 加碼 | 歷史 |
選擇權（10 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| AAPLApple Inc. | Stock | $268.8 萬 | – |
| MSFTMicrosoft Corp | Stock | – | $75.1 萬 |
| SPYSPDR S&P 500 ETF Trust | ETF | $67.1 萬 | $5.59 萬 |
| TSCOTractor Supply Co | COM | – | $5.51 萬 |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | – | $4.98 萬 |
| iShares Russell 2000 ETF464287655 | ETF | – | $3.99 萬 |
| PNCPNC Financial Services Group, Inc. | Stock | – | $3.52 萬 |
| FTNTFortinet, Inc. | Stock | – | $2.89 萬 |
| SHOPShopify Inc. | Stock | – | $9,548 |
| CSCOCisco Systems, Inc. | Stock | – | $6,171 |
2024 年第 4 季之後清倉（51 檔）
2024 年第 4 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2024 年第 4 季股數 | 2024 年第 4 季市值 | 2024 年第 4 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| URBNUrban Outfitters Inc | COM | 138,400 | $759.5 萬 | 0.2% | 歷史 |
| CAGConagra Brands Inc. | Stock | 163,670 | $454.2 萬 | 0.1% | 歷史 |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 15,404 | $92.1 萬 | <0.1% | – |
| WLYJohn Wiley & Sons, Inc. | CL A | 19,745 | $86.3 萬 | <0.1% | 歷史 |
| CPSCooper-Standard Holdings Inc. | COM | 36,000 | $48.8 萬 | <0.1% | 歷史 |
| MCHPMicrochip Technology Inc | Stock | 7,214 | $41.4 萬 | <0.1% | 歷史 |
| IQVIQVIA Holdings Inc. | Stock | 2,020 | $39.7 萬 | <0.1% | 歷史 |
| ILMNIllumina, Inc. | COM | 2,801 | $37.4 萬 | <0.1% | 歷史 |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 22,790 | $32.7 萬 | <0.1% | 歷史 |
| ELEstee Lauder Companies Inc | CL A | 4,186 | $31.4 萬 | <0.1% | 歷史 |
| FNFFidelity National Financial, Inc. | COM SHS | 5,589 | $31.4 萬 | <0.1% | 歷史 |
| PCGPG&E Corp | Stock | 14,882 | $30.1 萬 | <0.1% | 歷史 |
| UALUnited Airlines Holdings, Inc. | COM | 3,059 | $29.7 萬 | <0.1% | 歷史 |
| HALHalliburton Co | Stock | 10,587 | $28.8 萬 | <0.1% | 歷史 |
| VSTVistra Corp. | Stock | 2,035 | $28.1 萬 | <0.1% | 歷史 |
| CNCCentene Corp | Stock | 4,573 | $27.7 萬 | <0.1% | 歷史 |
| ROKRockwell Automation, Inc | Stock | 954 | $27.3 萬 | <0.1% | 歷史 |
| GPNGlobal Payments Inc | Stock | 2,242 | $25.1 萬 | <0.1% | 歷史 |
| ADMArcher-Daniels-Midland Co | Stock | 4,969 | $25.1 萬 | <0.1% | 歷史 |
| ONOn Semiconductor Corp | Stock | 3,932 | $24.8 萬 | <0.1% | 歷史 |
| BTLNBrightline Interactive, Inc. | COM | 100,000 | $24.7 萬 | <0.1% | 歷史 |
| DAYDayforce, Inc. | COM | 3,275 | $23.8 萬 | <0.1% | 歷史 |
| VanEck ETF Trust92189H748 | CLO ETF | 4,433 | $23.4 萬 | <0.1% | – |
| BXPBXP, Inc. | COM | 3,032 | $22.8 萬 | <0.1% | 歷史 |
| FBINFortune Brands Innovations, Inc. | COM | 3,270 | $22.3 萬 | <0.1% | 歷史 |
| AMGAffiliated Managers Group, Inc. | Stock | 1,193 | $22.1 萬 | <0.1% | 歷史 |
| MGMMGM Resorts International | Stock | 6,266 | $21.7 萬 | <0.1% | 歷史 |
| DKSDick's Sporting Goods, Inc. | Stock | 923 | $21.1 萬 | <0.1% | 歷史 |
| Doubleline ETF Trust25861R303 | COMMERCIAL REAL | 4,071 | $20.9 萬 | <0.1% | – |
| LVSLas Vegas Sands Corp | COM | 4,071 | $20.9 萬 | <0.1% | 歷史 |
| TPRTapestry, Inc. | COM | 3,136 | $20.5 萬 | <0.1% | 歷史 |
| BNBROOKFIELD Corp | CL A LTD VT SH | 3,552 | $20.4 萬 | <0.1% | 歷史 |
| FIVEFive Below, Inc | COM | 1,941 | $20.4 萬 | <0.1% | 歷史 |
| ITTItt Inc. | COM | 1,413 | $20.2 萬 | <0.1% | 歷史 |
| PBIPitney Bowes Inc | COM | 12,002 | $8.69 萬 | <0.1% | 歷史 |
| iShares Tr46436E767 | ESG MSCI USA ETF | 791 | $3.93 萬 | <0.1% | – |
| Goldman Sachs ETF Tr381430396 | JUST US LRG CP | 431 | $3.58 萬 | <0.1% | – |
| VanEck ETF Trust92189H300 | JP MRGAN EM LOC | 1,377 | $3.18 萬 | <0.1% | – |
| VanEck ETF Trust92189F387 | SHRT HGH YLD MUN | 1,319 | $2.97 萬 | <0.1% | – |
| iShares Tr464288208 | MRGSTR MD CP ETF | 300 | $2.28 萬 | <0.1% | – |
| First Tr Exchng Traded FD VI33740F243 | VEST LAD CAP ETF | 687 | $1.47 萬 | <0.1% | – |
| iShares Tr46435G474 | FALN ANGLS USD | 302 | $8,066 | <0.1% | – |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 130 | $6,495 | <0.1% | – |
| VanEck Vectors ETF Tr92189H839 | SOCIAL SENTIMENT | 71 | $1,766 | <0.1% | – |
| iShares Tr464287796 | U.S. ENERGY ETF | 33 | $1,504 | <0.1% | – |
| Vanguard BD Index FDS921937793 | LONG TERM BOND | 13 | $890 | <0.1% | – |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 17 | $496 | <0.1% | – |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 15 | $381 | <0.1% | – |
| iShares Global Clean Energy ETF464288224 | ETF | 33 | $376 | <0.1% | – |
| LEN.BLennar Corp | CL B | 2 | $264 | <0.1% | 歷史 |
| CENTCentral Garden & Pet Co | COM | 6 | $233 | <0.1% | 歷史 |