NorthRock Partners, LLC
- SEC CIK
- 0001632097
- Latest filing
- Aug 11, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 2, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 300
- −4 vs. Q2 2022
- Portfolio value
- $860.4M
- −$101.6M (−10.6%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 460,204 | $164.4M | 19.1% | −5,395−1.2% | Reduced | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 2,342,352 | $80.8M | 9.4% | −30,581−1.3% | Reduced | – |
| AAPLApple Inc. | Stock | 400,362 | $55.3M | 6.4% | −16,764−4.0% | Reduced | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 1,077,625 | $54.0M | 6.3% | −8,047−0.7% | Reduced | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 748,302 | $43.3M | 5.0% | −17,242−2.3% | Reduced | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 551,685 | $37.0M | 4.3% | −24,057−4.2% | Reduced | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 515,130 | $31.1M | 3.6% | −24,079−4.5% | Reduced | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 439,682 | $30.0M | 3.5% | −20,566−4.5% | Reduced | – |
| MDLZMondelez International, Inc. | Stock | 529,924 | $29.1M | 3.4% | −20,245−3.7% | Reduced | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 92,389 | $19.4M | 2.3% | −2,705−2.8% | Reduced | – |
| TGTTarget Corp | Stock | 101,293 | $15.0M | 1.7% | −202,245−66.6% | Reduced | History |
| PMPhilip Morris International Inc. | Stock | 156,964 | $13.0M | 1.5% | −15,772−9.1% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 53,868 | $12.5M | 1.5% | −1,146−2.1% | Reduced | History |
| AMPAmeriprise Financial Inc | COM | 32,087 | $8.08M | 0.9% | +833+2.7% | Added | History |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 333,583 | $6.95M | 0.8% | +8,523+2.6% | Added | – |
| AMZNAmazon Com Inc | Stock | 61,293 | $6.93M | 0.8% | −130.0% | Reduced | History |
| MOAltria Group, Inc. | Stock | 163,917 | $6.62M | 0.8% | −22,349−12.0% | Reduced | History |
| KHCKraft Heinz Co | Stock | 190,127 | $6.34M | 0.7% | −10,977−5.5% | Reduced | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 122,534 | $6.15M | 0.7% | −28,566−18.9% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 33,256 | $5.97M | 0.7% | −1,979−5.6% | Reduced | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 72,406 | $5.68M | 0.7% | −3,486−4.6% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 101,197 | $5.67M | 0.7% | +74,483+278.8% | Added | – |
| GOOGLAlphabet Inc. | Stock | 56,342 | $5.39M | 0.6% | −1,094,718−95.1% | ReducedConverted for a 20-for-1 split | History |
| BRK.BBerkshire Hathaway Inc | Stock | 17,903 | $4.78M | 0.6% | +1,036+6.1% | Added | History |
| TSLATesla, Inc. | Stock | 17,893 | $4.75M | 0.6% | +529+3.0% | AddedConverted for a 3-for-1 split | History |
| JNJJohnson & Johnson | Stock | 27,387 | $4.47M | 0.5% | −3,323−10.8% | Reduced | History |
| ATIAti Inc | Stock | 163,211 | $4.34M | 0.5% | −15,000−8.4% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 25,978 | $4.28M | 0.5% | −1,435−5.2% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 30,125 | $4.04M | 0.5% | −1,957−6.1% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 12,240 | $4.02M | 0.5% | −1,314−9.7% | Reduced | – |
| MCDMcDonalds Corp | Stock | 17,065 | $3.94M | 0.5% | +220+1.3% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 7,699 | $3.89M | 0.5% | +151+2.0% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 27,742 | $3.75M | 0.4% | −974−3.4% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 11,393 | $3.04M | 0.4% | −538−4.5% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 28,078 | $2.93M | 0.3% | +1,831+7.0% | Added | History |
| ABTAbbott Laboratories | Stock | 28,885 | $2.79M | 0.3% | +601+2.1% | Added | History |
| PGProcter & Gamble Co | Stock | 22,061 | $2.79M | 0.3% | −2,364−9.7% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 20,289 | $2.76M | 0.3% | −5,500−21.3% | Reduced | – |
| NVDANVIDIA Corp | Stock | 20,876 | $2.53M | 0.3% | −1,778−7.8% | Reduced | History |
| iShares Tr464288687 | PFD AND INCM SEC | 79,560 | $2.52M | 0.3% | +79,560 | New | – |
| ESTAEstablishment Labs Holdings Inc. | COM | 42,931 | $2.34M | 0.3% | 00.0% | Unchanged | History |
| COSTCostco Wholesale Corp | Stock | 4,492 | $2.12M | 0.2% | +469+11.7% | Added | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 19,725 | $2.00M | 0.2% | −2,301−10.4% | Reduced | – |
| PEPPepsiCo Inc | Stock | 12,223 | $2.00M | 0.2% | −69−0.6% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 3,920 | $1.99M | 0.2% | −104−2.6% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 21,811 | $1.90M | 0.2% | −2,287−9.5% | Reduced | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 25,834 | $1.88M | 0.2% | −11,460−30.7% | Reduced | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 4,578 | $1.84M | 0.2% | +1,495+48.5% | Added | History |
| CVXChevron Corp | Stock | 12,689 | $1.82M | 0.2% | −463−3.5% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 21,032 | $1.81M | 0.2% | +719+3.5% | Added | History |
| VVisa Inc. | Stock | 9,699 | $1.72M | 0.2% | −713−6.8% | Reduced | History |
| BACBank of America Corp | Stock | 56,660 | $1.71M | 0.2% | −2,606−4.4% | Reduced | History |
| UPSUnited Parcel Service Inc | Stock | 10,077 | $1.63M | 0.2% | +1,023+11.3% | Added | History |
| WFCWells Fargo & Company | Stock | 40,021 | $1.61M | 0.2% | −4,022−9.1% | Reduced | History |
| ITWIllinois Tool Works Inc | Stock | 8,908 | $1.61M | 0.2% | −234−2.6% | Reduced | History |
| INTCIntel Corp | Stock | 61,605 | $1.59M | 0.2% | −3,441−5.3% | Reduced | History |
| HONHoneywell International Inc | COM | 9,357 | $1.56M | 0.2% | −1,546−14.2% | Reduced | History |
| BMOBank of Montreal | COM | 17,633 | $1.55M | 0.2% | −190−1.1% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 16,070 | $1.54M | 0.2% | −312,150−95.1% | ReducedConverted for a 20-for-1 split | History |
| DISWalt Disney Co | Stock | 16,184 | $1.53M | 0.2% | +3,494+27.5% | Added | History |
| PFEPfizer Inc | Stock | 34,422 | $1.51M | 0.2% | −3,994−10.4% | Reduced | History |
| OBDCBlue Owl Capital Corp | COM | 144,662 | $1.50M | 0.2% | −38,394−21.0% | Reduced | History |
| BABoeing Co | Stock | 11,743 | $1.42M | 0.2% | +537+4.8% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 6,455 | $1.38M | 0.2% | −740−10.3% | Reduced | – |
| HDHome Depot, Inc. | Stock | 4,965 | $1.37M | 0.2% | −271−5.2% | Reduced | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 12,229 | $1.36M | 0.2% | −1,744−12.5% | Reduced | – |
| METAMeta Platforms, Inc. | Stock | 9,905 | $1.34M | 0.2% | −176−1.7% | Reduced | History |
| LLYEli Lilly & Co | Stock | 4,139 | $1.34M | 0.2% | +217+5.5% | Added | History |
| EWEdwards Lifesciences Corp | Stock | 15,445 | $1.28M | 0.1% | −595−3.7% | Reduced | History |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 16,835 | $1.27M | 0.1% | 00.0% | Unchanged | – |
| VZVerizon Communications Inc | Stock | 33,183 | $1.26M | 0.1% | −1,564−4.5% | Reduced | History |
| NFLXNetflix Inc | Stock | 5,220 | $1.23M | 0.1% | −160−3.0% | Reduced | History |
| KOCoca Cola Co | Stock | 21,883 | $1.23M | 0.1% | −2,173−9.0% | Reduced | History |
| WECWec Energy Group, Inc. | Stock | 13,557 | $1.21M | 0.1% | +129+1.0% | Added | History |
| NFENew Fortress Energy Inc. | COM CL A | 26,950 | $1.18M | 0.1% | 00.0% | Unchanged | History |
| XELXcel Energy Inc | Stock | 17,909 | $1.15M | 0.1% | −11,846−39.8% | Reduced | History |
| SBUXStarbucks Corp | Stock | 13,253 | $1.12M | 0.1% | +492+3.9% | Added | History |
| HWKNHawkins Inc | COM | 27,029 | $1.05M | 0.1% | −12,771−32.1% | Reduced | History |
| MMM3M Co | Stock | 9,490 | $1.05M | 0.1% | −917−8.8% | Reduced | History |
| DHRDanaher Corp | Stock | 4,038 | $1.04M | 0.1% | +367+10.0% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 25,600 | $1.02M | 0.1% | −2,486−8.9% | Reduced | History |
| iShares Tr464287846 | DOW JONES US ETF | 11,632 | $1.02M | 0.1% | +692+6.3% | Added | – |
| WMTWalmart Inc. | Stock | 7,476 | $970.0K | 0.1% | +5,476+273.8% | Added | History |
| CATCaterpillar Inc | Stock | 5,737 | $941.0K | 0.1% | −314−5.2% | Reduced | History |
| BAXBaxter International Inc | Stock | 17,459 | $940.0K | 0.1% | −2,009−10.3% | Reduced | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 7,394 | $940.0K | 0.1% | −4,619−38.5% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 2,484 | $891.0K | 0.1% | −1,879−43.1% | Reduced | – |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 14,761 | $881.0K | 0.1% | +30+0.2% | Added | – |
| RTXRTX Corp | Stock | 10,740 | $879.0K | 0.1% | −1,710−13.7% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 7,389 | $878.0K | 0.1% | −5,427−42.3% | Reduced | History |
| Vanguard Real Estate ETF922908553 | ETF | 10,846 | $870.0K | 0.1% | +75+0.7% | Added | – |
| TXNTexas Instruments Inc | Stock | 5,450 | $844.0K | 0.1% | +1,815+49.9% | Added | History |
| iShares Tr464287762 | US HLTHCARE ETF | 3,312 | $838.0K | 0.1% | 00.0% | Unchanged | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 8,045 | $836.0K | 0.1% | −3,230−28.6% | Reduced | – |
| NEENextera Energy Inc | Stock | 10,578 | $829.0K | 0.1% | +2,416+29.6% | Added | History |
| DEDeere & Co | Stock | 2,471 | $825.0K | 0.1% | +502+25.5% | Added | History |
| CRMSalesforce, Inc. | Stock | 5,603 | $806.0K | 0.1% | −808−12.6% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 4,030 | $785.0K | 0.1% | −44−1.1% | Reduced | History |
| TSNTyson Foods, Inc. | Stock | 11,357 | $749.0K | 0.1% | −6−0.1% | Reduced | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 16,404 | $740.0K | 0.1% | +40.0% | Added | – |
Sold out since Q2 2022 (33)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| Schwab Strategic Tr808524722 | 1000 INDEX ETF | 35,195 | $1.28M | 0.1% | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 20,298 | $814.0K | 0.1% | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 7,768 | $513.0K | 0.1% | History |
| NVSNovartis AG | ADR | 4,904 | $415.0K | <0.1% | History |
| CHTRCharter Communications, Inc. | CL A | 705 | $330.0K | <0.1% | History |
| CMECME Group Inc. | COM | 1,575 | $322.0K | <0.1% | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 6,552 | $312.0K | <0.1% | – |
| COFCapital One Financial Corp | Stock | 2,869 | $299.0K | <0.1% | History |
| Paramount Global92556H206 | CL B | 11,351 | $280.0K | <0.1% | – |
| SYYSysco Corp | Stock | 3,126 | $265.0K | <0.1% | History |
| POOLPool Corp | COM | 750 | $263.0K | <0.1% | History |
| FDXFedEx Corp | Stock | 1,154 | $262.0K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 1,820 | $260.0K | <0.1% | History |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 4,361 | $249.0K | <0.1% | – |
| BNYBank of New York Mellon Corp | Stock | 5,871 | $245.0K | <0.1% | History |
| CFGCitizens Financial Group Inc | COM | 6,611 | $236.0K | <0.1% | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 1,390 | $234.0K | <0.1% | History |
| EQIXEquinix Inc | COM | 348 | $229.0K | <0.1% | History |
| OSKOshkosh Corp | COM | 2,755 | $226.0K | <0.1% | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 1,727 | $222.0K | <0.1% | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,262 | $222.0K | <0.1% | – |
| SPGIS&P Global Inc. | Stock | 655 | $221.0K | <0.1% | History |
| iShares Tr464287622 | RUS 1000 ETF | 1,052 | $219.0K | <0.1% | – |
| CAGConagra Brands Inc. | Stock | 5,999 | $205.0K | <0.1% | History |
| DOWDow Inc. | Stock | 3,925 | $203.0K | <0.1% | History |
| HPQHP Inc | Stock | 6,169 | $202.0K | <0.1% | History |
| CNCCentene Corp | Stock | 2,375 | $201.0K | <0.1% | History |
| EFXEquifax Inc | COM | 1,101 | $201.0K | <0.1% | History |
| Flexshares Tr33939L803 | M STAR DEV MKT | 3,484 | $201.0K | <0.1% | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 2,495 | $200.0K | <0.1% | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 8,386 | $200.0K | <0.1% | – |
| New Gold Inc Cda644535106 | COM | 48,460 | $51.0K | <0.1% | – |
| DFTXDefinium Therapeutics, Inc. | COM | 10,702 | $7.00K | <0.1% | History |