NorthRock Partners, LLC
- SEC CIK
- 0001632097
- Latest filing
- Aug 11, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 1, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 342
- +42 vs. Q3 2022
- Portfolio value
- $878.6M
- +$18.1M (+2.1%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 410,774 | $157.1M | 17.9% | −49,430−10.7% | Reduced | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 2,132,345 | $82.9M | 9.4% | −210,007−9.0% | Reduced | – |
| AAPLApple Inc. | Stock | 392,902 | $51.0M | 5.8% | −7,460−1.9% | Reduced | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 911,006 | $46.2M | 5.3% | −166,619−15.5% | Reduced | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 660,152 | $42.7M | 4.9% | −88,150−11.8% | Reduced | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 447,798 | $33.2M | 3.8% | −103,887−18.8% | Reduced | – |
| MDLZMondelez International, Inc. | Stock | 488,588 | $32.6M | 3.7% | −41,336−7.8% | Reduced | History |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 442,465 | $28.9M | 3.3% | −72,665−14.1% | Reduced | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 361,617 | $26.1M | 3.0% | −78,065−17.8% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 324,878 | $21.3M | 2.4% | +223,681+221.0% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 96,071 | $20.6M | 2.3% | +3,682+4.0% | Added | – |
| PMPhilip Morris International Inc. | Stock | 141,193 | $14.3M | 1.6% | −15,771−10.0% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 57,357 | $13.8M | 1.6% | +3,489+6.5% | Added | History |
| TGTTarget Corp | Stock | 68,984 | $10.3M | 1.2% | −32,309−31.9% | Reduced | History |
| AMPAmeriprise Financial Inc | COM | 27,181 | $8.46M | 1.0% | −4,906−15.3% | Reduced | History |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 306,945 | $6.82M | 0.8% | −26,638−8.0% | Reduced | – |
| KHCKraft Heinz Co | Stock | 165,050 | $6.72M | 0.8% | −25,077−13.2% | Reduced | History |
| MOAltria Group, Inc. | Stock | 140,976 | $6.44M | 0.7% | −22,941−14.0% | Reduced | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 71,747 | $6.00M | 0.7% | −659−0.9% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 31,228 | $5.97M | 0.7% | −2,028−6.1% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 17,808 | $5.50M | 0.6% | −95−0.5% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 62,052 | $5.47M | 0.6% | +5,710+10.1% | Added | History |
| AMZNAmazon Com Inc | Stock | 64,063 | $5.38M | 0.6% | +2,770+4.5% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 25,904 | $4.52M | 0.5% | −74−0.3% | Reduced | – |
| JNJJohnson & Johnson | Stock | 25,177 | $4.45M | 0.5% | −2,210−8.1% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 12,051 | $4.23M | 0.5% | −189−1.5% | Reduced | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 27,369 | $4.16M | 0.5% | −373−1.3% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 25,450 | $4.11M | 0.5% | −4,675−15.5% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 7,745 | $4.11M | 0.5% | +46+0.6% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 29,537 | $3.96M | 0.5% | +1,459+5.2% | Added | History |
| MCDMcDonalds Corp | Stock | 13,824 | $3.64M | 0.4% | −3,241−19.0% | Reduced | History |
| ATIAti Inc | Stock | 118,211 | $3.53M | 0.4% | −45,000−27.6% | Reduced | History |
| NVDANVIDIA Corp | Stock | 23,215 | $3.39M | 0.4% | +2,339+11.2% | Added | History |
| iShares Tr464287622 | RUS 1000 ETF | 14,303 | $3.01M | 0.3% | +14,303 | New | – |
| PGProcter & Gamble Co | Stock | 19,731 | $2.99M | 0.3% | −2,330−10.6% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 19,234 | $2.92M | 0.3% | −1,055−5.2% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 10,753 | $2.86M | 0.3% | −640−5.6% | Reduced | – |
| ESTAEstablishment Labs Holdings Inc. | COM | 42,931 | $2.82M | 0.3% | 00.0% | Unchanged | History |
| XOMExxonMobil Holdings Corp | COM | 21,044 | $2.32M | 0.3% | −767−3.5% | Reduced | History |
| TSLATesla, Inc. | Stock | 18,818 | $2.32M | 0.3% | +925+5.2% | Added | History |
| MRKMerck & Co., Inc. | Stock | 20,685 | $2.30M | 0.3% | −347−1.6% | Reduced | History |
| CVXChevron Corp | Stock | 12,611 | $2.26M | 0.3% | −78−0.6% | Reduced | History |
| HONHoneywell International Inc | COM | 10,389 | $2.23M | 0.3% | +1,032+11.0% | Added | History |
| VVisa Inc. | Stock | 10,637 | $2.21M | 0.3% | +938+9.7% | Added | History |
| HDHome Depot, Inc. | Stock | 6,850 | $2.16M | 0.2% | +1,885+38.0% | Added | History |
| PEPPepsiCo Inc | Stock | 11,950 | $2.16M | 0.2% | −273−2.2% | Reduced | History |
| BABoeing Co | Stock | 11,118 | $2.12M | 0.2% | −625−5.3% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 4,300 | $1.96M | 0.2% | −192−4.3% | Reduced | History |
| LLYEli Lilly & Co | Stock | 5,182 | $1.90M | 0.2% | +1,043+25.2% | Added | History |
| SYYSysco Corp | Stock | 24,620 | $1.88M | 0.2% | +24,620 | New | History |
| ITWIllinois Tool Works Inc | Stock | 8,438 | $1.86M | 0.2% | −470−5.3% | Reduced | History |
| MAMastercard Inc | Stock | 5,211 | $1.81M | 0.2% | +2,861+121.7% | Added | History |
| ABTAbbott Laboratories | Stock | 16,396 | $1.80M | 0.2% | −12,489−43.2% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 3,997 | $1.77M | 0.2% | −581−12.7% | Reduced | History |
| PFEPfizer Inc | Stock | 34,530 | $1.77M | 0.2% | +108+0.3% | Added | History |
| BACBank of America Corp | Stock | 52,910 | $1.75M | 0.2% | −3,750−6.6% | Reduced | History |
| UPSUnited Parcel Service Inc | Stock | 10,025 | $1.74M | 0.2% | −52−0.5% | Reduced | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 16,045 | $1.73M | 0.2% | −3,680−18.7% | Reduced | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 20,498 | $1.72M | 0.2% | −5,336−20.7% | Reduced | – |
| METAMeta Platforms, Inc. | Stock | 13,833 | $1.66M | 0.2% | +3,928+39.7% | Added | History |
| NFLXNetflix Inc | Stock | 5,540 | $1.63M | 0.2% | +320+6.1% | Added | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 12,968 | $1.62M | 0.2% | +739+6.0% | Added | – |
| TSNTyson Foods, Inc. | Stock | 24,625 | $1.53M | 0.2% | +13,268+116.8% | Added | History |
| BMOBank of Montreal | COM | 16,864 | $1.53M | 0.2% | −769−4.4% | Reduced | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 11,342 | $1.51M | 0.2% | +3,948+53.4% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 3,893 | $1.50M | 0.2% | +1,409+56.7% | Added | – |
| TMOThermo Fisher Scientific Inc. | Stock | 2,653 | $1.46M | 0.2% | −1,267−32.3% | Reduced | History |
| WFCWells Fargo & Company | Stock | 34,733 | $1.43M | 0.2% | −5,288−13.2% | Reduced | History |
| KOCoca Cola Co | Stock | 22,463 | $1.43M | 0.2% | +580+2.7% | Added | History |
| GOOGAlphabet Inc. | Stock | 16,022 | $1.42M | 0.2% | −48−0.3% | Reduced | History |
| CATCaterpillar Inc | Stock | 5,878 | $1.41M | 0.2% | +141+2.5% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 27,898 | $1.33M | 0.2% | +2,298+9.0% | Added | History |
| RTXRTX Corp | Stock | 13,149 | $1.33M | 0.2% | +2,409+22.4% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 6,148 | $1.31M | 0.1% | −307−4.8% | Reduced | – |
| iShares Tr464288687 | PFD AND INCM SEC | 42,478 | $1.30M | 0.1% | −37,082−46.6% | Reduced | – |
| XELXcel Energy Inc | Stock | 17,866 | $1.25M | 0.1% | −43−0.2% | Reduced | History |
| VZVerizon Communications Inc | Stock | 31,281 | $1.23M | 0.1% | −1,902−5.7% | Reduced | History |
| WMTWalmart Inc. | Stock | 8,624 | $1.22M | 0.1% | +1,148+15.4% | Added | History |
| Vanguard Real Estate ETF922908553 | ETF | 14,678 | $1.21M | 0.1% | +3,832+35.3% | Added | – |
| HWKNHawkins Inc | COM | 30,882 | $1.19M | 0.1% | +3,853+14.3% | Added | History |
| SBUXStarbucks Corp | Stock | 11,675 | $1.16M | 0.1% | −1,578−11.9% | Reduced | History |
| NFENew Fortress Energy Inc. | COM CL A | 26,950 | $1.14M | 0.1% | 00.0% | Unchanged | History |
| AMCRAmcor plc | ORD | 93,298 | $1.11M | 0.1% | +57,738+162.4% | Added | History |
| INTCIntel Corp | Stock | 41,737 | $1.10M | 0.1% | −19,868−32.3% | Reduced | History |
| iShares Tr464287846 | DOW JONES US ETF | 11,632 | $1.09M | 0.1% | 00.0% | Unchanged | – |
| OBDCBlue Owl Capital Corp | COM | 92,230 | $1.07M | 0.1% | −52,432−36.2% | Reduced | History |
| EWEdwards Lifesciences Corp | Stock | 14,225 | $1.06M | 0.1% | −1,220−7.9% | Reduced | History |
| DEDeere & Co | Stock | 2,466 | $1.06M | 0.1% | −5−0.2% | Reduced | History |
| DHRDanaher Corp | Stock | 3,952 | $1.05M | 0.1% | −86−2.1% | Reduced | History |
| NEENextera Energy Inc | Stock | 12,337 | $1.03M | 0.1% | +1,759+16.6% | Added | History |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 12,535 | $1.03M | 0.1% | −4,300−25.5% | Reduced | – |
| IBMInternational Business Machines Corp | Stock | 7,125 | $1.00M | 0.1% | −264−3.6% | Reduced | History |
| WECWec Energy Group, Inc. | Stock | 10,643 | $997.9K | 0.1% | −2,914−21.5% | Reduced | History |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 14,714 | $979.7K | 0.1% | −47−0.3% | Reduced | – |
| SYKStryker Corp | Stock | 4,006 | $979.4K | 0.1% | +1,060+36.0% | Added | History |
| DISWalt Disney Co | Stock | 11,116 | $965.8K | 0.1% | −5,068−31.3% | Reduced | History |
| ADBEAdobe Inc. | Stock | 2,835 | $954.1K | 0.1% | +988+53.5% | Added | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 25,273 | $944.2K | 0.1% | +8,482+50.5% | Added | History |
| CMCSAComcast Corp | Stock | 26,611 | $930.6K | 0.1% | +16,394+160.5% | Added | History |
| LOWLowes Companies Inc | Stock | 4,625 | $921.5K | 0.1% | +776+20.2% | Added | History |
Sold out since Q3 2022 (14)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 122,534 | $6.15M | 0.7% | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 13,449 | $708.0K | 0.1% | – |
| SPDR Index Shs FDS78463X772 | ST S&P INTL ETF | 16,503 | $475.0K | 0.1% | – |
| WPCW. P. Carey Inc. | COM | 6,037 | $421.0K | <0.1% | History |
| PAYXPaychex Inc | Stock | 2,791 | $313.0K | <0.1% | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 7,746 | $282.0K | <0.1% | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 5,016 | $280.0K | <0.1% | – |
| PANWPalo Alto Networks Inc | Stock | 1,632 | $267.0K | <0.1% | History |
| DDominion Energy, Inc | Stock | 3,577 | $247.0K | <0.1% | History |
| PSAPublic Storage | COM | 773 | $226.0K | <0.1% | History |
| ADSKAutodesk, Inc. | COM | 1,182 | $221.0K | <0.1% | History |
| GNRCGenerac Holdings Inc. | Stock | 1,197 | $213.0K | <0.1% | History |
| SPDR Series Trust78468R796 | ST STR SP500FF | 2,351 | $205.0K | <0.1% | – |
| VYNTVyant Bio, Inc. | COM | 18,832 | $11.0K | <0.1% | History |