NorthRock Partners, LLC
- SEC CIK
- 0001632097
- 最新申報
- 2026/8/11
2022 年第 3 季持倉
持倉截至 2022/9/30，2022/11/2 申報。只含多頭部位，變化是跟 2022 年第 2 季比股數。
- 持股檔數
- 300
- 較 2022 年第 2 季 −4
- 總值
- $8.60 億
- 較 2022 年第 2 季 −$1.02 億 (−10.6%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 460,204 | $1.64 億 | 19.1% | −5,395−1.2% | 減碼 | 歷史 |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 2,342,352 | $8,079 萬 | 9.4% | −30,581−1.3% | 減碼 | – |
| AAPLApple Inc. | Stock | 400,362 | $5,533 萬 | 6.4% | −16,764−4.0% | 減碼 | 歷史 |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 1,077,625 | $5,399 萬 | 6.3% | −8,047−0.7% | 減碼 | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 748,302 | $4,327 萬 | 5.0% | −17,242−2.3% | 減碼 | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 551,685 | $3,704 萬 | 4.3% | −24,057−4.2% | 減碼 | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 515,130 | $3,109 萬 | 3.6% | −24,079−4.5% | 減碼 | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 439,682 | $2,995 萬 | 3.5% | −20,566−4.5% | 減碼 | – |
| MDLZMondelez International, Inc. | Stock | 529,924 | $2,906 萬 | 3.4% | −20,245−3.7% | 減碼 | 歷史 |
| iShares Russell 1000 Growth ETF464287614 | ETF | 92,389 | $1,944 萬 | 2.3% | −2,705−2.8% | 減碼 | – |
| TGTTarget Corp | Stock | 101,293 | $1,503 萬 | 1.7% | −202,245−66.6% | 減碼 | 歷史 |
| PMPhilip Morris International Inc. | Stock | 156,964 | $1,303 萬 | 1.5% | −15,772−9.1% | 減碼 | 歷史 |
| MSFTMicrosoft Corp | Stock | 53,868 | $1,255 萬 | 1.5% | −1,146−2.1% | 減碼 | 歷史 |
| AMPAmeriprise Financial Inc | COM | 32,087 | $808.4 萬 | 0.9% | +833+2.7% | 加碼 | 歷史 |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 333,583 | $695.2 萬 | 0.8% | +8,523+2.6% | 加碼 | – |
| AMZNAmazon Com Inc | Stock | 61,293 | $692.6 萬 | 0.8% | −130.0% | 減碼 | 歷史 |
| MOAltria Group, Inc. | Stock | 163,917 | $661.9 萬 | 0.8% | −22,349−12.0% | 減碼 | 歷史 |
| KHCKraft Heinz Co | Stock | 190,127 | $634.1 萬 | 0.7% | −10,977−5.5% | 減碼 | 歷史 |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 122,534 | $614.6 萬 | 0.7% | −28,566−18.9% | 減碼 | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 33,256 | $596.9 萬 | 0.7% | −1,979−5.6% | 減碼 | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 72,406 | $567.9 萬 | 0.7% | −3,486−4.6% | 減碼 | – |
| iShares MSCI Eafe ETF464287465 | ETF | 101,197 | $566.8 萬 | 0.7% | +74,483+278.8% | 加碼 | – |
| GOOGLAlphabet Inc. | Stock | 56,342 | $538.9 萬 | 0.6% | −1,094,718−95.1% | 減碼依 20 比 1 拆股換算 | 歷史 |
| BRK.BBerkshire Hathaway Inc | Stock | 17,903 | $478.0 萬 | 0.6% | +1,036+6.1% | 加碼 | 歷史 |
| TSLATesla, Inc. | Stock | 17,893 | $474.6 萬 | 0.6% | +529+3.0% | 加碼依 3 比 1 拆股換算 | 歷史 |
| JNJJohnson & Johnson | Stock | 27,387 | $447.4 萬 | 0.5% | −3,323−10.8% | 減碼 | 歷史 |
| ATIAti Inc | Stock | 163,211 | $434.3 萬 | 0.5% | −15,000−8.4% | 減碼 | 歷史 |
| iShares Russell 2000 ETF464287655 | ETF | 25,978 | $428.4 萬 | 0.5% | −1,435−5.2% | 減碼 | – |
| ABBVAbbVie Inc. | Stock | 30,125 | $404.3 萬 | 0.5% | −1,957−6.1% | 減碼 | 歷史 |
| Vanguard S&P 500 ETF922908363 | ETF | 12,240 | $401.8 萬 | 0.5% | −1,314−9.7% | 減碼 | – |
| MCDMcDonalds Corp | Stock | 17,065 | $393.8 萬 | 0.5% | +220+1.3% | 加碼 | 歷史 |
| UNHUnitedHealth Group Inc | Stock | 7,699 | $388.8 萬 | 0.5% | +151+2.0% | 加碼 | 歷史 |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 27,742 | $375.0 萬 | 0.4% | −974−3.4% | 減碼 | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 11,393 | $304.5 萬 | 0.4% | −538−4.5% | 減碼 | – |
| JPMJPMorgan Chase & Co | Stock | 28,078 | $293.4 萬 | 0.3% | +1,831+7.0% | 加碼 | 歷史 |
| ABTAbbott Laboratories | Stock | 28,885 | $279.5 萬 | 0.3% | +601+2.1% | 加碼 | 歷史 |
| PGProcter & Gamble Co | Stock | 22,061 | $278.5 萬 | 0.3% | −2,364−9.7% | 減碼 | 歷史 |
| iShares Russell 1000 Value ETF464287598 | ETF | 20,289 | $275.9 萬 | 0.3% | −5,500−21.3% | 減碼 | – |
| NVDANVIDIA Corp | Stock | 20,876 | $253.4 萬 | 0.3% | −1,778−7.8% | 減碼 | 歷史 |
| iShares Tr464288687 | PFD AND INCM SEC | 79,560 | $252.0 萬 | 0.3% | +79,560 | 新進 | – |
| ESTAEstablishment Labs Holdings Inc. | COM | 42,931 | $234.4 萬 | 0.3% | 00.0% | 不變 | 歷史 |
| COSTCostco Wholesale Corp | Stock | 4,492 | $212.2 萬 | 0.2% | +469+11.7% | 加碼 | 歷史 |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 19,725 | $200.5 萬 | 0.2% | −2,301−10.4% | 減碼 | – |
| PEPPepsiCo Inc | Stock | 12,223 | $199.5 萬 | 0.2% | −69−0.6% | 減碼 | 歷史 |
| TMOThermo Fisher Scientific Inc. | Stock | 3,920 | $198.8 萬 | 0.2% | −104−2.6% | 減碼 | 歷史 |
| XOMExxonMobil Holdings Corp | COM | 21,811 | $190.4 萬 | 0.2% | −2,287−9.5% | 減碼 | 歷史 |
| iShares Tr464288885 | EAFE GRWTH ETF | 25,834 | $187.5 萬 | 0.2% | −11,460−30.7% | 減碼 | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 4,578 | $183.9 萬 | 0.2% | +1,495+48.5% | 加碼 | 歷史 |
| CVXChevron Corp | Stock | 12,689 | $182.3 萬 | 0.2% | −463−3.5% | 減碼 | 歷史 |
| MRKMerck & Co., Inc. | Stock | 21,032 | $181.1 萬 | 0.2% | +719+3.5% | 加碼 | 歷史 |
| VVisa Inc. | Stock | 9,699 | $172.3 萬 | 0.2% | −713−6.8% | 減碼 | 歷史 |
| BACBank of America Corp | Stock | 56,660 | $171.1 萬 | 0.2% | −2,606−4.4% | 減碼 | 歷史 |
| UPSUnited Parcel Service Inc | Stock | 10,077 | $162.8 萬 | 0.2% | +1,023+11.3% | 加碼 | 歷史 |
| WFCWells Fargo & Company | Stock | 40,021 | $161.0 萬 | 0.2% | −4,022−9.1% | 減碼 | 歷史 |
| ITWIllinois Tool Works Inc | Stock | 8,908 | $160.9 萬 | 0.2% | −234−2.6% | 減碼 | 歷史 |
| INTCIntel Corp | Stock | 61,605 | $158.8 萬 | 0.2% | −3,441−5.3% | 減碼 | 歷史 |
| HONHoneywell International Inc | COM | 9,357 | $156.2 萬 | 0.2% | −1,546−14.2% | 減碼 | 歷史 |
| BMOBank of Montreal | COM | 17,633 | $155.4 萬 | 0.2% | −190−1.1% | 減碼 | 歷史 |
| GOOGAlphabet Inc. | Stock | 16,070 | $154.5 萬 | 0.2% | −312,150−95.1% | 減碼依 20 比 1 拆股換算 | 歷史 |
| DISWalt Disney Co | Stock | 16,184 | $152.7 萬 | 0.2% | +3,494+27.5% | 加碼 | 歷史 |
| PFEPfizer Inc | Stock | 34,422 | $150.6 萬 | 0.2% | −3,994−10.4% | 減碼 | 歷史 |
| OBDCBlue Owl Capital Corp | COM | 144,662 | $150.0 萬 | 0.2% | −38,394−21.0% | 減碼 | 歷史 |
| BABoeing Co | Stock | 11,743 | $142.2 萬 | 0.2% | +537+4.8% | 加碼 | 歷史 |
| Vanguard Morningstar Growth ETF922908736 | ETF | 6,455 | $138.1 萬 | 0.2% | −740−10.3% | 減碼 | – |
| HDHome Depot, Inc. | Stock | 4,965 | $137.0 萬 | 0.2% | −271−5.2% | 減碼 | 歷史 |
| SPDR Series Trust78464A763 | ST STR SP DIV | 12,229 | $136.3 萬 | 0.2% | −1,744−12.5% | 減碼 | – |
| METAMeta Platforms, Inc. | Stock | 9,905 | $134.4 萬 | 0.2% | −176−1.7% | 減碼 | 歷史 |
| LLYEli Lilly & Co | Stock | 4,139 | $133.8 萬 | 0.2% | +217+5.5% | 加碼 | 歷史 |
| EWEdwards Lifesciences Corp | Stock | 15,445 | $127.6 萬 | 0.1% | −595−3.7% | 減碼 | 歷史 |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 16,835 | $127.4 萬 | 0.1% | 00.0% | 不變 | – |
| VZVerizon Communications Inc | Stock | 33,183 | $126.0 萬 | 0.1% | −1,564−4.5% | 減碼 | 歷史 |
| NFLXNetflix Inc | Stock | 5,220 | $122.9 萬 | 0.1% | −160−3.0% | 減碼 | 歷史 |
| KOCoca Cola Co | Stock | 21,883 | $122.6 萬 | 0.1% | −2,173−9.0% | 減碼 | 歷史 |
| WECWec Energy Group, Inc. | Stock | 13,557 | $121.2 萬 | 0.1% | +129+1.0% | 加碼 | 歷史 |
| NFENew Fortress Energy Inc. | COM CL A | 26,950 | $117.8 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| XELXcel Energy Inc | Stock | 17,909 | $114.6 萬 | 0.1% | −11,846−39.8% | 減碼 | 歷史 |
| SBUXStarbucks Corp | Stock | 13,253 | $111.7 萬 | 0.1% | +492+3.9% | 加碼 | 歷史 |
| HWKNHawkins Inc | COM | 27,029 | $105.4 萬 | 0.1% | −12,771−32.1% | 減碼 | 歷史 |
| MMM3M Co | Stock | 9,490 | $104.9 萬 | 0.1% | −917−8.8% | 減碼 | 歷史 |
| DHRDanaher Corp | Stock | 4,038 | $104.3 萬 | 0.1% | +367+10.0% | 加碼 | 歷史 |
| CSCOCisco Systems, Inc. | Stock | 25,600 | $102.4 萬 | 0.1% | −2,486−8.9% | 減碼 | 歷史 |
| iShares Tr464287846 | DOW JONES US ETF | 11,632 | $102.0 萬 | 0.1% | +692+6.3% | 加碼 | – |
| WMTWalmart Inc. | Stock | 7,476 | $97.0 萬 | 0.1% | +5,476+273.8% | 加碼 | 歷史 |
| CATCaterpillar Inc | Stock | 5,737 | $94.1 萬 | 0.1% | −314−5.2% | 減碼 | 歷史 |
| BAXBaxter International Inc | Stock | 17,459 | $94.0 萬 | 0.1% | −2,009−10.3% | 減碼 | 歷史 |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 7,394 | $94.0 萬 | 0.1% | −4,619−38.5% | 減碼 | – |
| iShares Core S&P 500 ETF464287200 | ETF | 2,484 | $89.1 萬 | 0.1% | −1,879−43.1% | 減碼 | – |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 14,761 | $88.1 萬 | 0.1% | +30+0.2% | 加碼 | – |
| RTXRTX Corp | Stock | 10,740 | $87.9 萬 | 0.1% | −1,710−13.7% | 減碼 | 歷史 |
| IBMInternational Business Machines Corp | Stock | 7,389 | $87.8 萬 | 0.1% | −5,427−42.3% | 減碼 | 歷史 |
| Vanguard Real Estate ETF922908553 | ETF | 10,846 | $87.0 萬 | 0.1% | +75+0.7% | 加碼 | – |
| TXNTexas Instruments Inc | Stock | 5,450 | $84.4 萬 | 0.1% | +1,815+49.9% | 加碼 | 歷史 |
| iShares Tr464287762 | US HLTHCARE ETF | 3,312 | $83.8 萬 | 0.1% | 00.0% | 不變 | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 8,045 | $83.6 萬 | 0.1% | −3,230−28.6% | 減碼 | – |
| NEENextera Energy Inc | Stock | 10,578 | $82.9 萬 | 0.1% | +2,416+29.6% | 加碼 | 歷史 |
| DEDeere & Co | Stock | 2,471 | $82.5 萬 | 0.1% | +502+25.5% | 加碼 | 歷史 |
| CRMSalesforce, Inc. | Stock | 5,603 | $80.6 萬 | 0.1% | −808−12.6% | 減碼 | 歷史 |
| UNPUnion Pacific Corp | Stock | 4,030 | $78.5 萬 | 0.1% | −44−1.1% | 減碼 | 歷史 |
| TSNTyson Foods, Inc. | Stock | 11,357 | $74.9 萬 | 0.1% | −6−0.1% | 減碼 | 歷史 |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 16,404 | $74.0 萬 | 0.1% | +40.0% | 加碼 | – |
2022 年第 2 季之後清倉（33 檔）
2022 年第 2 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2022 年第 2 季股數 | 2022 年第 2 季市值 | 2022 年第 2 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| Schwab Strategic Tr808524722 | 1000 INDEX ETF | 35,195 | $128.3 萬 | 0.1% | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 20,298 | $81.4 萬 | 0.1% | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 7,768 | $51.3 萬 | 0.1% | 歷史 |
| NVSNovartis AG | ADR | 4,904 | $41.5 萬 | <0.1% | 歷史 |
| CHTRCharter Communications, Inc. | CL A | 705 | $33.0 萬 | <0.1% | 歷史 |
| CMECME Group Inc. | COM | 1,575 | $32.2 萬 | <0.1% | 歷史 |
| iShares Core Dividend Growth ETF46434V621 | ETF | 6,552 | $31.2 萬 | <0.1% | – |
| COFCapital One Financial Corp | Stock | 2,869 | $29.9 萬 | <0.1% | 歷史 |
| Paramount Global92556H206 | CL B | 11,351 | $28.0 萬 | <0.1% | – |
| SYYSysco Corp | Stock | 3,126 | $26.5 萬 | <0.1% | 歷史 |
| POOLPool Corp | COM | 750 | $26.3 萬 | <0.1% | 歷史 |
| FDXFedEx Corp | Stock | 1,154 | $26.2 萬 | <0.1% | 歷史 |
| MRNAModerna, Inc. | Stock | 1,820 | $26.0 萬 | <0.1% | 歷史 |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 4,361 | $24.9 萬 | <0.1% | – |
| BNYBank of New York Mellon Corp | Stock | 5,871 | $24.5 萬 | <0.1% | 歷史 |
| CFGCitizens Financial Group Inc | COM | 6,611 | $23.6 萬 | <0.1% | 歷史 |
| CRWDCrowdStrike Holdings, Inc. | Stock | 1,390 | $23.4 萬 | <0.1% | 歷史 |
| EQIXEquinix Inc | COM | 348 | $22.9 萬 | <0.1% | 歷史 |
| OSKOshkosh Corp | COM | 2,755 | $22.6 萬 | <0.1% | 歷史 |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 1,727 | $22.2 萬 | <0.1% | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,262 | $22.2 萬 | <0.1% | – |
| SPGIS&P Global Inc. | Stock | 655 | $22.1 萬 | <0.1% | 歷史 |
| iShares Tr464287622 | RUS 1000 ETF | 1,052 | $21.9 萬 | <0.1% | – |
| CAGConagra Brands Inc. | Stock | 5,999 | $20.5 萬 | <0.1% | 歷史 |
| DOWDow Inc. | Stock | 3,925 | $20.3 萬 | <0.1% | 歷史 |
| HPQHP Inc | Stock | 6,169 | $20.2 萬 | <0.1% | 歷史 |
| CNCCentene Corp | Stock | 2,375 | $20.1 萬 | <0.1% | 歷史 |
| EFXEquifax Inc | COM | 1,101 | $20.1 萬 | <0.1% | 歷史 |
| Flexshares Tr33939L803 | M STAR DEV MKT | 3,484 | $20.1 萬 | <0.1% | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 2,495 | $20.0 萬 | <0.1% | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 8,386 | $20.0 萬 | <0.1% | – |
| New Gold Inc Cda644535106 | COM | 48,460 | $5.10 萬 | <0.1% | – |
| DFTXDefinium Therapeutics, Inc. | COM | 10,702 | $7,000 | <0.1% | 歷史 |