NorthRock Partners, LLC
- SEC CIK
- 0001632097
- Latest filing
- Aug 11, 2026
Holdings in Q2 2022
Holdings as of Jun 30, 2022, filed Aug 4, 2022. Long positions only; changes compare share counts with Q1 2022.
- Positions
- 304
- −32 vs. Q1 2022
- Portfolio value
- $962.1M
- −$149.7M (−13.5%) vs. Q1 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 465,599 | $175.6M | 18.3% | +3,464+0.7% | Added | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 2,372,933 | $87.4M | 9.1% | +22,403+1.0% | Added | – |
| AAPLApple Inc. | Stock | 417,126 | $57.0M | 5.9% | +10,211+2.5% | Added | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 1,085,672 | $56.8M | 5.9% | +47,822+4.6% | Added | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 765,544 | $46.3M | 4.8% | +1,122+0.1% | Added | – |
| TGTTarget Corp | Stock | 303,538 | $42.9M | 4.5% | +167,071+122.4% | Added | History |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 575,742 | $41.7M | 4.3% | +8,267+1.5% | Added | – |
| MDLZMondelez International, Inc. | Stock | 550,169 | $34.2M | 3.6% | −45,473−7.6% | Reduced | History |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 539,209 | $32.9M | 3.4% | +27,118+5.3% | Added | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 460,248 | $32.4M | 3.4% | +9,072+2.0% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 95,094 | $20.8M | 2.2% | −4,225−4.3% | Reduced | – |
| PMPhilip Morris International Inc. | Stock | 172,736 | $17.1M | 1.8% | −26,685−13.4% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 55,014 | $14.1M | 1.5% | +2,558+4.9% | Added | History |
| MOAltria Group, Inc. | Stock | 186,266 | $7.78M | 0.8% | −12,362−6.2% | Reduced | History |
| KHCKraft Heinz Co | Stock | 201,104 | $7.67M | 0.8% | +104,518+108.2% | Added | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 151,100 | $7.57M | 0.8% | −37,157−19.7% | Reduced | – |
| AMPAmeriprise Financial Inc | COM | 31,254 | $7.43M | 0.8% | +3,919+14.3% | Added | History |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 325,060 | $6.98M | 0.7% | +14,469+4.7% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 35,235 | $6.65M | 0.7% | −2,236−6.0% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 61,306 | $6.51M | 0.7% | +3,646+6.3% | AddedConverted for a 20-for-1 split | History |
| GOOGLAlphabet Inc. | Stock | 57,553 | $6.27M | 0.7% | +54,819+2,005.1% | Added | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 75,892 | $6.01M | 0.6% | −4,080−5.1% | Reduced | – |
| JNJJohnson & Johnson | Stock | 30,710 | $5.45M | 0.6% | −423−1.4% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 32,082 | $4.91M | 0.5% | −3,434−9.7% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 13,554 | $4.70M | 0.5% | −628−4.4% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 27,413 | $4.64M | 0.5% | +14,674+115.2% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 16,867 | $4.61M | 0.5% | −61−0.4% | Reduced | History |
| MCDMcDonalds Corp | Stock | 16,845 | $4.16M | 0.4% | +373+2.3% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 28,716 | $4.12M | 0.4% | −7,196−20.0% | Reduced | – |
| ATIAti Inc | Stock | 178,211 | $4.05M | 0.4% | 00.0% | Unchanged | History |
| TSLATesla, Inc. | Stock | 5,788 | $3.90M | 0.4% | +344+6.3% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 7,548 | $3.88M | 0.4% | +261+3.6% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 25,789 | $3.74M | 0.4% | −5,077−16.4% | Reduced | – |
| PGProcter & Gamble Co | Stock | 24,425 | $3.51M | 0.4% | −1,623−6.2% | Reduced | History |
| NVDANVIDIA Corp | Stock | 22,654 | $3.43M | 0.4% | +12,869+131.5% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 11,931 | $3.34M | 0.3% | −572−4.6% | Reduced | – |
| ABTAbbott Laboratories | Stock | 28,284 | $3.07M | 0.3% | −518−1.8% | Reduced | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 37,294 | $3.00M | 0.3% | +670+1.8% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 26,247 | $2.96M | 0.3% | −1,006−3.7% | Reduced | History |
| iShares Tr464288588 | MBS ETF | 28,219 | $2.75M | 0.3% | +7,045+33.3% | Added | – |
| INTCIntel Corp | Stock | 65,046 | $2.43M | 0.3% | +3,239+5.2% | Added | History |
| ESTAEstablishment Labs Holdings Inc. | COM | 42,931 | $2.33M | 0.2% | 00.0% | Unchanged | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 22,026 | $2.32M | 0.2% | −6,264−22.1% | Reduced | – |
| OBDCBlue Owl Capital Corp | COM | 183,056 | $2.26M | 0.2% | −137,540−42.9% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 4,024 | $2.19M | 0.2% | +2,276+130.2% | Added | History |
| XELXcel Energy Inc | Stock | 29,755 | $2.10M | 0.2% | +20,271+213.7% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 24,098 | $2.06M | 0.2% | +951+4.1% | Added | History |
| VVisa Inc. | Stock | 10,412 | $2.05M | 0.2% | +1,288+14.1% | Added | History |
| PEPPepsiCo Inc | Stock | 12,292 | $2.05M | 0.2% | −7,198−36.9% | Reduced | History |
| PFEPfizer Inc | Stock | 38,416 | $2.01M | 0.2% | +2,687+7.5% | Added | History |
| COSTCostco Wholesale Corp | Stock | 4,023 | $1.93M | 0.2% | −161−3.8% | Reduced | History |
| CVXChevron Corp | Stock | 13,152 | $1.90M | 0.2% | +961+7.9% | Added | History |
| HONHoneywell International Inc | COM | 10,903 | $1.90M | 0.2% | +1,412+14.9% | Added | History |
| MRKMerck & Co., Inc. | Stock | 20,313 | $1.85M | 0.2% | +575+2.9% | Added | History |
| BACBank of America Corp | Stock | 59,266 | $1.84M | 0.2% | +6,551+12.4% | Added | History |
| IBMInternational Business Machines Corp | Stock | 12,816 | $1.81M | 0.2% | −1,619−11.2% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 16,411 | $1.79M | 0.2% | +15,661+2,088.1% | Added | History |
| VZVerizon Communications Inc | Stock | 34,747 | $1.76M | 0.2% | −3,691−9.6% | Reduced | History |
| WFCWells Fargo & Company | Stock | 44,043 | $1.73M | 0.2% | +9,211+26.4% | Added | History |
| BMOBank of Montreal | COM | 17,823 | $1.71M | 0.2% | +260+1.5% | Added | History |
| iShares MSCI Eafe ETF464287465 | ETF | 26,714 | $1.67M | 0.2% | +8,571+47.2% | Added | – |
| ITWIllinois Tool Works Inc | Stock | 9,142 | $1.67M | 0.2% | −281−3.0% | Reduced | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 13,973 | $1.66M | 0.2% | −1,917−12.1% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 4,363 | $1.65M | 0.2% | −4,079−48.3% | Reduced | – |
| UPSUnited Parcel Service Inc | Stock | 9,054 | $1.65M | 0.2% | +4,437+96.1% | Added | History |
| METAMeta Platforms, Inc. | Stock | 10,081 | $1.63M | 0.2% | +408+4.2% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 7,195 | $1.60M | 0.2% | +2,991+71.1% | Added | – |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 12,013 | $1.57M | 0.2% | −2,986−19.9% | Reduced | – |
| BABoeing Co | Stock | 11,206 | $1.53M | 0.2% | −960−7.9% | Reduced | History |
| EWEdwards Lifesciences Corp | Stock | 16,040 | $1.52M | 0.2% | +1,753+12.3% | Added | History |
| KOCoca Cola Co | Stock | 24,056 | $1.51M | 0.2% | −801−3.2% | Reduced | History |
| HDHome Depot, Inc. | Stock | 5,236 | $1.44M | 0.1% | +636+13.8% | Added | History |
| HWKNHawkins Inc | COM | 39,800 | $1.43M | 0.1% | +7,184+22.0% | Added | History |
| WECWec Energy Group, Inc. | Stock | 13,428 | $1.35M | 0.1% | +380+2.9% | Added | History |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 16,835 | $1.35M | 0.1% | −990−5.6% | Reduced | – |
| MMM3M Co | Stock | 10,407 | $1.35M | 0.1% | +455+4.6% | Added | History |
| Schwab Strategic Tr808524722 | 1000 INDEX ETF | 35,195 | $1.28M | 0.1% | 00.0% | Unchanged | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 3,083 | $1.27M | 0.1% | −330−9.7% | Reduced | History |
| LLYEli Lilly & Co | Stock | 3,922 | $1.27M | 0.1% | +266+7.3% | Added | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 11,275 | $1.26M | 0.1% | −4,162−27.0% | Reduced | – |
| BAXBaxter International Inc | Stock | 19,468 | $1.25M | 0.1% | +317+1.7% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 28,086 | $1.20M | 0.1% | −1,615−5.4% | Reduced | History |
| DISWalt Disney Co | Stock | 12,690 | $1.20M | 0.1% | −1,396−9.9% | Reduced | History |
| RTXRTX Corp | Stock | 12,450 | $1.20M | 0.1% | +698+5.9% | Added | History |
| AMCRAmcor plc | ORD | 93,057 | $1.16M | 0.1% | −2,369−2.5% | Reduced | History |
| SOSouthern Co | Stock | 15,419 | $1.10M | 0.1% | −1,397−8.3% | Reduced | History |
| CATCaterpillar Inc | Stock | 6,051 | $1.08M | 0.1% | +67+1.1% | Added | History |
| NFENew Fortress Energy Inc. | COM CL A | 26,950 | $1.07M | 0.1% | +3,260+13.8% | Added | History |
| CRMSalesforce, Inc. | Stock | 6,411 | $1.06M | 0.1% | +2,541+65.7% | Added | History |
| AMGNAmgen Inc | Stock | 4,222 | $1.03M | 0.1% | +1,536+57.2% | Added | History |
| iShares Tr464287846 | DOW JONES US ETF | 10,940 | $1.01M | 0.1% | 00.0% | Unchanged | – |
| Vanguard Real Estate ETF922908553 | ETF | 10,771 | $981.0K | 0.1% | −61−0.6% | Reduced | – |
| TSNTyson Foods, Inc. | Stock | 11,363 | $978.0K | 0.1% | +691+6.5% | Added | History |
| SBUXStarbucks Corp | Stock | 12,761 | $975.0K | 0.1% | −166−1.3% | Reduced | History |
| TAT&T Inc. | Stock | 46,121 | $967.0K | 0.1% | −4,885−9.6% | Reduced | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 25,403 | $963.0K | 0.1% | +8,305+48.6% | Added | History |
| NFLXNetflix Inc | Stock | 5,380 | $941.0K | 0.1% | +1,809+50.7% | Added | History |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 14,731 | $936.0K | 0.1% | −562−3.7% | Reduced | – |
| DHRDanaher Corp | Stock | 3,671 | $931.0K | 0.1% | +493+15.5% | Added | History |
| iShares Tr464287762 | US HLTHCARE ETF | 3,312 | $891.0K | 0.1% | −200−5.7% | Reduced | – |
Sold out since Q1 2022 (54)
Positions held at the end of Q1 2022 that are gone from this filing.
| Security | Class | Shares in Q1 2022 | Value in Q1 2022 | % of portfolio in Q1 2022 | History |
|---|---|---|---|---|---|
| KKellanova | Stock | 11,852 | $764.0K | 0.1% | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 17,621 | $675.0K | 0.1% | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 8,709 | $484.0K | <0.1% | – |
| iShares Tr464287556 | ISHARES BIOTECH | 3,555 | $463.0K | <0.1% | – |
| GMGeneral Motors Co | COM | 9,109 | $398.0K | <0.1% | History |
| Schwab U.S. Broad Market ETF808524102 | ETF | 7,213 | $385.0K | <0.1% | – |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 7,419 | $369.0K | <0.1% | – |
| ROSTRoss Stores, Inc. | COM | 3,750 | $339.0K | <0.1% | History |
| FISVFiserv Inc | Stock | 3,139 | $318.0K | <0.1% | History |
| FITBFifth Third Bancorp | COM | 6,941 | $299.0K | <0.1% | History |
| BBYBest Buy Co Inc | Stock | 3,265 | $297.0K | <0.1% | History |
| ADIAnalog Devices Inc | Stock | 1,776 | $293.0K | <0.1% | History |
| BSXBoston Scientific Corp | Stock | 6,614 | $293.0K | <0.1% | History |
| LACLithium Americas Corp. | COM NEW | 7,585 | $293.0K | <0.1% | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 1,228 | $292.0K | <0.1% | – |
| GSKGSK plc | SPONSORED ADR | 6,308 | $275.0K | <0.1% | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 2,778 | $272.0K | <0.1% | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,619 | $269.0K | <0.1% | History |
| NUENucor Corp | COM | 1,771 | $263.0K | <0.1% | History |
| BKNGBooking Holdings Inc. | Stock | 110 | $258.0K | <0.1% | History |
| HLTHilton Worldwide Holdings Inc. | COM | 1,692 | $257.0K | <0.1% | History |
| Schwab Intermediate-Term US Treasury ETF808524854 | ETF | 4,807 | $256.0K | <0.1% | – |
| ZBRAZebra Technologies Corp | CL A | 592 | $245.0K | <0.1% | History |
| AIGAmerican International Group, Inc. | Stock | 3,882 | $244.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V746 | LARG CAP GRO ETF | 3,380 | $244.0K | <0.1% | – |
| LYVLive Nation Entertainment, Inc. | COM | 2,050 | $241.0K | <0.1% | History |
| SCHWSchwab Charles Corp | Stock | 2,839 | $239.0K | <0.1% | History |
| CPBCAMPBELL'S Co | COM | 5,332 | $238.0K | <0.1% | History |
| LNTAlliant Energy Corp | Stock | 3,786 | $237.0K | <0.1% | History |
| FTNTFortinet, Inc. | Stock | 692 | $236.0K | <0.1% | History |
| ATRCAtriCure, Inc. | COM | 3,556 | $234.0K | <0.1% | History |
| GWWW.W. Grainger, Inc. | Stock | 451 | $233.0K | <0.1% | History |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 5,180 | $233.0K | <0.1% | – |
| DDDuPont de Nemours, Inc. | COM | 3,147 | $232.0K | <0.1% | History |
| AAgilent Technologies, Inc. | COM | 1,721 | $228.0K | <0.1% | History |
| KEYKeycorp | COM | 10,155 | $227.0K | <0.1% | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 5,117 | $222.0K | <0.1% | – |
| STESTERIS plc | SHS USD | 909 | $220.0K | <0.1% | History |
| WRKWestRock Co | COM | 4,652 | $219.0K | <0.1% | History |
| AVYAvery Dennison Corp | COM | 1,251 | $218.0K | <0.1% | History |
| SPDR Series Trust78468R796 | ST STR SP500FF | 1,953 | $217.0K | <0.1% | – |
| TWTRTwitter, Inc. | COM | 5,554 | $215.0K | <0.1% | History |
| NVTnVent Electric plc | SHS | 6,090 | $212.0K | <0.1% | History |
| DOCUDocuSign, Inc. | Stock | 1,962 | $210.0K | <0.1% | History |
| VCELVericel Corp | COM | 5,498 | $210.0K | <0.1% | History |
| NEMNEWMONT Corp | Stock | 2,631 | $209.0K | <0.1% | History |
| WEXWEX Inc. | COM | 1,169 | $209.0K | <0.1% | History |
| EXASExact Sciences Corp | COM | 2,981 | $208.0K | <0.1% | History |
| ATVIActivision Blizzard, Inc. | COM | 2,589 | $207.0K | <0.1% | History |
| MUMicron Technology Inc | Stock | 2,631 | $205.0K | <0.1% | History |
| TELTE Connectivity plc | REG SHS | 1,564 | $205.0K | <0.1% | History |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 6,205 | $203.0K | <0.1% | – |
| FASTFastenal Co | Stock | 3,400 | $202.0K | <0.1% | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 6,331 | $201.0K | <0.1% | – |