NorthRock Partners, LLC
- SEC CIK
- 0001632097
- Latest filing
- Aug 11, 2026
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed May 5, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 336
- +3 vs. Q4 2021
- Portfolio value
- $1.11B
- −$223.0M (−16.7%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 462,135 | $208.7M | 18.8% | −86,988−15.8% | Reduced | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 2,350,530 | $98.1M | 8.8% | −535,519−18.6% | Reduced | – |
| AAPLApple Inc. | Stock | 406,915 | $71.1M | 6.4% | −36,563−8.2% | Reduced | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 1,037,850 | $68.7M | 6.2% | −253,558−19.6% | Reduced | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 764,422 | $53.8M | 4.8% | −184,754−19.5% | Reduced | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 567,475 | $47.3M | 4.3% | −141,492−20.0% | Reduced | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 512,091 | $38.0M | 3.4% | −106,467−17.2% | Reduced | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 451,176 | $37.8M | 3.4% | −103,595−18.7% | Reduced | – |
| MDLZMondelez International, Inc. | Stock | 595,642 | $37.4M | 3.4% | −110,626−15.7% | Reduced | History |
| TGTTarget Corp | Stock | 136,467 | $29.0M | 2.6% | −10,167−6.9% | Reduced | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 99,319 | $27.6M | 2.5% | −19,680−16.5% | Reduced | – |
| PMPhilip Morris International Inc. | Stock | 199,421 | $18.7M | 1.7% | −83,918−29.6% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 52,456 | $16.2M | 1.5% | +683+1.3% | Added | History |
| MOAltria Group, Inc. | Stock | 198,628 | $10.4M | 0.9% | −99,437−33.4% | Reduced | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 188,257 | $9.46M | 0.9% | −88,790−32.0% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 2,883 | $9.40M | 0.8% | −100−3.4% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 37,471 | $8.53M | 0.8% | −16,598−30.7% | Reduced | – |
| AMPAmeriprise Financial Inc | COM | 27,335 | $8.21M | 0.7% | −1,878−6.4% | Reduced | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 79,972 | $8.04M | 0.7% | −14,040−14.9% | Reduced | – |
| GOOGLAlphabet Inc. | Stock | 2,734 | $7.60M | 0.7% | −200−6.8% | Reduced | History |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 310,591 | $7.38M | 0.7% | +310,591 | New | – |
| BRK.BBerkshire Hathaway Inc | Stock | 16,928 | $5.97M | 0.5% | −766−4.3% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 14,182 | $5.89M | 0.5% | +483+3.5% | Added | – |
| TSLATesla, Inc. | Stock | 5,444 | $5.87M | 0.5% | −1,284−19.1% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 35,912 | $5.82M | 0.5% | −7,010−16.3% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 35,516 | $5.76M | 0.5% | −35,487−50.0% | Reduced | History |
| JNJJohnson & Johnson | Stock | 31,133 | $5.52M | 0.5% | −3,824−10.9% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 30,866 | $5.12M | 0.5% | −5,306−14.7% | Reduced | – |
| ATIAti Inc | Stock | 178,211 | $4.78M | 0.4% | +49,165+38.1% | Added | History |
| OBDCBlue Owl Capital Corp | COM | 320,596 | $4.74M | 0.4% | −319,557−49.9% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 12,503 | $4.53M | 0.4% | −1,264−9.2% | Reduced | – |
| MCDMcDonalds Corp | Stock | 16,472 | $4.07M | 0.4% | +3,832+30.3% | Added | History |
| PGProcter & Gamble Co | Stock | 26,048 | $3.98M | 0.4% | −4,035−13.4% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 8,442 | $3.83M | 0.3% | +5,932+236.3% | Added | – |
| KHCKraft Heinz Co | Stock | 96,586 | $3.81M | 0.3% | −17,661−15.5% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 7,287 | $3.72M | 0.3% | +640+9.6% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 27,253 | $3.71M | 0.3% | −1,392−4.9% | Reduced | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 28,290 | $3.54M | 0.3% | −5,572−16.5% | Reduced | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 36,624 | $3.53M | 0.3% | −878−2.3% | Reduced | – |
| ABTAbbott Laboratories | Stock | 28,802 | $3.41M | 0.3% | −155−0.5% | Reduced | History |
| PEPPepsiCo Inc | Stock | 19,490 | $3.26M | 0.3% | −2,596−11.8% | Reduced | History |
| INTCIntel Corp | Stock | 61,807 | $3.06M | 0.3% | −11,928−16.2% | Reduced | History |
| ESTAEstablishment Labs Holdings Inc. | COM | 42,931 | $2.89M | 0.3% | 00.0% | Unchanged | History |
| NVDANVIDIA Corp | Stock | 9,785 | $2.67M | 0.2% | −689−6.6% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 12,739 | $2.62M | 0.2% | +9,624+309.0% | Added | – |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 14,999 | $2.48M | 0.2% | −5,055−25.2% | Reduced | – |
| COSTCostco Wholesale Corp | Stock | 4,184 | $2.41M | 0.2% | +455+12.2% | Added | History |
| BABoeing Co | Stock | 12,166 | $2.33M | 0.2% | −3,073−20.2% | Reduced | History |
| iShares Tr464288588 | MBS ETF | 21,174 | $2.23M | 0.2% | +21,174 | New | – |
| BACBank of America Corp | Stock | 52,715 | $2.17M | 0.2% | +2,042+4.0% | Added | History |
| METAMeta Platforms, Inc. | Stock | 9,673 | $2.15M | 0.2% | +394+4.2% | Added | History |
| GOOGAlphabet Inc. | Stock | 750 | $2.09M | 0.2% | −55−6.8% | Reduced | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 15,437 | $2.08M | 0.2% | +15,437 | New | – |
| BMOBank of Montreal | COM | 17,563 | $2.07M | 0.2% | +1,068+6.5% | Added | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 15,890 | $2.04M | 0.2% | −2,887−15.4% | Reduced | – |
| VVisa Inc. | Stock | 9,124 | $2.02M | 0.2% | +732+8.7% | Added | History |
| CVXChevron Corp | Stock | 12,191 | $1.99M | 0.2% | +1,331+12.3% | Added | History |
| ITWIllinois Tool Works Inc | Stock | 9,423 | $1.97M | 0.2% | −227−2.4% | Reduced | History |
| VZVerizon Communications Inc | Stock | 38,438 | $1.96M | 0.2% | −1,541−3.9% | Reduced | History |
| DISWalt Disney Co | Stock | 14,086 | $1.93M | 0.2% | −4,183−22.9% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 23,147 | $1.91M | 0.2% | +2,187+10.4% | Added | History |
| IBMInternational Business Machines Corp | Stock | 14,435 | $1.88M | 0.2% | −1,514−9.5% | Reduced | History |
| PFEPfizer Inc | Stock | 35,729 | $1.85M | 0.2% | +2,544+7.7% | Added | History |
| HONHoneywell International Inc | COM | 9,491 | $1.85M | 0.2% | −1,468−13.4% | Reduced | History |
| WFCWells Fargo & Company | Stock | 34,832 | $1.69M | 0.2% | −1,811−4.9% | Reduced | History |
| EWEdwards Lifesciences Corp | Stock | 14,287 | $1.68M | 0.2% | −2,757−16.2% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 3,413 | $1.67M | 0.2% | −380−10.0% | Reduced | History |
| SPDR Ser Tr78464A813 | S&P 600 SML CAP | 17,825 | $1.67M | 0.2% | −2,230−11.1% | Reduced | – |
| CSCOCisco Systems, Inc. | Stock | 29,701 | $1.66M | 0.1% | −1,989−6.3% | Reduced | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 34,331 | $1.65M | 0.1% | +27,284+387.2% | Added | – |
| MRKMerck & Co., Inc. | Stock | 19,738 | $1.62M | 0.1% | +1,718+9.5% | Added | History |
| Schwab Strategic Tr808524722 | 1000 INDEX ETF | 35,195 | $1.55M | 0.1% | −60.0% | Reduced | – |
| KOCoca Cola Co | Stock | 24,857 | $1.54M | 0.1% | −423−1.7% | Reduced | History |
| HWKNHawkins Inc | COM | 32,616 | $1.50M | 0.1% | −7,756−19.2% | Reduced | History |
| BAXBaxter International Inc | Stock | 19,151 | $1.49M | 0.1% | −2,391−11.1% | Reduced | History |
| MMM3M Co | Stock | 9,952 | $1.48M | 0.1% | +1,548+18.4% | Added | History |
| SYKStryker Corp | Stock | 5,377 | $1.44M | 0.1% | −40−0.7% | Reduced | History |
| HDHome Depot, Inc. | Stock | 4,600 | $1.38M | 0.1% | −777−14.5% | Reduced | History |
| NFLXNetflix Inc | Stock | 3,571 | $1.34M | 0.1% | −172−4.6% | Reduced | History |
| iShares MSCI Eafe ETF464287465 | ETF | 18,143 | $1.33M | 0.1% | −4,122−18.5% | Reduced | – |
| CATCaterpillar Inc | Stock | 5,984 | $1.33M | 0.1% | +1,277+27.1% | Added | History |
| WECWec Energy Group, Inc. | Stock | 13,048 | $1.30M | 0.1% | +8,774+205.3% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 11,462 | $1.24M | 0.1% | +3,239+39.4% | Added | – |
| SOSouthern Co | Stock | 16,816 | $1.22M | 0.1% | −3,930−18.9% | Reduced | History |
| iShares Tr464287846 | DOW JONES US ETF | 10,940 | $1.22M | 0.1% | −6,658−37.8% | Reduced | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 4,204 | $1.21M | 0.1% | −4,717−52.9% | Reduced | – |
| MAMastercard Inc | Stock | 3,356 | $1.20M | 0.1% | +569+20.4% | Added | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 20,789 | $1.20M | 0.1% | −9,945−32.4% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 4,469 | $1.20M | 0.1% | +3,500+361.2% | Added | – |
| SBUXStarbucks Corp | Stock | 12,927 | $1.18M | 0.1% | −1,914−12.9% | Reduced | History |
| Vanguard Real Estate ETF922908553 | ETF | 10,832 | $1.17M | 0.1% | −271−2.4% | Reduced | – |
| RTXRTX Corp | Stock | 11,752 | $1.16M | 0.1% | −2,014−14.6% | Reduced | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 16,577 | $1.15M | 0.1% | +3,267+24.5% | Added | – |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 15,293 | $1.11M | 0.1% | +18+0.1% | Added | – |
| NKENIKE, Inc. | Stock | 8,243 | $1.11M | 0.1% | +1,485+22.0% | Added | History |
| AMCRAmcor plc | ORD | 95,426 | $1.08M | 0.1% | +95,426 | New | History |
| LLYEli Lilly & Co | Stock | 3,656 | $1.05M | 0.1% | −287−7.3% | Reduced | History |
| ADBEAdobe Inc. | Stock | 2,294 | $1.04M | 0.1% | +252+12.3% | Added | History |
| TMOThermo Fisher Scientific Inc. | Stock | 1,748 | $1.03M | 0.1% | −455−20.7% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 8,813 | $1.02M | 0.1% | +2,213+33.5% | Added | History |
Options (1)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Eros STX Global CorpG3788R905 | CALL | – | $8.00K |
Sold out since Q4 2021 (44)
Positions held at the end of Q4 2021 that are gone from this filing.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| iShares Inc464286608 | MSCI EURZONE ETF | 14,500 | $711.0K | 0.1% | – |
| MNDTMandiant, Inc. | Stock | 35,171 | $617.0K | <0.1% | History |
| Golden Arrow Merger Corp380799106 | CLASS A COM | 59,212 | $573.0K | <0.1% | – |
| NTGRNetgear, Inc. | COM | 18,706 | $546.0K | <0.1% | History |
| SHOPShopify Inc. | Stock | 356 | $491.0K | <0.1% | History |
| CARRCarrier Global Corp | Stock | 8,899 | $483.0K | <0.1% | History |
| EPAMEPAM Systems, Inc. | COM | 677 | $453.0K | <0.1% | History |
| SGENSeagen Inc. | COM | 2,457 | $380.0K | <0.1% | History |
| INFOIHS Markit Ltd. | SHS | 2,515 | $334.0K | <0.1% | History |
| UBERUber Technologies, Inc | Stock | 7,812 | $328.0K | <0.1% | History |
| Columbia ETF Tr I19761L508 | DIVERSIFID FXD | 15,400 | $328.0K | <0.1% | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,448 | $327.0K | <0.1% | – |
| OTISOtis Worldwide Corp | Stock | 3,732 | $325.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 1,976 | $322.0K | <0.1% | – |
| APDAir Products & Chemicals, Inc. | Stock | 1,056 | $321.0K | <0.1% | History |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 6,216 | $316.0K | <0.1% | – |
| BALLBALL Corp | COM | 3,275 | $315.0K | <0.1% | History |
| STZConstellation Brands, Inc. | Stock | 1,229 | $308.0K | <0.1% | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 3,704 | $300.0K | <0.1% | – |
| IAUiShares Gold Trust | ETF | 8,535 | $297.0K | <0.1% | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 14,074 | $292.0K | <0.1% | History |
| STLSterling Bancorp | COM | 11,210 | $289.0K | <0.1% | History |
| ULTAUlta Beauty, Inc. | Stock | 674 | $278.0K | <0.1% | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 1,282 | $273.0K | <0.1% | History |
| MELIMercadolibre Inc | COM | 187 | $252.0K | <0.1% | History |
| EQIXEquinix Inc | COM | 294 | $248.0K | <0.1% | History |
| BABAAlibaba Group Holding Ltd | ADR | 2,078 | $247.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G631 | NASDAQNXTGEN100 | 7,212 | $242.0K | <0.1% | – |
| VFCV F Corp | Stock | 3,212 | $235.0K | <0.1% | History |
| PNRPENTAIR plc | SHS | 3,211 | $234.0K | <0.1% | History |
| PINSPinterest, Inc. | CL A | 6,440 | $234.0K | <0.1% | History |
| TRMBTrimble Inc. | COM | 2,629 | $229.0K | <0.1% | History |
| iShares Tr464287838 | U.S. BAS MTL ETF | 1,627 | $228.0K | <0.1% | – |
| ANSSAnsys Inc | COM | 560 | $225.0K | <0.1% | History |
| SHWSherwin Williams Co | COM | 637 | $224.0K | <0.1% | History |
| LULUlululemon athletica inc. | Stock | 561 | $220.0K | <0.1% | History |
| SNPSSynopsys Inc | COM | 564 | $208.0K | <0.1% | History |
| MGMMGM Resorts International | Stock | 4,616 | $207.0K | <0.1% | History |
| GILDGilead Sciences, Inc. | Stock | 2,768 | $201.0K | <0.1% | History |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 7,010 | $200.0K | <0.1% | History |
| PXDPioneer Natural Resources Co | COM | 1,101 | $200.0K | <0.1% | History |
| HIMSHims & Hers Health, Inc. | Stock | 10,275 | $67.0K | <0.1% | History |
| CYPHCypherpunk Technologies Inc. | COM | 11,915 | $39.0K | <0.1% | History |
| CSLTCastlight Health, Inc. | CL B | 18,390 | $28.0K | <0.1% | History |