RATIONAL ADVISORS LLC

SEC CIK
0001143565

Holdings, Q2 2026

Positions as of Jun 30, 2026, filed Jul 24, 2026.SEC

Positions
195
+16 vs. Q1 2026
Total value
$1.09B
+$110.25M (+11.3%) vs. Q1 2026

Compare with Q1 2026: new, added, reduced and sold out

Positions

Long positions only. Changes compare share counts with Q1 2026.

RATIONAL ADVISORS LLC holdings in Q2 2026
SecurityClassSharesValue% of portfolioChange in sharesActionHistory
ISHARES CORE U.S. AGGREGATE BOND ETF464287226ETF735,041$72.75M6.67%+16,394+2.3%Added–
VANGUARD TOTAL BOND MARKET ETF921937835ETF990,343$72.7M6.67%+21,733+2.2%Added–
SCHWAB US AGGREGATE BOND ETF808524839ETF3,142,160$72.68M6.67%+65,898+2.1%Added–
ISHARES CORE S&P 500 ETF464287200ETF69,863$52.32M4.80%+17,096+32.4%Added–
GLOBAL X FDS37954Y293GLB X MLP ENRG I667,709$49.18M4.51%−5,490−0.8%Reduced–
INVESCO NASDAQ 100 ETF46138G649ETF151,497$45.9M4.21%−35,976−19.2%Reduced–
WISDOMTREE TR97717Y790US EFFIC CORE FD735,041$43.4M3.98%−561,532−43.3%Reduced–
STATE STREET UTILITIES SELECT SECTOR SPDR ETF81369Y886ETF905,679$41.06M3.77%−17,484−1.9%Reduced–
VANGUARD DIVIDEND APPRECIATION ETF921908844ETF151,497$35.85M3.29%−24,614−14.0%Reduced–
VANGUARD S&P 500 ETF922908363ETF50,476$34.67M3.18%+15,552+44.5%Added–
SCHWAB U.S. REIT ETF808524847ETF1,366,280$32.35M2.97%+147,705+12.1%Added–
J P MORGAN EXCHANGE TRADED F46641Q332EQUITY PREMIUM499,379$28.2M2.59%−34,635−6.5%Reduced–
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF464287242ETF225,180$24.56M2.25%+225,180New–
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF92206C870ETF291,785$24.12M2.21%+56,024+23.8%Added–
GLOBAL X FDS37954Y657US PFD ETF1,262,475$23.6M2.16%+12,655+1.0%Added–
STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF78464A375ETF594,978$19.91M1.83%+594,978New–
SPYSTATE STREET SPDR S&P 500 ETFETF25,677$19.17M1.76%+9,799+61.7%AddedView
DIMENSIONAL ETF TRUST25434V872CORE FIXE IN ETF378,744$15.99M1.47%+9,479+2.6%Added–
STATE STREET SPDR PORTFOLIO S&P 500 ETF78464A854ETF173,941$15.29M1.40%−19,213−9.9%Reduced–
ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF464288620ETF281,728$14.45M1.33%+281,728New–
ISHARES TR464288638ISHS 5-10YR INVT271,160$14.42M1.32%+271,160New–
INVESCO EXCH TRADED FD TR II46138G805TAXABLE MUN BD448,880$12.05M1.11%+17,124+4.0%Added–
LNTALLIANT ENERGY CORPNOTE 3.250% 5/39,980,000$10.98M1.01%+9,980,000NewView
GLOBAL PMTS INC37940XAU6NOTE 1.500% 3/011,367,000$10.2M0.94%00.0%Unchanged–
PPL CAP FDG INC69352PAS2NOTE 2.875% 3/18,920,000$10.12M0.93%00.0%Unchanged–
BANK OF AMER CORP0605056827.25%CNV PFD L8,048$10.1M0.93%00.0%Unchanged–
NEXTERA ENERGY INC65339F119UNIT 11/01/2027201,000$9.99M0.92%00.0%Unchanged–
WELLWELLTOWER INC COMREIT43,800$9.94M0.91%−600−1.4%ReducedView
WECWEC ENERGY GROUP INCNOTE 4.375% 6/07,944,000$9.84M0.90%00.0%UnchangedView
UBERUBER TECHNOLOGIES INCNOTE 0.875%12/08,169,000$9.77M0.90%00.0%UnchangedView
ETSYETSY INCNOTE 0.250% 6/110,430,000$9.52M0.87%00.0%UnchangedView
WELLS FARGO & CO949746804PERP PFD CNV A8,200$9.49M0.87%−8,200−50.0%Reduced–
MTHMERITAGE HOMES CORPNOTE 1.750% 5/19,102,000$9.38M0.86%00.0%UnchangedView
ISHARES CORE MSCI EAFE ETF46432F842ETF91,784$8.86M0.81%−144,426−61.1%Reduced–
GOOGMALPHABET INCDEP SHS RP1/20 A173,300$8.82M0.81%+173,300NewView
SCHWAB STRATEGIC TR808524631HIGH YIELD BD ET302,994$7.93M0.73%+1,901+0.6%Added–
NFLXNETFLIX INC. COMStock101,534$7.25M0.66%+71,282+235.6%AddedView
DDOGDATADOG INCNOTE 12/05,020,000$7.14M0.65%+1,140,000+29.4%AddedView
GHGUARDANT HEALTH INCNOTE 11/15,429,000$6.75M0.62%+3,380,000+165.0%AddedView
NETCLOUDFLARE INCNOTE 6/15,023,000$6.35M0.58%+5,023,000NewView
GOOGLALPHABET INC CAP STK CL AStock16,374$5.85M0.54%−660−3.9%ReducedView
HALOHALOZYME THERAPEUTICS INCNOTE 0.250% 3/05,110,000$5.68M0.52%+2,140,000+72.1%AddedView
DKNGDRAFTKINGS INC NEWNOTE 3/15,780,000$5.37M0.49%00.0%UnchangedView
SHIFT4 PMTS INC82452JAD1NOTE 0.500% 8/05,576,000$5.31M0.49%+2,380,000+74.5%Added–
WDCWESTERN DIGITAL CORPCOM8,300$5.3M0.49%+8,300NewView
BOEING CO097023204DEP CONV PFD A78,000$5.29M0.48%−19,300−19.8%Reduced–
TSMTAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADSADR10,259$4.9M0.45%−2,770−21.3%ReducedView
NVDANVIDIA CORPORATION COMStock24,357$4.87M0.45%−6,077−20.0%ReducedView
MOG.AMOOG INCCL A10,800$4.58M0.42%+10,800NewView
AAPLAPPLE INC COMStock15,510$4.49M0.41%−5,104−24.8%ReducedView
AMZNAMAZON COM INC COMStock18,698$4.46M0.41%−4,767−20.3%ReducedView
SCHWAB STRATEGIC TR8085246985 10YR CORP BD184,358$4.17M0.38%+184,358New–
ARES MANAGEMENT CORPORATION03990B3096.75 SE B PFD112,700$4.13M0.38%+41,400+58.1%Added–
ITTITT INCCOM20,000$3.96M0.36%−300−1.5%ReducedView
VANGUARD MORTGAGE-BACKED SECURITIES ETF92206C771ETF84,165$3.94M0.36%+1,790+2.2%Added–
LLYELI LILLY & CO COMStock3,236$3.88M0.36%+1,669+106.5%AddedView
ONON SEMICONDUCTOR CORPNOTE 0.500% 3/02,712,000$3.27M0.30%−7,240,000−72.7%ReducedView
SOUTHERN CO842587DZ7NOTE 4.500% 6/12,820,000$3.11M0.28%00.0%Unchanged–
WMTWALMART INC COMStock27,294$3.09M0.28%−41,599−60.4%ReducedView
KKR & CO INC48251W5006.25 CON SER D69,800$2.78M0.26%00.0%Unchanged–
ATIATI INC COMStock14,100$2.78M0.25%+7,200+104.3%AddedView
VVISA INC COM CL AStock8,100$2.78M0.25%+6,816+530.8%AddedView
HEWLETT PACKARD ENTERPRISE C42824C2087.625 MAND CONV22,340$2.58M0.24%−67,500−75.1%Reduced–
UBERUBER TECHNOLOGIES INC COMStock35,238$2.54M0.23%−486−1.4%ReducedView
BRK.BBERKSHIRE HATHAWAY INC DEL CL B NEWStock4,981$2.49M0.23%−1,656−25.0%ReducedView
MELIMERCADOLIBRE INCCOM1,425$2.42M0.22%−100−6.6%ReducedView
COSTCOSTCO WHOLESALE CORPORATION COMStock2,522$2.36M0.22%−256−9.2%ReducedView
APPAPPLOVIN CORPCOM CL A4,423$2.28M0.21%+1,012+29.7%AddedView
SIMPLIFY EXCHANGE TRADED FUN82889N772HEALTH CARE ETF56,100$2.2M0.20%+56,100New–
GEGE AEROSPACE COM NEWStock5,500$2.06M0.19%−4,554−45.3%ReducedView
MSFTMICROSOFT CORP COMStock4,806$1.79M0.16%−6,291−56.7%ReducedView
JPMJPMORGAN CHASE & CO COMStock5,172$1.69M0.16%−2,652−33.9%ReducedView
STATE STREET SPDR BLOOMBERG 1-3 MONTH T-BILL ETF78468R663ETF17,970$1.65M0.15%+17,970New–
HEIHEICO CORP NEWCOM4,600$1.64M0.15%+600+15.0%AddedView
GOOGALPHABET INC CAP STK CL CStock4,473$1.58M0.14%−3,451−43.6%ReducedView
AVGOBROADCOM INC COMStock4,140$1.56M0.14%−3,882−48.4%ReducedView
ISHARES INC464286343US PWR INFRA ETF53,132$1.49M0.14%−113−0.2%Reduced–
APOAPOLLO GLOBAL MGMT INCCOM12,515$1.48M0.14%+28+0.2%AddedView
XOMEXXON MOBIL CORPCOM10,802$1.48M0.14%−1,177−9.8%ReducedView
TWO RDS SHARED TR90214Q105AFFINITY WORLD26,563$1.23M0.11%+3,036+12.9%Added–
AMDADVANCED MICRO DEVICES INC COMStock2,024$1.18M0.11%−4,195−67.5%ReducedView
ABBVABBVIE INC COMStock4,574$1.15M0.11%−1,323−22.4%ReducedView
BXBLACKSTONE INCCOM9,754$1.15M0.11%+45+0.5%AddedView
STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF81369Y803ETF6,000$1.14M0.10%+6,000New–
SPOTSPOTIFY TECHNOLOGY S A SHSStock2,370$1.09M0.10%−2,900−55.0%ReducedView
DEDEERE & CO COMStock1,694$1.07M0.10%−449−21.0%ReducedView
TDGTRANSDIGM GROUP INCCOM790$1.05M0.10%+773+4,547.1%AddedView
LNGCHENIERE ENERGY INCCOM NEW4,400$1.05M0.10%−4,700−51.6%ReducedView
ISHARES TR464288760US AER DEF ETF4,172$1.01M0.09%−1,110−21.0%Reduced–
GSGOLDMAN SACHS GROUP INC COMStock979$990.13K0.09%+298+43.8%AddedView
STATE STREET CONSUMER STAPLES SELECT SECTOR SPDR ETF81369Y308ETF11,852$984.55K0.09%+11,852New–
CVXCHEVRON CORPORATION COMStock5,928$982.63K0.09%+5,928NewView
CATCATERPILLAR INC COMStock908$966.93K0.09%−884−49.3%ReducedView
CBRECBRE GROUP INCCL A7,100$956.3K0.09%+7,100NewView
JOBYJOBY AVIATION INCNOTE 0.750% 2/11,007,000$913.35K0.08%+1,007,000NewView
UNHUNITEDHEALTH GROUP INC COMStock2,155$895.68K0.08%+1,860+630.5%AddedView
VRTVERTIV HOLDINGS COCOM CL A2,482$831.02K0.08%−539−17.8%ReducedView
SPCXSPACE EXPLORATION TECHN CORPCLASS A COM STK4,835$826.11K0.08%+4,835NewView
SMCISUPER MICRO COMPUTER INC COM NEWStock27,244$799.07K0.07%+27,244NewView
MODMODINE MFG COCOM2,991$798.66K0.07%+2,991NewView

Sold out since Q1 2026 (13)

Positions held at the end of Q1 2026 that are no longer in this filing.

RATIONAL ADVISORS LLC positions sold out since Q1 2026
SecurityClassShares, Q1 2026Value, Q1 2026% of portfolio, Q1 2026
MCHPPMICROCHIP TECHNOLOGY INC.DEP SHS REPSTG68,000$3.87M0.40%
MDTMEDTRONIC PLC SHSStock33,200$2.88M0.29%
MCDMCDONALDS CORP COMStock7,439$2.31M0.24%
BABAALIBABA GROUP HLDG LTD SPONSORED ADSADR17,290$2.17M0.22%
GLOBAL X FDS37960A529DEFENSE TECH ETF22,000$1.56M0.16%
NUNU HLDGS LTDORD SHS CL A77,000$1.11M0.11%
DOVDOVER CORPCOM5,300$1.1M0.11%
WFCWELLS FARGO & CO COMStock12,538$1.07M0.11%
WRBYWARBY PARKER INCCL A COM43,500$947.87K0.10%
SHOPSHOPIFY INC CL A SUB VTG SHSStock4,000$474.48K0.05%
CRWDCROWDSTRIKE HLDGS INC CL AStock1,200$468.49K0.05%
VSTVISTRA CORP COMStock2,377$383.48K0.04%
FICOFAIR ISAAC CORPCOM7$7.47K0.00%

13F filings by quarter

RATIONAL ADVISORS LLC 13F filings by quarter
QuarterFiledPositionsTotal valueChangesFiling
Q2 2026Jul 24, 2026195$1.09Bvs. Q1 2026SEC
Q1 2026May 7, 2026179$979.91Mvs. Q4 2025SEC
Q4 2025Feb 10, 2026184$976.48Mvs. Q3 2025SEC
Q3 2025Nov 12, 2025193$1.01Bvs. Q2 2025SEC
Q2 2025Jul 31, 2025191$1.01Bvs. Q1 2025SEC
Q1 2025May 1, 2025115$990.9Mvs. Q4 2024SEC
Q4 2024Jan 31, 2025104$1.02Bvs. Q3 2024SEC
Q3 2024Oct 30, 2024170$1.04Bvs. Q2 2024SEC
Q2 2024Jul 25, 2024189$1.03Bvs. Q1 2024SEC
Q1 2024Apr 23, 2024208$1.08Bvs. Q4 2023SEC
Q4 2023Feb 14, 2024Amended190$982.41Mvs. Q3 2023SEC
Q3 2023Nov 9, 2023275$1.1Bvs. Q2 2023SEC
Q2 2023Aug 8, 2023267$1.21Bvs. Q1 2023SEC
Q1 2023May 12, 2023265$1.22Bvs. Q4 2022SEC
Q4 2022Feb 13, 2023Amended243$1.21Bvs. Q3 2022SEC
Q3 2022Nov 8, 2022247$1.27Bvs. Q2 2022SEC
Q2 2022Aug 9, 2022249$1.39Bvs. Q1 2022SEC
Q1 2022May 10, 2022255$1.69Bvs. Q4 2021SEC
Q4 2021Feb 10, 2022176$1.63Bvs. Q3 2021SEC
Q3 2021Nov 9, 2021190$1.28Bvs. Q2 2021SEC
Q2 2021Aug 6, 2021132$847.83Mvs. Q1 2021SEC
Q1 2021May 10, 2021174$541.18M–SEC