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Livermore
Livermore
ZHEN

Rational Advisors LLC

SEC CIK
0001143565
Latest filing
Jul 24, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 10, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
176
−14 vs. Q3 2021
Portfolio value
$1.63B
+$352.8M (+27.6%) vs. Q3 2021
Filed
Feb 10, 2022
SEC
Holdings of Rational Advisors LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF1,356,088$154.7M9.5%+279,776+26.0%Added–
Schwab US Aggregate Bond ETF808524839ETF2,868,290$154.6M9.5%+590,342+25.9%Added–
Vanguard Total Bond Market ETF921937835ETF1,822,098$154.4M9.5%+375,343+25.9%Added–
Vanguard Dividend Appreciation ETF921908844ETF629,115$108.1M6.6%+122,290+24.1%Added–
Invesco QQQ Trust Series I46090E103ETF253,975$101.0M6.2%+43,873+20.9%Added–
Global X FDS37954Y343GLBL X MLP ETF2,803,049$98.1M6.0%+591,449+26.7%Added–
Schwab U.S. REIT ETF808524847ETF1,766,176$93.1M5.7%+358,124+25.4%Added–
WisdomTree Tr97717Y790US EFFIC CORE FD1,782,488$79.0M4.8%+346,791+24.2%Added–
Global X FDS37954Y483NASDAQ 100 COVER3,038,383$67.4M4.1%+649,855+27.2%Added–
Fidelity MSCI Utilities Index ETF316092865ETF1,405,020$65.1M4.0%+317,650+29.2%Added–
Global X FDS37954Y657US PFD ETF2,029,473$52.3M3.2%+446,336+28.2%Added–
iShares Core S&P 500 ETF464287200ETF100,164$47.8M2.9%+7,177+7.7%Added–
DBX ETF Tr233051432XTRACK USD HIGH1,090,463$43.4M2.7%+238,997+28.1%Added–
Vanguard S&P 500 ETF922908363ETF79,221$34.6M2.1%+14,716+22.8%Added–
iShares Tr464287150CORE S&P TTL STK321,547$34.4M2.1%+63,527+24.6%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF142,133$34.3M2.1%+27,867+24.4%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF365,817$33.9M2.1%+78,309+27.2%Added–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD771,246$25.4M1.6%+155,684+25.3%Added–
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF419,409$16.7M1.0%+85,826+25.7%Added–
RHRHCOM16,050$8.60M0.5%+2,800+21.1%AddedHistory
iShares Tr464288588MBS ETF79,221$8.51M0.5%+16,559+26.4%Added–
GOOGLAlphabet Inc.Stock2,602$7.54M0.5%+207+8.6%AddedHistory
MSFTMicrosoft CorpStock20,958$7.05M0.4%+5,831+38.5%AddedHistory
AAPLApple Inc.Stock34,967$6.21M0.4%−4,536−11.5%ReducedHistory
Bank of Amer Corp0605056827.25%CNV PFD L4,148$6.00M0.4%+4,148New–
VVisa Inc.Stock27,128$5.88M0.4%+8,000+41.8%AddedHistory
KKRKKR & Co. Inc.COM77,500$5.77M0.4%+32,500+72.2%AddedHistory
BXBlackstone Inc.COM43,300$5.60M0.3%+19,800+84.3%AddedHistory
AMZNAmazon Com IncStock1,634$5.45M0.3%−436−21.1%ReducedHistory
Broadcom Inc.11135F200COM2,624$5.45M0.3%+2,624New–
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK102,700$5.42M0.3%+102,700New–
PYPLPayPal Holdings, Inc.Stock28,542$5.38M0.3%+13,211+86.2%AddedHistory
NFLXNetflix IncStock8,000$4.82M0.3%+6,230+352.0%AddedHistory
NKENIKE, Inc.Stock26,939$4.49M0.3%−4,000−12.9%ReducedHistory
Stanley Black & Decker, Inc.854502846UNIT 11/15/202240,990$4.48M0.3%+17,600+75.2%Added–
HDHome Depot, Inc.Stock10,500$4.36M0.3%+3,000+40.0%AddedHistory
WFC.PLWells Fargo & CompanyPERP PFD CNV A2,683$4.00M0.2%+2,683NewHistory
LOWLowes Companies IncStock15,000$3.88M0.2%+12,000+400.0%AddedHistory
LULUlululemon athletica inc.Stock9,511$3.72M0.2%+2,000+26.6%AddedHistory
CZRCaesars Entertainment, Inc.COM36,600$3.42M0.2%−7,700−17.4%ReducedHistory
ABTAbbott LaboratoriesStock24,200$3.41M0.2%+24,200NewHistory
Nisource Inc.65473P121UNIT 12/01/202329,900$3.35M0.2%+11,000+58.2%Added–
ABNBAirbnb, Inc.Stock19,900$3.31M0.2%+11,000+123.6%AddedHistory
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK34,000$3.17M0.2%+34,000New–
MAMastercard IncStock8,500$3.05M0.2%+5,825+217.8%AddedHistory
EXPEExpedia Group, Inc.Stock16,500$2.98M0.2%+16,500NewHistory
Dominion Energy, Inc25746U133UNIT 99/99/999929,266$2.94M0.2%+10,900+59.3%Added–
XYZBlock, Inc.CL A17,427$2.81M0.2%+6,729+62.9%AddedHistory
JPMJPMorgan Chase & CoStock16,547$2.62M0.2%+3,769+29.5%AddedHistory
American Elec PWR Co Inc025537127UNIT 08/01/202151,450$2.58M0.2%+11,600+29.1%Added–
XOMExxonMobil Holdings CorpCOM41,282$2.53M0.2%+10,240+33.0%AddedHistory
Southern Co842587602UNIT 08/01/202246,313$2.49M0.2%+11,000+31.2%Added–
ELEstee Lauder Companies IncCL A6,500$2.41M0.1%+6,500NewHistory
Boston Scientific Corp1011372065.50% CNV PFD A20,935$2.38M0.1%+20,935New–
Nextera Energy Inc65339F796UNIT 09/01/2022S34,713$2.36M0.1%00.0%Unchanged–
COSTCostco Wholesale CorpStock3,874$2.20M0.1%−4,000−50.8%ReducedHistory
CMGChipotle Mexican Grill IncCOM1,220$2.13M0.1%−780−39.0%ReducedHistory
COPConocoPhillipsStock29,288$2.11M0.1%+7,503+34.4%AddedHistory
ADMArcher-Daniels-Midland CoStock30,340$2.05M0.1%+30,340NewHistory
GLPIGaming & Leisure Properties, Inc.COM41,491$2.02M0.1%+9,716+30.6%AddedHistory
JNJJohnson & JohnsonStock11,783$2.02M0.1%−4,609−28.1%ReducedHistory
DEDeere & CoStock5,814$1.99M0.1%+1,984+51.8%AddedHistory
MASMasco CorpCOM28,227$1.98M0.1%+2,623+10.2%AddedHistory
AMATApplied Materials IncStock12,394$1.95M0.1%+1,341+12.1%AddedHistory
iShares Tr4642874407-10 YR TRSY BD16,932$1.95M0.1%+12,520+283.8%Added–
TSLATesla, Inc.Stock1,825$1.93M0.1%−1,350−42.5%ReducedHistory
WMWaste Management IncStock11,548$1.93M0.1%+1,800+18.5%AddedHistory
GSGoldman Sachs Group IncStock4,944$1.89M0.1%−6,686−57.5%ReducedHistory
HSYHershey CoCOM9,548$1.85M0.1%+1,509+18.8%AddedHistory
CATCaterpillar IncStock8,852$1.83M0.1%+1,850+26.4%AddedHistory
BACBank of America CorpStock40,668$1.81M0.1%+6,674+19.6%AddedHistory
CMICummins IncStock8,273$1.80M0.1%+1,869+29.2%AddedHistory
FITBFifth Third BancorpCOM38,134$1.66M0.1%+8,759+29.8%AddedHistory
LENLennar CorpCL A13,712$1.59M0.1%+13,712NewHistory
BGBunge Global SACOM16,091$1.50M0.1%+1,759+12.3%AddedHistory
TSNTyson Foods, Inc.Stock17,153$1.50M0.1%+2,697+18.7%AddedHistory
MSMorgan StanleyStock15,179$1.49M0.1%+4,104+37.1%AddedHistory
Nextera Energy Inc65339F770UNIT 99/99/999925,118$1.45M0.1%00.0%Unchanged–
ACNAccenture plcStock3,454$1.43M0.1%+259+8.1%AddedHistory
iShares Tr4642874571 3 YR TREAS BD16,728$1.43M0.1%+10,824+183.3%Added–
FFord Motor CoStock65,340$1.36M0.1%−33,063−33.6%ReducedHistory
TSLXSixth Street Specialty Lending, Inc.COM57,418$1.34M0.1%+57,418NewHistory
OLNOLIN CorpStock22,347$1.28M0.1%−2,696−10.8%ReducedHistory
Nextera Energy Inc65339F739UNIT 99/99/999921,800$1.26M0.1%+21,800New–
ABBVAbbVie Inc.Stock9,197$1.25M0.1%−5,255−36.4%ReducedHistory
CECelanese CorpStock7,213$1.21M0.1%−369−4.9%ReducedHistory
USBUS Bancorp DECOM NEW21,553$1.21M0.1%+5,173+31.6%AddedHistory
UNHUnitedHealth Group IncStock2,410$1.21M0.1%−1,500−38.4%ReducedHistory
RACEFerrari N.V.COM4,500$1.17M0.1%+4,500NewHistory
TGTTarget CorpStock4,550$1.05M0.1%−19,300−80.9%ReducedHistory
PFEPfizer IncStock17,636$1.04M0.1%+17,636NewHistory
Dte Energy Co233331842UNIT 11/01/2022S20,055$1.03M0.1%00.0%Unchanged–
DRIDarden Restaurants IncCOM6,677$1.01M0.1%−770−10.3%ReducedHistory
CSCOCisco Systems, Inc.Stock15,731$997.0K0.1%+2,103+15.4%AddedHistory
PSAPublic StorageCOM2,656$994.0K0.1%+2,625+8,467.7%AddedHistory
ORCLOracle CorpStock11,083$967.0K0.1%+126+1.1%AddedHistory
CMECME Group Inc.COM4,201$960.0K0.1%+4,201NewHistory
SFStifel Financial CorpCOM13,484$950.0K0.1%+1,004+8.0%AddedHistory
HZNPHorizon Therapeutics Public Ltd CoSHS8,733$941.0K0.1%−5,200−37.3%ReducedHistory
SOSouthern CoStock13,126$900.0K0.1%−12,282−48.3%ReducedHistory

Sold out since Q3 2021 (37)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Rational Advisors LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
SHOPShopify Inc.Stock2,037$2.76M0.2%History
ULTAUlta Beauty, Inc.Stock7,350$2.65M0.2%History
OKTAOkta, Inc.CL A10,081$2.39M0.2%History
TJXTJX Companies IncStock35,500$2.34M0.2%History
METAMeta Platforms, Inc.Stock6,435$2.18M0.2%History
CMCSAComcast CorpStock37,721$2.11M0.2%History
LYVLive Nation Entertainment, Inc.COM22,700$2.07M0.2%History
AXPAmerican Express CoStock12,000$2.01M0.2%History
BLKBlackRock, Inc.COM1,818$1.52M0.1%History
CAHCardinal Health IncStock30,763$1.52M0.1%History
OPFIOppFi Inc.COM CL A169,182$1.33M0.1%History
ROKURoku, IncCOM CL A3,960$1.24M0.1%History
FDXFedEx CorpStock5,566$1.22M0.1%History
iShares S&P 500 Value ETF464287408ETF8,267$1.20M0.1%–
DOCUDocuSign, Inc.Stock4,665$1.20M0.1%History
NOWServiceNow, Inc.Stock1,740$1.08M0.1%History
RNGRingCentral, Inc.CL A4,970$1.08M0.1%History
GOOGAlphabet Inc.Stock403$1.07M0.1%History
CRWDCrowdStrike Holdings, Inc.Stock4,330$1.06M0.1%History
SEDGSolaredge Technologies, Inc.COM3,800$1.01M0.1%History
SOFISoFi Technologies, Inc.Stock61,645$979.0K0.1%History
BBYBest Buy Co IncStock9,162$969.0K0.1%History
MELIMercadolibre IncCOM520$873.0K0.1%History
CBOECboe Global Markets, Inc.COM6,999$867.0K0.1%History
ZMZoom Communications, Inc.Stock3,070$803.0K0.1%History
XPELXPEL, Inc.COM8,945$679.0K0.1%History
TDOCTeladoc Health, Inc.COM4,210$534.0K<0.1%History
WSMWilliams Sonoma IncCOM2,800$497.0K<0.1%History
BILIBilibili Inc.SPONS ADS REP Z7,475$495.0K<0.1%History
VEEVVeeva Systems IncStock1,595$460.0K<0.1%History
ADBEAdobe Inc.Stock745$429.0K<0.1%History
MIMEMimecast LtdORD SHS3,960$252.0K<0.1%History
JYNTJOINT CorpCOM1,740$171.0K<0.1%History
APPSDigital Turbine, Inc.COM NEW1,900$131.0K<0.1%History
FVRRFiverr International Ltd.ORD SHS504$92.0K<0.1%History
EVBGEverbridge, Inc.COM540$82.0K<0.1%History
RGENRepligen CorpCOM185$53.0K<0.1%History