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Rational Advisors LLC

SEC CIK
0001143565
Latest filing
Jul 24, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 9, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
190
+58 vs. Q2 2021
Portfolio value
$1.28B
+$431.2M (+50.9%) vs. Q2 2021
Filed
Nov 9, 2021
SEC
Holdings of Rational Advisors LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Total Bond Market ETF921937835ETF1,446,755$123.6M9.7%+607,739+72.4%Added–
Schwab US Aggregate Bond ETF808524839ETF2,277,948$123.6M9.7%+958,720+72.7%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF1,076,312$123.6M9.7%+451,928+72.4%Added–
Global X FDS37954Y343GLBL X MLP ETF2,211,600$78.0M6.1%+1,531,932+225.4%Added–
Vanguard Dividend Appreciation ETF921908844ETF506,825$77.8M6.1%+454,793+874.1%Added–
Invesco QQQ Trust Series I46090E103ETF210,102$75.2M5.9%+72,434+52.6%Added–
Schwab U.S. REIT ETF808524847ETF1,408,052$64.3M5.0%+1,196,672+566.1%Added–
WisdomTree Tr97717Y790US EFFIC CORE FD1,435,697$58.5M4.6%+1,321,877+1,161.4%Added–
Global X FDS37954Y483NASDAQ 100 COVER2,388,528$52.7M4.1%+674,724+39.4%Added–
Fidelity MSCI Utilities Index ETF316092865ETF1,087,370$44.8M3.5%+851,058+360.1%Added–
Global X FDS37954Y657US PFD ETF1,583,137$40.8M3.2%+3,749+0.2%Added–
iShares Core S&P 500 ETF464287200ETF92,987$40.1M3.1%+20,859+28.9%Added–
DBX ETF Tr233051432XTRACK USD HIGH851,466$34.1M2.7%−426,570−33.4%Reduced–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF287,508$27.1M2.1%−32,272−10.1%Reduced–
Vanguard S&P 500 ETF922908363ETF64,505$25.4M2.0%+25,481+65.3%Added–
iShares Tr464287150CORE S&P TTL STK258,020$25.4M2.0%+99,756+63.0%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF114,266$25.4M2.0%+44,890+64.7%Added–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD615,562$20.3M1.6%−129,146−17.3%Reduced–
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF333,583$13.6M1.1%−926,025−73.5%Reduced–
RHRHCOM13,250$8.84M0.7%+4,150+45.6%AddedHistory
AMZNAmazon Com IncStock2,070$6.80M0.5%+249+13.7%AddedHistory
iShares Tr464288588MBS ETF62,662$6.78M0.5%−65,250−51.0%Reduced–
GOOGLAlphabet Inc.Stock2,395$6.40M0.5%−94−3.8%ReducedHistory
AAPLApple Inc.Stock39,503$5.59M0.4%+12,896+48.5%AddedHistory
TGTTarget CorpStock23,850$5.46M0.4%+6,850+40.3%AddedHistory
CZRCaesars Entertainment, Inc.COM44,300$4.97M0.4%+2,800+6.7%AddedHistory
NKENIKE, Inc.Stock30,939$4.49M0.4%+300+1.0%AddedHistory
GSGoldman Sachs Group IncStock11,630$4.40M0.3%+7,234+164.6%AddedHistory
MSFTMicrosoft CorpStock15,127$4.26M0.3%+1,940+14.7%AddedHistory
VVisa Inc.Stock19,128$4.26M0.3%−2,700−12.4%ReducedHistory
PYPLPayPal Holdings, Inc.Stock15,331$3.99M0.3%−4,284−21.8%ReducedHistory
CMGChipotle Mexican Grill IncCOM2,000$3.63M0.3%−200−9.1%ReducedHistory
COSTCostco Wholesale CorpStock7,874$3.54M0.3%+500+6.8%AddedHistory
DISWalt Disney CoStock19,556$3.31M0.3%+19,556NewHistory
LULUlululemon athletica inc.Stock7,511$3.04M0.2%+5,250+232.2%AddedHistory
SHOPShopify Inc.Stock2,037$2.76M0.2%+900+79.2%AddedHistory
KKRKKR & Co. Inc.COM45,000$2.74M0.2%+23,000+104.5%AddedHistory
BXBlackstone Inc.COM23,500$2.73M0.2%+8,500+56.7%AddedHistory
ULTAUlta Beauty, Inc.Stock7,350$2.65M0.2%+7,350NewHistory
JNJJohnson & JohnsonStock16,392$2.65M0.2%+1,802+12.4%AddedHistory
XYZBlock, Inc.CL A10,698$2.57M0.2%−730−6.4%ReducedHistory
HDHome Depot, Inc.Stock7,500$2.46M0.2%+7,500NewHistory
TSLATesla, Inc.Stock3,175$2.46M0.2%+600+23.3%AddedHistory
Stanley Black & Decker, Inc.854502846UNIT 11/15/202223,390$2.46M0.2%−14,000−37.4%Reduced–
OKTAOkta, Inc.CL A10,081$2.39M0.2%+7,051+232.7%AddedHistory
TJXTJX Companies IncStock35,500$2.34M0.2%+35,500NewHistory
iShares Core MSCI Eafe ETF46432F842ETF30,695$2.28M0.2%−145,817−82.6%Reduced–
METAMeta Platforms, Inc.Stock6,435$2.18M0.2%−320−4.7%ReducedHistory
CMCSAComcast CorpStock37,721$2.11M0.2%−759−2.0%ReducedHistory
JPMJPMorgan Chase & CoStock12,778$2.09M0.2%−4,573−26.4%ReducedHistory
LYVLive Nation Entertainment, Inc.COM22,700$2.07M0.2%+22,700NewHistory
Nextera Energy Inc65339F796UNIT 09/01/2022S34,713$2.04M0.2%00.0%Unchanged–
AXPAmerican Express CoStock12,000$2.01M0.2%+12,000NewHistory
Nisource Inc.65473P121UNIT 12/01/202318,900$1.96M0.2%+18,900New–
American Elec PWR Co Inc025537127UNIT 08/01/202139,850$1.90M0.1%−18,800−32.1%Reduced–
XOMExxonMobil Holdings CorpCOM31,042$1.83M0.1%+31,042NewHistory
Southern Co842587602UNIT 08/01/202235,313$1.80M0.1%00.0%Unchanged–
Dominion Energy, Inc25746U133UNIT 99/99/999918,366$1.78M0.1%00.0%Unchanged–
SOSouthern CoStock25,408$1.57M0.1%+1,311+5.4%AddedHistory
ABBVAbbVie Inc.Stock14,452$1.56M0.1%+3,634+33.6%AddedHistory
AAgilent Technologies, Inc.COM9,783$1.54M0.1%+424+4.5%AddedHistory
UNHUnitedHealth Group IncStock3,910$1.53M0.1%+228+6.2%AddedHistory
HZNPHorizon Therapeutics Public Ltd CoSHS13,933$1.53M0.1%+5,600+67.2%AddedHistory
BLKBlackRock, Inc.COM1,818$1.52M0.1%−107−5.6%ReducedHistory
CAHCardinal Health IncStock30,763$1.52M0.1%+9,841+47.0%AddedHistory
EXCExelon CorpStock31,080$1.50M0.1%−73−0.2%ReducedHistory
ABNBAirbnb, Inc.Stock8,900$1.49M0.1%−1,000−10.1%ReducedHistory
COPConocoPhillipsStock21,785$1.48M0.1%−930−4.1%ReducedHistory
GLPIGaming & Leisure Properties, Inc.COM31,775$1.47M0.1%+31,775NewHistory
WMWaste Management IncStock9,748$1.46M0.1%+1,710+21.3%AddedHistory
BACBank of America CorpStock33,994$1.44M0.1%−21,394−38.6%ReducedHistory
CMICummins IncStock6,404$1.44M0.1%+757+13.4%AddedHistory
AMATApplied Materials IncStock11,053$1.42M0.1%+11,053NewHistory
MASMasco CorpCOM25,604$1.42M0.1%+3,045+13.5%AddedHistory
FFord Motor CoStock98,403$1.39M0.1%+98,403NewHistory
HSYHershey CoCOM8,039$1.36M0.1%+8,039NewHistory
CATCaterpillar IncStock7,002$1.34M0.1%−343−4.7%ReducedHistory
OPFIOppFi Inc.COM CL A169,182$1.33M0.1%+169,182NewHistory
DEDeere & CoStock3,830$1.28M0.1%−802−17.3%ReducedHistory
Nextera Energy Inc65339F770UNIT 99/99/999925,118$1.28M0.1%00.0%Unchanged–
FITBFifth Third BancorpCOM29,375$1.25M0.1%−5,496−15.8%ReducedHistory
ROKURoku, IncCOM CL A3,960$1.24M0.1%−143−3.5%ReducedHistory
FDXFedEx CorpStock5,566$1.22M0.1%−223−3.9%ReducedHistory
OLNOLIN CorpStock25,043$1.21M0.1%+25,043NewHistory
iShares S&P 500 Value ETF464287408ETF8,267$1.20M0.1%+8,267New–
DOCUDocuSign, Inc.Stock4,665$1.20M0.1%−230−4.7%ReducedHistory
BGBunge Global SACOM14,332$1.17M0.1%+5,513+62.5%AddedHistory
CECelanese CorpStock7,582$1.14M0.1%−1,547−16.9%ReducedHistory
TSNTyson Foods, Inc.Stock14,456$1.14M0.1%+14,456NewHistory
DRIDarden Restaurants IncCOM7,447$1.13M0.1%−4,765−39.0%ReducedHistory
MCDMcDonalds CorpStock4,543$1.09M0.1%+4,543NewHistory
NOWServiceNow, Inc.Stock1,740$1.08M0.1%−195−10.1%ReducedHistory
RNGRingCentral, Inc.CL A4,970$1.08M0.1%+905+22.3%AddedHistory
NFLXNetflix IncStock1,770$1.08M0.1%−165−8.5%ReducedHistory
MSMorgan StanleyStock11,075$1.08M0.1%−7,152−39.2%ReducedHistory
GOOGAlphabet Inc.Stock403$1.07M0.1%−77−16.0%ReducedHistory
CRWDCrowdStrike Holdings, Inc.Stock4,330$1.06M0.1%−910−17.4%ReducedHistory
ACNAccenture plcStock3,195$1.02M0.1%−1,142−26.3%ReducedHistory
SEDGSolaredge Technologies, Inc.COM3,800$1.01M0.1%−130−3.3%ReducedHistory
Dte Energy Co233331842UNIT 11/01/2022S20,055$1.01M0.1%−19,700−49.6%Reduced–

Sold out since Q2 2021 (26)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Rational Advisors LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
PPLIPeople IncCOM NEW16,500$2.54M0.3%History
PTONPeloton Interactive, Inc.CL A COM18,695$2.32M0.3%History
BABAAlibaba Group Holding LtdADR9,000$2.04M0.2%History
SPOTSpotify Technology S.A.Stock6,788$1.87M0.2%History
iShares S&P 100 ETF464287101ETF8,676$1.70M0.2%–
DOCHealthpeak Properties, Inc.COM39,443$1.31M0.2%History
CCChemours CoStock37,631$1.31M0.2%History
PGProcter & Gamble CoStock9,608$1.30M0.2%History
INTCIntel CorpStock23,018$1.29M0.2%History
PHMPultegroup IncCOM23,579$1.29M0.2%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR9,500$1.14M0.1%History
AKAMAkamai Technologies IncCOM8,271$964.0K0.1%History
ICEIntercontinental Exchange, Inc.Stock7,490$889.0K0.1%History
BANDBandwidth Inc.COM CL A5,970$823.0K0.1%History
DKSDick's Sporting Goods, Inc.Stock7,711$773.0K0.1%History
MKTXMarketaxess Holdings IncCOM1,605$744.0K0.1%History
QCOMQualcomm IncStock4,650$665.0K0.1%History
HOMEAt Home Group Inc.COM13,240$488.0K0.1%History
HGVHilton Grand Vacations Inc.COM5,750$238.0K<0.1%History
SFIXStitch Fix, Inc.Stock3,550$214.0K<0.1%History
CRNCCerence Inc.COM1,195$128.0K<0.1%History
EXPOExponent IncCOM970$87.0K<0.1%History
WIXWix.com Ltd.SHS225$65.0K<0.1%History
EGHT8X8 IncCOM1,720$48.0K<0.1%History
RDVTRed Violet, Inc.COM1,945$46.0K<0.1%History
PCTYPaylocity Holding CorpCOM195$37.0K<0.1%History