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Livermore
Livermore
ZHEN

Rational Advisors LLC

SEC CIK
0001143565
Latest filing
Jul 24, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 6, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
132
−42 vs. Q1 2021
Portfolio value
$847.8M
+$306.7M (+56.7%) vs. Q1 2021
Filed
Aug 6, 2021
SEC
Holdings of Rational Advisors LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Total Bond Market ETF921937835ETF839,016$72.1M8.5%+416,857+98.7%Added–
Schwab US Aggregate Bond ETF808524839ETF1,319,228$72.0M8.5%+656,091+98.9%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF624,384$72.0M8.5%+310,101+98.7%Added–
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF1,259,608$51.6M6.1%+624,249+98.3%Added–
DBX ETF Tr233051432XTRACK USD HIGH1,278,036$51.5M6.1%+758,174+145.8%Added–
Invesco QQQ Trust Series I46090E103ETF137,668$48.8M5.8%+63,588+85.8%Added–
Global X FDS37954Y657US PFD ETF1,579,388$41.3M4.9%+826,272+109.7%Added–
Global X FDS37954Y483NASDAQ 100 COVER1,713,804$38.4M4.5%+559,565+48.5%Added–
iShares Core S&P 500 ETF464287200ETF72,128$31.0M3.7%+12,582+21.1%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF319,780$30.4M3.6%+138,522+76.4%Added–
Global X FDS37954Y343GLBL X MLP ETF679,668$26.3M3.1%+337,393+98.6%Added–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD744,708$24.7M2.9%+425,316+133.2%Added–
iShares Tr464287150CORE S&P TTL STK158,264$15.6M1.8%+70,541+80.4%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF69,376$15.5M1.8%+30,449+78.2%Added–
Vanguard S&P 500 ETF922908363ETF39,024$15.4M1.8%+16,554+73.7%Added–
iShares Tr464288588MBS ETF127,912$13.8M1.6%+53,775+72.5%Added–
iShares Core MSCI Eafe ETF46432F842ETF176,512$13.2M1.6%+16,895+10.6%Added–
Fidelity MSCI Utilities Index ETF316092865ETF236,312$9.70M1.1%+200,903+567.4%Added–
Schwab U.S. REIT ETF808524847ETF211,380$9.68M1.1%+100,446+90.5%Added–
Vanguard Dividend Appreciation ETF921908844ETF52,032$8.05M0.9%+19,316+59.0%Added–
AMZNAmazon Com IncStock1,821$6.26M0.7%+85+4.9%AddedHistory
RHRHCOM9,100$6.18M0.7%+2,600+40.0%AddedHistory
GOOGLAlphabet Inc.Stock2,489$6.08M0.7%+1,039+71.7%AddedHistory
PYPLPayPal Holdings, Inc.Stock19,615$5.72M0.7%+11,160+132.0%AddedHistory
MAMastercard IncStock14,543$5.31M0.6%−8,150−35.9%ReducedHistory
VVisa Inc.Stock21,828$5.10M0.6%−500−2.2%ReducedHistory
NKENIKE, Inc.Stock30,639$4.73M0.6%+2,800+10.1%AddedHistory
WisdomTree Tr97717Y790US EFFIC CORE FD113,820$4.63M0.5%+42,027+58.5%Added–
Stanley Black & Decker, Inc.854502846UNIT 11/15/202237,390$4.51M0.5%+6,425+20.7%Added–
CZRCaesars Entertainment, Inc.COM41,500$4.31M0.5%+29,000+232.0%AddedHistory
TGTTarget CorpStock17,000$4.11M0.5%+4,000+30.8%AddedHistory
AAPLApple Inc.Stock26,607$3.64M0.4%−16,289−38.0%ReducedHistory
MSFTMicrosoft CorpStock13,187$3.57M0.4%−142−1.1%ReducedHistory
CMGChipotle Mexican Grill IncCOM2,200$3.41M0.4%+250+12.8%AddedHistory
COSTCostco Wholesale CorpStock7,374$2.92M0.3%+3,000+68.6%AddedHistory
American Elec PWR Co Inc025537127UNIT 08/01/202158,650$2.88M0.3%+58,650New–
XYZBlock, Inc.CL A11,428$2.79M0.3%+170+1.5%AddedHistory
JPMJPMorgan Chase & CoStock17,351$2.70M0.3%+447+2.6%AddedHistory
PPLIPeople IncCOM NEW16,500$2.54M0.3%+16,500NewHistory
JNJJohnson & JohnsonStock14,590$2.40M0.3%+958+7.0%AddedHistory
METAMeta Platforms, Inc.Stock6,755$2.35M0.3%−985−12.7%ReducedHistory
PTONPeloton Interactive, Inc.CL A COM18,695$2.32M0.3%−2,555−12.0%ReducedHistory
BACBank of America CorpStock55,388$2.28M0.3%+2,444+4.6%AddedHistory
MELIMercadolibre IncCOM1,458$2.27M0.3%−380−20.7%ReducedHistory
CMCSAComcast CorpStock38,480$2.19M0.3%+3,936+11.4%AddedHistory
BABAAlibaba Group Holding LtdADR9,000$2.04M0.2%+9,000NewHistory
Dte Energy Co233331842UNIT 11/01/2022S39,755$1.97M0.2%+3,300+9.1%Added–
Nextera Energy Inc65339F796UNIT 09/01/2022S34,713$1.95M0.2%00.0%Unchanged–
ROKURoku, IncCOM CL A4,103$1.88M0.2%+4,103NewHistory
SPOTSpotify Technology S.A.Stock6,788$1.87M0.2%00.0%UnchangedHistory
Southern Co842587602UNIT 08/01/202235,313$1.79M0.2%+8,080+29.7%Added–
Dominion Energy, Inc25746U133UNIT 99/99/999918,366$1.78M0.2%00.0%Unchanged–
DRIDarden Restaurants IncCOM12,212$1.78M0.2%+12,212NewHistory
TSLATesla, Inc.Stock2,575$1.75M0.2%+950+58.5%AddedHistory
FDXFedEx CorpStock5,789$1.73M0.2%+179+3.2%AddedHistory
CVXChevron CorpStock16,426$1.72M0.2%−195−1.2%ReducedHistory
iShares S&P 100 ETF464287101ETF8,676$1.70M0.2%+2,288+35.8%Added–
BLKBlackRock, Inc.COM1,925$1.68M0.2%−71−3.6%ReducedHistory
MSMorgan StanleyStock18,227$1.67M0.2%−1,216−6.3%ReducedHistory
GSGoldman Sachs Group IncStock4,396$1.67M0.2%−5,240−54.4%ReducedHistory
SHOPShopify Inc.Stock1,137$1.66M0.2%−50−4.2%ReducedHistory
DEDeere & CoStock4,632$1.63M0.2%+276+6.3%AddedHistory
CATCaterpillar IncStock7,345$1.60M0.2%+782+11.9%AddedHistory
USBUS Bancorp DECOM NEW27,038$1.54M0.2%+1,991+7.9%AddedHistory
ABNBAirbnb, Inc.Stock9,900$1.52M0.2%+2,000+25.3%AddedHistory
UNHUnitedHealth Group IncStock3,682$1.47M0.2%+3,682NewHistory
SOSouthern CoStock24,097$1.46M0.2%+430+1.8%AddedHistory
BXBlackstone Inc.COM15,000$1.46M0.2%+15,000NewHistory
FCXFreeport-McMoran IncStock38,623$1.43M0.2%−3,973−9.3%ReducedHistory
CECelanese CorpStock9,129$1.38M0.2%+582+6.8%AddedHistory
COPConocoPhillipsStock22,715$1.38M0.2%−2,862−11.2%ReducedHistory
AAgilent Technologies, Inc.COM9,359$1.38M0.2%−705−7.0%ReducedHistory
EXCExelon CorpStock31,153$1.38M0.2%+31,153NewHistory
CMICummins IncStock5,647$1.38M0.2%+173+3.2%AddedHistory
DOCUDocuSign, Inc.Stock4,895$1.37M0.2%−665−12.0%ReducedHistory
FITBFifth Third BancorpCOM34,871$1.33M0.2%+1,797+5.4%AddedHistory
MASMasco CorpCOM22,559$1.33M0.2%+2,343+11.6%AddedHistory
CRWDCrowdStrike Holdings, Inc.Stock5,240$1.32M0.2%−770−12.8%ReducedHistory
BBYBest Buy Co IncStock11,418$1.31M0.2%+1,495+15.1%AddedHistory
DOCHealthpeak Properties, Inc.COM39,443$1.31M0.2%+508+1.3%AddedHistory
CCChemours CoStock37,631$1.31M0.2%−7,622−16.8%ReducedHistory
KKRKKR & Co. Inc.COM22,000$1.30M0.2%+22,000NewHistory
PGProcter & Gamble CoStock9,608$1.30M0.2%+1,088+12.8%AddedHistory
INTCIntel CorpStock23,018$1.29M0.2%+2,733+13.5%AddedHistory
PHMPultegroup IncCOM23,579$1.29M0.2%+1,425+6.4%AddedHistory
ACNAccenture plcStock4,337$1.28M0.2%+4,337NewHistory
Nextera Energy Inc65339F770UNIT 99/99/999925,118$1.23M0.1%00.0%Unchanged–
ABBVAbbVie Inc.Stock10,818$1.22M0.1%−1,890−14.9%ReducedHistory
GOOGAlphabet Inc.Stock480$1.20M0.1%−95−16.5%ReducedHistory
CAHCardinal Health IncStock20,922$1.19M0.1%+2,368+12.8%AddedHistory
RNGRingCentral, Inc.CL A4,065$1.18M0.1%+755+22.8%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR9,500$1.14M0.1%+9,500NewHistory
WMWaste Management IncStock8,038$1.13M0.1%+8,038NewHistory
SEDGSolaredge Technologies, Inc.COM3,930$1.09M0.1%−570−12.7%ReducedHistory
NOWServiceNow, Inc.Stock1,935$1.06M0.1%−280−12.6%ReducedHistory
NFLXNetflix IncStock1,935$1.02M0.1%−280−12.6%ReducedHistory
AKAMAkamai Technologies IncCOM8,271$964.0K0.1%−557−6.3%ReducedHistory
BILIBilibili Inc.SPONS ADS REP Z7,735$942.0K0.1%−1,135−12.8%ReducedHistory
ICEIntercontinental Exchange, Inc.Stock7,490$889.0K0.1%−1,095−12.8%ReducedHistory
LULUlululemon athletica inc.Stock2,261$825.0K0.1%−1,000−30.7%ReducedHistory

Sold out since Q1 2021 (70)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Rational Advisors LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
iShares Core MSCI Emerging Markets ETF46434G103ETF79,208$5.10M0.9%–
HLTHilton Worldwide Holdings Inc.COM31,993$3.87M0.7%History
Boston Scientific Corp1011372065.50% CNV PFD A35,135$3.80M0.7%–
BKNGBooking Holdings Inc.Stock1,200$2.80M0.5%History
SHAKShake Shack Inc.CL A24,500$2.76M0.5%History
EXPEExpedia Group, Inc.Stock16,000$2.75M0.5%History
MARMarriott International IncStock17,608$2.61M0.5%History
LUVSouthwest Airlines CoCOM39,000$2.38M0.4%History
SPYSPDR S&P 500 ETF TrustETF5,818$2.31M0.4%History
WFC.PLWells Fargo & CompanyPERP PFD CNV A1,453$2.06M0.4%History
DISWalt Disney CoStock10,988$2.03M0.4%History
Bank of Amer Corp0605056827.25%CNV PFD L1,408$1.97M0.4%–
CPRICapri Holdings LtdSHS35,500$1.81M0.3%History
VZVerizon Communications IncStock28,823$1.68M0.3%History
NRGNRG Energy, Inc.Stock34,630$1.31M0.2%History
Danaher Corp2358513004.75 MND CV PFD805$1.24M0.2%–
MRKMerck & Co., Inc.Stock15,950$1.23M0.2%History
CTSHCognizant Technology Solutions CorpCL A12,742$995.0K0.2%History
DKNGDraftKings Inc.COM CL A15,000$920.0K0.2%History
MOAltria Group, Inc.Stock15,316$784.0K0.1%History
AXPAmerican Express CoStock5,500$778.0K0.1%History
SBUXStarbucks CorpStock7,000$765.0K0.1%History
VIXYProShares Trust IIVIX SH TRM FUTRS40,373$377.0K0.1%History
ATVIActivision Blizzard, Inc.COM2,334$217.0K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM3,126$172.0K<0.1%History
VEONVEON Ltd.SPONSORED ADR96,839$171.0K<0.1%History
AALAmerican Airlines Group Inc.Stock7,095$170.0K<0.1%History
HRBH&R Block IncCOM7,795$170.0K<0.1%History
NVDANVIDIA CorpStock316$169.0K<0.1%History
CNPCenterpoint Energy IncCOM7,405$168.0K<0.1%History
LUMNLumen Technologies, Inc.Stock12,362$165.0K<0.1%History
INTUIntuit Inc.Stock432$165.0K<0.1%History
RMDResmed IncCOM852$165.0K<0.1%History
MOSMosaic CoCOM5,222$165.0K<0.1%History
PSAPublic StorageCOM665$164.0K<0.1%History
POOLPool CorpCOM475$164.0K<0.1%History
XLNXXilinx IncCOM1,321$164.0K<0.1%History
ALSNAllison Transmission Holdings IncStock4,002$163.0K<0.1%History
TWTradeweb Markets Inc.Stock2,202$163.0K<0.1%History
EXRExtra Space Storage Inc.COM1,227$163.0K<0.1%History
DLBDolby Laboratories, Inc.COM CL A1,656$163.0K<0.1%History
NTESNetEase, Inc.SPONSORED ADS1,565$162.0K<0.1%History
MORNMorningstar, Inc.COM718$162.0K<0.1%History
JJSFJ&J Snack Foods CorpCOM1,032$162.0K<0.1%History
LAZLazard, Inc.SHS A3,720$162.0K<0.1%History
PCARPaccar IncCOM1,736$161.0K<0.1%History
MSMMSC Industrial Direct Co IncCL A1,787$161.0K<0.1%History
UHSUniversal Health Services IncCL B1,203$160.0K<0.1%History
Brookfield Ppty REIT Inc11282X103CL A8,890$160.0K<0.1%–
QVCGAOld QVC Group, Inc.COM SER A13,591$160.0K<0.1%History
SBRASabra Health Care REIT, Inc.REIT9,173$159.0K<0.1%History
CTASCintas CorpStock467$159.0K<0.1%History
AVYAvery Dennison CorpCOM866$159.0K<0.1%History
APTVAptiv PLCSHS1,156$159.0K<0.1%History
CINFCincinnati Financial CorpCOM1,537$158.0K<0.1%History
HUBBHubbell IncCOM847$158.0K<0.1%History
RHIRobert Half Inc.COM2,027$158.0K<0.1%History
BKRBaker Hughes CoCL A7,282$157.0K<0.1%History
BF.BBrown Forman CorpStock2,263$156.0K<0.1%History
GWWW.W. Grainger, Inc.Stock388$156.0K<0.1%History
HEIHeico CorpCOM1,241$156.0K<0.1%History
NFENew Fortress Energy Inc.COM CL A3,395$156.0K<0.1%History
FOXAFox CorpCL A COM4,303$155.0K<0.1%History
ERIEErie Indemnity CoCL A691$153.0K<0.1%History
BDNBrandywine Realty TrustSH BEN INT NEW11,686$151.0K<0.1%History
VXXBarclays Bank PLCIPTH SR B S&P6,813$78.0K<0.1%History
AYXAlteryx, Inc.COM CL A885$73.0K<0.1%History
TTWOTake Two Interactive Software IncCOM365$65.0K<0.1%History
EAElectronic Arts Inc.COM170$23.0K<0.1%History
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF3$00.0%–