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Livermore
Livermore
ZHEN

Rational Advisors LLC

SEC CIK
0001143565
Latest filing
Jul 24, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 10, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
255
+79 vs. Q4 2021
Portfolio value
$1.69B
+$58.3M (+3.6%) vs. Q4 2021
Filed
May 10, 2022
SEC
Holdings of Rational Advisors LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Total Bond Market ETF921937835ETF2,046,290$162.8M9.6%+224,192+12.3%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF1,518,563$162.6M9.6%+162,475+12.0%Added–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF5,842,700$162.4M9.6%+5,842,700New–
Alps ETF Tr00162Q452ALERIAN MLP2,937,507$112.5M6.7%+2,937,507New–
Invesco QQQ Trust Series I46090E103ETF309,635$112.3M6.6%+55,660+21.9%Added–
WisdomTree Tr97717Y790US EFFIC CORE FD2,522,864$102.2M6.0%+740,376+41.5%Added–
Vanguard Dividend Appreciation ETF921908844ETF581,577$94.3M5.6%−47,538−7.6%Reduced–
Schwab U.S. REIT ETF808524847ETF3,556,777$88.5M5.2%+24,425+0.7%AddedConverted for a 2-for-1 split–
State Street Utilities Select Sector SPDR ETF81369Y886ETF1,082,384$80.6M4.8%+1,082,384New–
Global X FDS37954Y657US PFD ETF2,719,415$63.9M3.8%+689,942+34.0%Added–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM920,834$56.5M3.3%+920,834New–
iShares Core S&P 500 ETF464287200ETF116,025$52.6M3.1%+15,861+15.8%Added–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD1,464,713$43.5M2.6%+693,467+89.9%Added–
Schwab U.S. Large-Cap ETF808524201ETF686,585$37.0M2.2%+686,585New–
Vanguard S&P 500 ETF922908363ETF88,851$36.9M2.2%+9,630+12.2%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF411,951$35.4M2.1%+46,134+12.6%Added–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF538,500$26.8M1.6%+538,500New–
iShares Tr4642874571 3 YR TREAS BD240,375$20.0M1.2%+223,647+1,337.0%Added–
iShares Tr46435U853BROAD USD HIGH463,109$18.0M1.1%+463,109New–
iShares Tr4642874407-10 YR TRSY BD143,175$15.4M0.9%+126,243+745.6%Added–
Vanguard Mortgage-Backed Securities ETF92206C771ETF177,702$8.90M0.5%+177,702New–
BXBlackstone Inc.COM52,500$6.66M0.4%+9,200+21.2%AddedHistory
AAPLApple Inc.Stock35,687$6.23M0.4%+720+2.1%AddedHistory
AMZNAmazon Com IncStock1,772$5.78M0.3%+138+8.4%AddedHistory
NEENextera Energy IncStock65,442$5.54M0.3%+65,442NewHistory
Nisource Inc.65473P121UNIT 12/01/202346,200$5.53M0.3%+16,300+54.5%Added–
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK102,100$5.39M0.3%−600−0.6%Reduced–
GOOGLAlphabet Inc.Stock1,938$5.39M0.3%−664−25.5%ReducedHistory
COSTCostco Wholesale CorpStock9,209$5.30M0.3%+5,335+137.7%AddedHistory
PXDPioneer Natural Resources CoCOM21,200$5.30M0.3%+21,200NewHistory
TSLATesla, Inc.Stock4,555$4.91M0.3%+2,730+149.6%AddedHistory
Broadcom Inc.11135F200COM2,224$4.37M0.3%−400−15.2%Reduced–
Danaher Corp2358514095% CONV PFD B2,745$4.31M0.3%+2,745New–
Boston Scientific Corp1011372065.50% CNV PFD A36,635$4.26M0.3%+15,700+75.0%Added–
MSFTMicrosoft CorpStock13,797$4.25M0.3%−7,161−34.2%ReducedHistory
EXPEExpedia Group, Inc.Stock21,700$4.25M0.3%+5,200+31.5%AddedHistory
KKRKKR & Co. Inc.COM72,500$4.24M0.3%−5,000−6.5%ReducedHistory
Southern Co842587602UNIT 08/01/202275,113$4.10M0.2%+28,800+62.2%Added–
HDHome Depot, Inc.Stock12,975$3.88M0.2%+2,475+23.6%AddedHistory
LOWLowes Companies IncStock18,050$3.65M0.2%+3,050+20.3%AddedHistory
Dominion Energy, Inc25746U133UNIT 99/99/999935,566$3.61M0.2%+6,300+21.5%Added–
VVisa Inc.Stock15,403$3.42M0.2%−11,725−43.2%ReducedHistory
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK44,200$3.29M0.2%+10,200+30.0%Added–
NKENIKE, Inc.Stock23,439$3.15M0.2%−3,500−13.0%ReducedHistory
RHRHCOM9,550$3.11M0.2%−6,500−40.5%ReducedHistory
NVDANVIDIA CorpStock10,700$2.92M0.2%+10,700NewHistory
NFLXNetflix IncStock7,544$2.83M0.2%−456−5.7%ReducedHistory
BRK.BBerkshire Hathaway IncStock7,894$2.79M0.2%+7,809+9,187.1%AddedHistory
ELEstee Lauder Companies IncCL A10,200$2.78M0.2%+3,700+56.9%AddedHistory
TSLXSixth Street Specialty Lending, Inc.COM107,818$2.51M0.1%+50,400+87.8%AddedHistory
Stanley Black & Decker, Inc.854502846UNIT 11/15/202227,790$2.44M0.1%−13,200−32.2%Reduced–
TGTTarget CorpStock11,050$2.35M0.1%+6,500+142.9%AddedHistory
Bank of Amer Corp0605056827.25%CNV PFD L1,748$2.29M0.1%−2,400−57.9%Reduced–
WFC.PLWells Fargo & CompanyPERP PFD CNV A1,683$2.23M0.1%−1,000−37.3%ReducedHistory
Nextera Energy Inc65339F796UNIT 09/01/2022S34,713$2.15M0.1%00.0%Unchanged–
CBRECbre Group, Inc.CL A23,080$2.11M0.1%+23,080NewHistory
FWONKLiberty Media CorpCOM SER C FRMLA23,229$1.62M0.1%+23,229NewHistory
MROMarathon Oil CorpCOM63,651$1.60M0.1%+63,651NewHistory
TRGPTarga Resources Corp.COM20,841$1.57M0.1%+20,841NewHistory
ADMArcher-Daniels-Midland CoStock16,958$1.53M0.1%−13,382−44.1%ReducedHistory
COPConocoPhillipsStock14,961$1.50M0.1%−14,327−48.9%ReducedHistory
iShares S&P 500 Value ETF464287408ETF9,518$1.48M0.1%+9,518New–
BGBunge Global SACOM13,228$1.47M0.1%−2,863−17.8%ReducedHistory
FASTFastenal CoStock24,549$1.46M0.1%+24,549NewHistory
DHRDanaher CorpStock4,946$1.45M0.1%+4,946NewHistory
HSYHershey CoCOM6,699$1.45M0.1%−2,849−29.8%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock2,450$1.45M0.1%+2,450NewHistory
FRFirst Industrial Realty Trust IncCOM23,320$1.44M0.1%+23,320NewHistory
METMetlife IncStock20,349$1.43M0.1%+20,349NewHistory
AMHAmerican Homes 4 RentCL A35,577$1.42M0.1%+35,577NewHistory
CATCaterpillar IncStock6,369$1.42M0.1%−2,483−28.1%ReducedHistory
AFGAmerican Financial Group IncCOM9,723$1.42M0.1%+9,723NewHistory
NDAQNasdaq, Inc.COM7,931$1.41M0.1%+4,307+118.8%AddedHistory
MOHMolina Healthcare, Inc.COM4,185$1.40M0.1%+4,185NewHistory
HZNPHorizon Therapeutics Public Ltd CoSHS13,168$1.39M0.1%+4,435+50.8%AddedHistory
SNASnap-on IncCOM6,686$1.37M0.1%+6,686NewHistory
CSLCarlisle Companies IncCOM5,573$1.37M0.1%+5,573NewHistory
CPTCamden Property TrustREIT8,244$1.37M0.1%+8,244NewHistory
AEPAmerican Electric Power Co IncStock13,588$1.36M0.1%+13,588NewHistory
WSOWatsco IncCOM4,362$1.33M0.1%+4,362NewHistory
LHLabcorp Holdings Inc.COM NEW5,020$1.32M0.1%+5,020NewHistory
Nextera Energy Inc65339F770UNIT 99/99/999925,118$1.31M0.1%00.0%Unchanged–
LSTRLandstar System IncCOM8,660$1.31M0.1%+8,660NewHistory
PAYXPaychex IncStock9,377$1.28M0.1%+9,377NewHistory
UMPQUmpqua Holdings CorpCOM67,253$1.27M0.1%+67,253NewHistory
JBHTHunt J B Transport Services IncCOM6,303$1.27M0.1%+6,303NewHistory
CSCOCisco Systems, Inc.Stock21,352$1.19M0.1%+5,621+35.7%AddedHistory
AMATApplied Materials IncStock8,988$1.19M0.1%−3,406−27.5%ReducedHistory
AAAlcoa CorpStock12,717$1.15M0.1%+12,717NewHistory
Nextera Energy Inc65339F739UNIT 99/99/999921,800$1.15M0.1%00.0%Unchanged–
DELLDell Technologies Inc.Stock22,465$1.13M0.1%+22,465NewHistory
FCXFreeport-McMoran IncStock21,713$1.08M0.1%+21,057+3,209.9%AddedHistory
TMUST-Mobile US, Inc.Stock8,000$1.03M0.1%+8,000NewHistory
SEESealed Air CorpCOM14,300$958.0K0.1%+14,300NewHistory
ORCLOracle CorpStock9,823$812.0K<0.1%−1,260−11.4%ReducedHistory
ASMLASML Holding NVADR1,200$802.0K<0.1%+1,200NewHistory
JPMJPMorgan Chase & CoStock5,210$710.0K<0.1%−11,337−68.5%ReducedHistory
BACBank of America CorpStock16,928$697.0K<0.1%−23,740−58.4%ReducedHistory
AMDAdvanced Micro Devices IncStock5,548$606.0K<0.1%+5,548NewHistory
FFord Motor CoStock16,588$281.0K<0.1%−48,752−74.6%ReducedHistory

Sold out since Q4 2021 (51)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Rational Advisors LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
Schwab US Aggregate Bond ETF808524839ETF2,868,290$154.6M9.5%–
Global X FDS37954Y343GLBL X MLP ETF2,803,049$98.1M6.0%–
Global X FDS37954Y483NASDAQ 100 COVER3,038,383$67.4M4.1%–
Fidelity MSCI Utilities Index ETF316092865ETF1,405,020$65.1M4.0%–
DBX ETF Tr233051432XTRACK USD HIGH1,090,463$43.4M2.7%–
iShares Tr464287150CORE S&P TTL STK321,547$34.4M2.1%–
Vanguard Morningstar Total Stock Market ETF922908769ETF142,133$34.3M2.1%–
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF419,409$16.7M1.0%–
iShares Tr464288588MBS ETF79,221$8.51M0.5%–
PYPLPayPal Holdings, Inc.Stock28,542$5.38M0.3%History
LULUlululemon athletica inc.Stock9,511$3.72M0.2%History
CZRCaesars Entertainment, Inc.COM36,600$3.42M0.2%History
ABNBAirbnb, Inc.Stock19,900$3.31M0.2%History
XYZBlock, Inc.CL A17,427$2.81M0.2%History
American Elec PWR Co Inc025537127UNIT 08/01/202151,450$2.58M0.2%–
CMGChipotle Mexican Grill IncCOM1,220$2.13M0.1%History
GLPIGaming & Leisure Properties, Inc.COM41,491$2.02M0.1%History
JNJJohnson & JohnsonStock11,783$2.02M0.1%History
DEDeere & CoStock5,814$1.99M0.1%History
MASMasco CorpCOM28,227$1.98M0.1%History
WMWaste Management IncStock11,548$1.93M0.1%History
GSGoldman Sachs Group IncStock4,944$1.89M0.1%History
CMICummins IncStock8,273$1.80M0.1%History
FITBFifth Third BancorpCOM38,134$1.66M0.1%History
LENLennar CorpCL A13,712$1.59M0.1%History
TSNTyson Foods, Inc.Stock17,153$1.50M0.1%History
MSMorgan StanleyStock15,179$1.49M0.1%History
ACNAccenture plcStock3,454$1.43M0.1%History
OLNOLIN CorpStock22,347$1.28M0.1%History
CECelanese CorpStock7,213$1.21M0.1%History
USBUS Bancorp DECOM NEW21,553$1.21M0.1%History
RACEFerrari N.V.COM4,500$1.17M0.1%History
Dte Energy Co233331842UNIT 11/01/2022S20,055$1.03M0.1%–
DRIDarden Restaurants IncCOM6,677$1.01M0.1%History
CMECME Group Inc.COM4,201$960.0K0.1%History
SFStifel Financial CorpCOM13,484$950.0K0.1%History
SOSouthern CoStock13,126$900.0K0.1%History
SWKSSkyworks Solutions, Inc.Stock5,792$899.0K0.1%History
ZZillow Group, Inc.CL C CAP STK14,000$894.0K0.1%History
EXCExelon CorpStock14,504$838.0K0.1%History
TPRTapestry, Inc.COM20,439$830.0K0.1%History
ANAutonation, Inc.COM6,725$786.0K<0.1%History
AAgilent Technologies, Inc.COM3,870$618.0K<0.1%History
TRUPTrupanion, Inc.COM238$31.0K<0.1%History
VSTVistra Corp.Stock1,245$28.0K<0.1%History
Athene Holding Ltd.G0684D107CL A319$27.0K<0.1%–
NRGNRG Energy, Inc.Stock577$25.0K<0.1%History
POLYPlantronics IncCOM840$25.0K<0.1%History
YUMCYum China Holdings, Inc.COM413$21.0K<0.1%History
GSHDGoosehead Insurance, Inc.COM CL A163$21.0K<0.1%History
LMNDLemonade, Inc.Stock372$16.0K<0.1%History